Vocational Rehabilitation Services Projects for American Indians With Disabilities, 35502-35507 [2014-14387]
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Issued: June 16, 2014.
Kimberly D. Bose,
Secretary.
We must receive your comments
on or before August 22, 2014.
DATES:
[FR Doc. 2014–14425 Filed 6–20–14; 8:45 am]
BILLING CODE 6717–01–P
34 CFR Parts 369 and 371
[Docket ID ED–2013–OSERS–0083]
RIN 1820–AB66
Vocational Rehabilitation Services
Projects for American Indians With
Disabilities
Rehabilitation Services
Administration, Office of Special
Education and Rehabilitative Services,
Department of Education (RSA).
ACTION: Notice of Proposed Rulemaking.
AGENCY:
The Secretary proposes to
amend the definition of ‘‘reservation’’
under the regulations governing the
American Indian Vocational
Rehabilitation Services (AIVRS)
program in one of two ways.
The first proposed amendment,
‘‘Alternative A,’’ would conform the
definition to the Department’s current
interpretation and practices. In order to
be eligible for a grant, a federally or
State recognized tribe must be located
on a Federal or State reservation. The
statutory definition of ‘‘reservation’’
includes Federal or State Indian
reservations; public domain Indian
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SUMMARY:
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Submit your comments
through the Federal eRulemaking Portal
or via postal mail, commercial delivery,
or hand delivery. We will not accept
comments submitted by fax or by email
or those submitted after the comment
period. To ensure that we do not receive
duplicate copies, please submit your
comments only once. In addition, please
include the Docket ID at the top of your
comments.
• Federal eRulemaking Portal: Go to
www.regulations.gov to submit your
comments electronically. Information
on using Regulations.gov, including
instructions for accessing agency
documents, submitting comments, and
viewing the docket, is available on the
site under ‘‘Are you new to the site?’’
• Postal Mail, Commercial Delivery,
or Hand Delivery: If you mail or deliver
your comments about these proposed
regulations, address them to Thomas
Finch, U.S. Department of Education,
400 Maryland Avenue SW., Room 5147
Potomac Center Plaza (PCP),
Washington, DC 20202–2800.
ADDRESSES:
DEPARTMENT OF EDUCATION
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allotments; former Indian reservations
in Oklahoma; and land held by
incorporated Native groups, regional
corporations, and village corporations
under the provisions of the Alaska
Native Claims Settlement Act. The
Department’s ‘‘Alternative A’’ definition
would also include as a reservation
‘‘defined areas of land recognized by a
State or the Federal Government where
there is a concentration of tribal
members and on which the tribal
government is providing structured
activities and services.’’
The second proposed amendment to
the regulatory definition of
‘‘reservation,’’ ‘‘Alternative B,’’ would
limit the areas of land the Department
considers to be reservations to those that
are listed in the statutory definition of
‘‘reservation’’: Federal or State Indian
reservations; public domain Indian
allotments; former Indian reservations
in Oklahoma; or land held by
incorporated Native groups, regional
corporations, and village corporations
under the provisions of the Alaska
Native Claims Settlement Act.
The Secretary seeks comment on both
alternatives.
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Privacy Note: The Department’s policy is
to make all comments received from
members of the public available for public
viewing in their entirety on the Federal
eRulemaking Portal at www.regulations.gov.
Therefore, commenters should be careful to
include in their comments only information
that they wish to make publicly available.
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FOR FURTHER INFORMATION CONTACT:
Thomas Finch, U.S. Department of
Education, 400 Maryland Avenue SW.,
Room 5147, Potomac Center Plaza
(PCP), Washington, DC 20202–2800.
Telephone: (202) 245–7343, or by email:
Tom.Finch@ed.gov.
If you use a telecommunications
device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay
Service (FRS), toll free, at 1–800–877–
8339.
SUPPLEMENTARY INFORMATION:
Invitation to Comment: We invite you
to submit comments regarding these
proposed regulations. Specifically, we
invite comments from tribal officials,
tribal governments, tribal organizations,
affected tribal members, State vocational
rehabilitation (VR) agencies, VR
counselors, and all other concerned
parties.
We also invite you to assist us in
complying with the specific
requirements of Executive Orders 12866
and 13563 and their overall requirement
of reducing regulatory burden that
might result from these proposed
regulations. Please let us know of any
further ways we could reduce potential
costs or increase potential benefits
while preserving the effective and
efficient administration of the
Department’s programs and activities.
During and after the comment period,
you may inspect all public comments
about these proposed regulations by
accessing Regulations.gov. You may also
inspect the comments in person in room
5147 Potomac Center Plaza (PCP),
Washington, DC 20202–2800, between
8:30 a.m. and 4:00 p.m. Washington, DC
time, Monday through Friday of each
week except Federal holidays. Please
contact the person listed under FOR
FURTHER INFORMATION CONTACT.
Assistance to Individuals With
Disabilities in Reviewing the
Rulemaking Record: On request we will
provide an appropriate accommodation
or auxiliary aid to an individual with a
disability who needs assistance to
review the comments or other
documents in the public rulemaking
record for these proposed regulations. If
you want to schedule an appointment
for this type of accommodation or
auxiliary aid, please contact the person
listed under FOR FURTHER INFORMATION
CONTACT.
Background
Under section 121(a) of the
Rehabilitation Act of 1973, as amended
(the Rehabilitation Act) (29 U.S.C.
741(a)), the RSA Commissioner may
make grants to the governing bodies of
Indian tribes located on Federal and
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State reservations (and consortia of such
governing bodies) to pay 90 percent of
the costs of VR services for American
Indians who are individuals with
disabilities residing on or near such
reservations. The purpose of the
program is for the tribes to provide VR
services to these individuals so that they
can prepare for and engage in gainful
employment.
Section 121(c) of the Rehabilitation
Act defines the term ‘‘reservation’’ as:
‘‘The term ‘reservation’ includes Indian
reservations, public domain Indian
allotments, and former Indian
reservations in Oklahoma, and land
held by incorporated Native groups,
regional corporations, and village
corporations under the provisions of the
Alaska Native Claims Settlement Act.’’
The current regulatory definition of
‘‘reservation’’ under the AIVRS program
at 34 CFR 371.4(b) is similar:
‘‘Reservation means a Federal or State
Indian reservation, public domain
Indian allotment, former Indian
reservation in Oklahoma, and land held
by incorporated Native groups, regional
corporations and village corporations
under the provisions of the Alaska
Native Claims Settlement Act.’’
The Department currently interprets
the term ‘‘includes’’ in the statutory
definition of ‘‘reservation’’ to mean that
the list of land areas in the statute is not
exhaustive. As a result, the Department
considers other land areas that it
determines are consistent with both the
purpose of the program and the list of
land areas provided in the statute to be
within the meaning of ‘‘reservation.’’
Thus, the Department’s longstanding
interpretation of the statute is that tribes
that are located on a defined and
contiguous (i.e. attached, bordering,
adjacent) area of land where there is a
concentration of tribal members and on
which the tribal government is
providing structured activities and
services meet the statutory definition of
‘‘reservation.’’
From FY 2007 through FY 2011, five
grantees, serving six tribes, were
awarded AIVRS grants using the
Department’s long-standing
interpretation of ‘‘reservation.’’ In FY
2013, these grantees provided services
to 559 American Indians with
disabilities. The Department has
received no complaints about the
grantees’ eligibility at any time during
the life of these grants.
We are proposing Alternative A
because the current definition of
‘‘reservation’’ in § 371.4(b) does not
clearly reflect our statutory
interpretation. The Department seeks
comment on the amended definition in
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Alternative A that would make its
current interpretation explicit.
The proposed Alternative B definition
of ‘‘reservation’’ arises out of a May 9,
2012, U.S. Government Accountability
Office (GAO) report, ‘‘Federal Funding
for Non-Federally Recognized Tribes,’’
GAO–12–348 (available at
www.gao.gov/products/GAO–12–348).
The report questions whether the
Department’s interpretation of
‘‘reservation’’ is broader than the term’s
statutory definition.
Specifically, the GAO questioned the
Department’s view that a Staterecognized tribe is eligible for AIVRS
program grants when it is not located on
a State reservation but on a defined area
of land where there is a concentration
of tribal members and on which the
tribal government is providing
structured activities and services—
described in the tribal service area
outlined in a tribe’s grant application.
The Department provided comments on
the GAO’s draft report supporting its
current practice. The GAO, in its final
report, recommended that the Secretary
review the eligibility requirements for
AIVRS grants and take appropriate
action.
The Department has done so, and here
continues to consider how best to
interpret the statute in light of the
purposes of the program. The
Department is therefore also seeking
comment on a proposed definition of
‘‘reservation’’ that limits eligibility to
tribes located only on those areas of
land specifically identified in the
statutory definition—Alternative B. This
proposed change would align the
Department’s interpretation of
‘‘reservation’’ in the AIVRS program
with that of the GAO.
In considering these alternative
definitions of ‘‘reservation’’ in the
AIVRS program, we have consulted
internally, as well as with officials of
other Federal government agencies. In
addition, as required by Executive Order
13175, the Department consulted tribal
officials, tribal governments, tribal
organizations, and affected tribal
members regarding this matter. The
tribal consultation conducted by the
Department is described further in the
Tribal Summary Impact Statement
section of this notice.
Finally, the same definition of
‘‘reservation’’ found in 34 CFR 371.4(b)
is included in 34 CFR 369.4(b), the
regulations governing special project
activities, including the AIVRS program,
that provide vocational rehabilitation
services. We therefore propose
conforming amendments to 34 CFR
369.4.
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Summary of Proposed Changes
The proposed regulation in
Alternative A would amend § 371.4(b)
to reflect the Department’s current
interpretation and practices. Tribes
eligible for AIVRS grants would
continue to be those located on land
specifically identified in the statute, as
well as those located on a defined area
of land recognized by a State or the
Federal Government where there is a
concentration of tribal members and on
which the tribal government is
providing structured activities and
services.
In refining our current interpretation
in these proposed regulations, we have
removed the requirement that the tribal
lands be contiguous and added the
requirement that they be recognized by
a State or the Federal Government.
While in the past, many of the tribal
lands of tribes that received grants
under our current interpretation have
been contiguous, we have determined
that requiring the lands to be contiguous
is not essential to be considered a
‘‘reservation’’ for the purposes of the
AIVRS program. We believe that, in
order to have similar characteristics to
a reservation, the tribal lands must be
located on a defined area of land
recognized by a State or the Federal
Government where there is a
concentration of tribal members and on
which the tribal government is
providing structured activities and
services. We understand that some tribal
lands so recognized are not necessarily
contiguous.
The proposed regulation in
Alternative B would limit eligibility to
tribes located only on those areas of
land specifically identified in the
statutory definition. Statute: Section
121(a) of the Rehabilitation Act
authorizes the RSA Commissioner to
‘‘make grants to the governing bodies of
Indian tribes located on Federal and
State reservations (and consortia of such
governing bodies) to pay 90 percent of
the costs of vocational rehabilitation
services for American Indians who are
individuals with disabilities residing on
or near such reservations.’’ Section
121(c) of the Rehabilitation Act defines
the term ‘‘reservation’’ as: ‘‘The term
‘reservation’ includes Indian
reservations, public domain Indian
allotments, former Indian reservations
in Oklahoma, and land held by
incorporated Native groups, regional
corporations, and village corporations
under the provisions of the Alaska
Native Claims Settlement Act.’’
Current Regulations: Section 371.2 of
the current regulations implementing
section 121 of the Rehabilitation Act
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provides that applications may be made
only by the governing bodies of Indian
tribes and consortia of those governing
bodies located on Federal and State
reservations. Current § 371.4(b) defines
‘‘reservation’’ as ‘‘a Federal or State
Indian reservation, public domain
Indian allotment, former Indian
reservation in Oklahoma, and land held
by incorporated Native groups, regional
corporations and village corporations
under the provisions of the Alaska
Native Claims Settlement Act.’’
Proposed Regulations: Under
proposed Alternative A, we would
amend current § 371.4 to reflect more
clearly the Department’s current
eligibility determination practices and
interpretation of ‘‘reservation.’’
Specifically, we would amend the
definition of ‘‘reservation’’ to include ‘‘a
defined area of land recognized by a
State or the Federal Government where
there is a concentration of tribal
members and on which the tribal
government is providing structured
activities and services.’’ This definition
would include lands identified in the
U.S. Census as a State-designated tribal
statistical area or a tribal-designated
statistical area and lands designated as
tribal service areas by statute, judicial
decision, or administrative
determination.
Under proposed Alternative B, we
would amend current § 371.4 to state
that only those land areas specifically
listed in the statutory definition of
‘‘reservation’’ qualify as a reservation.
Consequently, under § 371.2, only those
tribes that are located on land areas that
are listed under the definition of
‘‘reservation’’ would be eligible to apply
for a grant under the AIVRS program.
This alternative would constitute a
change in the Department’s
interpretation such that federally
recognized tribes without Federal
reservations, State recognized tribes
without State reservations, or other
areas of land not specifically listed in
the statutory definition of ‘‘reservation’’
would not be eligible to apply for grants
under the AIVRS program.
Reasons: The Department is
proposing two alternative regulatory
interpretations of the statutory
definition of ‘‘reservation’’ in the AIVRS
program because we believe that the
statute is capable of these different
interpretations, and we are seeking
public comment on both of them,
including their policy ramifications, to
inform our decision.
The statutory definition of
‘‘reservation’’ specifically includes land
areas that meet the requirements for a
reservation (past or present). Use of the
term ‘‘includes’’ in the definition,
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however, indicates that the list need not
be exhaustive. Proposed Alternative A
areas of land would be identified by the
Federal or State Government as discrete
areas of land in which tribes provide
governmental services to their members,
although they do not share all of the
characteristics of the areas of land listed
in the statute.
For example, tribal land areas
proposed as ‘‘reservations’’ in
Alternative A are identified by States (in
the case of State-designated tribal
statistical areas) or by federally
recognized Indian tribes (in the case of
tribal designated statistical areas) and
are accepted by the U.S. Census Bureau,
which recognizes them as compact and
contiguous areas of land that contain a
concentration of people who identify
with the tribe and in which there is
structured or organized tribal activity.
Other service areas that would be
covered by proposed Alternative A are
defined by State or Federal statute. See,
e.g., the Ponca Restoration Act, which
establishes a service area for members of
the Ponca Tribe of Nebraska in various
counties in Nebraska, Iowa, and South
Dakota. 25 U.S.C. 983c. Still other areas
identified by judicial decision or
administrative determination could be
covered. Please refer to the discussion of
proposed Alternative B below to
understand how the characteristics of
these types of land areas differ from the
land areas specified in the statute.
Arguably, including these areas of
land in addition to those listed in the
statute furthers the purpose of the
AIVRS program, which the Department
administers with the goal of assisting
tribes to provide vocational
rehabilitation services in a culturally
sensitive manner to as many American
Indians with disabilities as possible,
resulting in meaningful employment.
In proposed Alternative B, we are
considering the interpretation
recommended by GAO in its report, that
the list of land areas contained in the
statutory definition of ‘‘reservation’’
should be exclusive and no other areas
of land can be ‘‘reservations’’ under the
AIVRS program. There may be some
support for such an interpretation in
other Federal statutes we have
examined that authorize financial
assistance to Indian tribes and that have
been interpreted to include the tribes
whose eligibility is at issue here. These
statutes use language defining the
eligibility of tribes that is broader than
the AIVRS governing statute and that
authorizes financial assistance to tribes
with or without reservations. These
statutes use either the phrase ‘‘including
but not limited to’’ or explicitly include
the authority to provide assistance, for
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example, to Indian organizations or
public or private nonprofit agencies
serving Indians. See, e.g., Native
Americans Program Act of 1974, 42
U.S.C. 2991b and the Indian Health Care
statute, 25 U.S.C. 1644(c).
The Department acknowledges that
the areas of land it currently accepts and
proposes to include in Alternative A as
‘‘reservations’’ are not specifically
identified in the statute and are
distinguishable in two respects. All of
the statutorily specified land areas—
reservations, public domain Indian
allotments, former Indian reservations
in Oklahoma, and land held by
incorporated Native groups, regional
corporations, and village corporations
under the provisions of the Alaska
Native Claims Settlement Act—are (or
were) formally recognized and set aside
by the Federal or State government for
use by Indians and are (or were) subject
to Federal or State supervision.
The additional areas of land proposed
in Alternative A are not located on
reservations, or on any of the other areas
listed in the statute as reservations, and
do not share these characteristics: They
are not set aside for Indians by the
Federal or State government, and
neither the Federal nor State
governments have oversight over them.
One reason for limiting AIVRS
eligibility to only those tribes that have
reservations or other land areas listed in
the statute, is to contain the program to
tribes that have a certain relationship
with a State or the Federal Government
that the traditional reservation status
implies.
Because we believe either
interpretation is supportable, we
propose alternative regulations that
would each clarify eligibility for the
program but have different
consequences for affected tribes. We
welcome comment on both.
Executive Orders 12866 and 13563
Regulatory Impact Analysis
Under Executive Order 12866, the
Secretary must determine whether this
regulatory action is ‘‘significant’’ and
therefore subject to the requirements of
the Executive order and subject to
review by the Office of Management and
Budget (OMB). Section 3(f) of Executive
Order 12866 defines a ‘‘significant
regulatory action’’ as an action likely to
result in a rule that may—
(1) Have an annual effect on the
economy of $100 million or more, or
adversely affect a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or tribal governments or
communities in a material way (also
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referred to as an ‘‘economically
significant’’ rule);
(2) Create serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) Materially alter the budgetary
impacts of entitlement grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
stated in the Executive order.
This proposed regulatory action is a
significant regulatory action subject to
review by OMB under section 3(f)(4) of
Executive Order 12866.
We have also reviewed these
regulations under Executive Order
13563, which supplements and
explicitly reaffirms the principles,
structures, and definitions governing
regulatory review established in
Executive Order 12866. To the extent
permitted by law, Executive Order
13563 requires that an agency—
(1) Propose or adopt regulations only
upon a reasoned determination that
their benefits justify their costs
(recognizing that some benefits and
costs are difficult to quantify);
(2) Tailor its regulations to impose the
least burden on society, consistent with
obtaining regulatory objectives and
taking into account—among other things
and to the extent practicable—the costs
of cumulative regulations;
(3) In choosing among alternative
regulatory approaches, select those
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety,
and other advantages; distributive
impacts; and equity);
(4) To the extent feasible, specify
performance objectives, rather than the
behavior or manner of compliance a
regulated entity must adopt; and
(5) Identify and assess available
alternatives to direct regulation,
including economic incentives—such as
user fees or marketable permits—to
encourage the desired behavior, or
provide information that enables the
public to make choices.
Executive Order 13563 also requires
an agency ‘‘to use the best available
techniques to quantify anticipated
present and future benefits and costs as
accurately as possible.’’ The Office of
Information and Regulatory Affairs of
OMB has emphasized that these
techniques may include ‘‘identifying
changing future compliance costs that
might result from technological
innovation or anticipated behavioral
changes.’’
We are issuing these proposed
regulations only on a reasoned
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determination that their benefits would
justify their costs. In choosing among
alternative regulatory approaches, we
selected those approaches that
maximize net benefits. Based on the
analysis that follows, the Department
believes that these proposed regulations
are consistent with the principles in
Executive Order 13563.
In accordance with both Executive
orders, the Department has assessed the
potential costs and benefits, both
quantitative and qualitative, of this
regulatory action. The potential costs
associated with this regulatory action
are those resulting from our
interpretation of statutory requirements
and those we have determined are
necessary for administering the
Department’s programs and activities.
The amendment to the regulatory
definition of ‘‘reservation’’ proposed in
Alternative A would produce no change
in costs or benefits as it conforms the
definition to the Department’s current
interpretation and practices. The
proposed change to ‘‘reservation’’ in
Alternative B would affect five current
grantees (six tribes, as one grantee is a
consortium of two tribes) that currently
receive funding through the AIVRS
program and at least 29 other federally
or state-recognized tribes that we have
identified through census data. These
tribes would be significantly affected in
that they would not be eligible to apply
for grants under the AIVRS program.
Also significantly affected would be the
American Indians with disabilities (559
in FY 2013) who would have sought VR
services through these tribes.
The obvious sources to continue to
provide VR services to American
Indians with disabilities are the State
VR programs. Section 121(b)(3) of the
Rehabilitation Act of 1973, as amended,
requires States to ‘‘provide vocational
rehabilitation services under its State
plan to American Indians residing on or
near a reservation whenever such State
includes any such American Indians in
its State population under section
110(a)(1).’’
Of the six tribes that would be
immediately affected by the change in
proposed Alternative B, two tribes are in
Washington State, three tribes are in
Louisiana, and one tribe is in North
Carolina. Information obtained from
discussions with State VR Directors
suggests that the State Division of
Rehabilitation Services in Washington
would be able to serve consumers
currently being served by the two
AIVRS grantees in that State, whereas
Louisiana and North Carolina indicated
that they would not be able to absorb
the large number of individuals who
would need to be served. In addition,
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Louisiana is under an order of selection
whereby it only serves individuals with
the most severe or significant
disabilities. Therefore, it is unlikely that
the current 121 consumers who do not
have the most significant disabilities
served by that project would be able to
receive VR services under an order of
selection.
On the other hand, because new
grantees would replace the current
grantees and provide VR services to
American Indians with disabilities who
need them in order to secure or
maintain employment, the change
would primarily involve a shift of
resources among projects. Thus, there
may not be a net effect in terms of the
purpose of the program, which is to
serve and place American Indians with
disabilities into competitive
employment.
In addition, the pool of eligible
applicants for a grant under the AIVRS
program includes all federally- and
State-recognized tribes that are located
on reservations as defined specifically
by the statute. This is a large majority
of the tribes. Currently, RSA provides
funds to 85 tribal VR programs to
provide VR services to American
Indians with disabilities; consequently,
the pool of potential applicants is still
quite large, and the Department has
information that eligible tribes that have
not previously applied for an AIVRS
grant are preparing to do so.
Under the capacity-building projects
in section 21 of the Rehabilitation Act,
the Department awards grants to
provide support to traditionally
underserved populations by conducting
research, training, technical assistance,
or a related activity to improve services
provided under the Act. The grants
included a project that conducted grantwriting workshops for American Indian
tribes. The Director of this project
indicated that, at a minimum, there are
at least 12 eligible tribes that have
attended the grant writing workshops
that have not previously submitted
applications for this program, and the
tribes have expressed an intent to apply
when the Department holds its next
competition.
In summary, proposed Alternative B
would have a major effect on a small
number of current and future grantees.
However, we would expect to fund new
grantees at the same level as the current
grantees. Therefore, the net effect of this
proposed change is likely to be that it
will not have a noticeable effect on the
number of American Indians with
disabilities served and placed in
employment by the AIVRS program.
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Clarity of the Regulations
Executive Order 12866 and the
Presidential memorandum ‘‘Plain
Language in Government Writing’’
require each agency to write regulations
that are easy to understand.
The Secretary invites comments on
how to make these proposed regulations
easier to understand, including answers
to questions such as the following:
• Are the requirements in the
proposed regulations clearly stated?
• Do the proposed regulations contain
technical terms or other wording that
interferes with their clarity?
• Does the format of the proposed
regulations (grouping and order of
sections, use of headings, paragraphing,
etc.) aid or reduce their clarity?
• Would the proposed regulations be
easier to understand if we divided them
into more (but shorter) sections? (A
‘‘section’’ is preceded by the symbol
‘‘§ ’’ and a numbered heading; for
example, § 350.6.)
• Could the description of the
proposed regulations in the
SUPPLEMENTARY INFORMATION section of
this preamble be more helpful in
making the proposed regulations easier
to understand? If so, how?
• What else could we do to make the
proposed regulations easier to
understand?
To send any comments that concern
how the Department could make these
proposed regulations easier to
understand, see the instructions in the
ADDRESSES section.
Regulatory Flexibility Act Certification
The Secretary certifies that these
proposed regulations would not have a
significant impact on a substantial
number of small entities. Applicants to
RSA’s AIVRS program are the governing
bodies of Indian tribes or consortia of
such governing bodies located on
Federal and State reservations and are
not considered small entities under the
Regulatory Flexibility Act.
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Paperwork Reduction Act of 1995
This proposed regulation does not
contain any information collection
requirements.
Intergovernmental Review
This program is not subject to
Executive Order 12372 and the
regulations in 34 CFR part 79.
Tribal Summary Impact Statement
As the first step in soliciting feedback
on a possible change in the
Department’s interpretation of
‘‘reservation’’ under the AIVRS
program, and consistent with Executive
Order 13175 entitled ‘‘Consultation and
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Coordination With Indian Tribal
Governments,’’ the Department of
Education published a Notice of Tribal
Consultation and Request for Comments
in the Federal Register on July 5, 2013
(78 FR 40458). That notice sought input
from tribal officials, tribal governments,
tribal organizations, and affected tribal
members about a possible change in the
Department’s interpretation of the term
of ‘‘reservation’’ as that term is used in
determining AIVRS program grant
eligibility.
The Department’s request seeking
input focused on three areas: (1) The
potential effect on limiting eligibility for
AIVRS grants to those Indian tribes (and
consortia of tribes) located only on
Federal and State reservations and the
other land areas specifically listed in the
statutory definition of ‘‘reservation’’; (2)
for tribes that currently provide services
under this program and that would not
meet the revised interpretation of
‘‘reservation,’’ how the individuals
receiving those services would continue
to receive vocational rehabilitation
services to help them in obtaining
employment or returning to work; and
(3) how a revised interpretation of
‘‘reservation’’ might affect the pool of
potential applicants for the AIVRS
program that have not previously
applied but may consider applying for
an AIVRS grant.
The Department received a total of 72
comments in response to the published
notice, three of which did not respond
directly to the areas on which the
Department focused. The 69 remaining
comments supported retaining the
Department’s current interpretation of
‘‘reservation.’’ With regard to the three
specific areas on which the Department
sought comment, 58 commenters
believed that limiting eligibility to only
those Indian tribes on Federal or State
reservations as defined specifically in
the statute would result in a loss of
services or the availability of services to
American Indians with disabilities; 25
commenters did not believe that the
State VR program is as well prepared as
the AIVRS projects to provide VR
services, including traditional healing
services, in a way that would be
culturally sensitive to tribal consumers;
and 11 commenters believed that a
change to the interpretation of
‘‘reservation’’ would reduce the pool of
potential applicants.
As a supplement to the Federal
Register notice seeking input, program
officials from the Department also
participated in two face-to-face Tribal
Consultation Listening Sessions that
were held in August (Smith River,
California) and September (Scottsdale,
Arizona) 2013. The participants were
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asked to respond to the same three areas
identified in the Federal Register
notice. The comments provided by
participants during these ‘‘Listening
Sessions,’’ while much fewer in
number, were comparable to those
received in response to the Federal
Register notice and were primarily from
the same tribes that provided responses
to the notice. These commenters
supported retaining the current
interpretation of ‘‘reservation.’’ They
believed that, for those consumers
receiving services under the AIVRS
program, such services would not
continue because tribal members would
be reluctant to seek services from the
State VR agencies or the agencies’ case
load would not be able to absorb them.
Accessible Format: Individuals with
disabilities can obtain this document in
an accessible format (e.g., braille, large
print, audiotape, or compact disc) on
request to the person listed under FOR
FURTHER INFORMATION CONTACT.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. Free Internet access to the
official edition of the Federal Register
and the Code of Federal Regulations is
available via the Federal Digital System
at: www.gpo.gov/fdsys. At this site you
can view this document, as well as all
other documents of this Department
published in the Federal Register, in
text or Adobe Portable Document
Format (PDF). To use PDF you must
have Adobe Acrobat Reader, which is
available free at the site.
You may also access documents of the
Department published in the Federal
Register by using the article search
feature at: www.federalregister.gov.
Specifically, through the advanced
search feature at this site, you can limit
your search to documents published by
the Department. Catalog of Federal
Domestic Assistance Number 84.250.
List of Subjects
34 CFR Part 369
Grant programs—social programs,
Reporting and recordkeeping
requirements, Vocational rehabilitation.
34 CFR Part 371
Grant programs—Indians, Grant
programs—social programs Indians,
Vocational rehabilitation.
Dated: June 16, 2014.
Michael K. Yudin,
Acting Assistant Secretary for Special
Education and Rehabilitative Services.
For the reasons discussed in the
preamble, the Secretary proposes to
amend parts 369 and 371 of title 34 of
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Federal Register / Vol. 79, No. 120 / Monday, June 23, 2014 / Proposed Rules
[Alternative A]
the Code of Federal Regulations as
follows:
§ 371.4 What definitions apply to this
program?
PART 369—VOCATIONAL
REHABILITATION SERVICE
PROJECTS
*
1. The authority citation for part 369
continues to read as follows:
■
Authority: 29 U.S.C. 7011(c), 732, 750,
777(a)(1), 777b, 777f and 795g, unless
otherwise noted.
2. Section 369.4(b) is amended by
revising the definition of ‘‘Reservation’’
to read as follows:
■
[Alternative A]
§ 369.4 What definitions apply to these
programs?
*
*
*
*
*
(b) * * *
Reservation means a Federal or State
Indian reservation; public domain
Indian allotment; former Indian
reservation in Oklahoma; land held by
incorporated Native groups, regional
corporations, and village corporations
under the provisions of the Alaska
Native Claims Settlement Act; or a
defined area of land recognized by a
State or the Federal Government where
there is a concentration of tribal
members and on which the tribal
government is providing structured
activities and services.
*
*
*
*
*
*
*
*
*
(b) * * *
Reservation means a Federal or State
Indian reservation; public domain
Indian allotment; former Indian
reservation in Oklahoma; land held by
incorporated Native groups, regional
corporations, and village corporations
under the provisions of the Alaska
Native Claims Settlement Act; or a
defined area of land recognized by a
State or the Federal Government where
there is a concentration of tribal
members and on which the tribal
government is providing structured
activities and services.
*
*
*
*
*
[Alternative B]
§ 371.4 What definitions apply to this
program?
*
*
*
*
*
(b) * * *
Reservation means only a Federal or
State Indian reservation, public domain
Indian allotment, former Indian
reservation in Oklahoma, and land held
by incorporated Native groups, regional
corporations, and village corporations
under the provisions of the Alaska
Native Claims Settlement Act.
*
*
*
*
*
[FR Doc. 2014–14387 Filed 6–20–14; 8:45 am]
BILLING CODE 4000–01–P
[Alternative B]
§ 369.4 What definitions apply to this
program?
DEPARTMENT OF DEFENSE
*
Defense Acquisition Regulations
System
*
*
*
*
(b) * * *
Reservation means only a Federal or
State Indian reservation, public domain
Indian allotment, former Indian
reservation in Oklahoma, and land held
by incorporated Native groups, regional
corporations, and village corporations
under the provisions of the Alaska
Native Claims Settlement Act.
*
*
*
*
*
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PART 371—VOCATIONAL
REHABILITATION SERVICES
PROJECTS FOR AMERICAN INDIANS
WITH DISABILITIES
3. The authority citation for part 371
continues to read as follows:
■
Authority: 29 U.S.C. 709(c) and 741,
unless otherwise noted.
4. Section 371.4(b) is amended by
revising the definition of ‘‘Reservation’’
to read as follows:
■
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48 CFR Part 252
RIN 0750–AI30
Defense Federal Acquisition
Regulation Supplement: Flowdown of
Specialty Metals Restrictions (DFARS
Case 2014–D011)
Defense Acquisition
Regulations System, Department of
Defense (DoD).
ACTION: Proposed rule.
AGENCY:
DoD is proposing to amend
the Defense Federal Acquisition
Regulation Supplement (DFARS) to
clarify the flowdown requirements for
the DFARS clause entitled ‘‘Restriction
on Acquisition of Certain Articles
Containing Specialty Metals.’’
DATES: Comment date: Comments on the
proposed rule should be submitted in
writing to the address shown below on
SUMMARY:
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35507
or before August 22, 2014, to be
considered in the formation of a final
rule.
ADDRESSES: Submit comments
identified by DFARS Case 2014–D011,
using any of the following methods:
Æ Regulations.gov: https://
www.regulations.gov. Submit comments
via the Federal eRulemaking portal by
entering ‘‘DFARS Case 2014–D011’’
under the heading ‘‘Enter keyword or
ID’’ and selecting ‘‘Search.’’ Select the
link ‘‘Submit a Comment’’ that
corresponds with ‘‘DFARS Case 2014–
D011.’’ Follow the instructions provided
at the ‘‘Submit a Comment’’ screen.
Please include your name, company
name (if any), and ‘‘DFARS Case 2014–
D011’’ on your attached document.
Æ Email: osd.dfars@mail.mil. Include
DFARS Case 2014–D011 in the subject
line of the message.
Æ Fax: 571–372–6094.
Æ Mail: Defense Acquisition
Regulations System, Attn: Ms. Amy G.
Williams, OUSD(AT&L)DPAP/DARS,
Room 3B941, 3060 Defense Pentagon,
Washington, DC 20301–3060.
Comments received generally will be
posted without change to https://
www.regulations.gov, including any
personal information provided. To
confirm receipt of your comment(s),
please check www.regulations.gov,
approximately two to three days after
submission to verify posting (except
allow 30 days for posting of comments
submitted by mail).
FOR FURTHER INFORMATION CONTACT: Ms.
Amy G. Williams, Defense Acquisition
Regulations System,
OUSD(AT&L)DPAP/DARS, Room
3B941, 3060 Defense Pentagon,
Washington, DC 20301–3060.
Telephone 571–372–6106.
SUPPLEMENTARY INFORMATION:
I. Background
The clause at DFARS 252.225–7009,
Restriction on Acquisition of Certain
Articles Containing Specialty Metals, as
prescribed at DFARS 225.7003–5(a)(2),
implements 10 U.S.C. 2533b. This
clause is used in solicitations and
contracts, including solicitations and
contracts using FAR part 12 procedures
for the acquisition of commercial items,
that exceed the simplified acquisition
threshold and require the delivery of the
following items, if such items contain
specialty metals: Aircraft, missile or
space systems, ships, tank or automotive
systems, weapon systems, or
ammunition, and components thereof.
Except as provided in paragraph (c) of
the clause, any specialty metals
incorporated in items delivered under
the contract shall be melted or produced
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Agencies
[Federal Register Volume 79, Number 120 (Monday, June 23, 2014)]
[Proposed Rules]
[Pages 35502-35507]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-14387]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF EDUCATION
34 CFR Parts 369 and 371
[Docket ID ED-2013-OSERS-0083]
RIN 1820-AB66
Vocational Rehabilitation Services Projects for American Indians
With Disabilities
AGENCY: Rehabilitation Services Administration, Office of Special
Education and Rehabilitative Services, Department of Education (RSA).
ACTION: Notice of Proposed Rulemaking.
-----------------------------------------------------------------------
SUMMARY: The Secretary proposes to amend the definition of
``reservation'' under the regulations governing the American Indian
Vocational Rehabilitation Services (AIVRS) program in one of two ways.
The first proposed amendment, ``Alternative A,'' would conform the
definition to the Department's current interpretation and practices. In
order to be eligible for a grant, a federally or State recognized tribe
must be located on a Federal or State reservation. The statutory
definition of ``reservation'' includes Federal or State Indian
reservations; public domain Indian allotments; former Indian
reservations in Oklahoma; and land held by incorporated Native groups,
regional corporations, and village corporations under the provisions of
the Alaska Native Claims Settlement Act. The Department's ``Alternative
A'' definition would also include as a reservation ``defined areas of
land recognized by a State or the Federal Government where there is a
concentration of tribal members and on which the tribal government is
providing structured activities and services.''
The second proposed amendment to the regulatory definition of
``reservation,'' ``Alternative B,'' would limit the areas of land the
Department considers to be reservations to those that are listed in the
statutory definition of ``reservation'': Federal or State Indian
reservations; public domain Indian allotments; former Indian
reservations in Oklahoma; or land held by incorporated Native groups,
regional corporations, and village corporations under the provisions of
the Alaska Native Claims Settlement Act.
The Secretary seeks comment on both alternatives.
DATES: We must receive your comments on or before August 22, 2014.
ADDRESSES: Submit your comments through the Federal eRulemaking Portal
or via postal mail, commercial delivery, or hand delivery. We will not
accept comments submitted by fax or by email or those submitted after
the comment period. To ensure that we do not receive duplicate copies,
please submit your comments only once. In addition, please include the
Docket ID at the top of your comments.
Federal eRulemaking Portal: Go to www.regulations.gov to
submit your comments electronically. Information on using
Regulations.gov, including instructions for accessing agency documents,
submitting comments, and viewing the docket, is available on the site
under ``Are you new to the site?''
Postal Mail, Commercial Delivery, or Hand Delivery: If you
mail or deliver your comments about these proposed regulations, address
them to Thomas Finch, U.S. Department of Education, 400 Maryland Avenue
SW., Room 5147 Potomac Center Plaza (PCP), Washington, DC 20202-2800.
Privacy Note: The Department's policy is to make all comments
received from members of the public available for public viewing in
their entirety on the Federal eRulemaking Portal at
www.regulations.gov. Therefore, commenters should be careful to
include in their comments only information that they wish to make
publicly available.
FOR FURTHER INFORMATION CONTACT: Thomas Finch, U.S. Department of
Education, 400 Maryland Avenue SW., Room 5147, Potomac Center Plaza
(PCP), Washington, DC 20202-2800. Telephone: (202) 245-7343, or by
email: Tom.Finch@ed.gov.
If you use a telecommunications device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1-
800-877-8339.
SUPPLEMENTARY INFORMATION:
Invitation to Comment: We invite you to submit comments regarding
these proposed regulations. Specifically, we invite comments from
tribal officials, tribal governments, tribal organizations, affected
tribal members, State vocational rehabilitation (VR) agencies, VR
counselors, and all other concerned parties.
We also invite you to assist us in complying with the specific
requirements of Executive Orders 12866 and 13563 and their overall
requirement of reducing regulatory burden that might result from these
proposed regulations. Please let us know of any further ways we could
reduce potential costs or increase potential benefits while preserving
the effective and efficient administration of the Department's programs
and activities.
During and after the comment period, you may inspect all public
comments about these proposed regulations by accessing Regulations.gov.
You may also inspect the comments in person in room 5147 Potomac Center
Plaza (PCP), Washington, DC 20202-2800, between 8:30 a.m. and 4:00 p.m.
Washington, DC time, Monday through Friday of each week except Federal
holidays. Please contact the person listed under FOR FURTHER
INFORMATION CONTACT.
Assistance to Individuals With Disabilities in Reviewing the
Rulemaking Record: On request we will provide an appropriate
accommodation or auxiliary aid to an individual with a disability who
needs assistance to review the comments or other documents in the
public rulemaking record for these proposed regulations. If you want to
schedule an appointment for this type of accommodation or auxiliary
aid, please contact the person listed under FOR FURTHER INFORMATION
CONTACT.
Background
Under section 121(a) of the Rehabilitation Act of 1973, as amended
(the Rehabilitation Act) (29 U.S.C. 741(a)), the RSA Commissioner may
make grants to the governing bodies of Indian tribes located on Federal
and
[[Page 35503]]
State reservations (and consortia of such governing bodies) to pay 90
percent of the costs of VR services for American Indians who are
individuals with disabilities residing on or near such reservations.
The purpose of the program is for the tribes to provide VR services to
these individuals so that they can prepare for and engage in gainful
employment.
Section 121(c) of the Rehabilitation Act defines the term
``reservation'' as: ``The term `reservation' includes Indian
reservations, public domain Indian allotments, and former Indian
reservations in Oklahoma, and land held by incorporated Native groups,
regional corporations, and village corporations under the provisions of
the Alaska Native Claims Settlement Act.'' The current regulatory
definition of ``reservation'' under the AIVRS program at 34 CFR
371.4(b) is similar: ``Reservation means a Federal or State Indian
reservation, public domain Indian allotment, former Indian reservation
in Oklahoma, and land held by incorporated Native groups, regional
corporations and village corporations under the provisions of the
Alaska Native Claims Settlement Act.''
The Department currently interprets the term ``includes'' in the
statutory definition of ``reservation'' to mean that the list of land
areas in the statute is not exhaustive. As a result, the Department
considers other land areas that it determines are consistent with both
the purpose of the program and the list of land areas provided in the
statute to be within the meaning of ``reservation.'' Thus, the
Department's longstanding interpretation of the statute is that tribes
that are located on a defined and contiguous (i.e. attached, bordering,
adjacent) area of land where there is a concentration of tribal members
and on which the tribal government is providing structured activities
and services meet the statutory definition of ``reservation.''
From FY 2007 through FY 2011, five grantees, serving six tribes,
were awarded AIVRS grants using the Department's long-standing
interpretation of ``reservation.'' In FY 2013, these grantees provided
services to 559 American Indians with disabilities. The Department has
received no complaints about the grantees' eligibility at any time
during the life of these grants.
We are proposing Alternative A because the current definition of
``reservation'' in Sec. 371.4(b) does not clearly reflect our
statutory interpretation. The Department seeks comment on the amended
definition in Alternative A that would make its current interpretation
explicit.
The proposed Alternative B definition of ``reservation'' arises out
of a May 9, 2012, U.S. Government Accountability Office (GAO) report,
``Federal Funding for Non-Federally Recognized Tribes,'' GAO-12-348
(available at www.gao.gov/products/GAO-12-348). The report questions
whether the Department's interpretation of ``reservation'' is broader
than the term's statutory definition.
Specifically, the GAO questioned the Department's view that a
State-recognized tribe is eligible for AIVRS program grants when it is
not located on a State reservation but on a defined area of land where
there is a concentration of tribal members and on which the tribal
government is providing structured activities and services--described
in the tribal service area outlined in a tribe's grant application. The
Department provided comments on the GAO's draft report supporting its
current practice. The GAO, in its final report, recommended that the
Secretary review the eligibility requirements for AIVRS grants and take
appropriate action.
The Department has done so, and here continues to consider how best
to interpret the statute in light of the purposes of the program. The
Department is therefore also seeking comment on a proposed definition
of ``reservation'' that limits eligibility to tribes located only on
those areas of land specifically identified in the statutory
definition--Alternative B. This proposed change would align the
Department's interpretation of ``reservation'' in the AIVRS program
with that of the GAO.
In considering these alternative definitions of ``reservation'' in
the AIVRS program, we have consulted internally, as well as with
officials of other Federal government agencies. In addition, as
required by Executive Order 13175, the Department consulted tribal
officials, tribal governments, tribal organizations, and affected
tribal members regarding this matter. The tribal consultation conducted
by the Department is described further in the Tribal Summary Impact
Statement section of this notice.
Finally, the same definition of ``reservation'' found in 34 CFR
371.4(b) is included in 34 CFR 369.4(b), the regulations governing
special project activities, including the AIVRS program, that provide
vocational rehabilitation services. We therefore propose conforming
amendments to 34 CFR 369.4.
Summary of Proposed Changes
The proposed regulation in Alternative A would amend Sec. 371.4(b)
to reflect the Department's current interpretation and practices.
Tribes eligible for AIVRS grants would continue to be those located on
land specifically identified in the statute, as well as those located
on a defined area of land recognized by a State or the Federal
Government where there is a concentration of tribal members and on
which the tribal government is providing structured activities and
services.
In refining our current interpretation in these proposed
regulations, we have removed the requirement that the tribal lands be
contiguous and added the requirement that they be recognized by a State
or the Federal Government. While in the past, many of the tribal lands
of tribes that received grants under our current interpretation have
been contiguous, we have determined that requiring the lands to be
contiguous is not essential to be considered a ``reservation'' for the
purposes of the AIVRS program. We believe that, in order to have
similar characteristics to a reservation, the tribal lands must be
located on a defined area of land recognized by a State or the Federal
Government where there is a concentration of tribal members and on
which the tribal government is providing structured activities and
services. We understand that some tribal lands so recognized are not
necessarily contiguous.
The proposed regulation in Alternative B would limit eligibility to
tribes located only on those areas of land specifically identified in
the statutory definition. Statute: Section 121(a) of the Rehabilitation
Act authorizes the RSA Commissioner to ``make grants to the governing
bodies of Indian tribes located on Federal and State reservations (and
consortia of such governing bodies) to pay 90 percent of the costs of
vocational rehabilitation services for American Indians who are
individuals with disabilities residing on or near such reservations.''
Section 121(c) of the Rehabilitation Act defines the term
``reservation'' as: ``The term `reservation' includes Indian
reservations, public domain Indian allotments, former Indian
reservations in Oklahoma, and land held by incorporated Native groups,
regional corporations, and village corporations under the provisions of
the Alaska Native Claims Settlement Act.''
Current Regulations: Section 371.2 of the current regulations
implementing section 121 of the Rehabilitation Act
[[Page 35504]]
provides that applications may be made only by the governing bodies of
Indian tribes and consortia of those governing bodies located on
Federal and State reservations. Current Sec. 371.4(b) defines
``reservation'' as ``a Federal or State Indian reservation, public
domain Indian allotment, former Indian reservation in Oklahoma, and
land held by incorporated Native groups, regional corporations and
village corporations under the provisions of the Alaska Native Claims
Settlement Act.''
Proposed Regulations: Under proposed Alternative A, we would amend
current Sec. 371.4 to reflect more clearly the Department's current
eligibility determination practices and interpretation of
``reservation.'' Specifically, we would amend the definition of
``reservation'' to include ``a defined area of land recognized by a
State or the Federal Government where there is a concentration of
tribal members and on which the tribal government is providing
structured activities and services.'' This definition would include
lands identified in the U.S. Census as a State-designated tribal
statistical area or a tribal-designated statistical area and lands
designated as tribal service areas by statute, judicial decision, or
administrative determination.
Under proposed Alternative B, we would amend current Sec. 371.4 to
state that only those land areas specifically listed in the statutory
definition of ``reservation'' qualify as a reservation. Consequently,
under Sec. 371.2, only those tribes that are located on land areas
that are listed under the definition of ``reservation'' would be
eligible to apply for a grant under the AIVRS program. This alternative
would constitute a change in the Department's interpretation such that
federally recognized tribes without Federal reservations, State
recognized tribes without State reservations, or other areas of land
not specifically listed in the statutory definition of ``reservation''
would not be eligible to apply for grants under the AIVRS program.
Reasons: The Department is proposing two alternative regulatory
interpretations of the statutory definition of ``reservation'' in the
AIVRS program because we believe that the statute is capable of these
different interpretations, and we are seeking public comment on both of
them, including their policy ramifications, to inform our decision.
The statutory definition of ``reservation'' specifically includes
land areas that meet the requirements for a reservation (past or
present). Use of the term ``includes'' in the definition, however,
indicates that the list need not be exhaustive. Proposed Alternative A
areas of land would be identified by the Federal or State Government as
discrete areas of land in which tribes provide governmental services to
their members, although they do not share all of the characteristics of
the areas of land listed in the statute.
For example, tribal land areas proposed as ``reservations'' in
Alternative A are identified by States (in the case of State-designated
tribal statistical areas) or by federally recognized Indian tribes (in
the case of tribal designated statistical areas) and are accepted by
the U.S. Census Bureau, which recognizes them as compact and contiguous
areas of land that contain a concentration of people who identify with
the tribe and in which there is structured or organized tribal
activity. Other service areas that would be covered by proposed
Alternative A are defined by State or Federal statute. See, e.g., the
Ponca Restoration Act, which establishes a service area for members of
the Ponca Tribe of Nebraska in various counties in Nebraska, Iowa, and
South Dakota. 25 U.S.C. 983c. Still other areas identified by judicial
decision or administrative determination could be covered. Please refer
to the discussion of proposed Alternative B below to understand how the
characteristics of these types of land areas differ from the land areas
specified in the statute.
Arguably, including these areas of land in addition to those listed
in the statute furthers the purpose of the AIVRS program, which the
Department administers with the goal of assisting tribes to provide
vocational rehabilitation services in a culturally sensitive manner to
as many American Indians with disabilities as possible, resulting in
meaningful employment.
In proposed Alternative B, we are considering the interpretation
recommended by GAO in its report, that the list of land areas contained
in the statutory definition of ``reservation'' should be exclusive and
no other areas of land can be ``reservations'' under the AIVRS program.
There may be some support for such an interpretation in other Federal
statutes we have examined that authorize financial assistance to Indian
tribes and that have been interpreted to include the tribes whose
eligibility is at issue here. These statutes use language defining the
eligibility of tribes that is broader than the AIVRS governing statute
and that authorizes financial assistance to tribes with or without
reservations. These statutes use either the phrase ``including but not
limited to'' or explicitly include the authority to provide assistance,
for example, to Indian organizations or public or private nonprofit
agencies serving Indians. See, e.g., Native Americans Program Act of
1974, 42 U.S.C. 2991b and the Indian Health Care statute, 25 U.S.C.
1644(c).
The Department acknowledges that the areas of land it currently
accepts and proposes to include in Alternative A as ``reservations''
are not specifically identified in the statute and are distinguishable
in two respects. All of the statutorily specified land areas--
reservations, public domain Indian allotments, former Indian
reservations in Oklahoma, and land held by incorporated Native groups,
regional corporations, and village corporations under the provisions of
the Alaska Native Claims Settlement Act--are (or were) formally
recognized and set aside by the Federal or State government for use by
Indians and are (or were) subject to Federal or State supervision.
The additional areas of land proposed in Alternative A are not
located on reservations, or on any of the other areas listed in the
statute as reservations, and do not share these characteristics: They
are not set aside for Indians by the Federal or State government, and
neither the Federal nor State governments have oversight over them. One
reason for limiting AIVRS eligibility to only those tribes that have
reservations or other land areas listed in the statute, is to contain
the program to tribes that have a certain relationship with a State or
the Federal Government that the traditional reservation status implies.
Because we believe either interpretation is supportable, we propose
alternative regulations that would each clarify eligibility for the
program but have different consequences for affected tribes. We welcome
comment on both.
Executive Orders 12866 and 13563
Regulatory Impact Analysis
Under Executive Order 12866, the Secretary must determine whether
this regulatory action is ``significant'' and therefore subject to the
requirements of the Executive order and subject to review by the Office
of Management and Budget (OMB). Section 3(f) of Executive Order 12866
defines a ``significant regulatory action'' as an action likely to
result in a rule that may--
(1) Have an annual effect on the economy of $100 million or more,
or adversely affect a sector of the economy, productivity, competition,
jobs, the environment, public health or safety, or State, local, or
tribal governments or communities in a material way (also
[[Page 35505]]
referred to as an ``economically significant'' rule);
(2) Create serious inconsistency or otherwise interfere with an
action taken or planned by another agency;
(3) Materially alter the budgetary impacts of entitlement grants,
user fees, or loan programs or the rights and obligations of recipients
thereof; or
(4) Raise novel legal or policy issues arising out of legal
mandates, the President's priorities, or the principles stated in the
Executive order.
This proposed regulatory action is a significant regulatory action
subject to review by OMB under section 3(f)(4) of Executive Order
12866.
We have also reviewed these regulations under Executive Order
13563, which supplements and explicitly reaffirms the principles,
structures, and definitions governing regulatory review established in
Executive Order 12866. To the extent permitted by law, Executive Order
13563 requires that an agency--
(1) Propose or adopt regulations only upon a reasoned determination
that their benefits justify their costs (recognizing that some benefits
and costs are difficult to quantify);
(2) Tailor its regulations to impose the least burden on society,
consistent with obtaining regulatory objectives and taking into
account--among other things and to the extent practicable--the costs of
cumulative regulations;
(3) In choosing among alternative regulatory approaches, select
those approaches that maximize net benefits (including potential
economic, environmental, public health and safety, and other
advantages; distributive impacts; and equity);
(4) To the extent feasible, specify performance objectives, rather
than the behavior or manner of compliance a regulated entity must
adopt; and
(5) Identify and assess available alternatives to direct
regulation, including economic incentives--such as user fees or
marketable permits--to encourage the desired behavior, or provide
information that enables the public to make choices.
Executive Order 13563 also requires an agency ``to use the best
available techniques to quantify anticipated present and future
benefits and costs as accurately as possible.'' The Office of
Information and Regulatory Affairs of OMB has emphasized that these
techniques may include ``identifying changing future compliance costs
that might result from technological innovation or anticipated
behavioral changes.''
We are issuing these proposed regulations only on a reasoned
determination that their benefits would justify their costs. In
choosing among alternative regulatory approaches, we selected those
approaches that maximize net benefits. Based on the analysis that
follows, the Department believes that these proposed regulations are
consistent with the principles in Executive Order 13563.
In accordance with both Executive orders, the Department has
assessed the potential costs and benefits, both quantitative and
qualitative, of this regulatory action. The potential costs associated
with this regulatory action are those resulting from our interpretation
of statutory requirements and those we have determined are necessary
for administering the Department's programs and activities.
The amendment to the regulatory definition of ``reservation''
proposed in Alternative A would produce no change in costs or benefits
as it conforms the definition to the Department's current
interpretation and practices. The proposed change to ``reservation'' in
Alternative B would affect five current grantees (six tribes, as one
grantee is a consortium of two tribes) that currently receive funding
through the AIVRS program and at least 29 other federally or state-
recognized tribes that we have identified through census data. These
tribes would be significantly affected in that they would not be
eligible to apply for grants under the AIVRS program. Also
significantly affected would be the American Indians with disabilities
(559 in FY 2013) who would have sought VR services through these
tribes.
The obvious sources to continue to provide VR services to American
Indians with disabilities are the State VR programs. Section 121(b)(3)
of the Rehabilitation Act of 1973, as amended, requires States to
``provide vocational rehabilitation services under its State plan to
American Indians residing on or near a reservation whenever such State
includes any such American Indians in its State population under
section 110(a)(1).''
Of the six tribes that would be immediately affected by the change
in proposed Alternative B, two tribes are in Washington State, three
tribes are in Louisiana, and one tribe is in North Carolina.
Information obtained from discussions with State VR Directors suggests
that the State Division of Rehabilitation Services in Washington would
be able to serve consumers currently being served by the two AIVRS
grantees in that State, whereas Louisiana and North Carolina indicated
that they would not be able to absorb the large number of individuals
who would need to be served. In addition, Louisiana is under an order
of selection whereby it only serves individuals with the most severe or
significant disabilities. Therefore, it is unlikely that the current
121 consumers who do not have the most significant disabilities served
by that project would be able to receive VR services under an order of
selection.
On the other hand, because new grantees would replace the current
grantees and provide VR services to American Indians with disabilities
who need them in order to secure or maintain employment, the change
would primarily involve a shift of resources among projects. Thus,
there may not be a net effect in terms of the purpose of the program,
which is to serve and place American Indians with disabilities into
competitive employment.
In addition, the pool of eligible applicants for a grant under the
AIVRS program includes all federally- and State-recognized tribes that
are located on reservations as defined specifically by the statute.
This is a large majority of the tribes. Currently, RSA provides funds
to 85 tribal VR programs to provide VR services to American Indians
with disabilities; consequently, the pool of potential applicants is
still quite large, and the Department has information that eligible
tribes that have not previously applied for an AIVRS grant are
preparing to do so.
Under the capacity-building projects in section 21 of the
Rehabilitation Act, the Department awards grants to provide support to
traditionally underserved populations by conducting research, training,
technical assistance, or a related activity to improve services
provided under the Act. The grants included a project that conducted
grant-writing workshops for American Indian tribes. The Director of
this project indicated that, at a minimum, there are at least 12
eligible tribes that have attended the grant writing workshops that
have not previously submitted applications for this program, and the
tribes have expressed an intent to apply when the Department holds its
next competition.
In summary, proposed Alternative B would have a major effect on a
small number of current and future grantees. However, we would expect
to fund new grantees at the same level as the current grantees.
Therefore, the net effect of this proposed change is likely to be that
it will not have a noticeable effect on the number of American Indians
with disabilities served and placed in employment by the AIVRS program.
[[Page 35506]]
Clarity of the Regulations
Executive Order 12866 and the Presidential memorandum ``Plain
Language in Government Writing'' require each agency to write
regulations that are easy to understand.
The Secretary invites comments on how to make these proposed
regulations easier to understand, including answers to questions such
as the following:
Are the requirements in the proposed regulations clearly
stated?
Do the proposed regulations contain technical terms or
other wording that interferes with their clarity?
Does the format of the proposed regulations (grouping and
order of sections, use of headings, paragraphing, etc.) aid or reduce
their clarity?
Would the proposed regulations be easier to understand if
we divided them into more (but shorter) sections? (A ``section'' is
preceded by the symbol ``Sec. '' and a numbered heading; for example,
Sec. 350.6.)
Could the description of the proposed regulations in the
SUPPLEMENTARY INFORMATION section of this preamble be more helpful in
making the proposed regulations easier to understand? If so, how?
What else could we do to make the proposed regulations
easier to understand?
To send any comments that concern how the Department could make
these proposed regulations easier to understand, see the instructions
in the ADDRESSES section.
Regulatory Flexibility Act Certification
The Secretary certifies that these proposed regulations would not
have a significant impact on a substantial number of small entities.
Applicants to RSA's AIVRS program are the governing bodies of Indian
tribes or consortia of such governing bodies located on Federal and
State reservations and are not considered small entities under the
Regulatory Flexibility Act.
Paperwork Reduction Act of 1995
This proposed regulation does not contain any information
collection requirements.
Intergovernmental Review
This program is not subject to Executive Order 12372 and the
regulations in 34 CFR part 79.
Tribal Summary Impact Statement
As the first step in soliciting feedback on a possible change in
the Department's interpretation of ``reservation'' under the AIVRS
program, and consistent with Executive Order 13175 entitled
``Consultation and Coordination With Indian Tribal Governments,'' the
Department of Education published a Notice of Tribal Consultation and
Request for Comments in the Federal Register on July 5, 2013 (78 FR
40458). That notice sought input from tribal officials, tribal
governments, tribal organizations, and affected tribal members about a
possible change in the Department's interpretation of the term of
``reservation'' as that term is used in determining AIVRS program grant
eligibility.
The Department's request seeking input focused on three areas: (1)
The potential effect on limiting eligibility for AIVRS grants to those
Indian tribes (and consortia of tribes) located only on Federal and
State reservations and the other land areas specifically listed in the
statutory definition of ``reservation''; (2) for tribes that currently
provide services under this program and that would not meet the revised
interpretation of ``reservation,'' how the individuals receiving those
services would continue to receive vocational rehabilitation services
to help them in obtaining employment or returning to work; and (3) how
a revised interpretation of ``reservation'' might affect the pool of
potential applicants for the AIVRS program that have not previously
applied but may consider applying for an AIVRS grant.
The Department received a total of 72 comments in response to the
published notice, three of which did not respond directly to the areas
on which the Department focused. The 69 remaining comments supported
retaining the Department's current interpretation of ``reservation.''
With regard to the three specific areas on which the Department sought
comment, 58 commenters believed that limiting eligibility to only those
Indian tribes on Federal or State reservations as defined specifically
in the statute would result in a loss of services or the availability
of services to American Indians with disabilities; 25 commenters did
not believe that the State VR program is as well prepared as the AIVRS
projects to provide VR services, including traditional healing
services, in a way that would be culturally sensitive to tribal
consumers; and 11 commenters believed that a change to the
interpretation of ``reservation'' would reduce the pool of potential
applicants.
As a supplement to the Federal Register notice seeking input,
program officials from the Department also participated in two face-to-
face Tribal Consultation Listening Sessions that were held in August
(Smith River, California) and September (Scottsdale, Arizona) 2013. The
participants were asked to respond to the same three areas identified
in the Federal Register notice. The comments provided by participants
during these ``Listening Sessions,'' while much fewer in number, were
comparable to those received in response to the Federal Register notice
and were primarily from the same tribes that provided responses to the
notice. These commenters supported retaining the current interpretation
of ``reservation.'' They believed that, for those consumers receiving
services under the AIVRS program, such services would not continue
because tribal members would be reluctant to seek services from the
State VR agencies or the agencies' case load would not be able to
absorb them.
Accessible Format: Individuals with disabilities can obtain this
document in an accessible format (e.g., braille, large print,
audiotape, or compact disc) on request to the person listed under FOR
FURTHER INFORMATION CONTACT.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. Free
Internet access to the official edition of the Federal Register and the
Code of Federal Regulations is available via the Federal Digital System
at: www.gpo.gov/fdsys. At this site you can view this document, as well
as all other documents of this Department published in the Federal
Register, in text or Adobe Portable Document Format (PDF). To use PDF
you must have Adobe Acrobat Reader, which is available free at the
site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at:
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department. Catalog of Federal Domestic Assistance Number
84.250.
List of Subjects
34 CFR Part 369
Grant programs--social programs, Reporting and recordkeeping
requirements, Vocational rehabilitation.
34 CFR Part 371
Grant programs--Indians, Grant programs--social programs Indians,
Vocational rehabilitation.
Dated: June 16, 2014.
Michael K. Yudin,
Acting Assistant Secretary for Special Education and Rehabilitative
Services.
For the reasons discussed in the preamble, the Secretary proposes
to amend parts 369 and 371 of title 34 of
[[Page 35507]]
the Code of Federal Regulations as follows:
PART 369--VOCATIONAL REHABILITATION SERVICE PROJECTS
0
1. The authority citation for part 369 continues to read as follows:
Authority: 29 U.S.C. 7011(c), 732, 750, 777(a)(1), 777b, 777f
and 795g, unless otherwise noted.
0
2. Section 369.4(b) is amended by revising the definition of
``Reservation'' to read as follows:
[Alternative A]
Sec. 369.4 What definitions apply to these programs?
* * * * *
(b) * * *
Reservation means a Federal or State Indian reservation; public
domain Indian allotment; former Indian reservation in Oklahoma; land
held by incorporated Native groups, regional corporations, and village
corporations under the provisions of the Alaska Native Claims
Settlement Act; or a defined area of land recognized by a State or the
Federal Government where there is a concentration of tribal members and
on which the tribal government is providing structured activities and
services.
* * * * *
[Alternative B]
Sec. 369.4 What definitions apply to this program?
* * * * *
(b) * * *
Reservation means only a Federal or State Indian reservation,
public domain Indian allotment, former Indian reservation in Oklahoma,
and land held by incorporated Native groups, regional corporations, and
village corporations under the provisions of the Alaska Native Claims
Settlement Act.
* * * * *
PART 371--VOCATIONAL REHABILITATION SERVICES PROJECTS FOR AMERICAN
INDIANS WITH DISABILITIES
0
3. The authority citation for part 371 continues to read as follows:
Authority: 29 U.S.C. 709(c) and 741, unless otherwise noted.
0
4. Section 371.4(b) is amended by revising the definition of
``Reservation'' to read as follows:
[Alternative A]
Sec. 371.4 What definitions apply to this program?
* * * * *
(b) * * *
Reservation means a Federal or State Indian reservation; public
domain Indian allotment; former Indian reservation in Oklahoma; land
held by incorporated Native groups, regional corporations, and village
corporations under the provisions of the Alaska Native Claims
Settlement Act; or a defined area of land recognized by a State or the
Federal Government where there is a concentration of tribal members and
on which the tribal government is providing structured activities and
services.
* * * * *
[Alternative B]
Sec. 371.4 What definitions apply to this program?
* * * * *
(b) * * *
Reservation means only a Federal or State Indian reservation,
public domain Indian allotment, former Indian reservation in Oklahoma,
and land held by incorporated Native groups, regional corporations, and
village corporations under the provisions of the Alaska Native Claims
Settlement Act.
* * * * *
[FR Doc. 2014-14387 Filed 6-20-14; 8:45 am]
BILLING CODE 4000-01-P