Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 32775-32776 [2014-13102]

Download as PDF Federal Register / Vol. 79, No. 109 / Friday, June 6, 2014 / Notices Dated at Rockville, Maryland, this 29th day of May 2014. For the Nuclear Regulatory Commission. Andrew Persinko, Deputy Director, Decommissioning and Uranium Recovery Licensing Directorate, Division of Waste Management and Environmental Protection, Office of Federal and State Materials and Environmental Management Programs. BILLING CODE 7590–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. IC–31065] Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 May 30, 2014. wreier-aviles on DSK5TPTVN1PROD with NOTICES The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of May 2014. A copy of each application may be obtained via the Commission’s Web site by searching for the file number, or for an applicant using the Company name box, at https://www.sec.gov/search/ search.htm or by calling (202) 551– 8090. An order granting each application will be issued unless the SEC orders a hearing. Interested persons may request a hearing on any application by writing to the SEC’s Secretary at the address below and serving the relevant applicant with a copy of the request, personally or by mail. Hearing requests should be received by the SEC by 5:30 p.m. on June 24, 2014, and should be accompanied by proof of service on the applicant, in the form of an affidavit or, for lawyers, a certificate of service. Hearing requests should state the nature of the writer’s interest, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Secretary, U.S. Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. For Further Information Contact: Diane L. Titus at (202) 551–6810, SEC, Division of Investment Management, Chief Counsel’s Office, 100 F Street NE., Washington, DC 20549–8010. AllianzGI Global Equity & Convertible Income Fund [File No. 811–22067] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant transferred its asset to AllianzGI Equity & Convertible Income Fund, and on 13:59 Jun 05, 2014 Jkt 232001 January 27, 2014, made a distribution to its shareholders based on net asset value. Expenses of $312,000 incurred in connection with the reorganization were paid by applicant, the surviving fund and Allianz Global Investors Fund Management LLC, applicant’s investment adviser. Filing Date: The application was filed on April 30, 2014. Applicant’s Address: 1633 Broadway, New York, NY 10019. reorganization were paid by applicant and the acquiring fund. Filing Date: The application was filed on May 8, 2014. Applicant’s Address: 120 West 45th St., Suite 3600, New York, NY 10036. Excelsior Buyout Investors LLC [File No. 811–21283] [FR Doc. 2014–13214 Filed 6–5–14; 8:45 am] VerDate Mar<15>2010 32775 Summary: Each applicant, a closedend investment company, seeks an order declaring that it has ceased to be an investment company. Applicants transferred their assets to Nuveen Michigan Quality Income Municipal Fund, and on January 7, 2013, made distributions to their shareholders based on net asset value. Aggregate expenses of $552,421 incurred in connection with the reorganizations were allocated among applicants and the acquiring fund. Filing Date: The applications were filed on April 23, 2014. Applicant’s Address: 333 West Wacker Dr., Chicago, IL 60606. Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On April 17, 2014, applicant made a final liquidating distribution to its shareholders, based on net asset value. Applicant paid $34,458 in connection with the liquidation. Filing Date: The application was filed on April 17, 2014, Applicant’s Address: 225 High Ridge Rd., Stamford, CT 06905. Tax-Free Fund of Colorado [File No. 811–5047] Nuveen Michigan Premium Income Municipal Fund Inc. [File No. 811– 7116] Nuveen Michigan Dividend Advantage Municipal Fund [File No. 811–9453] Churchill Tax Free Trust [File No. 811– 5086] Nuveen Premier Municipal Opportunity Fund Inc. [File No. 811– 6457] Tax-Free Fund for Utah [File No. 811– 6239] Nuveen Premium Income Municipal Opportunity Fund [File No. 811–7792] Aquila Narragansett Tax-Free Income Fund [File No. 811–6707] Summary: Each applicant, a closedend investment company, seeks an order declaring that it has ceased to be an investment company. Applicants transferred their assets to Nuveen AMTFree Municipal Income Fund, and on May 6, 2013, made distributions to their shareholders based on net asset value. Aggregate expenses of $903,613 incurred in connection with the reorganizations were allocated among applicants and the acquiring fund. Filing Date: The applications were filed on April 23, 2014. Applicant’s Address: 333 West Wacker Dr., Chicago, IL 60606. Summary: Each applicant seeks an order declaring that it has ceased to be an investment company. Applicants transferred their assets to corresponding series of Aquila Municipal Trust, and on October 11, 2013, applicants made distributions to their shareholders based on net asset value. Expenses of $128,303, $107,966, $173,052 and $103,036, respectively, incurred in connection with the reorganizations were paid by each applicant and the corresponding acquiring funds. Filing Date: The applications were filed on May 8, 2014. Applicants’ Address: 120 West 45th St., Suite 3600, New York, NY 10036. Aquila Three Peaks Opportunity Growth Fund [File No. 811–8168] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. Applicant transferred its assets to Aquila Three Peaks Opportunity Growth Fund, a series of Aquila Funds Trust, and on October 11, 2013, applicant made a distribution to its shareholders based on net asset value. Expenses of $54,868 incurred in connection with the PO 00000 Frm 00085 Fmt 4703 Sfmt 4703 Nuveen Arizona Dividend Advantage Municipal Fund [File No. 811–9459] Nuveen Arizona Dividend Advantage Municipal Fund 2 [File No. 811–10553] Nuveen Arizona Dividend Advantage Municipal Fund 3 [File No. 811–21157] Summary: Each applicant, a closedend investment company, seeks an order declaring that it has ceased to be an investment company. Applicants transferred their assets to Nuveen Arizona Premium Income Municipal Fund, and on April 8, 2013, made distributions to their shareholders based on net asset value. Aggregate expenses E:\FR\FM\06JNN1.SGM 06JNN1 32776 Federal Register / Vol. 79, No. 109 / Friday, June 6, 2014 / Notices of $622,502 incurred in connection with the reorganizations were allocated among applicants and the acquiring fund. Filing Date: The applications were filed on April 23, 2014. Applicants’ Address: 333 West Wacker Dr., Chicago, IL 60606. Nuveen Ohio Dividend Advantage Municipal Fund [File No. 811–9463] Nuveen Ohio Dividend Advantage Municipal Fund 2 [File No. 811–10445] Nuveen Ohio Dividend Advantage Municipal Fund 3 [File No. 811–10637] Summary: Each applicant, a closedend investment company, seeks an order declaring that it has ceased to be an investment company. Applicants transferred their assets to Nuveen Ohio Quality Income Municipal Fund, and on April 8, 2013, made distributions to their shareholders based on net asset value. Aggregate expenses of $666,057 incurred in connection with the reorganizations were allocated among applicants and the acquiring fund. Filing Date: The applications were filed on April 23, 2014. Applicants’ Address: 333 West Wacker Dr., Chicago, IL 60606. Nuveen New York Investment Quality Municipal Fund Inc. [File No. 811– 6178] Nuveen New York Select Quality Municipal Fund Inc. [File No. 811– 6295] wreier-aviles on DSK5TPTVN1PROD with NOTICES Summary: Applicant seeks an order declaring that it has ceased to be an investment company. Applicant transferred its assets to Aegis Value Fund, a series of The Aegis Funds, and on February 28, 2014, made a distribution to its shareholders based on net asset value. Expenses of $140,300 incurred in connection with the reorganization were paid by Aegis Financial Corporation, investment adviser to the applicant. Filing Date: The application was filed on May 9, 2014. Applicant’s Address: 6862 Elm St., Suite 830, McLean, VA 22101. Separate Account VA E [File No. 811– 9847] Nuveen New York Dividend Advantage Municipal Income Fund [File No. 811– 9473] Summary: Each applicant, a closedend investment company, seeks an order declaring that it has ceased to be an investment company. Applicants transferred their assets to Nuveen New York AMT-Free Municipal Income Fund, and on March 11, 2013, made distributions to their shareholder based on net asset value. Aggregate expenses of $1,928,360 incurred in connection with the reorganizations were allocated among applicants and the acquiring fund. Filing Date: The applications were filed on April 23, 2014. Applicants’ Address: 333 West Wacker Dr., Chicago, IL 60606. Jkt 232001 Aegis Value Fund Inc. [File No. 811– 9174] Separate Account VA D [File No. 811– 9777] Nuveen New York Premium Income Municipal Fund Inc. [File No. 811– 6619] 13:59 Jun 05, 2014 Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant transferred its assets to Nuveen Municipal High Income Opportunity Fund, and on July 15, 2013, distributed its assets to shareholders based on net asset value. Expenses of $778,536 incurred in connection with the reorganization were paid by applicant and the acquiring fund. Filing Date: The application was filed on April 23, 2014. Applicant’s Address: 333 West Wacker Dr., Chicago, IL 60606. Separate Account VA A [File No. 811– 9172] Nuveen New York Quality Income Municipal Fund Inc. [File No. 811– 6424] VerDate Mar<15>2010 Nuveen Municipal High Income Opportunity Fund 2 [File No. 811– 22123] Separate Account VA F [File No. 811– 10411] Separate Account VA I [File No. 811– 10147] Separate Account VA J [File No. 811– 10413] Separate Account VA K [File No. 811– 10617] Separate Account VA L [File No. 811– 21087] Separate Account VA P [File No. 811– 21192] Separate Account VA R [File No. 811– 21441] Separate Account VA S [File No. 811– 21453] Summary: Each applicant, a unit investment trust, seeks an order declaring that it has ceased to be an PO 00000 Frm 00086 Fmt 4703 Sfmt 4703 investment company. Applicants transferred their assets to Retirement Build Variable Annuity Account, and made distributions to their unit holders based on net asset value. Each applicant incurred $10,000 in expenses in connection with its reorganization, these expenses were paid by Transamerica Life Insurance Company, applicants’ depositor. Filing Date: The applications were filed on March 3, 2014. Applicants’ Address: 4333 Edgewood Rd. NE., Cedar Rapids, IA 52499. For the Commission, by the Division of Investment Management, pursuant to delegated authority. Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2014–13102 Filed 6–5–14; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 31067; 812–14156] Fidus Investment Corporation, et al.; Notice of Application June 2, 2014. Securities and Exchange Commission (the ‘‘Commission’’). ACTION: Notice of an application to amend a prior order issued under sections 6(c), 12(d)(1)(J), and 57(c) of the Investment Company Act of 1940 (‘‘Act’’) granting exemptions from sections 12(d)(1)(A), 18(a), 21(b), 57(a)(1)–(a)(3), and 61(a) of the Act; under section 57(i) of the Act and rule 17d–1 under the Act to permit certain joint transactions otherwise prohibited by section 57(a)(4) of the Act; and under section 12(h) of the Securities Exchange Act of 1934 (‘‘Exchange Act’’) granting an exemption from section 13(a) of the Exchange Act. AGENCY: Applicants: Fidus Investment Corporation (‘‘Company’’), Fidus Mezzanine Capital, L.P., (‘‘Fidus SBIC’’), Fidus Investment GP, LLC (‘‘New General Partner’’), Fidus Investment Advisors, LLC (‘‘Fidus Advisors’’), and Fidus Mezzanine Capital II, L.P. (‘‘Fidus SBIC II’’) (collectively, the ‘‘Applicants’’). SUMMARY: Summary of Application: Applicants request an order (‘‘Amended Order’’) that would amend, and in part supersede, a prior order permitting a parent business development company (‘‘BDC’’) and its wholly-owned small business investment company (‘‘SBIC’’) subsidiary to engage in certain transactions that otherwise would be E:\FR\FM\06JNN1.SGM 06JNN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 79, Number 109 (Friday, June 6, 2014)]
[Notices]
[Pages 32775-32776]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-13102]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. IC-31065]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

May 30, 2014.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of May 
2014. A copy of each application may be obtained via the Commission's 
Web site by searching for the file number, or for an applicant using 
the Company name box, at https://www.sec.gov/search/search.htm or by 
calling (202) 551-8090. An order granting each application will be 
issued unless the SEC orders a hearing. Interested persons may request 
a hearing on any application by writing to the SEC's Secretary at the 
address below and serving the relevant applicant with a copy of the 
request, personally or by mail. Hearing requests should be received by 
the SEC by 5:30 p.m. on June 24, 2014, and should be accompanied by 
proof of service on the applicant, in the form of an affidavit or, for 
lawyers, a certificate of service. Hearing requests should state the 
nature of the writer's interest, the reason for the request, and the 
issues contested. Persons who wish to be notified of a hearing may 
request notification by writing to the Secretary, U.S. Securities and 
Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.
    For Further Information Contact: Diane L. Titus at (202) 551-6810, 
SEC, Division of Investment Management, Chief Counsel's Office, 100 F 
Street NE., Washington, DC 20549-8010.

AllianzGI Global Equity & Convertible Income Fund [File No. 811-22067]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant 
transferred its asset to AllianzGI Equity & Convertible Income Fund, 
and on January 27, 2014, made a distribution to its shareholders based 
on net asset value. Expenses of $312,000 incurred in connection with 
the reorganization were paid by applicant, the surviving fund and 
Allianz Global Investors Fund Management LLC, applicant's investment 
adviser.
    Filing Date: The application was filed on April 30, 2014.
    Applicant's Address: 1633 Broadway, New York, NY 10019.

Excelsior Buyout Investors LLC [File No. 811-21283]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On April 17, 
2014, applicant made a final liquidating distribution to its 
shareholders, based on net asset value. Applicant paid $34,458 in 
connection with the liquidation.
    Filing Date: The application was filed on April 17, 2014,
    Applicant's Address: 225 High Ridge Rd., Stamford, CT 06905.

Tax-Free Fund of Colorado [File No. 811-5047]

Churchill Tax Free Trust [File No. 811-5086]

Tax-Free Fund for Utah [File No. 811-6239]

Aquila Narragansett Tax-Free Income Fund [File No. 811-6707]

    Summary: Each applicant seeks an order declaring that it has ceased 
to be an investment company. Applicants transferred their assets to 
corresponding series of Aquila Municipal Trust, and on October 11, 
2013, applicants made distributions to their shareholders based on net 
asset value. Expenses of $128,303, $107,966, $173,052 and $103,036, 
respectively, incurred in connection with the reorganizations were paid 
by each applicant and the corresponding acquiring funds.
    Filing Date: The applications were filed on May 8, 2014.
    Applicants' Address: 120 West 45th St., Suite 3600, New York, NY 
10036.

Aquila Three Peaks Opportunity Growth Fund [File No. 811-8168]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant transferred its assets to Aquila 
Three Peaks Opportunity Growth Fund, a series of Aquila Funds Trust, 
and on October 11, 2013, applicant made a distribution to its 
shareholders based on net asset value. Expenses of $54,868 incurred in 
connection with the reorganization were paid by applicant and the 
acquiring fund.
    Filing Date: The application was filed on May 8, 2014.
    Applicant's Address: 120 West 45th St., Suite 3600, New York, NY 
10036.

Nuveen Michigan Premium Income Municipal Fund Inc. [File No. 811-7116]

Nuveen Michigan Dividend Advantage Municipal Fund [File No. 811-9453]

    Summary: Each applicant, a closed-end investment company, seeks an 
order declaring that it has ceased to be an investment company. 
Applicants transferred their assets to Nuveen Michigan Quality Income 
Municipal Fund, and on January 7, 2013, made distributions to their 
shareholders based on net asset value. Aggregate expenses of $552,421 
incurred in connection with the reorganizations were allocated among 
applicants and the acquiring fund.
    Filing Date: The applications were filed on April 23, 2014.
    Applicant's Address: 333 West Wacker Dr., Chicago, IL 60606.

Nuveen Premier Municipal Opportunity Fund Inc. [File No. 811-6457]

Nuveen Premium Income Municipal Opportunity Fund [File No. 811-7792]

    Summary: Each applicant, a closed-end investment company, seeks an 
order declaring that it has ceased to be an investment company. 
Applicants transferred their assets to Nuveen AMT-Free Municipal Income 
Fund, and on May 6, 2013, made distributions to their shareholders 
based on net asset value. Aggregate expenses of $903,613 incurred in 
connection with the reorganizations were allocated among applicants and 
the acquiring fund.
    Filing Date: The applications were filed on April 23, 2014.
    Applicant's Address: 333 West Wacker Dr., Chicago, IL 60606.

Nuveen Arizona Dividend Advantage Municipal Fund [File No. 811-9459]

Nuveen Arizona Dividend Advantage Municipal Fund 2 [File No. 811-10553]

Nuveen Arizona Dividend Advantage Municipal Fund 3 [File No. 811-21157]

    Summary: Each applicant, a closed-end investment company, seeks an 
order declaring that it has ceased to be an investment company. 
Applicants transferred their assets to Nuveen Arizona Premium Income 
Municipal Fund, and on April 8, 2013, made distributions to their 
shareholders based on net asset value. Aggregate expenses

[[Page 32776]]

of $622,502 incurred in connection with the reorganizations were 
allocated among applicants and the acquiring fund.
    Filing Date: The applications were filed on April 23, 2014.
    Applicants' Address: 333 West Wacker Dr., Chicago, IL 60606.

Nuveen Ohio Dividend Advantage Municipal Fund [File No. 811-9463]

Nuveen Ohio Dividend Advantage Municipal Fund 2 [File No. 811-10445]

Nuveen Ohio Dividend Advantage Municipal Fund 3 [File No. 811-10637]

    Summary: Each applicant, a closed-end investment company, seeks an 
order declaring that it has ceased to be an investment company. 
Applicants transferred their assets to Nuveen Ohio Quality Income 
Municipal Fund, and on April 8, 2013, made distributions to their 
shareholders based on net asset value. Aggregate expenses of $666,057 
incurred in connection with the reorganizations were allocated among 
applicants and the acquiring fund.
    Filing Date: The applications were filed on April 23, 2014.
    Applicants' Address: 333 West Wacker Dr., Chicago, IL 60606.

Nuveen New York Investment Quality Municipal Fund Inc. [File No. 811-
6178]

Nuveen New York Select Quality Municipal Fund Inc. [File No. 811-6295]

Nuveen New York Quality Income Municipal Fund Inc. [File No. 811-6424]

Nuveen New York Premium Income Municipal Fund Inc. [File No. 811-6619]

Nuveen New York Dividend Advantage Municipal Income Fund [File No. 811-
9473]

    Summary: Each applicant, a closed-end investment company, seeks an 
order declaring that it has ceased to be an investment company. 
Applicants transferred their assets to Nuveen New York AMT-Free 
Municipal Income Fund, and on March 11, 2013, made distributions to 
their shareholder based on net asset value. Aggregate expenses of 
$1,928,360 incurred in connection with the reorganizations were 
allocated among applicants and the acquiring fund.
    Filing Date: The applications were filed on April 23, 2014.
    Applicants' Address: 333 West Wacker Dr., Chicago, IL 60606.

Nuveen Municipal High Income Opportunity Fund 2 [File No. 811-22123]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant 
transferred its assets to Nuveen Municipal High Income Opportunity 
Fund, and on July 15, 2013, distributed its assets to shareholders 
based on net asset value. Expenses of $778,536 incurred in connection 
with the reorganization were paid by applicant and the acquiring fund.
    Filing Date: The application was filed on April 23, 2014.
    Applicant's Address: 333 West Wacker Dr., Chicago, IL 60606.

Aegis Value Fund Inc. [File No. 811-9174]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant transferred its assets to Aegis 
Value Fund, a series of The Aegis Funds, and on February 28, 2014, made 
a distribution to its shareholders based on net asset value. Expenses 
of $140,300 incurred in connection with the reorganization were paid by 
Aegis Financial Corporation, investment adviser to the applicant.
    Filing Date: The application was filed on May 9, 2014.
    Applicant's Address: 6862 Elm St., Suite 830, McLean, VA 22101.

Separate Account VA A [File No. 811-9172]

Separate Account VA D [File No. 811-9777]

Separate Account VA E [File No. 811-9847]

Separate Account VA F [File No. 811-10411]

Separate Account VA I [File No. 811-10147]

Separate Account VA J [File No. 811-10413]

Separate Account VA K [File No. 811-10617]

Separate Account VA L [File No. 811-21087]

Separate Account VA P [File No. 811-21192]

Separate Account VA R [File No. 811-21441]

Separate Account VA S [File No. 811-21453]

    Summary: Each applicant, a unit investment trust, seeks an order 
declaring that it has ceased to be an investment company. Applicants 
transferred their assets to Retirement Build Variable Annuity Account, 
and made distributions to their unit holders based on net asset value. 
Each applicant incurred $10,000 in expenses in connection with its 
reorganization, these expenses were paid by Transamerica Life Insurance 
Company, applicants' depositor.
    Filing Date: The applications were filed on March 3, 2014.
    Applicants' Address: 4333 Edgewood Rd. NE., Cedar Rapids, IA 52499.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-13102 Filed 6-5-14; 8:45 am]
BILLING CODE 8011-01-P

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