Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 45850-45851 [2014-18536]
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Federal Register / Vol. 79, No. 151 / Wednesday, August 6, 2014 / Notices
3WFN, 06–A44, U.S. Nuclear Regulatory
Commission, Washington, DC 20555–
0001.
For additional direction on obtaining
information and submitting comments,
see ‘‘Obtaining Information and
Submitting Comments’’ in the
SUPPLEMENTARY INFORMATION section
below.
FOR FURTHER INFORMATION CONTACT: Soly
I. Soto, Office of Nuclear Material Safety
and Safeguards, U.S. Nuclear Regulatory
Commission, Washington, DC 20555–
0001; telephone: 301–287–9076, email:
Soly.Soto@nrc.gov.
SUPPLEMENTARY INFORMATION:
comment submissions to remove
identifying or contact information.
If you are requesting or aggregating
comments from other persons for
submission to the NRC, then you should
inform those persons not to include
identifying or contact information that
they do not want to be publicly
disclosed in their comment submission.
Your request should state that the NRC
does not routinely edit comment
submissions to remove such information
before making the comment
submissions available to the public or
entering the comment submissions into
ADAMS.
I. Obtaining Information and
Submitting Comments
II. Further Information
On June 5, 2014 (79 FR 32579), the
NRC solicited comments on draft
NUREG–1520, Revision 2, titled
‘‘Standard Review Plan for License
Applications for Fuel Cycle Facilities.’’
This SRP provides NRC staff guidance
for reviewing and evaluating the safety,
health, security and environmental
protection aspects of applications for
licenses to possess and use special
nuclear material (SNM) at fuel cycle
facilities. The public comment period
originally was scheduled to close on
September 3, 2014. However, the NRC is
planning to schedule a public meeting
around September 2014 and has
decided to extend the public comment
period on this document to allow more
time for members of the public to
incorporate information shared at this
public meeting as they develop and
submit their comments. The deadline
for submitting comments will be
extended to November 3, 2014. A public
meeting notice will be published in the
future to announce the day of the
meeting.
mstockstill on DSK4VPTVN1PROD with NOTICES
A. Obtaining Information
Please refer to Docket ID NRC–2012–
0220 when contacting the NRC about
the availability of information regarding
NUREG–1520. You may obtain publiclyavailable information related to this
action by the following methods:
• Federal Rulemaking Web site: Go to
https://www.regulations.gov and search
for Docket ID NRC–2012–0220.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): You may obtain publiclyavailable documents online in the
ADAMS Public Documents collection at
https://www.nrc.gov/reading-rm/
adams.html. To begin the search, select
‘‘ADAMS Public Documents’’ and then
select ‘‘Begin Web-based ADAMS
Search.’’ For problems with ADAMS,
please contact the NRC’s Public
Document Room (PDR) reference staff at
1–800–397–4209, 301–415–4737, or by
email to pdr.resource@nrc.gov. Draft
NUREG–1520, Revision 2, is available in
ADAMS under Accession No.
ML14150A417.
• NRC’s PDR: You may examine and
purchase copies of public documents at
the NRC’s PDR, Room O1–F21, One
White Flint North, 11555 Rockville
Pike, Rockville, Maryland 20852.
B. Submitting Comments
Please include Docket ID NRC–2012–
0220 in the subject line of your
comment submission, in order to ensure
that the NRC is able to make your
comment submission available to the
public in this docket.
The NRC cautions you not to include
identifying or contact information that
you do not want to be publicly
disclosed in your comment submission.
The NRC will post all comment
submissions at https://
www.regulations.gov as well as enter the
comment submissions into ADAMS.
The NRC does not routinely edit
VerDate Mar<15>2010
17:14 Aug 05, 2014
Jkt 232001
Dated at Rockville, Maryland, this 29th day
of July 2014.
For the Nuclear Regulatory Commission.
Marissa G. Bailey,
Director, Division of Fuel Cycle Safety and
Safeguards, Office of Nuclear Material Safety
and Safeguards.
[FR Doc. 2014–18622 Filed 8–5–14; 8:45 am]
BILLING CODE 7590–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–31194]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
July 31, 2014.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
PO 00000
Frm 00097
Fmt 4703
Sfmt 4703
Act of 1940 for the month of July 2014.
A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
August 26, 2014, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
FOR FURTHER INFORMATION CONTACT:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Chief Counsel’s Office, 100 F Street NE.,
Washington, DC 20549–8010.
JP Morgan Mutual Fund Group [File
No. 811–5151]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On November 29,
2012, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of
approximately $35,774 incurred in
connection with the liquidation were
paid by applicant.
Filing Dates: The application was
filed on June 2, 2014, and amended on
July 24, 2014.
Applicant’s Address: 270 Park Ave.,
New York, NY 10017.
Tortoise North American Energy Corp.
[File No. 811–21700]
Tortoise Energy Capital Corp. [File No.
811–21725]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Applicants
transferred their assets to Tortoise
Energy Infrastructure Corporation and
on June 23, 2014, made distributions to
their shareholders based on net asset
value. Expenses of approximately
$475,000 incurred in connection with
each reorganization were paid by the
E:\FR\FM\06AUN1.SGM
06AUN1
Federal Register / Vol. 79, No. 151 / Wednesday, August 6, 2014 / Notices
relevant applicant and the acquiring
fund.
Filing Date: The applications were
filed on June 25, 2014.
Applicants’ Address: 11550 Ash St.,
Suite 300, Leawood, KS 66211.
Goldman Sachs Credit Strategies Fund
[File No. 811–22280]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred its assets to Goldman Sachs
Long Short Credit Strategies Fund, a
series of Goldman Sachs Trust, and on
March 21, 2014, made a distribution to
its shareholders based on net asset
value. Expenses of $320,000 incurred in
connection with the reorganization were
paid by applicant and Goldman Sachs
Asset Management, L.P., applicant’s
investment adviser.
Filing Date: The application was filed
on July 7, 2014.
Applicant’s Address: 71 Wacker Dr.,
Chicago, IL 60606.
Keystone Mutual Funds [File No. 811–
21890]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred its assets to MainStay
Cornerstone Growth Fund, a series of
MainStay Funds Trust, and on January
11, 2013, made a distribution to its
shareholders based on net asset value.
Expenses of $253,488 incurred in
connection with the reorganization were
paid by Cornerstone Capital
Management, LLC and/or Cornerstone
Capital Management Inc., applicant’s
investment adviser.
Filing Dates: The application was
filed on March 10, 2014, and amended
on July 8, 2014.
Applicant’s Address: 3600 Minnesota
Dr., Suite 70, Edina, MN 55435.
mstockstill on DSK4VPTVN1PROD with NOTICES
First Variable Rate Fund for
Government Income [File No. 811–
2633]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred its assets to Calvert Fund,
and on October 25, 2013, made a
distribution to its shareholders, based
on net asset value. Expenses of $38,541
incurred in connection with the
reorganization were paid by applicant.
Filing Dates: The application was
filed on November 21, 2013, and
amended on July 11, 2014.
Applicant’s Address: 4550
Montgomery Ave., Suite 1125N,
Bethesda, MD 20814.
VerDate Mar<15>2010
17:14 Aug 05, 2014
Jkt 232001
Eclipse Funds Inc. [File No. 811–6175]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred its assets to corresponding
series of MainStay Funds Trust, and on
May 24, 2013, made a distribution to its
shareholders based on net asset value.
Expenses of $8,502 incurred in
connection with the reorganization were
paid by applicant.
Filing Dates: The application was
filed on April 30, 2014, and amended on
July 16, 2014.
Applicant’s Address: 51 Madison
Ave., New York, NY 10010.
Oppenheimer Diversified Commodity
Strategies Fund [File No. 811–22689]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company.
Applicant has never made a public
offering of its securities and does not
propose to make a public offering or
engage in business of any kind.
Filing Dates: The application was
filed on July 15, 2014, and amended on
July 21, 2014.
Applicant’s Address: 6803 Tucson
Way, Centennial, CO 80112.
Scotia Institutional Funds [File No.
811–21913]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred the assets of its series,
JOHCM Emerging Markets
Opportunities Fund, JOHCM Global
Equity Fund and JOHCM International
Select Fund, to corresponding series of
Advisers Investment Trust, and on
November 15, 2013, made distributions
to its shareholders based on net asset
value. Applicant transferred the assets
of its Smith Group Large Cap Core
Growth Fund series to a corresponding
series of Managed Portfolio Series, and
on February 21, 2014, made a
distribution to its shareholders based on
net asset value. Applicant transferred
the assets of its Mount Lucas U.S.
Focused Equity Fund series to a
corresponding series of Fund Vantage
Trust, and on March 24, 2014, made a
distribution to its shareholders based on
net asset value. Applicant transferred
the asset of its Dynamic U.S. Growth
Fund series, and on March 21, 2014,
made a distribution to its shareholders
based on net asset value. Expenses of
$694,422 incurred in connection with
the reorganizations were paid by JO
Hambro Capital Management Limited,
Smith Asset Management Group, L.P.,
Mount Lucas Management LP, and
Scotia Institutional Asset Management
PO 00000
Frm 00098
Fmt 4703
Sfmt 4703
45851
US, Ltd., applicant’s investment subadvisers.
Filing Dates: The application was
filed on June 4, 2014, and amended on
July 23, 2014.
Applicant’s Address: 1055 Westlakes
Dr., Suite 301, Berwyn, PA 19312.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–18536 Filed 8–5–14; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–72732; File Nos. SR–NYSE–
2011–55; SR–NYSEAmex–2011–84]
Self-Regulatory Organizations; New
York Stock Exchange LLC; NYSE MKT
LLC; Order Granting an Extension to
Limited Exemptions From Rule 612(c)
of Regulation NMS In Connection With
the Exchanges’ Retail Liquidity
Programs Until March 31, 2015
July 31, 2014.
On July 3, 2012, the Commission
issued an order pursuant to its authority
under Rule 612(c) of Regulation NMS
(‘‘Sub-Penny Rule’’) 1 that granted the
New York Stock Exchange LLC
(‘‘NYSE’’ or ‘‘Exchange’’) and NYSE
MKT LLC 2 (‘‘NYSE MKT’’ and, together
with NYSE, the ‘‘Exchanges’’) limited
exemptions from the Sub-Penny Rule in
connection with the operation of each
Exchange’s Retail Liquidity Program
(‘‘Programs’’).3 The limited exemptions
were granted concurrently with the
Commission’s approval of the
Exchanges’ proposals to adopt their
respective Retail Liquidity Programs for
one-year pilot terms.4 The exemptions
were granted coterminous with the
effectiveness of the pilot Programs; both
the pilot Programs and exemptions are
scheduled to expire on July 31, 2014.5
1 17
CFR 242.612(c).
the time it filed the original proposal to adopt
the Retail Liquidity Program, NYSE MKT went by
the name NYSE Amex LLC. On May 14, 2012, the
Exchange filed a proposed rule change,
immediately effective upon filing, to change its
name from NYSE Amex LLC to NYSE MKT LLC.
See Securities Exchange Act Release No. 67037
(May 21, 2012), 77 FR 31415 (May 25, 2012) (SR–
NYSEAmex-2012–32).
3 See Securities Exchange Act Release No. 67347,
77 FR 40673 (July 10, 2012) (SR–NYSE–2011–55;
SR–NYSEAmex–2011–84) (‘‘Order’’).
4 See id.
5 The pilot term of the Programs was originally
scheduled to end on July 31, 2013, but the
Exchanges extended the term for another year,
through July 31, 2014. See Securities Exchange Act
Release Nos. 70096 (August 2, 2013), 78 FR 48520
2 At
E:\FR\FM\06AUN1.SGM
Continued
06AUN1
]]>Agencies
[Federal Register Volume 79, Number 151 (Wednesday, August 6, 2014)]
[Notices]
[Pages 45850-45851]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-18536]
=======================================================================
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-31194]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
July 31, 2014.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
July 2014. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on August 26, 2014, and
should be accompanied by proof of service on the applicant, in the form
of an affidavit or, for lawyers, a certificate of service. Hearing
requests should state the nature of the writer's interest, the reason
for the request, and the issues contested. Persons who wish to be
notified of a hearing may request notification by writing to the
Secretary, U.S. Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE., Washington, DC 20549-8010.
JP Morgan Mutual Fund Group [File No. 811-5151]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On November 29, 2012, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of approximately $35,774 incurred in connection with the
liquidation were paid by applicant.
Filing Dates: The application was filed on June 2, 2014, and
amended on July 24, 2014.
Applicant's Address: 270 Park Ave., New York, NY 10017.
Tortoise North American Energy Corp. [File No. 811-21700]
Tortoise Energy Capital Corp. [File No. 811-21725]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company.
Applicants transferred their assets to Tortoise Energy Infrastructure
Corporation and on June 23, 2014, made distributions to their
shareholders based on net asset value. Expenses of approximately
$475,000 incurred in connection with each reorganization were paid by
the
[[Page 45851]]
relevant applicant and the acquiring fund.
Filing Date: The applications were filed on June 25, 2014.
Applicants' Address: 11550 Ash St., Suite 300, Leawood, KS 66211.
Goldman Sachs Credit Strategies Fund [File No. 811-22280]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant
transferred its assets to Goldman Sachs Long Short Credit Strategies
Fund, a series of Goldman Sachs Trust, and on March 21, 2014, made a
distribution to its shareholders based on net asset value. Expenses of
$320,000 incurred in connection with the reorganization were paid by
applicant and Goldman Sachs Asset Management, L.P., applicant's
investment adviser.
Filing Date: The application was filed on July 7, 2014.
Applicant's Address: 71 Wacker Dr., Chicago, IL 60606.
Keystone Mutual Funds [File No. 811-21890]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant transferred its assets to MainStay
Cornerstone Growth Fund, a series of MainStay Funds Trust, and on
January 11, 2013, made a distribution to its shareholders based on net
asset value. Expenses of $253,488 incurred in connection with the
reorganization were paid by Cornerstone Capital Management, LLC and/or
Cornerstone Capital Management Inc., applicant's investment adviser.
Filing Dates: The application was filed on March 10, 2014, and
amended on July 8, 2014.
Applicant's Address: 3600 Minnesota Dr., Suite 70, Edina, MN 55435.
First Variable Rate Fund for Government Income [File No. 811-2633]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant transferred its assets to Calvert
Fund, and on October 25, 2013, made a distribution to its shareholders,
based on net asset value. Expenses of $38,541 incurred in connection
with the reorganization were paid by applicant.
Filing Dates: The application was filed on November 21, 2013, and
amended on July 11, 2014.
Applicant's Address: 4550 Montgomery Ave., Suite 1125N, Bethesda,
MD 20814.
Eclipse Funds Inc. [File No. 811-6175]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant transferred its assets to
corresponding series of MainStay Funds Trust, and on May 24, 2013, made
a distribution to its shareholders based on net asset value. Expenses
of $8,502 incurred in connection with the reorganization were paid by
applicant.
Filing Dates: The application was filed on April 30, 2014, and
amended on July 16, 2014.
Applicant's Address: 51 Madison Ave., New York, NY 10010.
Oppenheimer Diversified Commodity Strategies Fund [File No. 811-22689]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company.
Applicant has never made a public offering of its securities and
does not propose to make a public offering or engage in business of any
kind.
Filing Dates: The application was filed on July 15, 2014, and
amended on July 21, 2014.
Applicant's Address: 6803 Tucson Way, Centennial, CO 80112.
Scotia Institutional Funds [File No. 811-21913]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant transferred the assets of its
series, JOHCM Emerging Markets Opportunities Fund, JOHCM Global Equity
Fund and JOHCM International Select Fund, to corresponding series of
Advisers Investment Trust, and on November 15, 2013, made distributions
to its shareholders based on net asset value. Applicant transferred the
assets of its Smith Group Large Cap Core Growth Fund series to a
corresponding series of Managed Portfolio Series, and on February 21,
2014, made a distribution to its shareholders based on net asset value.
Applicant transferred the assets of its Mount Lucas U.S. Focused Equity
Fund series to a corresponding series of Fund Vantage Trust, and on
March 24, 2014, made a distribution to its shareholders based on net
asset value. Applicant transferred the asset of its Dynamic U.S. Growth
Fund series, and on March 21, 2014, made a distribution to its
shareholders based on net asset value. Expenses of $694,422 incurred in
connection with the reorganizations were paid by JO Hambro Capital
Management Limited, Smith Asset Management Group, L.P., Mount Lucas
Management LP, and Scotia Institutional Asset Management US, Ltd.,
applicant's investment sub-advisers.
Filing Dates: The application was filed on June 4, 2014, and
amended on July 23, 2014.
Applicant's Address: 1055 Westlakes Dr., Suite 301, Berwyn, PA
19312.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-18536 Filed 8-5-14; 8:45 am]
BILLING CODE 8011-01-P
