Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Related to the Priority Afforded to In-Crowd Participants Respecting Crossing, Facilitation, and Solicited Orders in Open Outcry Trading, 36569 [2014-15027]
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Federal Register / Vol. 79, No. 124 / Friday, June 27, 2014 / Notices
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Wednesday, July 2, 2014 at 2 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or her designee, has
certified that, in her opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
and (10), permit consideration of the
scheduled matter at the Closed Meeting.
Commissioner Aguilar, as duty
officer, voted to consider the items
listed for the Closed Meeting in closed
session.
The subject matter of the Closed
Meeting will be:
Institution and settlement of
injunctive actions;
institution and settlement of
administrative proceedings;
an adjudicatory matter; and
other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact the Office of the Secretary at
(202) 551–5400.
Dated: June 25, 2014.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–15253 Filed 6–25–14; 4:15 pm]
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SECURITIES AND EXCHANGE
COMMISSION
wreier-aviles on DSK5TPTVN1PROD with NOTICES
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission Investor Advisory
Committee will hold a meeting on
Thursday, July 10, 2014, in MultiPurpose Room LL–006 at the
Commission’s headquarters, 100 F
Street NE., Washington, DC. The
meeting will begin at 10 a.m. (ET) and
15:30 Jun 26, 2014
Jkt 232001
Dated: June 25, 2014.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–15277 Filed 6–25–14; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–72447; File No. SR–Phlx–
2014–23]
Self-Regulatory Organizations;
NASDAQ OMX PHLX LLC; Notice of
Designation of Longer Period for
Commission Action on Proposed Rule
Change Related to the Priority
Afforded to In-Crowd Participants
Respecting Crossing, Facilitation, and
Solicited Orders in Open Outcry
Trading
June 23, 2014.
Sunshine Act Meeting
VerDate Mar<15>2010
will be open to the public. Seating will
be on a first-come, first-served basis.
Doors will open at 9:30 a.m. Visitors
will be subject to security checks. The
meeting will be webcast on the
Commission’s Web site at www.sec.gov.
On June 23, 2014, the Commission
issued notice of the Committee meeting
(Release No. 33–9603), indicating that
the meeting is open to the public
(except during portions of the meeting
reserved for meetings of the
Committee’s subcommittees), and
inviting the public to submit written
comments to the Committee. This
Sunshine Act notice is being issued
because a quorum of the Commission
may attend the meeting.
The agenda for the meeting includes:
Remarks from Commissioners; a public
administrative session; a discussion of
the definition of accredited investor
(which may include a recommendation
of the Investor as Purchaser
subcommittee); a discussion of elder
fraud; a briefing by Commission staff on
market structure and the proposed
Market Structure Advisory Committee;
and nonpublic subcommittee meetings.
For further information, please
contact the Office of the Secretary at
(202) 551–5400.
On April 23, 2014, NASDAQ OMX
PHLX LLC (‘‘Phlx’’ or ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to revise the priority afforded to
in-crowd participants respecting
crossing, facilitation, and solicited
1 15
2 17
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00114
Fmt 4703
Sfmt 4703
36569
orders in open outcry trading. The
proposed rule change was published for
comment in the Federal Register on
May 13, 2014.3 The Commission
received one comment letter.4
Section 19(b)(2) of the Act 5 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether these
proposed rule changes should be
disapproved. The 45th day for this filing
is June 27, 2014.
The Commission is extending the 45day time period for Commission action
on the proposed rule change. The
Commission finds that it is appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider and take action on the
Exchange’s proposed rule change.
Accordingly, pursuant to Section
19(b)(2)(A)(ii)(I) of the Act 6 and for the
reasons stated above, the Commission
designates August 11, 2014, as the date
by which the Commission should either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change
(File No. SR–Phlx–2014–23).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–15027 Filed 6–26–14; 8:45 am]
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[File No. 500–1]
Medient Studios, Inc., TISO; Order of
Suspension of Trading
June 25, 2014.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Medient
3 See Securities Exchange Act Release No. 72119
(May 7, 2014), 79 FR 27351.
4 See Letter from Michael J. Simon, Secretary and
General Counsel, International Securities Exchange,
LLC, dated June 3, 2014 (‘‘ISE Letter’’).
5 15 U.S.C. 78s(b)(2).
6 15 U.S.C. 78s(b)(2)(A)(ii)(I).
7 17 CFR 200.30–3(a)(31).
E:\FR\FM\27JNN1.SGM
27JNN1
Agencies
[Federal Register Volume 79, Number 124 (Friday, June 27, 2014)]
[Notices]
[Page 36569]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-15027]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-72447; File No. SR-Phlx-2014-23]
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of
Designation of Longer Period for Commission Action on Proposed Rule
Change Related to the Priority Afforded to In-Crowd Participants
Respecting Crossing, Facilitation, and Solicited Orders in Open Outcry
Trading
June 23, 2014.
On April 23, 2014, NASDAQ OMX PHLX LLC (``Phlx'' or ``Exchange'')
filed with the Securities and Exchange Commission (``Commission''),
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to
revise the priority afforded to in-crowd participants respecting
crossing, facilitation, and solicited orders in open outcry trading.
The proposed rule change was published for comment in the Federal
Register on May 13, 2014.\3\ The Commission received one comment
letter.\4\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 72119 (May 7, 2014),
79 FR 27351.
\4\ See Letter from Michael J. Simon, Secretary and General
Counsel, International Securities Exchange, LLC, dated June 3, 2014
(``ISE Letter'').
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \5\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether these proposed rule changes should be disapproved.
The 45th day for this filing is June 27, 2014.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission is extending the 45-day time period for Commission
action on the proposed rule change. The Commission finds that it is
appropriate to designate a longer period within which to take action on
the proposed rule change so that it has sufficient time to consider and
take action on the Exchange's proposed rule change.
Accordingly, pursuant to Section 19(b)(2)(A)(ii)(I) of the Act \6\
and for the reasons stated above, the Commission designates August 11,
2014, as the date by which the Commission should either approve or
disapprove, or institute proceedings to determine whether to
disapprove, the proposed rule change (File No. SR-Phlx-2014-23).
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\6\ 15 U.S.C. 78s(b)(2)(A)(ii)(I).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
---------------------------------------------------------------------------
\7\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-15027 Filed 6-26-14; 8:45 am]
BILLING CODE 8011-01-P