Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Withdrawal of an Advance Notice in Connection With a Proposed Change to its Operations in the Form of a Private Offering by OCC of Senior Unsecured Debt Securities, 28568 [2014-11342]

Download as PDF 28568 Federal Register / Vol. 79, No. 95 / Friday, May 16, 2014 / Notices To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal offices of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–BX–2014–024, and should be submitted on or before June 6, 2014. Act’’) 1 and Rule 19b–4(n)(1)(i),2 an advance notice relating to a proposal to permit OCC to issue senior unsecured debt securities in a private placement offering. Notice of the advance notice was published in the Federal Register on July 15, 2013.3 The Commission did not receive any comments in response to the advance notice. On January 15, 2014, OCC notified the Commission of its withdrawal of the advance notice (SR–OCC–2013–804) from consideration by the Commission.4 The Commission is hereby publishing notice of the withdrawal. By the Commission. Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2014–11342 Filed 5–15–14; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–72150; File No. SR– NASDAQ–2014–049] For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.22 Kevin M. O’Neill, Deputy Secretary. Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Fees and Establish Fee Tiers for the Execution of Marketon-Close and Limit-on-Close Orders Executed in the NASDAQ Closing Cross and Eliminate the High Volume Market Participant Identifier Program [FR Doc. 2014–11294 Filed 5–15–14; 8:45 am] May 12, 2014. BILLING CODE 8011–01–P Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’), 1 and Rule 19b–4 thereunder, 2 notice is hereby given that on April 30, 2014, The NASDAQ Stock Market LLC (‘‘NASDAQ’’ or the ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’) a proposed rule change as described in Items I, II and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. SECURITIES AND EXCHANGE COMMISSION [Release No. 34–72125; File No. SR–OCC– 2013–804] Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Withdrawal of an Advance Notice in Connection With a Proposed Change to its Operations in the Form of a Private Offering by OCC of Senior Unsecured Debt Securities EMCDONALD on DSK67QTVN1PROD with NOTICES May 8, 2014. On June 10, 2013, The Options Clearing Corporation (‘‘OCC’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 806(e)(1) of the Payment, Clearing, and Settlement Supervision Act of 2010 (‘‘Clearing Supervision 22 17 CFR 200.30–3(a)(12). VerDate Mar<15>2010 20:00 May 15, 2014 Jkt 232001 1 12 U.S.C. 5465(e)(1). CFR 240.19b–4(n)(1)(i). 3 See Securities Exchange Act Release No. 69955 (July 10, 2013), 78 FR 42125 (July 15, 2013), (SR– OCC–2014–804). 4 See Letter from Stephen M. Szarmack, Vice President and Associate General Counsel, The Options Clearing Corporation, to Office of the Secretary, Commission (January 15, 2014). 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. 2 17 PO 00000 Frm 00096 Fmt 4703 Sfmt 4703 I. Self-Regulatory Organization’s Statement of the Terms of the Substance of the Proposed Rule Change NASDAQ is proposing to modify NASDAQ Rule 7018 fees assessed for execution and routing [sic] securities listed on the New York Stock Exchange (‘‘NYSE’’) and on exchanges other than NASDAQ and NYSE, as well as establishing fee tiers for the execution of Market-on-Close and Limit-on-Close orders executed in the NASDAQ Closing Cross and eliminating the high volume Market Participant Identifier program. While the changes proposed herein are effective upon filing, the Exchange has designated that the amendments be operative on May 1, 2014. The text of the proposed rule change is available at nasdaq.cchwallstreet.com at NASDAQ’s principal office, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, NASDAQ included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose NASDAQ is proposing to amend NASDAQ Rule 7018 to modify NASDAQ Rule 7018 [sic] fees assessed for execution and routing [sic] securities listed on NYSE (‘‘Tape A’’) and on exchanges other than NASDAQ and the NYSE (‘‘Tape B’’), as well as establishing fee tiers for the execution of Market-on-Close and Limit-on-Close (‘‘MOC/LOC’’) orders executed in the NASDAQ Closing Cross. Specifically, NASDAQ is proposing to offer reduced access fees for firms that execute against resting midpoint liquidity for both Tape A and Tape B securities. The standard access fees are currently $0.0030 per executed share, but the Exchange proposes to reduce this fee for Tape A and Tape B securities to $0.0027 per executed share. The Exchange believes that the proposed discounted executions for taking E:\FR\FM\16MYN1.SGM 16MYN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 79, Number 95 (Friday, May 16, 2014)]
[Notices]
[Page 28568]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-11342]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-72125; File No. SR-OCC-2013-804]


Self-Regulatory Organizations; The Options Clearing Corporation; 
Notice of Withdrawal of an Advance Notice in Connection With a Proposed 
Change to its Operations in the Form of a Private Offering by OCC of 
Senior Unsecured Debt Securities

May 8, 2014.
    On June 10, 2013, The Options Clearing Corporation (``OCC'') filed 
with the Securities and Exchange Commission (``Commission''), pursuant 
to Section 806(e)(1) of the Payment, Clearing, and Settlement 
Supervision Act of 2010 (``Clearing Supervision Act'') \1\ and Rule 
19b-4(n)(1)(i),\2\ an advance notice relating to a proposal to permit 
OCC to issue senior unsecured debt securities in a private placement 
offering. Notice of the advance notice was published in the Federal 
Register on July 15, 2013.\3\ The Commission did not receive any 
comments in response to the advance notice.
---------------------------------------------------------------------------

    \1\ 12 U.S.C. 5465(e)(1).
    \2\ 17 CFR 240.19b-4(n)(1)(i).
    \3\ See Securities Exchange Act Release No. 69955 (July 10, 
2013), 78 FR 42125 (July 15, 2013), (SR-OCC-2014-804).
---------------------------------------------------------------------------

    On January 15, 2014, OCC notified the Commission of its withdrawal 
of the advance notice (SR-OCC-2013-804) from consideration by the 
Commission.\4\ The Commission is hereby publishing notice of the 
withdrawal.
---------------------------------------------------------------------------

    \4\ See Letter from Stephen M. Szarmack, Vice President and 
Associate General Counsel, The Options Clearing Corporation, to 
Office of the Secretary, Commission (January 15, 2014).

    By the Commission.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-11342 Filed 5-15-14; 8:45 am]
BILLING CODE 8011-01-P

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.