Pro-Tech Industries, Inc., Vida Life International Ltd., Vitavea, Inc., Western Power & Equipment Corp., and Westmont Resources, Inc.; Order of Suspension of Trading, 30921 [2014-12433]
Download as PDF
Federal Register / Vol. 79, No. 103 / Thursday, May 29, 2014 / Notices
Other Clarifications
The Guide will be revised to clarify
the descriptions of CNS Short Covers
and Long Allocations and their effect on
Participant collateral and the Collateral
Monitor.
III. Discussion and Commission Finding
Section 19(b)(2)(C) of the Act 13
directs the Commission to approve a
proposed rule change of a selfregulatory organization if it finds that
such proposed rule change is consistent
with the requirements of the Act and
rules and regulations thereunder
applicable to such organization. Section
17A(b)(3)(F) of the Act requires that the
rules of a clearing agency be designed
to, among other things, ‘‘promote the
prompt and accurate clearance and
settlement of securities transactions and
. . . to assure the safeguarding of
securities and funds which are in the
custody or control of the clearing agency
or for which it is responsible.’’ 14
Further, Commission Rule 17Ad–
22(d)(12) requires that registered
clearing agencies ‘‘establish, implement,
maintain and enforce written policies
and procedures reasonable designed to,
as applicable . . . [e]sure that final
settlement occurs no later than the end
of the settlement day; and require that
intraday or real-time finality be
provided where necessary to reduce
risks.’’ 15
The Commission finds that the
Proposed Rule Change is consistent
with those requirements because the
changes, which will conform to the
changes proposed by NSCC in
establishing a new ACATS processing
system,16 will enable DTC to complete
ACATS transfers free of payment, thus
streamlining DTC’s related processes, as
described above. Therefore, the
Proposed Rule Change will promote the
prompt and accurate clearance and
settlement of ACATS transfers, while
supporting finality of such transfers at
DTC on settlement day.
IV. Conclusion
tkelley on DSK3SPTVN1PROD with NOTICES
On the basis of the foregoing, the
Commission finds that the proposal is
consistent with the requirements of the
Act and in particular with the
requirements of Section 17A of the
of the Participant. It should be noted that the
Participant may re-designate the securities as NA or
deliver them versus payment in which case these
securities will be counted in the Participant’s
Collateral Monitor.
13 15 U.S.C. 78s(b)(2)(C).
14 15 U.S.C. 78q–1(b)(3)(F).
15 17 CFR 240.17Ad–22(d)(12).
16 See NSCC Proposal, 79 FR 20290.
VerDate Mar<15>2010
17:19 May 28, 2014
Jkt 232001
Act 17 and the rules and regulations
thereunder.
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act, that the
proposed rule change SR–DTC–2014–04
be, and it hereby is, approved.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.18
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–12420 Filed 5–28–14; 8:45 am]
BILLING CODE 8011–01–P
30921
investors require a suspension of trading
in the securities of the above-listed
companies. Therefore, it is ordered,
pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that
trading in the securities of the abovelisted companies is suspended for the
period from 9:30 a.m. EDT on May 23,
2014, through 11:59 p.m. EDT on June
6, 2014.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2014–12433 Filed 5–23–14; 4:15 pm]
SECURITIES AND EXCHANGE
COMMISSION
BILLING CODE 8011–01–P
[File No. 500–1]
SECURITIES AND EXCHANGE
COMMISSION
Pro-Tech Industries, Inc., Vida Life
International Ltd., Vitavea, Inc.,
Western Power & Equipment Corp.,
and Westmont Resources, Inc.; Order
of Suspension of Trading
May 23, 2014.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Pro-Tech
Industries, Inc. because it has not filed
any periodic reports since the period
ended June 30, 2011.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Vida Life
International Ltd. because it has not
filed any periodic reports since the
period ended September 30, 2009.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Vitavea, Inc.
because it has not filed any periodic
reports since the period ended April 30,
2007.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Western
Power & Equipment Corp. because it has
not filed any periodic reports since the
period ended April 30, 3008.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Westmont
Resources Inc. because it has not filed
any periodic reports since the period
ended February 28, 2011.
The Commission is of the opinion that
the public interest and the protection of
17 In approving this proposed rule change, the
Commission has considered the proposed rule’s
impact on efficiency, competition, and capital
formation. See 15 U.S.C. 78c(f).
18 17 CFR 200.30–3(a)(12).
PO 00000
Frm 00118
Fmt 4703
Sfmt 4703
[ File No. 500–1]
In the Matter of OCTuS, Inc., Pacific
Coast National Bancorp, Travelstar,
Inc., We Save Homes, Inc., and ZVUE
Corp., Order of Suspension of Trading
May 23, 2014.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of OCTuS, Inc.
because it has not filed any periodic
reports since the period ended March
31, 2011.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Pacific
Coast National Bancorp because it has
not filed any periodic reports since the
period ended December 31, 2008.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Travelstar,
Inc. because it has not filed any periodic
reports since the period ended March
31, 2008.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of We Save
Homes, Inc. because it has not filed any
periodic reports since the period ended
September 30, 2010.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of ZVUE
Corporation because it has not filed any
periodic reports since the period ended
September 30, 2008.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
companies. Therefore, it is ordered,
pursuant to Section 12(k) of the
E:\FR\FM\29MYN1.SGM
29MYN1
Agencies
[Federal Register Volume 79, Number 103 (Thursday, May 29, 2014)]
[Notices]
[Page 30921]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-12433]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
Pro-Tech Industries, Inc., Vida Life International Ltd., Vitavea,
Inc., Western Power & Equipment Corp., and Westmont Resources, Inc.;
Order of Suspension of Trading
May 23, 2014.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Pro-Tech Industries, Inc. because it has not filed any periodic reports
since the period ended June 30, 2011.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Vida Life International Ltd. because it has not filed any periodic
reports since the period ended September 30, 2009.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Vitavea, Inc. because it has not filed any periodic reports since the
period ended April 30, 2007.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Western Power & Equipment Corp. because it has not filed any periodic
reports since the period ended April 30, 3008.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Westmont Resources Inc. because it has not filed any periodic reports
since the period ended February 28, 2011.
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed companies. Therefore, it is ordered,
pursuant to Section 12(k) of the Securities Exchange Act of 1934, that
trading in the securities of the above-listed companies is suspended
for the period from 9:30 a.m. EDT on May 23, 2014, through 11:59 p.m.
EDT on June 6, 2014.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2014-12433 Filed 5-23-14; 4:15 pm]
BILLING CODE 8011-01-P