Valley Forge Composite Technologies, Inc.; Order of Suspension of Trading, 22752 [2014-09314]
Download as PDF
wreier-aviles on DSK5TPTVN1PROD with NOTICES
22752
Federal Register / Vol. 79, No. 78 / Wednesday, April 23, 2014 / Notices
scheme, could allow market participants
greater control over the execution of
their orders. Specifically, the proposal
may help market participants avoid
having orders cancelled as a result of a
narrow one-MPV price protection limit,
particularly in instances when the
order’s limit price expresses a
willingness to trade more than one MPV
away from the NBBO that prevailed at
the time the order was received. The
Commission notes, however, that such a
result may still occur under the
proposal, when either the default oneMPV price protection limit applies as a
result of the member not providing
customized instructions, or when a
custom price protection limit sits
between an order’s limit price and the
NBBO at the time the order is received.
The Commission notes further that, in
order to accommodate the amended
price protection functionality, the
proposal will allow orders to trigger
pauses at multiple successive price
points, either through the Route Timer
or Liquidity Refresh mechanisms.
In addition to providing market
participants greater control over the
execution of their orders, the
Commission believes that the proposal
also could facilitate more order
interaction. By allowing orders to
execute at multiple price points, up or
down to their price protection limit or
limit price, and to route to away markets
at multiple price points, the proposal
will allow market participants to
interact with greater liquidity both on
MIAX and on away markets and
increase the opportunity for their orders
to receive an execution. Importantly, as
is the case under the current price
protection functionality, the
Commission notes that under the
revised process, MIAX will not execute
incoming orders at prices inferior to the
then-current NBBO.
The Commission believes that the
change regarding terminating a
Liquidity Refresh Pause when a new
quote or order is received during a
Liquidity Refresh Pause on the same
side of the market as the initiating
orders’ remaining contracts that locks or
crosses the original NBBO is consistent
with the Act. The Commission notes
that terminating the pause in such a
situation allows the displayed opposite
side of the MBBO to receive an
immediate execution. Further, the
Commission notes that, as under the
current MIAX rules, orders will then be
processed in the order in which they
were received.
Finally, the Commission believes that
the proposed change to permit
immediate routing in an additional
situation (i.e., for Public Customer
VerDate Mar<15>2010
15:37 Apr 22, 2014
Jkt 232001
orders resting on the book when an
incoming Public Customer order has
initiated a Route Mechanism) will
benefit Public Customers by providing
such orders with greater access to
marketable away liquidity and will
allow such orders more promptly to
receive an execution instead of being
restricted from immediately routing
away. As the Commission noted in its
approval of MIAX’s application for
registration as a national securities
exchange, pursuant to MIAX’s
immediate routing process in Rule 529,
orders have to meet a number of criteria
to be eligible for immediate routing, and
as such, many, if not most, orders are
likely subject to the one second Route
Timer, rather than immediately routing
to an away exchange displaying the
NBBO.19 While MIAX is not specifically
required to route to away markets, the
Commission believes that providing an
additional opportunity for immediate
routing should be beneficial to Public
Customer orders.
IV. Conclusion
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act 20 that the
proposed rule change (SR–MIAX–2014–
08), is approved.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.21
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–09211 Filed 4–22–14; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
Valley Forge Composite Technologies,
Inc.; Order of Suspension of Trading
April 21, 2014.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Valley
Forge Composite Technologies, Inc.
because it has not filed any periodic
reports since the period ended
September 30, 2012.
The Commission is of the opinion that
the public interest and the protection of
19 See Securities Exchange Act Release No. 68341
(December 3, 2012), 77 FR 73065, 73086–87
(December 7, 2012) (noting that broker-dealers have
a duty of best execution and thus broker-dealers
need to consider and evaluate the functioning of the
MIAX routing mechanisms and the quality of any
resulting executions in making their determination
of whether to route customer orders to MIAX).
20 15 U.S.C. 78f(b)(2).
21 17 CFR 200.30–3(a)(12).
PO 00000
Frm 00135
Fmt 4703
Sfmt 4703
investors require a suspension of trading
in the securities of the above-listed
company. Therefore, it is ordered,
pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that
trading in the securities of the abovelisted company is suspended for the
period from 9:30 a.m. EDT on April 21,
2014, through 11:59 p.m. EDT on May
2, 2014.
By the Commission.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–09314 Filed 4–21–14; 4:15 pm]
BILLING CODE 8011–01–P
SOCIAL SECURITY ADMINISTRATION
Agency Information Collection
Activities: Proposed Request and
Comment Request
The Social Security Administration
(SSA) publishes a list of information
collection packages requiring clearance
by the Office of Management and
Budget (OMB) in compliance with
Public Law (Pub. L.) 104–13, the
Paperwork Reduction Act of 1995,
effective October 1, 1995. This notice
includes revisions of OMB-approved
information collections and one new
information collection.
SSA is soliciting comments on the
accuracy of the agency’s burden
estimate; the need for the information;
its practical utility; ways to enhance its
quality, utility, and clarity; and ways to
minimize burden on respondents,
including the use of automated
collection techniques or other forms of
information technology. Mail, email, or
fax your comments and
recommendations on the information
collection(s) to the OMB Desk Officer
and SSA Reports Clearance Officer at
the following addresses or fax numbers.
(OMB)
Office of Management and Budget,
Attn: Desk Officer for SSA,
Fax: 202–395–6974,
Email address: OIRA_Submission@
omb.eop.gov.
(SSA)
Social Security Administration, OLCA,
Attn: Reports Clearance Director,
3100 West High Rise,
6401 Security Blvd.,
Baltimore, MD 21235,
Fax: 410–966–2830,
Email address: OR.Reports.Clearance@
ssa.gov.
I. The information collections below
are pending at SSA. SSA will submit
them to OMB within 60 days from the
date of this notice. To be sure we
consider your comments, we must
E:\FR\FM\23APN1.SGM
23APN1
Agencies
[Federal Register Volume 79, Number 78 (Wednesday, April 23, 2014)]
[Notices]
[Page 22752]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-09314]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
Valley Forge Composite Technologies, Inc.; Order of Suspension of
Trading
April 21, 2014.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Valley Forge Composite Technologies, Inc. because it has not filed any
periodic reports since the period ended September 30, 2012.
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed company. Therefore, it is ordered,
pursuant to Section 12(k) of the Securities Exchange Act of 1934, that
trading in the securities of the above-listed company is suspended for
the period from 9:30 a.m. EDT on April 21, 2014, through 11:59 p.m. EDT
on May 2, 2014.
By the Commission.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-09314 Filed 4-21-14; 4:15 pm]
BILLING CODE 8011-01-P