Sunshine Act Meetings, 36839-36840 [2014-15394]
Download as PDF
36839
Federal Register / Vol. 79, No. 125 / Monday, June 30, 2014 / Notices
the public and local, State, tribal, and
Federal government agencies is
encouraged. The scoping process for the
supplement to the GEIS will be used to
accomplish the following:
a. Define the proposed action, which
is to be the subject of the supplement to
the GEIS;
b. Determine the scope of the
supplement to the GEIS and identify the
significant issues to be analyzed in
depth;
c. Identify and eliminate from
detailed study those issues that are
peripheral or that are not significant;
d. Identify any environmental
assessments and other ElSs that are
being or will be prepared that are
related to, but are not part of, the scope
of the supplement to the GEIS being
considered;
e. Identify other environmental
review and consultation requirements
related to the proposed action;
f. Indicate the relationship between
the timing of the preparation of the
environmental analyses and the
Commission’s tentative planning and
decision-making schedule;
g. Identify any cooperating agencies
and, as appropriate, allocate
assignments for preparation and
schedules for completing the
supplement to the GEIS to the NRC and
any cooperating agencies; and
h. Describe how the supplement to
the GEIS will be prepared and include
any contractor assistance to be used.
The NRC invites the following entities
to participate in scoping:
a. The applicant, DTE;
b. Any Federal agency which has
jurisdiction by law or special expertise
with respect to any environmental
impact involved or which is authorized
to develop and enforce relevant
environmental standards;
c. Affected State and local agencies,
including those authorized to develop
and enforce relevant environmental
standards;
d. Any affected Indian tribe;
e. Any person who has requested an
opportunity to participate in the scoping
process; and
f. Any person who has petitioned or
intends to petition for leave to intervene
in the proceeding or who has been
admitted as a party to the proceeding.
mstockstill on DSK4VPTVN1PROD with NOTICES
III. Public Scoping Meeting
In accordance with 10 CFR 51.26, the
scoping process for an EIS may include
a public scoping meeting to help
identify significant issues related to a
proposed activity and to determine the
scope of issues to be addressed in an
EIS. The NRC has decided to hold
public meetings for the Fermi 2 license
VerDate Mar<15>2010
19:01 Jun 27, 2014
Jkt 232001
renewal supplement to the GEIS. The
scoping meetings will be held on July
24, 2014, and there will be two sessions
to accommodate interested persons. The
first session will convene at 2:00 p.m.
and will continue until 4:00 p.m., as
necessary. The second session will
convene at 7:00 p.m., with a repeat of
the overview portions of the meeting,
and will continue until 9:00 p.m., as
necessary. Both sessions will be held at
the Monroe County Community College,
La-Z-Boy Center, Meyer Theater, 1555
South Raisinville Road, Monroe,
Michigan 48161.
Both meetings will be transcribed and
will include: (1) An overview by the
NRC staff of the NEPA environmental
review process, the proposed scope of
the supplement to the GEIS, and the
proposed review schedule; and (2) the
opportunity for interested government
agencies, organizations, and individuals
to submit comments or suggestions on
the environmental issues or the
proposed scope of the supplement to the
GEIS. Additionally, the NRC staff will
host informal discussions one hour
prior to the start of each session at the
same location. No formal comments on
the proposed scope of the supplement to
the GEIS will be accepted during the
informal discussions. To be considered,
comments must be provided either at
the transcribed public meetings or in
writing, as discussed above.
Persons may register to attend or
present oral comments at the meetings
on the scope of the NEPA review by
contacting the NRC Project Manager,
Ms. Leslie Perkins, by telephone at 1–
800–368–5642, extension 2375, or by
email at Leslie.Perkins@nrc.gov, no later
than July 8, 2014. Members of the public
may also register to speak at the meeting
within 15 minutes of the start of each
session. Individual oral comments may
be limited by the time available,
depending on the number of persons
who register. Members of the public
who have not registered may also have
an opportunity to speak if time permits.
Public comments will be considered in
the scoping process for the supplement
to the GEIS. Ms. Perkins will need to be
contacted no later than July 14, 2014, if
special equipment or accommodations
are needed to attend or present
information at the public meeting so
that the NRC staff can determine
whether the request can be
accommodated.
Participation in the scoping process
for the supplement to the GEIS does not
entitle participants to become parties to
the proceeding to which the supplement
to the GEIS relates. Matters related to
participation in any hearing are outside
PO 00000
Frm 00121
Fmt 4703
Sfmt 4703
the scope of matters to be discussed at
this public meeting.
At the conclusion of the scoping
process, the NRC will prepare a concise
summary of the determination and
conclusions reached, including the
significant issues identified, and will
send a copy of the summary to each
participant in the scoping process. The
summary will also be available for
inspection in ADAMS. The NRC staff
will then prepare and issue for comment
the draft supplement to the GEIS, which
will be the subject of a separate notice
and separate public meetings. Copies
will be available for public inspection at
the above-mentioned addresses.
After receipt and consideration of the
comments, the NRC will prepare a final
supplement to the GEIS, which will also
be available for public inspection.
Dated at Rockville, Maryland, this 20th day
of June 2014.
For the Nuclear Regulatory Commission.
Brian Wittick, Chief,
Projects Branch 2, Division of License
Renewal, Office of Nuclear Reactor
Regulation.
[FR Doc. 2014–15281 Filed 6–27–14; 8:45 am]
BILLING CODE 7590–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings
Closed Meeting.
100 F Street NE., Washington,
STATUS:
PLACE:
DC.
DATE AND TIME OF PREVIOUSLY ANNOUNCED
MEETING: June 26, 2014 at 2 p.m.
CHANGE IN THE MEETING:
Additional Item.
FEDERAL REGISTER CITATION OF PREVIOUS
ANNOUNCEMENT: [79 FR 35823, June 24,
2014].
The following matter will also be
considered during the 2 p.m. Closed
Meeting scheduled for Thursday, June
26, 2014:
A civil litigation matter
The General Counsel of the
Commission, or her designee, has
certified that, in her opinion, one or
more of the exemptions as set forth in
5 U.S.C. 552b(c)(3), (5), (7), (9)(B) and
(10) and 17 CFR 200.402(a)(3), (5), (7),
(9)(ii) and (10), permit consideration of
the scheduled matter at the Closed
Meeting.
Commissioner Aguilar, as duty
officer, voted to consider the item listed
for the Closed Meeting in closed
session, and determined that no earlier
notice thereof was possible.
At times, changes in Commission
priorities require alterations in the
E:\FR\FM\30JNN1.SGM
30JNN1
36840
Federal Register / Vol. 79, No. 125 / Monday, June 30, 2014 / Notices
scheduling of meeting items. For further
information and to ascertain what, if
any, matters have been added, deleted
or postponed, please contact the Office
of the Secretary at (202) 551–5400.
Dated: June 26, 2014.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–15394 Filed 6–26–14; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–72460]
Order Directing the Exchanges and the
Financial Industry Regulatory
Authority To Submit a Tick Size Pilot
Plan
June 24, 2014.
Notice is hereby given that, pursuant
to Section 11A(a)(3)(B) of Securities
Exchange Act of 1934 (‘‘Act’’),1 the
Securities and Exchange Commission
(‘‘Commission’’) orders the BATS
Exchange, Inc., BATS Y-Exchange, Inc.,
Chicago Stock Exchange, Inc., EDGA
Exchange, Inc., EDGX Exchange, Inc.,
The Nasdaq Stock Market LLC, Nasdaq
OMX BX, Nasdaq OMX Phlx, National
Stock Exchange, Inc., New York Stock
Exchange LLC, NYSE Arca, Inc., NYSE
MKT LLC, and Financial Industry
Regulatory Authority, Inc. (‘‘FINRA’’)
(collectively the ‘‘Participants’’ and
individually a ‘‘Participant’’) to act
jointly in developing and filing with the
Commission a national market system
plan to implement a pilot program that,
among other things, would widen the
quoting and trading increments for
certain small capitalization stocks as
described in detail below (‘‘Tick Size
Pilot Plan’’). The Tick Size Pilot Plan
should be filed with the Commission
pursuant to Rule 608 under the Act 2 no
later than August 25, 2014.
mstockstill on DSK4VPTVN1PROD with NOTICES
I. Background
Prior to implementing decimal pricing
in April 2001, the U.S. equity markets
used fractions as minimum pricing
increments. In the 1990s, the
Commission began to re-examine the
fractional pricing structure, and in 1994,
the Commission staff issued a report
1 Section 11A(a)(3)(B) authorizes the Commission,
in furtherance of its statutory directive to facilitate
the establishment of a national market system, by
rule or order, ‘‘to authorize or require selfregulatory organizations to act jointly with respect
to matters as to which they share authority under
[the Act] in planning, developing, operating, or
regulating a national market system (or a subsystem
thereof) or one or more facilities thereof.’’ 15 U.S.C.
78k–1(a)(3)(B).
2 17 CFR 242.608.
VerDate Mar<15>2010
19:01 Jun 27, 2014
Jkt 232001
(the ‘‘Market 2000 Report’’) on the
equities markets that, among other
things, expressed concern that the thenexisting 1/8th of a dollar minimum
pricing increment was ‘‘caus[ing]
artificially wide spreads and hinder[ing]
quote competition,’’ leading to excessive
profits for market makers.3 In the
Market 2000 Report, the Commission
staff also expressed concern that
fractional pricing put the U.S. equity
markets at a competitive disadvantage to
foreign equity markets that used
decimal pricing increments. The
Commission used these findings as part
of a public discussion on whether the
U.S. equity markets should adopt a
lower fractional minimum tick size or
adopt decimal pricing.
At the same time, the exchanges and
NASDAQ (the predecessor to The
Nasdaq Stock Market LLC) began to
implement lower tick sizes, generally to
1/16th of $1.00.4 The Commission, the
exchanges and NASDAQ believed that
the reductions in tick size would
provide multiple benefits to the equity
markets, including better pricing and
greater liquidity.
In January 2000, the Commission
ordered the exchanges and NASD (the
predecessor to FINRA) to submit a
decimalization plan that would
implement decimal pricing in certain
securities by July 2000.5 Throughout
2000, the Commission and the selfregulatory organizations (‘‘SROs’’)
worked to phase-out fractional pricing
and phase-in decimal pricing.6 The
3 See
Securities and Exchange Commission,
Market 2000: An Examination of Current Equity
Market Developments (1994).
4 See Securities Exchange Act Release Nos. 31118
(August 28, 1992), 57 FR 40484 (September 3, 1992)
(SR–Amex–91–07) (Order approving proposed rule
change relating to amendments to rule 127minimum fractional changes); 38571 (May 5, 1997),
62 FR 25682 (May 9, 1997) (SR–Amex–97–14)
(Order granting approval to proposed rule change
relating to trading in 1/16th of $1.00); 38897
(August 1, 1997), 62 FR 42847 (August 8, 1997)
(SR–NYSE–97–21) (Order granting approval to
proposed rule change relating to trading
differentials for equity securities); 38678 (May 27,
1997) 62 FR 30363 (June 3, 1997) (SR–NASD–97–
27) (Order granting approval to proposed rule
change to decrease the minimum quotation
increment for certain securities listed and traded on
The NASDAQ Stock Market to 1/16th of $1.00).
These tick sizes were not binding on other markets.
Some electronic communication networks (ECNs)
allowed prices in increments of 1/256th of $1.00.
See also Securities Exchange Act Release No.
44568, 66 FR 38390, 38392 (July 24, 2001) (Request
for Comment on the Effects of Decimal Trading in
Subpennies).
5 See Securities Exchange Act Release No. 42360
(January 28, 2000), 65 FR 5003 (February 2, 2000)
(‘‘January Order’’).
6 In April 2000, the Commission issued an order
staying the deadlines set forth in the January Order
and issued a notice requesting comment on two
alternatives for implementing decimalization. See
Securities Exchange Act Release No. 42685 (April
PO 00000
Frm 00122
Fmt 4703
Sfmt 4703
conversion to decimal pricing was
completed in April 2001.7 These actions
reduced the allowable tick size to a
penny but did not mandate a minimum
tick size.
In 2004, the Commission proposed,
and then re-proposed, Rule 612 of
Regulation NMS to establish a minimum
price variation (‘‘MPV’’) of one penny.8
Several commenters on the original
proposal had recommended an MPV of
greater than one penny. In response, the
Commission noted that proposed Rule
612 would ‘‘set a floor for the MPV, not
determine an optimal MPV.’’ 9 The
Commission further stated that the
conversion to decimal pricing had
‘‘reduced spreads, thus resulting in
reduced trading costs for investors
entering orders—particularly for smaller
orders—that are executed at or within
the quotations,’’ 10 and because of these
benefits the Commission did not
propose a higher MPV. It added,
however, that ‘‘if the SROs in the future
believe that an increase in the MPV is
necessary or desirable, they may
propose rule changes to institute the
higher MPV’’ 11 and that the
Commission would evaluate them at
that time. In 2005, the Commission
adopted Regulation NMS Rule 612, and
since that time the one penny MPV has
applied to all listed stocks priced at
$1.00 or more per share.12
Since the adoption of Regulation
NMS, the Commission has continued to
evaluate tick sizes in the equity
13, 2000), 65 FR 21046 (April 19, 2000). In June,
the Commission issued another order that directed
the exchanges and NASD to submit a plan to phasein decimal pricing starting in in September 2000,
which was to be completed by April 2001. See
Securities Exchange Act Release No. 42914 (June 8,
2000), 65 FR 38010 (June 19, 2000).
7 The exchanges and NASD submitted a plan,
started the phase-in on time and finished
implementing decimalization by April 2001. See
Commission Notice: Decimals Implementation Plan
for the Equities and Options Markets (July 24,
2000), available at https://www.sec.gov/rules/other/
decimalp.htm.
8 See Securities Exchange Act Release No. 50870
(December 16, 2004), 69 FR 77424 (December 27,
2004) (Regulation NMS proposing release).
9 Id. at 77458.
10 Id.
11 Id.
12 Rule 612 specifies minimum pricing
increments for NMS stocks. In general, Rule 612
prohibits market participants from displaying,
ranking, or accepting quotations, orders, or
indications of interest in any NMS stock priced in
an increment smaller than $0.01 if the quotation,
order, or indication of interest is priced equal to or
greater than $1.00 per share. If the quotation, order,
or indication of interest is priced less than $1.00 per
share, the minimum pricing increment is $0.0001.
17 CFR 242.612. An NMS stock means any security
or class of securities, other than an option, for
which transaction reports are collected, processed,
and made available pursuant to an effective
transaction reporting plan. See 17 CFR
242.600(b)(46) and (47).
E:\FR\FM\30JNN1.SGM
30JNN1
Agencies
[Federal Register Volume 79, Number 125 (Monday, June 30, 2014)]
[Notices]
[Pages 36839-36840]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-15394]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meetings
STATUS: Closed Meeting.
PLACE: 100 F Street NE., Washington, DC.
DATE AND TIME OF PREVIOUSLY ANNOUNCED MEETING: June 26, 2014 at 2 p.m.
CHANGE IN THE MEETING: Additional Item.
FEDERAL REGISTER CITATION OF PREVIOUS ANNOUNCEMENT: [79 FR 35823, June
24, 2014].
The following matter will also be considered during the 2 p.m.
Closed Meeting scheduled for Thursday, June 26, 2014:
A civil litigation matter
The General Counsel of the Commission, or her designee, has
certified that, in her opinion, one or more of the exemptions as set
forth in 5 U.S.C. 552b(c)(3), (5), (7), (9)(B) and (10) and 17 CFR
200.402(a)(3), (5), (7), (9)(ii) and (10), permit consideration of the
scheduled matter at the Closed Meeting.
Commissioner Aguilar, as duty officer, voted to consider the item
listed for the Closed Meeting in closed session, and determined that no
earlier notice thereof was possible.
At times, changes in Commission priorities require alterations in
the
[[Page 36840]]
scheduling of meeting items. For further information and to ascertain
what, if any, matters have been added, deleted or postponed, please
contact the Office of the Secretary at (202) 551-5400.
Dated: June 26, 2014.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-15394 Filed 6-26-14; 4:15 pm]
BILLING CODE 8011-01-P