Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 38079-38080 [2014-15666]
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Federal Register / Vol. 79, No. 128 / Thursday, July 3, 2014 / Notices
By the Commission.
Ruth Ann Abrams,
Acting Secretary.
[FR Doc. 2014–15587 Filed 7–2–14; 8:45 am]
BILLING CODE 7710–FW–P
POSTAL SERVICE
Product Change—Priority Mail
Negotiated Service Agreement
Postal ServiceTM.
ACTION: Notice.
AGENCY:
The Postal Service gives
notice of filing a request with the Postal
Regulatory Commission to add a
domestic shipping services contract to
the list of Negotiated Service
Agreements in the Mail Classification
Schedule’s Competitive Products List.
DATES: Effective date: July 3, 2014.
FOR FURTHER INFORMATION CONTACT:
Elizabeth A. Reed, 202–268–3179.
SUPPLEMENTARY INFORMATION: The
United States Postal Service® hereby
gives notice that, pursuant to 39 U.S.C.
3642 and 3632(b)(3), on June 27, 2014,
it filed with the Postal Regulatory
Commission a Request of the United
States Postal Service to Add Priority
Mail Contract 82 to Competitive Product
List. Documents are available at
www.prc.gov, Docket Nos. MC2014–29,
CP2014–54.
SUMMARY:
Stanley F. Mires,
Attorney, Legal Policy & Legislative Advice.
[FR Doc. 2014–15600 Filed 7–2–14; 8:45 am]
BILLING CODE 7710–12–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–31136]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
tkelley on DSK3SPTVN1PROD with NOTICES
June 27, 2014.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of June, 2014.
A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
VerDate Mar<15>2010
16:53 Jul 02, 2014
Jkt 232001
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on July
22, 2014, and should be accompanied
by proof of service on the applicant, in
the form of an affidavit or, for lawyers,
a certificate of service. Hearing requests
should state the nature of the writer’s
interest, the reason for the request, and
the issues contested. Persons who wish
to be notified of a hearing may request
notification by writing to the Secretary,
U.S. Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
FOR FURTHER INFORMATION CONTACT:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Chief Counsel’s Office, 100 F Street NE.,
Washington, DC 20549–8010.
Dreyfus LifeTime Portfolios Inc. [File
No. 811–7878]; Dreyfus Dynamic
Alternatives Fund, Inc. [File No. 811–
22361]
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. On December
5, 2012, and April 13, 2012,
respectively, applicants made
liquidating distributions to their
shareholders, based on net asset value.
Expenses of approximately $785, and
$608, respectively, incurred in
connection with the liquidations were
paid by The Dreyfus Corporation,
applicants’ Investment adviser.
Filing Date: The applications were
filed on June 12, 2014.
Applicants’ Address: c/o The Dreyfus
Corporation, 200 Park Ave., New York,
NY 10166.
Security Large Cap Value Fund [File
No. 811–487]; Security Mid Cap Growth
Fund [File No. 811–1316]; Security
Income Fund [File No. 811–2120]
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. Applicants
transferred their assets to corresponding
series of Guggenheim Funds Trust, and
on January 28, 2014, made distributions
to their shareholders based on net asset
value. Expenses of $10,626, $17,185 and
$349,480, respectively, incurred in
connection with the reorganizations
were paid by each applicant and
Security Investors, LLC, applicants’
investment adviser.
Filing Date: The applications were
filed on May 30, 2014.
Applicants’ Address: 805 King Farm
Blvd., Suite 600, Rockville, MD 20850.
PO 00000
Frm 00075
Fmt 4703
Sfmt 4703
38079
Hennessy Funds Inc. [File No. 811–
7493]; Hennessy Mutual Funds Inc.
[File No. 811–7695]; Hennessy SPARX
Funds Trust [File No. 811–21419]
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. Each applicant
transferred its assets to Hennessy Funds
Trust, and on February 28, 2014, made
distributions to its shareholders based
on net asset value. Expenses of $49,000
incurred in connection with the
reorganizations were paid by Hennessy
Advisors, Inc., investment adviser to
applicants and the acquiring fund.
Filing Date: The applications were
filed on June 16, 2014.
Applicants’ Address: 7250 Redwood
Blvd., Suite 200, Novato, CA 94945.
First Trust Municipal Target Term
Trust [File No. 811–22267]; First Trust
Global Equity Dividend Fund [File No.
811–22627]; First Trust Strategic
Allocation Fund [File No. 811–22629];
First Trust Global Resource Solution
Fund [File No. 811–22630]; First Trust
Diversified Short Duration Fund [File
No. 811–22751]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Applicants
have never made a public offering of
their securities and do not purpose to
make public offerings or engage in
business of any kind.
Filing Date: The applications were
filed on May 30, 2014.
Applicants’ Address: 120 East Liberty
Dr., Suite 400, Wheaton, IL 60187.
Fidelity Account II of Monarch Life
Insurance Company [File No. 811–5991]
Summary: Applicant, a unit
investment trust, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on December 11, 2013, and
amended on May 15, 2014.
Applicant’s Address: Monarch Life
Insurance Company, 330 Whitney Ave.,
Suite 500, Holyoke, MA 01040.
Symetra Mutual Funds Trust [File No.
811–22653]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On December 27,
2013, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $367,623
incurred in connection with the
liquidation were paid by Symetra
E:\FR\FM\03JYN1.SGM
03JYN1
38080
Federal Register / Vol. 79, No. 128 / Thursday, July 3, 2014 / Notices
Investment Management, Inc.,
applicant’s investment adviser.
Filing Date: The application was filed
on March 4, 2014.
Applicant’s Address: 777 108th
Avenue NE., Suite 1200, Bellevue, WA
98004–5135.
Wegener Investment Trust [File No.
811–21860]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On December 30,
2013, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Anticipated expenses
of $50.00 incurred in connection with
the liquidation will be paid by Wegener,
LLC, applicant’s investment adviser.
Filing Dates: The application was
filed on May 14, 2014, and amended on
June 24, 2014.
Applicant’s Address: 3350 Monarch
Ln., Annandale, VA 22003.
Special Value Expansion Fund, LLC
[File No. 811–21629]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering. Applicant currently
has fewer than 100 beneficial owners
(within the meaning of section 3(c)(1))
and intends to continue operating as a
private fund in reliance on section
3(c)(1) of the Act. Applicant has notified
its beneficial owners that certain legal
protections afforded to shareholders of
an investment company registered
under the Act will no longer apply.
Filing Dates: The application was
filed on January 6, 2014, and amended
on February 21, 2014, April 7, 2014, and
May 1, 2014.
Applicant’s Address: 2951 28th St.,
Suite 1000, Santa Monica, CA 90405.
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–72495; File No. SR–CBOE–
2014–026]
Self-Regulatory Organizations;
Financial Industry Regulatory
Authority, Inc.; Notice of Filing of a
Proposed Rule Change Relating to
Revisions to the Definitions of NonPublic Arbitrator and Public Arbitrator
June 27, 2014.
June 27, 2014.
On March 21, 2014, the Chicago
Board Options Exchange, Incorporated
(the ‘‘Exchange’’ or ‘‘CBOE’’) filed with
the Securities and Exchange
Commission (the ‘‘Commission’’),
pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2 a
proposed rule change to amend CBOE
Rule 24.19 to revise several provisions
governing the trading of Multi-Class
Spread Orders. The proposed rule
change was published for comment in
the Federal Register on April 10, 2014.3
On April 10, 2014, the Exchange
submitted Amendment No. 1 to the
proposed rule change. On May 15, 2014
and June 3, 2014, CBOE extended the
time period in which the Commission
must either approve the proposed rule
change, disapprove the proposed rule
change, or institute proceedings to
determine whether to disapprove the
proposed rule change to June 13, 2014,
and to June 30, 2014, respectively. The
Commission has not received any
comments on the proposed rule change.
On June 25, 2014, CBOE withdrew the
proposed rule change (SR–CBOE–2014–
026).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.4
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–15609 Filed 7–2–14; 8:45 am]
BILLING CODE 8011–01–P
[FR Doc. 2014–15666 Filed 7–2–14; 8:45 am]
tkelley on DSK3SPTVN1PROD with NOTICES
BILLING CODE 8011–01–P
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 71872
(April 4, 2014), 79 FR 19940.
4 17 CFR 200.30–3(a)(31).
2 17
16:53 Jul 02, 2014
Jkt 232001
[Release No. 34–72491; File No. SR–FINRA–
2014–028]
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Notice of Withdrawal of
Proposed Rule Change To Amend Rule
24.19
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Jill M. Peterson,
Assistant Secretary.
VerDate Mar<15>2010
SECURITIES AND EXCHANGE
COMMISSION
PO 00000
Frm 00076
Fmt 4703
Sfmt 4703
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on June 17,
2014, Financial Industry Regulatory
Authority, Inc. (‘‘FINRA’’) filed with the
Securities and Exchange Commission
(‘‘SEC’’ or ‘‘Commission’’) the proposed
rule change as described in Items I, II,
and III below, which Items have been
substantially prepared by FINRA. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
FINRA is proposing to refine and
reorganize the definitions of ‘‘nonpublic arbitrator’’ and ‘‘public
arbitrator.’’ The amendments would,
among other matters, provide that
persons who worked in the financial
industry for any duration during their
careers would always be classified as
non-public arbitrators, and persons who
represent investors or the financial
industry as a significant part of their
business would also be classified as
non-public arbitrators, but could
become public arbitrators after a
cooling-off period. The amendments
would also reorganize the definitions to
make it easier for arbitrator applicants
and parties, among others, to determine
the correct arbitrator classification.
The text of the proposed rule change
is available, at the principal office of
FINRA, on FINRA’s Web site at https://
www.finra.org, and at the Commission’s
Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission,
FINRA included statements concerning
the purpose of and basis for the
proposed rule change and discussed any
comments it received on the proposed
rule change. The text of these statements
1 15
2 17
E:\FR\FM\03JYN1.SGM
U.S.C. 78s(b)(1).
CFR 240.19b–4.
03JYN1
]]>Agencies
[Federal Register Volume 79, Number 128 (Thursday, July 3, 2014)]
[Notices]
[Pages 38079-38080]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-15666]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-31136]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
June 27, 2014.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
June, 2014. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on July 22, 2014, and should
be accompanied by proof of service on the applicant, in the form of an
affidavit or, for lawyers, a certificate of service. Hearing requests
should state the nature of the writer's interest, the reason for the
request, and the issues contested. Persons who wish to be notified of a
hearing may request notification by writing to the Secretary, U.S.
Securities and Exchange Commission, 100 F Street NE., Washington, DC
20549-1090.
FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE., Washington, DC 20549-8010.
Dreyfus LifeTime Portfolios Inc. [File No. 811-7878]; Dreyfus Dynamic
Alternatives Fund, Inc. [File No. 811-22361]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. On December 5, 2012, and April 13, 2012,
respectively, applicants made liquidating distributions to their
shareholders, based on net asset value. Expenses of approximately $785,
and $608, respectively, incurred in connection with the liquidations
were paid by The Dreyfus Corporation, applicants' Investment adviser.
Filing Date: The applications were filed on June 12, 2014.
Applicants' Address: c/o The Dreyfus Corporation, 200 Park Ave.,
New York, NY 10166.
Security Large Cap Value Fund [File No. 811-487]; Security Mid Cap
Growth Fund [File No. 811-1316]; Security Income Fund [File No. 811-
2120]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. Applicants transferred their assets to
corresponding series of Guggenheim Funds Trust, and on January 28,
2014, made distributions to their shareholders based on net asset
value. Expenses of $10,626, $17,185 and $349,480, respectively,
incurred in connection with the reorganizations were paid by each
applicant and Security Investors, LLC, applicants' investment adviser.
Filing Date: The applications were filed on May 30, 2014.
Applicants' Address: 805 King Farm Blvd., Suite 600, Rockville, MD
20850.
Hennessy Funds Inc. [File No. 811-7493]; Hennessy Mutual Funds Inc.
[File No. 811-7695]; Hennessy SPARX Funds Trust [File No. 811-21419]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. Each applicant transferred its assets to
Hennessy Funds Trust, and on February 28, 2014, made distributions to
its shareholders based on net asset value. Expenses of $49,000 incurred
in connection with the reorganizations were paid by Hennessy Advisors,
Inc., investment adviser to applicants and the acquiring fund.
Filing Date: The applications were filed on June 16, 2014.
Applicants' Address: 7250 Redwood Blvd., Suite 200, Novato, CA
94945.
First Trust Municipal Target Term Trust [File No. 811-22267]; First
Trust Global Equity Dividend Fund [File No. 811-22627]; First Trust
Strategic Allocation Fund [File No. 811-22629]; First Trust Global
Resource Solution Fund [File No. 811-22630]; First Trust Diversified
Short Duration Fund [File No. 811-22751]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company.
Applicants have never made a public offering of their securities and do
not purpose to make public offerings or engage in business of any kind.
Filing Date: The applications were filed on May 30, 2014.
Applicants' Address: 120 East Liberty Dr., Suite 400, Wheaton, IL
60187.
Fidelity Account II of Monarch Life Insurance Company [File No. 811-
5991]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on December 11, 2013, and
amended on May 15, 2014.
Applicant's Address: Monarch Life Insurance Company, 330 Whitney
Ave., Suite 500, Holyoke, MA 01040.
Symetra Mutual Funds Trust [File No. 811-22653]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On December 27, 2013, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $367,623 incurred in connection with the liquidation were
paid by Symetra
[[Page 38080]]
Investment Management, Inc., applicant's investment adviser.
Filing Date: The application was filed on March 4, 2014.
Applicant's Address: 777 108th Avenue NE., Suite 1200, Bellevue, WA
98004-5135.
Wegener Investment Trust [File No. 811-21860]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On December 30, 2013, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Anticipated expenses of $50.00 incurred in connection with the
liquidation will be paid by Wegener, LLC, applicant's investment
adviser.
Filing Dates: The application was filed on May 14, 2014, and
amended on June 24, 2014.
Applicant's Address: 3350 Monarch Ln., Annandale, VA 22003.
Special Value Expansion Fund, LLC [File No. 811-21629]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering. Applicant currently has fewer than 100
beneficial owners (within the meaning of section 3(c)(1)) and intends
to continue operating as a private fund in reliance on section 3(c)(1)
of the Act. Applicant has notified its beneficial owners that certain
legal protections afforded to shareholders of an investment company
registered under the Act will no longer apply.
Filing Dates: The application was filed on January 6, 2014, and
amended on February 21, 2014, April 7, 2014, and May 1, 2014.
Applicant's Address: 2951 28th St., Suite 1000, Santa Monica, CA
90405.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2014-15666 Filed 7-2-14; 8:45 am]
BILLING CODE 8011-01-P
