Applications for New Awards; Training and Information for Parents of Children With Disabilities-Parent Training and Information Centers, 19595-19604 [2014-07969]
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Federal Register / Vol. 79, No. 68 / Wednesday, April 9, 2014 / Notices
DEPARTMENT OF EDUCATION
[Docket No.: ED–2014–ICCD–0009]
Agency Information Collection
Activities; Submission to the Office of
Management and Budget for Review
and Approval; Comment Request;
Financial Status and Program
Performance Final Report for State and
Partnership for the Gaining Early
Awareness and Readiness for
Undergraduate Programs (GEAR UP)
Office of Postsecondary
Education (OPE), Department of
Education (ED).
ACTION: Notice.
AGENCY:
In accordance with the
Paperwork Reduction Act of 1995 (44
U.S.C. chapter 3501 et seq.), ED is
proposing a revision of an existing
information collection.
DATES: Interested persons are invited to
submit comments on or before May 9,
2014.
ADDRESSES: Comments submitted in
response to this notice should be
submitted electronically through the
Federal eRulemaking Portal at https://
www.regulations.gov by selecting
Docket ID number ED–2014–ICCD–0009
or via postal mail, commercial delivery,
or hand delivery. If the regulations.gov
site is not available to the public for any
reason, ED will temporarily accept
comments at ICDocketMgr@ed.gov.
Please note that comments submitted by
fax or email and those submitted after
the comment period will not be
accepted; ED will ONLY accept
comments during the comment period
in this mailbox when the regulations.gov
site is not available. Written requests for
information or comments submitted by
postal mail or delivery should be
addressed to the Director of the
Information Collection Clearance
Division, U.S. Department of Education,
400 Maryland Avenue SW., LBJ,
Mailstop L–OM–2–2E319, Room 2E105,
Washington, DC 20202.
FOR FURTHER INFORMATION CONTACT: For
specific questions related to collection
activities, please contact Sariane Leigh,
202–502–7806.
SUPPLEMENTARY INFORMATION: The
Department of Education (ED), in
accordance with the Paperwork
Reduction Act of 1995 (PRA) (44 U.S.C.
3506(c)(2)(A)), provides the general
public and Federal agencies with an
opportunity to comment on proposed,
revised, and continuing collections of
information. This helps the Department
assess the impact of its information
collection requirements and minimize
the public’s reporting burden. It also
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SUMMARY:
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helps the public understand the
Department’s information collection
requirements and provide the requested
data in the desired format. ED is
soliciting comments on the proposed
information collection request (ICR) that
is described below. The Department of
Education is especially interested in
public comment addressing the
following issues: (1) Is this collection
necessary to the proper functions of the
Department; (2) will this information be
processed and used in a timely manner;
(3) is the estimate of burden accurate;
(4) how might the Department enhance
the quality, utility, and clarity of the
information to be collected; and (5) how
might the Department minimize the
burden of this collection on the
respondents, including through the use
of information technology. Please note
that written comments received in
response to this notice will be
considered public records.
Title of Collection: Financial Status
and Program Performance Final Report
for State and Partnership for the Gaining
Early Awareness and Readiness for
Undergraduate Programs (GEAR UP).
OMB Control Number: 1840–0782.
Type of Review: A revisions of an
existing information collection.
Respondents/Affected Public: State,
Local, and Tribal Governments.
Total Estimated Number of Annual
Responses: 125.
Total Estimated Number of Annual
Burden Hours: 5,625.
Abstract: The purpose of this
information collection is to determine
whether recipients of Gaining Early
Awareness and Readiness for
Undergraduate Programs (GEAR UP)
have made substantial progress towards
meeting the objectives of their
respective projects, as outlined in their
grant applications and/or subsequent
work plans. In addition, the final report
will enable the Department to evaluate
each grant project’s fiscal operations for
the entire grant performance period, and
compare total expenditures relative to
federal funds awarded, and actual costshare/matching relative to the total
amount in the approved grant
application. This report is a means for
grantees to share the overall experience
of their projects and document
achievements and concerns, and
describe effects of their projects on
participants being served; project
barriers and major accomplishments;
and evidence of sustainability. The
report will be GEAR UP’s primary
method to collect/analyze data on
students’ high school graduation and
immediate college enrollment rates.
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Summary of Changes
If grantees choose to serve students
for 7 years, they must report on the 7th
year of activities which include
following GEAR UP students into the
first year of postsecondary education
and any students still in high school.
The 5 hour burden increase is due to the
additional time required to collect data
on GEAR UP students enrolled in
postsecondary education.
Dated: April 3, 2014.
Stephanie Valentine,
Acting Director, Information Collection
Clearance Division, Privacy, Information and
Records Management Services, Office of
Management.
[FR Doc. 2014–07857 Filed 4–8–14; 8:45 am]
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DEPARTMENT OF EDUCATION
Applications for New Awards; Training
and Information for Parents of Children
With Disabilities—Parent Training and
Information Centers
Office of Special Education and
Rehabilitative Services, Department of
Education.
ACTION: Notice.
AGENCY:
Overview Information
Training and Information for Parents of
Children With Disabilities—Parent
Training and Information Centers
Notice inviting applications for new
awards for fiscal year (FY) 2014
Catalog of Federal Domestic Assistance
(CFDA) Number: 84.328M.
DATES:
Applications Available: April 9, 2014.
Deadline for Transmittal of
Applications: May 27, 2014.
Deadline for Intergovernmental
Review: July 23, 2014.
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The purpose of
this program is to ensure that parents of
children with disabilities receive
training and information to help
improve results for their children.
Priority: This competition has one
absolute priority. In accordance with 34
CFR 75.105(b)(2)(iv) and (v), this
priority is from allowable activities
specified in the statute, or otherwise
authorized in the statute (see sections
671 and 681(d) of the Individuals with
Disabilities Education Act (IDEA)).
Absolute Priority: For FY 2014 and
any subsequent year in which we make
awards from the list of unfunded
applicants from this competition, this
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priority is an absolute priority. Under 34
CFR 75.105(c)(3), we consider only
applications that meet this priority.
Background
The purpose of this priority is to fund
24 Parent Training and Information
Centers (PTIs) designed to meet the
information and training needs of
parents of infants, toddlers, children,
and youth with disabilities, ages birth
through 26 (collectively, ‘‘children with
disabilities’’), and the information and
training needs of youth with disabilities
living in the States served by the
centers.
More than 35 years of research and
experience has demonstrated that the
education of children with disabilities
can be made more effective by
strengthening the ability of parents to
participate fully in the education of
their children at school and at home
(see section 601(c)(5)(B) of IDEA). Since
the Department first funded PTIs over
35 years ago, they have helped parents
set high expectations for their children
with disabilities and provided parents
with the information and training they
need to help their children meet those
expectations. The following Web site
provides further information on the
work of currently funded PTIs:
www.parentcenterhub.org.
PTIs, consistent with section 671(b) of
IDEA, have successfully helped
families: (a) Navigate systems that
provide early intervention, special
education, general education,
postsecondary options, and related
services; (b) understand the nature of
their children’s disabilities; (c) learn
about their rights and responsibilities
under IDEA; (d) expand their knowledge
of evidence-based education practices to
help their children succeed; (e)
strengthen their collaboration with
professionals; (f) locate resources
available for themselves and their
children, which connects them to their
local communities; and (g) advocate for
improved student achievement,
increased graduation rates, and
improved postsecondary outcomes for
all children through participation in
school reform activities. In addition,
PTIs have helped youth with disabilities
have high expectations for themselves,
understand their rights and
responsibilities, and learn self-advocacy
skills. PTIs have been valuable partners
to Federal, State, and local agencies,
providing expertise on how to better
support families and youth with
disabilities so that they can effectively
and efficiently access IDEA services.
The PTIs to be funded through this
priority will build on the strong history
of the program by helping youth become
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effective self-advocates and by
providing parents with information,
individual assistance, and training to
enable them to: (a) Ensure that their
children are included in general
education classrooms and
extracurricular activities with their
peers; (b) help their children meet
developmental and academic goals; (c)
help their children meet challenging
expectations established for all children,
including college- and career-ready
academic standards; and (d) prepare
their children to achieve positive
postsecondary outcomes that lead to
lives that are as productive and
independent as possible.
Priority
The Department intends to fund 24
grants to establish and operate 24 PTIs.
Based on the quality of applications
received, the Department intends to
fund one PTI in each of the following
States: 1 Arizona, Delaware, District of
Columbia, Hawaii, Iowa, Idaho, Indiana,
Louisiana, Massachusetts, Minnesota,
Mississippi, Missouri, New Hampshire,
North Carolina, Oklahoma,
Pennsylvania, Rhode Island, South
Dakota, Tennessee, Virginia, Virgin
Islands, Washington, West Virginia, and
Wyoming.
At a minimum, the PTIs must: (a)
Increase parents’ 2 capacity to help their
children with disabilities 3 improve
their early learning, school-aged, and
postsecondary outcomes; and (b)
increase youth with disabilities’
capacity to be effective self-advocates.
To be considered for funding under
this priority, an applicant must meet the
application, programmatic, and
administrative requirements of this
priority. The requirements are as
follows:
(a) Demonstrate, in the narrative
section of the application under
‘‘Significance of the Project,’’ how the
proposed project will, within its State—
(1) Address the needs of parents of
children with disabilities for highquality services that increase parents’
capacity to help their children with
disabilities improve their early learning,
school-aged, and postsecondary
outcomes. To meet this requirement the
applicant must—
(i) Present appropriate information on
the needs of parents, including
underserved parents, low-income
1 Under section 602(31) of IDEA, the term ‘‘State’’
includes the District of Columbia and the Virgin
Islands.
2 The term ‘‘parent’’ includes natural, adoptive,
and foster parents, and individuals acting in the
role of parent as defined in section 602(23) of IDEA.
3 The term ‘‘disabilities’’ refers to the full range
of disabilities described in section 602(3) of IDEA.
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parents, parents with limited English
proficiency, parents of incarcerated
youth with disabilities, and parents
with disabilities;
(ii) Demonstrate knowledge of best
practices on providing training and
information to a variety of audiences,
including underserved parents, lowincome parents, parents with limited
English proficiency, parents of
incarcerated youth with disabilities, and
parents with disabilities;
(iii) Demonstrate knowledge of best
practices in outreach and familycentered services; and
(iv) Demonstrate knowledge of current
evidence-based education practices and
policy initiatives to improve outcomes
in early intervention and early
childhood, general and special
education, transition services, and
postsecondary options, including, if
applicable to its State, the PROMISE
initiative; and
(v) Demonstrate knowledge of how to
identify and work with appropriate
partners in the State, including local
providers and lead agencies providing
Part C services; State and local
educational agencies; State child
welfare agencies; disability-specific
systems and entities serving families,
such as the State’s protection and
advocacy system; and other nonprofits
serving families in order to improve
outcomes; and
(2) Address the needs of youth with
disabilities for high-quality services that
increase their capacity to be effective
self-advocates. To meet this requirement
the applicant must—
(i) Present appropriate information on
the needs of youth with, including
underserved youth, incarcerated youth,
youth in foster care, and youth with
limited English proficiency;
(ii) Demonstrate knowledge of best
practices on providing training and
information to youth with disabilities;
(iii) Demonstrate knowledge of
current evidence-based education
practices and policy initiatives in selfadvocacy; and
(iv) Demonstrate knowledge of how to
work with appropriate partners serving
youth with disabilities, including State
and local agencies, other nonprofits, and
Independent Living Centers that are
providing assistance such as
postsecondary education options,
employment training, and supports.
(b) Demonstrate, in the narrative
section of the application, under
‘‘Quality of the Project Services,’’ how
the proposed project will—
(1) Use a project logic model (see
paragraph (f)(1) of this priority) to guide
the development of project plans and
activities within its State;
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(2) Develop and implement an
outreach plan to inform parents of
children with disabilities of how they
can benefit from the services provided
by the PTI, including—
(i) Parents of children who may be
inappropriately identified as having a
disability;
(ii) Underserved parents, including
parents who are underserved based on
race or ethnicity;
(iii) Parents with limited English
proficiency;
(iv) Low-income parents; and
(v) Parents with disabilities;
(3) Develop and implement an
outreach plan to inform youth with
disabilities of how they can benefit from
the services provided by the PTI;
(4) Provide high-quality services that
increase parents’ capacity to help their
children with disabilities improve their
early learning, school-aged, and
postsecondary outcomes. To meet this
requirement the applicant must include
information as to how the services
will—
(i) Increase parents’ knowledge of—
(A) The nature of their children’s
disabilities, including their children’s
strengths, and academic, behavioral,
and developmental challenges;
(B) The importance of having high
expectations for their children and how
to help them meet those expectations;
(C) The local, State, and Federal
resources available to assist them and
their children and local resources that
strengthen their connection to their
communities;
(D) IDEA, Federal IDEA regulations,
and State implementation of IDEA,
including:
(1) Their rights and responsibilities
under IDEA, including procedural
safeguards and dispute resolution;
(2) Their role on Individualized
Family Service Plan (IFSP) and
Individualized Education Program (IEP)
Teams and how to effectively
participate on IFSP and IEP Teams; and
(3) How services are provided under
IDEA;
(E) Other relevant educational and
health care legislation, including the
Elementary and Secondary Education
Act of 1965, as amended (ESEA);
Section 504 of the Rehabilitation Act of
1973, as amended (Section 504); and the
Americans with Disabilities Act (ADA);
(F) Transition services at all levels,
including: Part C early intervention to
Part B preschool, preschool to
elementary school, elementary school to
secondary school, secondary school to
postsecondary education and workforce
options, and re-entry of incarcerated
youth to school and the community;
(G) How their children can have
access to the general education
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curriculum, including access to collegeand career-ready academic standards
and assessments, extracurricular and
enrichment opportunities available to
all children, and other initiatives to
make students college- and career-ready;
(H) How their children can have
access to inclusive early learning
programs, inclusive general education
classrooms and settings, and
extracurricular and enrichment
opportunities available to all children;
(I) Evidence-based early intervention
and education practices that improve
early learning, school-aged, and
postsecondary outcomes;
(J) School reform efforts to improve
student achievement and increase
graduation rates; and
(K) The use of data to inform
instruction and advance school reform
efforts;
(ii) Increase parents’ capacity to—
(A) Effectively support their children
with disabilities and participate in their
children’s education;
(B) Communicate effectively and work
collaboratively in partnership with early
intervention service providers, schoolbased personnel, related services
personnel, and administrators;
(C) Resolve disputes effectively; and
(D) Participate in school reform
activities to improve outcomes for
children;
(5) Provide high-quality services that
increase youth with disabilities’
capacity to be effective self-advocates.
To meet this requirement the applicant
must include information as to how the
services will—
(i) Increase the knowledge of youth
with disabilities about—
(A) The nature of their disabilities,
including their strengths, and of their
academic, behavioral, and
developmental challenges;
(B) The importance of having high
expectations for themselves and how to
meet those expectations;
(C) The resources available to support
their success in secondary and
postsecondary education and
employment and full participation in
their communities;
(D) IDEA, Section 504, ADA, and
other legislation and policies that affect
people with disabilities;
(E) Their rights and responsibilities
while receiving services under IDEA
and after transitioning to post-school
programs, services, and employment;
(F) How they can participate on IEP
Teams; and
(G) Supported decisionmaking
necessary to transition to adult life; and
(ii) Increase the capacity of youth
with disabilities to advocate for
themselves, including communicating
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effectively and working collaboratively
in partnership with providers;
(6) Use various methods to deliver
services, including in-person and
remotely through the use of technology;
(7) Use best practices for providing
training and information to adult
learners and youth;
(8) Establish cooperative partnerships
with any Community Parent Resource
Centers (CPRCs) and any other PTIs
funded in the State under sections 672
and 671 of IDEA, respectively; and
(9) Network with local, State, and
national organizations and agencies,
such as protection and advocacy
agencies that serve parents and families
of children with disabilities, to better
support families and children with
disabilities to effectively and efficiently
access IDEA services.
(c) Demonstrate, in the narrative
section of the application, under
‘‘Quality of the Evaluation Plan,’’ how—
(1) The applicant will evaluate the
effectiveness of the proposed project by
undertaking a formative evaluation and
a summative evaluation, including a
description of how the applicant will
measure the outcomes proposed in the
logic model (see paragraph (f)(1) of this
priority). The description must
include—
(i) Proposed evaluation
methodologies, including proposed
instruments, data collection methods,
and analyses;
(ii) Proposed criteria for determining
effectiveness, to include, at a minimum,
the effectiveness of strategies used to
reach and serve youth with disabilities
and parents, including underserved
parents of children with disabilities;
and
(2) The proposed project will use the
evaluation results to examine the
effectiveness of its implementation and
its progress toward achieving intended
outcomes.
(d) Demonstrate, in the narrative
section of the application under
‘‘Adequacy of Project Resources,’’
how—
(1) The proposed personnel,
consultants, and contractors have the
qualifications and experience to carry
out the proposed activities and achieve
the intended outcomes identified in the
project logic model (see paragraph (f)(1)
of this priority);
(2) The applicant will encourage
applications for employment from
persons who are members of groups that
have traditionally been
underrepresented based on race, color,
national origin, linguistic diversity,
gender, age, or disability, as appropriate;
and
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(3) The applicant and key partners
have adequate resources to carry out the
proposed activities.
(e) Demonstrate, in the narrative
section of the application under
‘‘Quality of the Management Plan,’’
how—
(1) The proposed management plan
will ensure that the intended outcomes
identified in the project logic model (see
paragraph (f)(1) of this priority) will be
achieved on time and within budget;
(2) The time of key personnel,
consultants, and contractors will be
sufficiently allocated to the project;
(3) The proposed management plan
will ensure that the services provided
are of high quality;
(4) The board of directors will be used
to provide appropriate oversight to the
project;
(5) The proposed project benefits from
a diversity of perspectives, including
those of parents, providers, and
administrators in the State served by the
center;
(6) The proposed project will ensure
that the Annual Performance Reports
submitted to the Department will—
(i) Be accurate and timely;
(ii) Include information on the
projects’ outputs and outcomes; and
(iii) Include, at a minimum, the
number and demographics of parents
and youth to whom the PTI provided
information and training, the parents’
and youth’s unique needs, and the
levels of service provided to them; and
(7) The project management and staff
will—
(i) Make use of the technical
assistance (TA) and products provided
by the OSEP-funded Center on Parent
Information and Resources (CPIR),
Regional Parent Technical Assistance
Centers (PTACs), Native American
PTAC, Military PTAC, and other TA
centers as appropriate, including the
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PROMISE TA Center (if funded), in
order to serve parents of children with
disabilities and youth with disabilities
as effectively as possible;
(ii) Participate in developing
individualized TA plans with the
Regional PTAC as appropriate; and
(iii) Facilitate one site visit from the
Regional PTAC during the grant cycle.
(f) In the narrative under ‘‘Required
Project Assurances’’ or appendices as
directed, the applicant must—
(1) Include in Appendix A a logic
model that depicts, at a minimum, the
goals, activities, outputs, and intended
outcomes of the proposed project. A
logic model communicates how a
project will achieve its intended
outcomes and provides a framework for
both the formative and summative
evaluations of the project.
Note: The following Web sites provide
more information on logic models:
www.researchutilization.org/matrix/
logicmodel_resource3c.html and
www.tadnet.org/pages/589.
(2) Include in Appendix A personloading charts and timelines, as
applicable, to illustrate the management
plan described in the narrative;
(3) Include in the budget attendance
by the project director at one OSEP
meeting in Washington, DC annually, to
be determined by OSEP; and
Note: Within 30 days of receipt of the
award, a post-award teleconference must be
held between the OSEP project officer and
the grantee’s project director and other
authorized representatives.
(4) Maintain a Web site that meets
government or industry-recognized
standards for accessibility and that
includes, at a minimum, a current
calendar of upcoming events, free
informational publications for families,
and links to Webinars or other online
multimedia resources.
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Waiver of Proposed Rulemaking:
Under the Administrative Procedure Act
(APA) (5 U.S.C. 553), the Department
generally offers interested parties the
opportunity to comment on proposed
priorities and requirements. Section
681(d) of IDEA, however, makes the
public comment requirements of the
APA inapplicable to the priority in this
notice.
Program Authority: 20 U.S.C. 1471 and
1481.
Applicable Regulations: (a) The
Education Department General
Administrative Regulations (EDGAR) in
34 CFR parts 74, 75, 77, 79, 81, 82, 84,
97, 98, and 99. (b) The Education
Department debarment and suspension
regulations in 2 CFR part 3485.
Note: The regulations in 34 CFR part 79
apply to all applicants except federally
recognized Indian tribes.
II. Award Information
Type of Award: Discretionary grants.
Estimated Available Funds:
$6,645,988 for FY 2014.
Contingent upon the availability of
funds and the quality of applications,
we may make additional awards in FY
2015 from the list of unfunded
applicants from this competition.
Information concerning funding
amounts for individual States for this
competition is provided in the
‘‘Maximum Award’’ columns of the
table in this section.
Estimated Average Size of Awards:
See table.
Maximum Award: See table.
Estimated Number of Awards: See
table.
Project Period: See table.
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Note 1: Consistent with 34 CFR 75.104(b),
we will reject any application that proposes
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a budget exceeding the maximum award for
a single budget period of 12 months. The
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Assistant Secretary for the Office of Special
Education and Rehabilitative Services may
change the maximum amount through a
notice published in the Federal Register.
Note 2: The Department is not bound by
any estimates in this notice.
Note 3: Maximum awards for each fiscal
year vary due to the consolidation of the PTI
competition schedule.
Project Period: In order to allocate
resources equitably, create a unified
system of service delivery, and provide
the broadest coverage for the parents
and families in every State, the
Department is making awards to PTIs in
five-year cycles for each State. In FY
2014, applications for five-year awards
will be accepted for the following
States: Arizona, Delaware, District of
Columbia, Hawaii, Idaho, Indiana, Iowa,
Louisiana, Massachusetts, Minnesota,
Mississippi, Missouri, New Hampshire,
North Carolina, Oklahoma,
Pennsylvania, Rhode Island, South
Dakota, Tennessee, Virgin Islands,
Virginia, Washington, West Virginia,
and Wyoming. These projects will be
funded for a period up to 60 months.
Estimated Project Awards: Project
award amounts are for a single budget
period of 12 months.
The Department took into
consideration current funding levels,
population distribution, poverty rates,
and low-density enrollment when
determining the award amounts for
grants under this competition. For the
States listed in the funding table, one
award may be made for up to the
amounts listed in the table to a qualified
applicant for a PTI Center to serve the
entire State.
III. Eligibility Information
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1. Eligible Applicants: Parent
organizations.
Note: Section 671(a)(2) of IDEA defines a
‘‘parent organization’’ as a private nonprofit
organization (other than an institution of
higher education) that—
(a) Has a board of directors—
(1) The majority of whom are parents of
children with disabilities ages birth through
26;
(2) That includes—
(i) Individuals working in the fields of
special education, related services, and early
intervention; and
(ii) Individuals with disabilities; and
(3) The parent and professional members of
which are broadly representative of the
population to be served, including lowincome parents and parents of limited
English proficient children; and
(b) Has as its mission serving families of
children with disabilities who are ages birth
through 26, and have the full range of
disabilities described in section 602(3) of
IDEA.
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2. Cost Sharing or Matching: This
program does not require cost sharing or
matching.
3. Other General Requirements:
(a) Recipients of funding under this
program must make positive efforts to
employ and advance in employment
qualified individuals with disabilities
(see section 606 of IDEA).
(b) Each applicant for, and recipient
of, funding under this program must
involve individuals with disabilities, or
parents of individuals with disabilities
ages birth through 26, in planning,
implementing, and evaluating the
project (see section 682(a)(1)(A) of
IDEA).
IV. Application and Submission
Information
1. Address to Request Application
Package: You can obtain an application
package via the Internet, from the
Education Publications Center (ED
Pubs), or from the program office.
To obtain a copy via the Internet, use
the following address: www.ed.gov/
fund/grant/apply/grantapps/.
To obtain a copy from ED Pubs, write,
fax, or call the following: ED Pubs, U.S.
Department of Education, P.O. Box
22207, Alexandria, VA 22304.
Telephone, toll free: 1–877–433–7827.
FAX: (703) 605–6794. If you use a
telecommunications device for the deaf
(TDD) or a text telephone (TTY), call,
toll free: 1–877–576–7734.
You can contact ED Pubs at its Web
site, also: www.EDPubs.gov or at its
email address: edpubs@inet.ed.gov.
If you request an application from ED
Pubs, be sure to identify this
competition as follows: CFDA number
84.328M.
To obtain a copy from the program
office, contact: Carmen Sanchez, U.S.
Department of Education, 400 Maryland
Avenue SW., Room 4057, Potomac
Center Plaza (PCP), Washington DC
20202–2600. Telephone: (202) 245–
6595. If you use a TDD or TTY, call the
Federal Relay Service (FRS), toll free, at
1–800–877–8339.
Individuals with disabilities can
obtain a copy of the application package
in an accessible format (e.g., braille,
large print, audiotape, or compact disc)
by contacting the person or team listed
under Accessible Format in section VIII
of this notice.
2. Content and Form of Application
Submission: Requirements concerning
the content of an application, together
with the forms you must submit, are in
the application package for this
competition.
Page Limit: The application narrative
(Part III of the application) is where you,
the applicant, address the selection
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criteria that reviewers use to evaluate
your application. You must limit Part III
to no more than 50 pages, using the
following standards:
• A ‘‘page’’ is 8.5’’ x 11’’, on one side
only, with 1’’ margins at the top,
bottom, and both sides.
• Double-space (no more than three
lines per vertical inch) all text in the
application narrative, including titles,
headings, footnotes, quotations,
reference citations, and captions, as well
as all text in charts, tables, figures,
graphs, and screen shots.
• Use a font that is 12 point or larger.
• Use one of the following fonts:
Times New Roman, Courier, Courier
New, or Arial. An application submitted
in any other font (including Times
Roman or Arial Narrow) will not be
accepted.
The page limit and double-spacing
requirement does not apply to Part I, the
cover sheet; Part II, the budget section,
including the narrative budget
justification; Part IV, the assurances and
certifications; or the abstract (follow the
guidance provided in the application
package for completing the abstract), the
table of contents, the list of priority
requirements, the resumes, the reference
list, the letters of support, or the
appendices. However, the page limit
and double-spacing requirement does
apply to all of Part III, the application
narrative, including all text in charts,
tables, figures, graphs, and screen shots.
We will reject your application if you
exceed the page limit in the application
narrative section; or if you apply
standards other than those specified in
the application package.
3. Submission Dates and Times:
Applications Available: April 9, 2014.
Deadline for Transmittal of
Applications: May 27, 2014.
Applications for grants under this
competition must be submitted
electronically using the Grants.gov
Apply site (Grants.gov). For information
(including dates and times) about how
to submit your application
electronically, or in paper format by
mail or hand delivery if you qualify for
an exception to the electronic
submission requirement, please refer to
section IV. 7. Other Submission
Requirements of this notice.
We do not consider an application
that does not comply with the deadline
requirements.
Individuals with disabilities who
need an accommodation or auxiliary aid
in connection with the application
process should contact the person listed
under FOR FURTHER INFORMATION
CONTACT in section VII of this notice. If
the Department provides an
accommodation or auxiliary aid to an
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individual with a disability in
connection with the application
process, the individual’s application
remains subject to all other
requirements and limitations in this
notice.
Deadline for Intergovernmental
Review: July 23, 2014.
4. Intergovernmental Review: This
program is subject to Executive Order
12372 and the regulations in 34 CFR
part 79. Information about
Intergovernmental Review of Federal
Programs under Executive Order 12372
is in the application package for this
competition.
5. Funding Restrictions: We reference
regulations outlining funding
restrictions in the Applicable
Regulations section of this notice.
6. Data Universal Numbering System
Number, Taxpayer Identification
Number, and System for Award
Management: To do business with the
Department of Education, you must—
a. Have a Data Universal Numbering
System (DUNS) number and a Taxpayer
Identification Number (TIN);
b. Register both your DUNS number
and TIN with the System for Award
Management (SAM) (formerly the
Central Contractor Registry (CCR)), the
Government’s primary registrant
database;
c. Provide your DUNS number and
TIN on your application; and
d. Maintain an active SAM
registration with current information
while your application is under review
by the Department and, if you are
awarded a grant, during the project
period.
You can obtain a DUNS number from
Dun and Bradstreet. A DUNS number
can be created within one-to-two
business days.
If you are a corporate entity, agency,
institution, or organization, you can
obtain a TIN from the Internal Revenue
Service. If you are an individual, you
can obtain a TIN from the Internal
Revenue Service or the Social Security
Administration. If you need a new TIN,
please allow 2–5 weeks for your TIN to
become active.
The SAM registration process can take
approximately seven business days, but
may take upwards of several weeks,
depending on the completeness and
accuracy of the data entered into the
SAM database by an entity. Thus, if you
think you might want to apply for
Federal financial assistance under a
program administered by the
Department, please allow sufficient time
to obtain and register your DUNS
number and TIN. We strongly
recommend that you register early.
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Note: Once your SAM registration is active,
you will need to allow 24 to 48 hours for the
information to be available in Grants.gov. and
before you can submit an application through
Grants.gov.
If you are currently registered with
SAM, you may not need to make any
changes. However, please make certain
that the TIN associated with your DUNS
number is correct. Also note that you
will need to update your registration
annually. This may take three or more
business days.
Information about SAM is available at
www.SAM.gov. To further assist you
with obtaining and registering your
DUNS number and TIN in SAM or
updating your existing SAM account,
we have prepared a SAM.gov Tip Sheet,
which you can find at: https://
www2.ed.gov/fund/grant/apply/samfaqs.html.
In addition, if you are submitting your
application via Grants.gov, you must (1)
be designated by your organization as an
Authorized Organization Representative
(AOR); and (2) register yourself with
Grants.gov as an AOR. Details on these
steps are outlined at the following
Grants.gov Web page: www.grants.gov/
web/grants/register.html.
7. Other Submission Requirements:
Applications for grants under this
competition must be submitted
electronically unless you qualify for an
exception to this requirement in
accordance with the instructions in this
section.
a. Electronic Submission of
Applications
Applications for grants under the
Parent Training and Information Centers
competition, CFDA number 84.328M,
must be submitted electronically using
the Governmentwide Grants.gov Apply
site at www.Grants.gov. Through this
site, you will be able to download a
copy of the application package,
complete it offline, and then upload and
submit your application. You may not
email an electronic copy of a grant
application to us.
We will reject your application if you
submit it in paper format unless, as
described elsewhere in this section, you
qualify for one of the exceptions to the
electronic submission requirement and
submit, no later than two weeks before
the application deadline date, a written
statement to the Department that you
qualify for one of these exceptions.
Further information regarding
calculation of the date that is two weeks
before the application deadline date is
provided later in this section under
Exception to Electronic Submission
Requirement.
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You may access the electronic grant
application for the Parent Training and
Information Centers competition at
www.Grants.gov. You must search for
the downloadable application package
for this competition by the CFDA
number. Do not include the CFDA
number’s alpha suffix in your search
(e.g., search for 84.328, not 84.328M).
Please note the following:
• When you enter the Grants.gov site,
you will find information about
submitting an application electronically
through the site, as well as the hours of
operation.
• Applications received by Grants.gov
are date and time stamped. Your
application must be fully uploaded and
submitted and must be date and time
stamped by the Grants.gov system no
later than 4:30:00 p.m., Washington, DC
time, on the application deadline date.
Except as otherwise noted in this
section, we will not accept your
application if it is received—that is, date
and time stamped by the Grants.gov
system—after 4:30:00 p.m., Washington,
DC time, on the application deadline
date. We do not consider an application
that does not comply with the deadline
requirements. When we retrieve your
application from Grants.gov, we will
notify you if we are rejecting your
application because it was date and time
stamped by the Grants.gov system after
4:30:00 p.m., Washington, DC time, on
the application deadline date.
• The amount of time it can take to
upload an application will vary
depending on a variety of factors,
including the size of the application and
the speed of your Internet connection.
Therefore, we strongly recommend that
you do not wait until the application
deadline date to begin the submission
process through Grants.gov.
• You should review and follow the
Education Submission Procedures for
submitting an application through
Grants.gov that are included in the
application package for this competition
to ensure that you submit your
application in a timely manner to the
Grants.gov system. You can also find the
Education Submission Procedures
pertaining to Grants.gov under News
and Events on the Department’s G5
system home page at www.G5.gov.
• You will not receive additional
point value because you submit your
application in electronic format, nor
will we penalize you if you qualify for
an exception to the electronic
submission requirement, as described
elsewhere in this section, and submit
your application in paper format.
• You must submit all documents
electronically, including all information
you typically provide on the following
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forms: The Application for Federal
Assistance (SF 424), the Department of
Education Supplemental Information for
SF 424, Budget Information—NonConstruction Programs (ED 524), and all
necessary assurances and certifications.
• You must upload any narrative
sections and all other attachments to
your application as files in a PDF
(Portable Document) read-only, nonmodifiable format. Do not upload an
interactive or fillable PDF file. If you
upload a file type other than a readonly, non-modifiable PDF or submit a
password-protected file, we will not
review that material. Additional,
detailed information on how to attach
files is in the application instructions.
• Your electronic application must
comply with any page-limit
requirements described in this notice.
• After you electronically submit
your application, you will receive from
Grants.gov an automatic notification of
receipt that contains a Grants.gov
tracking number. (This notification
indicates receipt by Grants.gov only, not
receipt by the Department.) The
Department then will retrieve your
application from Grants.gov and send a
second notification to you by email.
This second notification indicates that
the Department has received your
application and has assigned your
application a PR/Award number (an EDspecified identifying number unique to
your application).
• We may request that you provide us
original signatures on forms at a later
date.
Application Deadline Date Extension
in Case of Technical Issues With the
Grants.gov System: If you are
experiencing problems submitting your
application through Grants.gov, please
contact the Grants.gov Support Desk,
toll free, at 1–800–518–4726. You must
obtain a Grants.gov Support Desk Case
Number and must keep a record of it.
If you are prevented from
electronically submitting your
application on the application deadline
date because of technical problems with
the Grants.gov system, we will grant you
an extension until 4:30:00 p.m.,
Washington, DC time, the following
business day to enable you to transmit
your application electronically or by
hand delivery. You also may mail your
application by following the mailing
instructions described elsewhere in this
notice.
If you submit an application after
4:30:00 p.m., Washington, DC time, on
the application deadline date, please
contact the person listed under FOR
FURTHER INFORMATION CONTACT in
section VII of this notice and provide an
explanation of the technical problem
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you experienced with Grants.gov, along
with the Grants.gov Support Desk Case
Number. We will accept your
application if we can confirm that a
technical problem occurred with the
Grants.gov system and that that problem
affected your ability to submit your
application by 4:30:00 p.m.,
Washington, DC time, on the
application deadline date. The
Department will contact you after a
determination is made on whether your
application will be accepted.
Note: The extensions to which we refer in
this section apply only to the unavailability
of, or technical problems with, the Grants.gov
system. We will not grant you an extension
if you failed to fully register to submit your
application to Grants.gov before the
application deadline date and time or if the
technical problem you experienced is
unrelated to the Grants.gov system.
Exception to Electronic Submission
Requirement: You qualify for an
exception to the electronic submission
requirement, and may submit your
application in paper format, if you are
unable to submit an application through
the Grants.gov system because—
• You do not have access to the
Internet; or
• You do not have the capacity to
upload large documents to the
Grants.gov system; and
• No later than two weeks before the
application deadline date (14 calendar
days or, if the fourteenth calendar day
before the application deadline date
falls on a Federal holiday, the next
business day following the Federal
holiday), you mail or fax a written
statement to the Department, explaining
which of the two grounds for an
exception prevent you from using the
Internet to submit your application.
If you mail your written statement to
the Department, it must be postmarked
no later than two weeks before the
application deadline date. If you fax
your written statement to the
Department, we must receive the faxed
statement no later than two weeks
before the application deadline date.
Address and mail or fax your
statement to: Carmen Sanchez, U.S.
Department of Education, 400 Maryland
Avenue SW., Room 4057, Potomac
Center Plaza (PCP), Washington, DC
20202–2600. FAX: (202) 245–7617.
Your paper application must be
submitted in accordance with the mail
or hand delivery instructions described
in this notice.
b. Submission of Paper Applications by
Mail
If you qualify for an exception to the
electronic submission requirement, you
may mail (through the U.S. Postal
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Service or a commercial carrier) your
application to the Department. You
must mail the original and two copies
of your application, on or before the
application deadline date, to the
Department at the following address:
U.S. Department of Education,
Application Control Center, Attention:
(CFDA Number 84.328M) LBJ Basement
Level 1, 400 Maryland Avenue SW.,
Washington, DC 20202–4260.
You must show proof of mailing
consisting of one of the following:
(1) A legibly dated U.S. Postal Service
postmark.
(2) A legible mail receipt with the
date of mailing stamped by the U.S.
Postal Service.
(3) A dated shipping label, invoice, or
receipt from a commercial carrier.
(4) Any other proof of mailing
acceptable to the Secretary of the U.S.
Department of Education.
If you mail your application through
the U.S. Postal Service, we do not
accept either of the following as proof
of mailing:
(1) A private metered postmark.
(2) A mail receipt that is not dated by
the U.S. Postal Service.
If your application is postmarked after
the application deadline date, we will
not consider your application.
Note: The U.S. Postal Service does not
uniformly provide a dated postmark. Before
relying on this method, you should check
with your local post office.
c. Submission of Paper Applications by
Hand Delivery
If you qualify for an exception to the
electronic submission requirement, you
(or a courier service) may deliver your
paper application to the Department by
hand. You must deliver the original and
two copies of your application by hand,
on or before the application deadline
date, to the Department at the following
address: U.S. Department of Education,
Application Control Center, Attention:
(CFDA Number 84.328M) 550 12th
Street SW., Room 7039, Potomac Center
Plaza, Washington, DC 20202–4260.
The Application Control Center
accepts hand deliveries daily between
8:00 a.m. and 4:30:00 p.m., Washington,
DC time, except Saturdays, Sundays,
and Federal holidays.
Note for Mail or Hand Delivery of Paper
Applications: If you mail or hand deliver
your application to the Department—
(1) You must indicate on the envelope
and—if not provided by the Department—in
Item 11 of the SF 424 the CFDA number,
including suffix letter, if any, of the
competition under which you are submitting
your application; and
(2) The Application Control Center will
mail to you a notification of receipt of your
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grant application. If you do not receive this
notification within 15 business days from the
application deadline date, you should call
the U.S. Department of Education
Application Control Center at (202) 245–
6288.
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V. Application Review Information
1. Selection Criteria: The selection
criteria for this program are from 34 CFR
75.210 and are listed in the application
package.
2. Review and Selection Process: We
remind potential applicants that in
reviewing applications in any
discretionary grant competition, the
Secretary may consider, under 34 CFR
75.217(d)(3), the past performance of the
applicant in carrying out a previous
award, such as the applicant’s use of
funds, achievement of project
objectives, and compliance with grant
conditions. The Secretary may also
consider whether the applicant failed to
submit a timely performance report or
submitted a report of unacceptable
quality.
In addition, in making a competitive
grant award, the Secretary also requires
various assurances including those
applicable to Federal civil rights laws
that prohibit discrimination in programs
or activities receiving Federal financial
assistance from the Department of
Education (34 CFR 100.4, 104.5, 106.4,
108.8, and 110.23).
3. Additional Review and Selection
Process Factors: In the past, the
Department has had difficulty finding
peer reviewers for certain competitions
because so many individuals who are
eligible to serve as peer reviewers have
conflicts of interest. The standing panel
requirements under section 682(b) of
IDEA also have placed additional
constraints on the availability of
reviewers. Therefore, the Department
has determined that for some
discretionary grant competitions,
applications may be separated into two
or more groups and ranked and selected
for funding within specific groups. This
procedure will make it easier for the
Department to find peer reviewers by
ensuring that greater numbers of
individuals who are eligible to serve as
reviewers for any particular group of
applicants will not have conflicts of
interest. It also will increase the quality,
independence, and fairness of the
review process, while permitting panel
members to review applications under
discretionary grant competitions for
which they also have submitted
applications. However, if the
Department decides to select an equal
number of applications in each group
for funding, this may result in different
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cut-off points for fundable applications
in each group.
4. Special Conditions: Under 34 CFR
74.14 and 80.12, the Secretary may
impose special conditions on a grant if
the applicant or grantee is not
financially stable; has a history of
unsatisfactory performance; has a
financial or other management system
that does not meet the standards in 34
CFR parts 74 or 80, as applicable; has
not fulfilled the conditions of a prior
grant; or is otherwise not responsible.
VI. Award Administration Information
1. Award Notices: If your application
is successful, we notify your U.S.
Representative and U.S. Senators and
send you a Grant Award Notification
(GAN); or we may send you an email
containing a link to access an electronic
version of your GAN. We may notify
you informally, also.
If your application is not evaluated or
not selected for funding, we notify you.
2. Administrative and National Policy
Requirements: We identify
administrative and national policy
requirements in the application package
and reference these and other
requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining
the terms and conditions of an award in
the Applicable Regulations section of
this notice and include these and other
specific conditions in the GAN. The
GAN also incorporates your approved
application as part of your binding
commitments under the grant.
3. Reporting: (a) If you apply for a
grant under this competition, you must
ensure that you have in place the
necessary processes and systems to
comply with the reporting requirements
in 2 CFR part 170 should you receive
funding under the competition. This
does not apply if you have an exception
under 2 CFR 170.110(b).
(b) At the end of your project period,
you must submit a final performance
report, including financial information,
as directed by the Secretary. If you
receive a multi-year award, you must
submit an annual performance report
that provides the most current
performance and financial expenditure
information as directed by the Secretary
under 34 CFR 75.118. The Secretary
may also require more frequent
performance reports under 34 CFR
75.720(c). For specific requirements on
reporting, please go to www.ed.gov/
fund/grant/apply/appforms/
appforms.html.
4. Performance Measures: Under the
Government Performance and Results
Act of 1993 (GPRA), the Department has
established a set of performance
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measures, including long-term
measures, that are designed to yield
information on various aspects of the
effectiveness and quality of the Training
and Information for Parents of Children
with Disabilities program. The measures
focus on the extent to which projects
provide high-quality products and
services, the relevance of project
products and services to educational
and early intervention policy and
practice, and the use of products and
services to improve educational and
early intervention policy and practice.
Projects funded under this competition
are required to submit data on these
measures as directed by OSEP.
Grantees will be required to report
information on their project’s
performance in annual and final
performance reports to the Department
(34 CFR 75.590).
5. Continuation Awards: In making a
continuation award, the Secretary may
consider, under 34 CFR 75.253, the
extent to which a grantee has made
‘‘substantial progress toward meeting
the objectives in its approved
application.’’ This consideration
includes the review of a grantee’s
progress in meeting the targets and
projected outcomes in its approved
application, and whether the grantee
has expended funds in a manner that is
consistent with its approved application
and budget. In making a continuation
grant, the Secretary also considers
whether the grantee is operating in
compliance with the assurances in its
approved application, including those
applicable to Federal civil rights laws
that prohibit discrimination in programs
or activities receiving Federal financial
assistance from the Department (34 CFR
100.4, 104.5, 106.4, 108.8, and 110.23).
VII. Agency Contact
FOR FURTHER INFORMATION CONTACT:
Carmen Sanchez, U.S. Department of
Education, 400 Maryland Avenue SW.,
Room 4057, PCP, Washington, DC
20202–2600. Telephone: (202) 245–
6595.
If you use a TDD or a TTY, call the
Federal Relay Service (FRS), toll free, at
1–800–877–8339.
VIII. Other Information
Accessible Format: Individuals with
disabilities can obtain this document
and a copy of the application package in
an accessible format (e.g., braille, large
print, audiotape, or compact disc) by
contacting the Grants and Contracts
Services Team, U.S. Department of
Education, 400 Maryland Avenue SW.,
Room 5075, PCP, Washington, DC
20202–2550. Telephone: (202) 245–
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7363. If you use a TDD or a TTY, call
the FRS, toll free, at 1–800–877–8339.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. Free Internet access to the
official edition of the Federal Register
and the Code of Federal Regulations is
available via the Federal Digital System
at: www.gpo.gov/fdsys. At this site you
can view this document, as well as all
other documents of this Department
published in the Federal Register, in
text or Adobe Portable Document
Format (PDF). To use PDF you must
have Adobe Acrobat Reader, which is
available free at the site.
You may also access documents of the
Department published in the Federal
Register by using the article search
feature at: www.federalregister.gov.
Specifically, through the advanced
search feature at this site, you can limit
your search to documents published by
the Department.
Dated: April 4, 2014.
Michael K. Yudin,
Acting Assistant Secretary for Special
Education and Rehabilitative Services.
[FR Doc. 2014–07969 Filed 4–8–14; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF EDUCATION
Applications for New Awards;
Developing Hispanic-Serving
Institutions Program
Office of Postsecondary
Education, Department of Education.
ACTION: Notice.
AGENCY:
Overview Information
Developing Hispanic-Serving
Institutions (HSI) Program Notice
Inviting Applications for New Awards
for Fiscal Year (FY) 2014
Catalog of Federal Domestic Assistance
(CFDA) Number: 84.031S.
Applications Available: April 9,
2014.
Deadline for Transmittal of
Applications: May 9, 2014.
Deadline for Intergovernmental
Review: July 8, 2014.
DATES:
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Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The HSI Program
provides grants to assist HSIs to expand
educational opportunities for, and
improve the academic attainment of,
Hispanic students. The HSI Program
grants also enable HSIs to expand and
enhance their academic offerings,
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program quality, and institutional
stability.
Background
In 2008, the Higher Education Act of
1965 (HEA) was amended by the Higher
Education Opportunity Act of 2008
(HEOA). The HEOA made a number of
changes to the HSI Program. The
regulations for the HSI Program in 34
CFR part 606 have not been updated
since before the HEA was amended by
the HEOA. Therefore, we encourage
applicants to carefully read this notice,
which references the statutory
provisions when the corresponding
regulatory provisions for this program
have not been updated.
For example, section 501 of the HEOA
amended section 503(b) of the HEA to
include, among the authorized activities
under the HSI Program—
(1) Activities to improve student
services, including innovative and
customized instruction courses
designed to help retain students and
move the students into core courses;
(2) Articulation agreements and
student support programs designed to
facilitate the transfer of students from 2year to 4-year institutions; and
(3) Providing education, counseling
services, or financial information
designed to improve the financial and
economic literacy of students or their
families.
The list of authorized activities in
section 503(b) of the HEA was also
amended to use the term ‘‘distance
education technologies’’ in place of
‘‘distance learning academic instruction
capabilities.’’ Therefore,
notwithstanding the description of
authorized activities in 34 CFR 606.10,
applicants may include these activities
in their proposals under this
competition.
Priorities: This notice contains two
competitive preference priorities. These
priorities are from the notice of final
supplemental priorities and definitions
for discretionary grant programs,
published in the Federal Register on
December 15, 2010 (75 FR 78486), and
corrected on May 12, 2011 (76 FR
27637).
Competitive Preference Priorities: For
FY 2014 and any subsequent year in
which we make awards from the list of
unfunded applicants from the
competition, these priorities are
competitive preference priorities. Under
34 CFR 75.105(c)(2)(i), we award up to
an additional four points to an
application, depending on how well the
application meets these competitive
preference priorities.
Note: In order to receive any competitive
preference priority points, applicants must
PO 00000
Frm 00029
Fmt 4703
Sfmt 4703
address both priorities and may receive from
zero to four points. In scoring these priorities,
an applicant will receive up to two points per
priority if it addresses the priority clearly and
persuasively. An applicant that has
successfully addressed both of the
competitive priorities will receive the full
four points. Applicants that do not address
both of the competitive preference priorities
will not receive any additional points.
These priorities are:
Competitive Preference Priority 1:
Increasing Postsecondary Success
Projects that are designed to increase
the number and proportion of high-need
students (as defined in this notice) who
persist in and complete college or other
postsecondary education and training.
Note: Applicants that address this priority
should identify the specific interventions
that they intend to implement, provide
documentation (in the form of research, data,
or studies) that the planned activities have,
in other circumstances, improved student
persistence and completion, and demonstrate
that the applicant has systems in place to
track the activities and their effects on
student persistence and completion.
Applicants should also consider how all the
activities described in the application will
contribute to this priority.
Competitive Preference Priority 2:
Improving Productivity
Projects that are designed to
significantly increase efficiency in the
use of time, staff, money, or other
resources while improving student
learning or other educational outcomes
(i.e., outcome per unit of resource).
Such projects may include innovative
and sustainable uses of technology,
modification of school schedules and
teacher compensation systems, use of
open educational resources (as defined
in this notice), or other strategies.
Note 1: The types of projects identified in
Competitive Preference Priority 2 are
suggestions for ways to improve productivity.
The Department recognizes that some of
these examples, such as modifications of
teacher compensation systems, may not be
relevant for the context of this program.
Accordingly, applicants that address this
priority should respond to this competitive
preference priority in a way that improves
productivity in a relevant, higher education
context. The Secretary is particularly
interested in projects that improve student
outcomes at lower costs.
Note 2: Applicants addressing this priority
should identify the specific outcomes to be
measured and demonstrate that they have the
ability to collect accurate data on both project
costs and desired outcomes. In addition, they
should include a discussion of the expected
cost-effectiveness of the practice compared
with current practices.
Definitions: The following definitions
are from the notice of final
E:\FR\FM\09APN1.SGM
09APN1
Agencies
[Federal Register Volume 79, Number 68 (Wednesday, April 9, 2014)]
[Notices]
[Pages 19595-19604]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-07969]
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DEPARTMENT OF EDUCATION
Applications for New Awards; Training and Information for Parents
of Children With Disabilities--Parent Training and Information Centers
AGENCY: Office of Special Education and Rehabilitative Services,
Department of Education.
ACTION: Notice.
-----------------------------------------------------------------------
Overview Information
Training and Information for Parents of Children With Disabilities--
Parent Training and Information Centers
Notice inviting applications for new awards for fiscal year (FY)
2014
Catalog of Federal Domestic Assistance (CFDA) Number: 84.328M.
DATES:
Applications Available: April 9, 2014.
Deadline for Transmittal of Applications: May 27, 2014.
Deadline for Intergovernmental Review: July 23, 2014.
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The purpose of this program is to ensure that
parents of children with disabilities receive training and information
to help improve results for their children.
Priority: This competition has one absolute priority. In accordance
with 34 CFR 75.105(b)(2)(iv) and (v), this priority is from allowable
activities specified in the statute, or otherwise authorized in the
statute (see sections 671 and 681(d) of the Individuals with
Disabilities Education Act (IDEA)).
Absolute Priority: For FY 2014 and any subsequent year in which we
make awards from the list of unfunded applicants from this competition,
this
[[Page 19596]]
priority is an absolute priority. Under 34 CFR 75.105(c)(3), we
consider only applications that meet this priority.
Background
The purpose of this priority is to fund 24 Parent Training and
Information Centers (PTIs) designed to meet the information and
training needs of parents of infants, toddlers, children, and youth
with disabilities, ages birth through 26 (collectively, ``children with
disabilities''), and the information and training needs of youth with
disabilities living in the States served by the centers.
More than 35 years of research and experience has demonstrated that
the education of children with disabilities can be made more effective
by strengthening the ability of parents to participate fully in the
education of their children at school and at home (see section
601(c)(5)(B) of IDEA). Since the Department first funded PTIs over 35
years ago, they have helped parents set high expectations for their
children with disabilities and provided parents with the information
and training they need to help their children meet those expectations.
The following Web site provides further information on the work of
currently funded PTIs: www.parentcenterhub.org.
PTIs, consistent with section 671(b) of IDEA, have successfully
helped families: (a) Navigate systems that provide early intervention,
special education, general education, postsecondary options, and
related services; (b) understand the nature of their children's
disabilities; (c) learn about their rights and responsibilities under
IDEA; (d) expand their knowledge of evidence-based education practices
to help their children succeed; (e) strengthen their collaboration with
professionals; (f) locate resources available for themselves and their
children, which connects them to their local communities; and (g)
advocate for improved student achievement, increased graduation rates,
and improved postsecondary outcomes for all children through
participation in school reform activities. In addition, PTIs have
helped youth with disabilities have high expectations for themselves,
understand their rights and responsibilities, and learn self-advocacy
skills. PTIs have been valuable partners to Federal, State, and local
agencies, providing expertise on how to better support families and
youth with disabilities so that they can effectively and efficiently
access IDEA services.
The PTIs to be funded through this priority will build on the
strong history of the program by helping youth become effective self-
advocates and by providing parents with information, individual
assistance, and training to enable them to: (a) Ensure that their
children are included in general education classrooms and
extracurricular activities with their peers; (b) help their children
meet developmental and academic goals; (c) help their children meet
challenging expectations established for all children, including
college- and career-ready academic standards; and (d) prepare their
children to achieve positive postsecondary outcomes that lead to lives
that are as productive and independent as possible.
Priority
The Department intends to fund 24 grants to establish and operate
24 PTIs. Based on the quality of applications received, the Department
intends to fund one PTI in each of the following States: \1\ Arizona,
Delaware, District of Columbia, Hawaii, Iowa, Idaho, Indiana,
Louisiana, Massachusetts, Minnesota, Mississippi, Missouri, New
Hampshire, North Carolina, Oklahoma, Pennsylvania, Rhode Island, South
Dakota, Tennessee, Virginia, Virgin Islands, Washington, West Virginia,
and Wyoming.
---------------------------------------------------------------------------
\1\ Under section 602(31) of IDEA, the term ``State'' includes
the District of Columbia and the Virgin Islands.
---------------------------------------------------------------------------
At a minimum, the PTIs must: (a) Increase parents' \2\ capacity to
help their children with disabilities \3\ improve their early learning,
school-aged, and postsecondary outcomes; and (b) increase youth with
disabilities' capacity to be effective self-advocates.
---------------------------------------------------------------------------
\2\ The term ``parent'' includes natural, adoptive, and foster
parents, and individuals acting in the role of parent as defined in
section 602(23) of IDEA.
\3\ The term ``disabilities'' refers to the full range of
disabilities described in section 602(3) of IDEA.
---------------------------------------------------------------------------
To be considered for funding under this priority, an applicant must
meet the application, programmatic, and administrative requirements of
this priority. The requirements are as follows:
(a) Demonstrate, in the narrative section of the application under
``Significance of the Project,'' how the proposed project will, within
its State--
(1) Address the needs of parents of children with disabilities for
high-quality services that increase parents' capacity to help their
children with disabilities improve their early learning, school-aged,
and postsecondary outcomes. To meet this requirement the applicant
must--
(i) Present appropriate information on the needs of parents,
including underserved parents, low-income parents, parents with limited
English proficiency, parents of incarcerated youth with disabilities,
and parents with disabilities;
(ii) Demonstrate knowledge of best practices on providing training
and information to a variety of audiences, including underserved
parents, low-income parents, parents with limited English proficiency,
parents of incarcerated youth with disabilities, and parents with
disabilities;
(iii) Demonstrate knowledge of best practices in outreach and
family-centered services; and
(iv) Demonstrate knowledge of current evidence-based education
practices and policy initiatives to improve outcomes in early
intervention and early childhood, general and special education,
transition services, and postsecondary options, including, if
applicable to its State, the PROMISE initiative; and
(v) Demonstrate knowledge of how to identify and work with
appropriate partners in the State, including local providers and lead
agencies providing Part C services; State and local educational
agencies; State child welfare agencies; disability-specific systems and
entities serving families, such as the State's protection and advocacy
system; and other nonprofits serving families in order to improve
outcomes; and
(2) Address the needs of youth with disabilities for high-quality
services that increase their capacity to be effective self-advocates.
To meet this requirement the applicant must--
(i) Present appropriate information on the needs of youth with,
including underserved youth, incarcerated youth, youth in foster care,
and youth with limited English proficiency;
(ii) Demonstrate knowledge of best practices on providing training
and information to youth with disabilities;
(iii) Demonstrate knowledge of current evidence-based education
practices and policy initiatives in self-advocacy; and
(iv) Demonstrate knowledge of how to work with appropriate partners
serving youth with disabilities, including State and local agencies,
other nonprofits, and Independent Living Centers that are providing
assistance such as postsecondary education options, employment
training, and supports.
(b) Demonstrate, in the narrative section of the application, under
``Quality of the Project Services,'' how the proposed project will--
(1) Use a project logic model (see paragraph (f)(1) of this
priority) to guide the development of project plans and activities
within its State;
[[Page 19597]]
(2) Develop and implement an outreach plan to inform parents of
children with disabilities of how they can benefit from the services
provided by the PTI, including--
(i) Parents of children who may be inappropriately identified as
having a disability;
(ii) Underserved parents, including parents who are underserved
based on race or ethnicity;
(iii) Parents with limited English proficiency;
(iv) Low-income parents; and
(v) Parents with disabilities;
(3) Develop and implement an outreach plan to inform youth with
disabilities of how they can benefit from the services provided by the
PTI;
(4) Provide high-quality services that increase parents' capacity
to help their children with disabilities improve their early learning,
school-aged, and postsecondary outcomes. To meet this requirement the
applicant must include information as to how the services will--
(i) Increase parents' knowledge of--
(A) The nature of their children's disabilities, including their
children's strengths, and academic, behavioral, and developmental
challenges;
(B) The importance of having high expectations for their children
and how to help them meet those expectations;
(C) The local, State, and Federal resources available to assist
them and their children and local resources that strengthen their
connection to their communities;
(D) IDEA, Federal IDEA regulations, and State implementation of
IDEA, including:
(1) Their rights and responsibilities under IDEA, including
procedural safeguards and dispute resolution;
(2) Their role on Individualized Family Service Plan (IFSP) and
Individualized Education Program (IEP) Teams and how to effectively
participate on IFSP and IEP Teams; and
(3) How services are provided under IDEA;
(E) Other relevant educational and health care legislation,
including the Elementary and Secondary Education Act of 1965, as
amended (ESEA); Section 504 of the Rehabilitation Act of 1973, as
amended (Section 504); and the Americans with Disabilities Act (ADA);
(F) Transition services at all levels, including: Part C early
intervention to Part B preschool, preschool to elementary school,
elementary school to secondary school, secondary school to
postsecondary education and workforce options, and re-entry of
incarcerated youth to school and the community;
(G) How their children can have access to the general education
curriculum, including access to college- and career-ready academic
standards and assessments, extracurricular and enrichment opportunities
available to all children, and other initiatives to make students
college- and career-ready;
(H) How their children can have access to inclusive early learning
programs, inclusive general education classrooms and settings, and
extracurricular and enrichment opportunities available to all children;
(I) Evidence-based early intervention and education practices that
improve early learning, school-aged, and postsecondary outcomes;
(J) School reform efforts to improve student achievement and
increase graduation rates; and
(K) The use of data to inform instruction and advance school reform
efforts;
(ii) Increase parents' capacity to--
(A) Effectively support their children with disabilities and
participate in their children's education;
(B) Communicate effectively and work collaboratively in partnership
with early intervention service providers, school-based personnel,
related services personnel, and administrators;
(C) Resolve disputes effectively; and
(D) Participate in school reform activities to improve outcomes for
children;
(5) Provide high-quality services that increase youth with
disabilities' capacity to be effective self-advocates. To meet this
requirement the applicant must include information as to how the
services will--
(i) Increase the knowledge of youth with disabilities about--
(A) The nature of their disabilities, including their strengths,
and of their academic, behavioral, and developmental challenges;
(B) The importance of having high expectations for themselves and
how to meet those expectations;
(C) The resources available to support their success in secondary
and postsecondary education and employment and full participation in
their communities;
(D) IDEA, Section 504, ADA, and other legislation and policies that
affect people with disabilities;
(E) Their rights and responsibilities while receiving services
under IDEA and after transitioning to post-school programs, services,
and employment;
(F) How they can participate on IEP Teams; and
(G) Supported decisionmaking necessary to transition to adult life;
and
(ii) Increase the capacity of youth with disabilities to advocate
for themselves, including communicating effectively and working
collaboratively in partnership with providers;
(6) Use various methods to deliver services, including in-person
and remotely through the use of technology;
(7) Use best practices for providing training and information to
adult learners and youth;
(8) Establish cooperative partnerships with any Community Parent
Resource Centers (CPRCs) and any other PTIs funded in the State under
sections 672 and 671 of IDEA, respectively; and
(9) Network with local, State, and national organizations and
agencies, such as protection and advocacy agencies that serve parents
and families of children with disabilities, to better support families
and children with disabilities to effectively and efficiently access
IDEA services.
(c) Demonstrate, in the narrative section of the application, under
``Quality of the Evaluation Plan,'' how--
(1) The applicant will evaluate the effectiveness of the proposed
project by undertaking a formative evaluation and a summative
evaluation, including a description of how the applicant will measure
the outcomes proposed in the logic model (see paragraph (f)(1) of this
priority). The description must include--
(i) Proposed evaluation methodologies, including proposed
instruments, data collection methods, and analyses;
(ii) Proposed criteria for determining effectiveness, to include,
at a minimum, the effectiveness of strategies used to reach and serve
youth with disabilities and parents, including underserved parents of
children with disabilities; and
(2) The proposed project will use the evaluation results to examine
the effectiveness of its implementation and its progress toward
achieving intended outcomes.
(d) Demonstrate, in the narrative section of the application under
``Adequacy of Project Resources,'' how--
(1) The proposed personnel, consultants, and contractors have the
qualifications and experience to carry out the proposed activities and
achieve the intended outcomes identified in the project logic model
(see paragraph (f)(1) of this priority);
(2) The applicant will encourage applications for employment from
persons who are members of groups that have traditionally been
underrepresented based on race, color, national origin, linguistic
diversity, gender, age, or disability, as appropriate; and
[[Page 19598]]
(3) The applicant and key partners have adequate resources to carry
out the proposed activities.
(e) Demonstrate, in the narrative section of the application under
``Quality of the Management Plan,'' how--
(1) The proposed management plan will ensure that the intended
outcomes identified in the project logic model (see paragraph (f)(1) of
this priority) will be achieved on time and within budget;
(2) The time of key personnel, consultants, and contractors will be
sufficiently allocated to the project;
(3) The proposed management plan will ensure that the services
provided are of high quality;
(4) The board of directors will be used to provide appropriate
oversight to the project;
(5) The proposed project benefits from a diversity of perspectives,
including those of parents, providers, and administrators in the State
served by the center;
(6) The proposed project will ensure that the Annual Performance
Reports submitted to the Department will--
(i) Be accurate and timely;
(ii) Include information on the projects' outputs and outcomes; and
(iii) Include, at a minimum, the number and demographics of parents
and youth to whom the PTI provided information and training, the
parents' and youth's unique needs, and the levels of service provided
to them; and
(7) The project management and staff will--
(i) Make use of the technical assistance (TA) and products provided
by the OSEP-funded Center on Parent Information and Resources (CPIR),
Regional Parent Technical Assistance Centers (PTACs), Native American
PTAC, Military PTAC, and other TA centers as appropriate, including the
PROMISE TA Center (if funded), in order to serve parents of children
with disabilities and youth with disabilities as effectively as
possible;
(ii) Participate in developing individualized TA plans with the
Regional PTAC as appropriate; and
(iii) Facilitate one site visit from the Regional PTAC during the
grant cycle.
(f) In the narrative under ``Required Project Assurances'' or
appendices as directed, the applicant must--
(1) Include in Appendix A a logic model that depicts, at a minimum,
the goals, activities, outputs, and intended outcomes of the proposed
project. A logic model communicates how a project will achieve its
intended outcomes and provides a framework for both the formative and
summative evaluations of the project.
Note: The following Web sites provide more information on logic
models: www.researchutilization.org/matrix/logicmodel_resource3c.html and www.tadnet.org/pages/589.
(2) Include in Appendix A person-loading charts and timelines, as
applicable, to illustrate the management plan described in the
narrative;
(3) Include in the budget attendance by the project director at one
OSEP meeting in Washington, DC annually, to be determined by OSEP; and
Note: Within 30 days of receipt of the award, a post-award
teleconference must be held between the OSEP project officer and the
grantee's project director and other authorized representatives.
(4) Maintain a Web site that meets government or industry-
recognized standards for accessibility and that includes, at a minimum,
a current calendar of upcoming events, free informational publications
for families, and links to Webinars or other online multimedia
resources.
Waiver of Proposed Rulemaking: Under the Administrative Procedure
Act (APA) (5 U.S.C. 553), the Department generally offers interested
parties the opportunity to comment on proposed priorities and
requirements. Section 681(d) of IDEA, however, makes the public comment
requirements of the APA inapplicable to the priority in this notice.
Program Authority: 20 U.S.C. 1471 and 1481.
Applicable Regulations: (a) The Education Department General
Administrative Regulations (EDGAR) in 34 CFR parts 74, 75, 77, 79, 81,
82, 84, 97, 98, and 99. (b) The Education Department debarment and
suspension regulations in 2 CFR part 3485.
Note: The regulations in 34 CFR part 79 apply to all applicants
except federally recognized Indian tribes.
II. Award Information
Type of Award: Discretionary grants.
Estimated Available Funds: $6,645,988 for FY 2014.
Contingent upon the availability of funds and the quality of
applications, we may make additional awards in FY 2015 from the list of
unfunded applicants from this competition.
Information concerning funding amounts for individual States for
this competition is provided in the ``Maximum Award'' columns of the
table in this section.
Estimated Average Size of Awards: See table.
Maximum Award: See table.
Estimated Number of Awards: See table.
Project Period: See table.
BILLING CODE 4000-01-P
[[Page 19599]]
[GRAPHIC] [TIFF OMITTED] TN09AP14.003
BILLING CODE 4000-01-C
Note 1: Consistent with 34 CFR 75.104(b), we will reject any
application that proposes a budget exceeding the maximum award for a
single budget period of 12 months. The
[[Page 19600]]
Assistant Secretary for the Office of Special Education and
Rehabilitative Services may change the maximum amount through a
notice published in the Federal Register.
Note 2: The Department is not bound by any estimates in this
notice.
Note 3: Maximum awards for each fiscal year vary due to the
consolidation of the PTI competition schedule.
Project Period: In order to allocate resources equitably, create a
unified system of service delivery, and provide the broadest coverage
for the parents and families in every State, the Department is making
awards to PTIs in five-year cycles for each State. In FY 2014,
applications for five-year awards will be accepted for the following
States: Arizona, Delaware, District of Columbia, Hawaii, Idaho,
Indiana, Iowa, Louisiana, Massachusetts, Minnesota, Mississippi,
Missouri, New Hampshire, North Carolina, Oklahoma, Pennsylvania, Rhode
Island, South Dakota, Tennessee, Virgin Islands, Virginia, Washington,
West Virginia, and Wyoming. These projects will be funded for a period
up to 60 months.
Estimated Project Awards: Project award amounts are for a single
budget period of 12 months.
The Department took into consideration current funding levels,
population distribution, poverty rates, and low-density enrollment when
determining the award amounts for grants under this competition. For
the States listed in the funding table, one award may be made for up to
the amounts listed in the table to a qualified applicant for a PTI
Center to serve the entire State.
III. Eligibility Information
1. Eligible Applicants: Parent organizations.
Note: Section 671(a)(2) of IDEA defines a ``parent
organization'' as a private nonprofit organization (other than an
institution of higher education) that--
(a) Has a board of directors--
(1) The majority of whom are parents of children with
disabilities ages birth through 26;
(2) That includes--
(i) Individuals working in the fields of special education,
related services, and early intervention; and
(ii) Individuals with disabilities; and
(3) The parent and professional members of which are broadly
representative of the population to be served, including low-income
parents and parents of limited English proficient children; and
(b) Has as its mission serving families of children with
disabilities who are ages birth through 26, and have the full range
of disabilities described in section 602(3) of IDEA.
2. Cost Sharing or Matching: This program does not require cost
sharing or matching.
3. Other General Requirements:
(a) Recipients of funding under this program must make positive
efforts to employ and advance in employment qualified individuals with
disabilities (see section 606 of IDEA).
(b) Each applicant for, and recipient of, funding under this
program must involve individuals with disabilities, or parents of
individuals with disabilities ages birth through 26, in planning,
implementing, and evaluating the project (see section 682(a)(1)(A) of
IDEA).
IV. Application and Submission Information
1. Address to Request Application Package: You can obtain an
application package via the Internet, from the Education Publications
Center (ED Pubs), or from the program office.
To obtain a copy via the Internet, use the following address:
www.ed.gov/fund/grant/apply/grantapps/. To obtain a copy from
ED Pubs, write, fax, or call the following: ED Pubs, U.S. Department of
Education, P.O. Box 22207, Alexandria, VA 22304. Telephone, toll free:
1-877-433-7827. FAX: (703) 605-6794. If you use a telecommunications
device for the deaf (TDD) or a text telephone (TTY), call, toll free:
1-877-576-7734.
You can contact ED Pubs at its Web site, also: www.EDPubs.gov or at
its email address: edpubs@inet.ed.gov.
If you request an application from ED Pubs, be sure to identify
this competition as follows: CFDA number 84.328M.
To obtain a copy from the program office, contact: Carmen Sanchez,
U.S. Department of Education, 400 Maryland Avenue SW., Room 4057,
Potomac Center Plaza (PCP), Washington DC 20202-2600. Telephone: (202)
245-6595. If you use a TDD or TTY, call the Federal Relay Service
(FRS), toll free, at 1-800-877-8339.
Individuals with disabilities can obtain a copy of the application
package in an accessible format (e.g., braille, large print, audiotape,
or compact disc) by contacting the person or team listed under
Accessible Format in section VIII of this notice.
2. Content and Form of Application Submission: Requirements
concerning the content of an application, together with the forms you
must submit, are in the application package for this competition.
Page Limit: The application narrative (Part III of the application)
is where you, the applicant, address the selection criteria that
reviewers use to evaluate your application. You must limit Part III to
no more than 50 pages, using the following standards:
A ``page'' is 8.5'' x 11'', on one side only, with 1''
margins at the top, bottom, and both sides.
Double-space (no more than three lines per vertical inch)
all text in the application narrative, including titles, headings,
footnotes, quotations, reference citations, and captions, as well as
all text in charts, tables, figures, graphs, and screen shots.
Use a font that is 12 point or larger.
Use one of the following fonts: Times New Roman, Courier,
Courier New, or Arial. An application submitted in any other font
(including Times Roman or Arial Narrow) will not be accepted.
The page limit and double-spacing requirement does not apply to
Part I, the cover sheet; Part II, the budget section, including the
narrative budget justification; Part IV, the assurances and
certifications; or the abstract (follow the guidance provided in the
application package for completing the abstract), the table of
contents, the list of priority requirements, the resumes, the reference
list, the letters of support, or the appendices. However, the page
limit and double-spacing requirement does apply to all of Part III, the
application narrative, including all text in charts, tables, figures,
graphs, and screen shots.
We will reject your application if you exceed the page limit in the
application narrative section; or if you apply standards other than
those specified in the application package.
3. Submission Dates and Times:
Applications Available: April 9, 2014.
Deadline for Transmittal of Applications: May 27, 2014.
Applications for grants under this competition must be submitted
electronically using the Grants.gov Apply site (Grants.gov). For
information (including dates and times) about how to submit your
application electronically, or in paper format by mail or hand delivery
if you qualify for an exception to the electronic submission
requirement, please refer to section IV. 7. Other Submission
Requirements of this notice.
We do not consider an application that does not comply with the
deadline requirements.
Individuals with disabilities who need an accommodation or
auxiliary aid in connection with the application process should contact
the person listed under FOR FURTHER INFORMATION CONTACT in section VII
of this notice. If the Department provides an accommodation or
auxiliary aid to an
[[Page 19601]]
individual with a disability in connection with the application
process, the individual's application remains subject to all other
requirements and limitations in this notice.
Deadline for Intergovernmental Review: July 23, 2014.
4. Intergovernmental Review: This program is subject to Executive
Order 12372 and the regulations in 34 CFR part 79. Information about
Intergovernmental Review of Federal Programs under Executive Order
12372 is in the application package for this competition.
5. Funding Restrictions: We reference regulations outlining funding
restrictions in the Applicable Regulations section of this notice.
6. Data Universal Numbering System Number, Taxpayer Identification
Number, and System for Award Management: To do business with the
Department of Education, you must--
a. Have a Data Universal Numbering System (DUNS) number and a
Taxpayer Identification Number (TIN);
b. Register both your DUNS number and TIN with the System for Award
Management (SAM) (formerly the Central Contractor Registry (CCR)), the
Government's primary registrant database;
c. Provide your DUNS number and TIN on your application; and
d. Maintain an active SAM registration with current information
while your application is under review by the Department and, if you
are awarded a grant, during the project period.
You can obtain a DUNS number from Dun and Bradstreet. A DUNS number
can be created within one-to-two business days.
If you are a corporate entity, agency, institution, or
organization, you can obtain a TIN from the Internal Revenue Service.
If you are an individual, you can obtain a TIN from the Internal
Revenue Service or the Social Security Administration. If you need a
new TIN, please allow 2-5 weeks for your TIN to become active.
The SAM registration process can take approximately seven business
days, but may take upwards of several weeks, depending on the
completeness and accuracy of the data entered into the SAM database by
an entity. Thus, if you think you might want to apply for Federal
financial assistance under a program administered by the Department,
please allow sufficient time to obtain and register your DUNS number
and TIN. We strongly recommend that you register early.
Note: Once your SAM registration is active, you will need to
allow 24 to 48 hours for the information to be available in
Grants.gov. and before you can submit an application through
Grants.gov.
If you are currently registered with SAM, you may not need to make
any changes. However, please make certain that the TIN associated with
your DUNS number is correct. Also note that you will need to update
your registration annually. This may take three or more business days.
Information about SAM is available at www.SAM.gov. To further
assist you with obtaining and registering your DUNS number and TIN in
SAM or updating your existing SAM account, we have prepared a SAM.gov
Tip Sheet, which you can find at: https://www2.ed.gov/fund/grant/apply/sam-faqs.html.
In addition, if you are submitting your application via Grants.gov,
you must (1) be designated by your organization as an Authorized
Organization Representative (AOR); and (2) register yourself with
Grants.gov as an AOR. Details on these steps are outlined at the
following Grants.gov Web page: www.grants.gov/web/grants/register.html.
7. Other Submission Requirements: Applications for grants under
this competition must be submitted electronically unless you qualify
for an exception to this requirement in accordance with the
instructions in this section.
a. Electronic Submission of Applications
Applications for grants under the Parent Training and Information
Centers competition, CFDA number 84.328M, must be submitted
electronically using the Governmentwide Grants.gov Apply site at
www.Grants.gov. Through this site, you will be able to download a copy
of the application package, complete it offline, and then upload and
submit your application. You may not email an electronic copy of a
grant application to us.
We will reject your application if you submit it in paper format
unless, as described elsewhere in this section, you qualify for one of
the exceptions to the electronic submission requirement and submit, no
later than two weeks before the application deadline date, a written
statement to the Department that you qualify for one of these
exceptions. Further information regarding calculation of the date that
is two weeks before the application deadline date is provided later in
this section under Exception to Electronic Submission Requirement.
You may access the electronic grant application for the Parent
Training and Information Centers competition at www.Grants.gov. You
must search for the downloadable application package for this
competition by the CFDA number. Do not include the CFDA number's alpha
suffix in your search (e.g., search for 84.328, not 84.328M).
Please note the following:
When you enter the Grants.gov site, you will find
information about submitting an application electronically through the
site, as well as the hours of operation.
Applications received by Grants.gov are date and time
stamped. Your application must be fully uploaded and submitted and must
be date and time stamped by the Grants.gov system no later than 4:30:00
p.m., Washington, DC time, on the application deadline date. Except as
otherwise noted in this section, we will not accept your application if
it is received--that is, date and time stamped by the Grants.gov
system--after 4:30:00 p.m., Washington, DC time, on the application
deadline date. We do not consider an application that does not comply
with the deadline requirements. When we retrieve your application from
Grants.gov, we will notify you if we are rejecting your application
because it was date and time stamped by the Grants.gov system after
4:30:00 p.m., Washington, DC time, on the application deadline date.
The amount of time it can take to upload an application
will vary depending on a variety of factors, including the size of the
application and the speed of your Internet connection. Therefore, we
strongly recommend that you do not wait until the application deadline
date to begin the submission process through Grants.gov.
You should review and follow the Education Submission
Procedures for submitting an application through Grants.gov that are
included in the application package for this competition to ensure that
you submit your application in a timely manner to the Grants.gov
system. You can also find the Education Submission Procedures
pertaining to Grants.gov under News and Events on the Department's G5
system home page at www.G5.gov.
You will not receive additional point value because you
submit your application in electronic format, nor will we penalize you
if you qualify for an exception to the electronic submission
requirement, as described elsewhere in this section, and submit your
application in paper format.
You must submit all documents electronically, including
all information you typically provide on the following
[[Page 19602]]
forms: The Application for Federal Assistance (SF 424), the Department
of Education Supplemental Information for SF 424, Budget Information--
Non-Construction Programs (ED 524), and all necessary assurances and
certifications.
You must upload any narrative sections and all other
attachments to your application as files in a PDF (Portable Document)
read-only, non-modifiable format. Do not upload an interactive or
fillable PDF file. If you upload a file type other than a read-only,
non-modifiable PDF or submit a password-protected file, we will not
review that material. Additional, detailed information on how to attach
files is in the application instructions.
Your electronic application must comply with any page-
limit requirements described in this notice.
After you electronically submit your application, you will
receive from Grants.gov an automatic notification of receipt that
contains a Grants.gov tracking number. (This notification indicates
receipt by Grants.gov only, not receipt by the Department.) The
Department then will retrieve your application from Grants.gov and send
a second notification to you by email. This second notification
indicates that the Department has received your application and has
assigned your application a PR/Award number (an ED-specified
identifying number unique to your application).
We may request that you provide us original signatures on
forms at a later date.
Application Deadline Date Extension in Case of Technical Issues
With the Grants.gov System: If you are experiencing problems submitting
your application through Grants.gov, please contact the Grants.gov
Support Desk, toll free, at 1-800-518-4726. You must obtain a
Grants.gov Support Desk Case Number and must keep a record of it.
If you are prevented from electronically submitting your
application on the application deadline date because of technical
problems with the Grants.gov system, we will grant you an extension
until 4:30:00 p.m., Washington, DC time, the following business day to
enable you to transmit your application electronically or by hand
delivery. You also may mail your application by following the mailing
instructions described elsewhere in this notice.
If you submit an application after 4:30:00 p.m., Washington, DC
time, on the application deadline date, please contact the person
listed under FOR FURTHER INFORMATION CONTACT in section VII of this
notice and provide an explanation of the technical problem you
experienced with Grants.gov, along with the Grants.gov Support Desk
Case Number. We will accept your application if we can confirm that a
technical problem occurred with the Grants.gov system and that that
problem affected your ability to submit your application by 4:30:00
p.m., Washington, DC time, on the application deadline date. The
Department will contact you after a determination is made on whether
your application will be accepted.
Note: The extensions to which we refer in this section apply
only to the unavailability of, or technical problems with, the
Grants.gov system. We will not grant you an extension if you failed
to fully register to submit your application to Grants.gov before
the application deadline date and time or if the technical problem
you experienced is unrelated to the Grants.gov system.
Exception to Electronic Submission Requirement: You qualify for an
exception to the electronic submission requirement, and may submit your
application in paper format, if you are unable to submit an application
through the Grants.gov system because--
You do not have access to the Internet; or
You do not have the capacity to upload large documents to
the Grants.gov system; and
No later than two weeks before the application deadline
date (14 calendar days or, if the fourteenth calendar day before the
application deadline date falls on a Federal holiday, the next business
day following the Federal holiday), you mail or fax a written statement
to the Department, explaining which of the two grounds for an exception
prevent you from using the Internet to submit your application.
If you mail your written statement to the Department, it must be
postmarked no later than two weeks before the application deadline
date. If you fax your written statement to the Department, we must
receive the faxed statement no later than two weeks before the
application deadline date.
Address and mail or fax your statement to: Carmen Sanchez, U.S.
Department of Education, 400 Maryland Avenue SW., Room 4057, Potomac
Center Plaza (PCP), Washington, DC 20202-2600. FAX: (202) 245-7617.
Your paper application must be submitted in accordance with the
mail or hand delivery instructions described in this notice.
b. Submission of Paper Applications by Mail
If you qualify for an exception to the electronic submission
requirement, you may mail (through the U.S. Postal Service or a
commercial carrier) your application to the Department. You must mail
the original and two copies of your application, on or before the
application deadline date, to the Department at the following address:
U.S. Department of Education, Application Control Center, Attention:
(CFDA Number 84.328M) LBJ Basement Level 1, 400 Maryland Avenue SW.,
Washington, DC 20202-4260.
You must show proof of mailing consisting of one of the following:
(1) A legibly dated U.S. Postal Service postmark.
(2) A legible mail receipt with the date of mailing stamped by the
U.S. Postal Service.
(3) A dated shipping label, invoice, or receipt from a commercial
carrier.
(4) Any other proof of mailing acceptable to the Secretary of the
U.S. Department of Education.
If you mail your application through the U.S. Postal Service, we do
not accept either of the following as proof of mailing:
(1) A private metered postmark.
(2) A mail receipt that is not dated by the U.S. Postal Service.
If your application is postmarked after the application deadline
date, we will not consider your application.
Note: The U.S. Postal Service does not uniformly provide a dated
postmark. Before relying on this method, you should check with your
local post office.
c. Submission of Paper Applications by Hand Delivery
If you qualify for an exception to the electronic submission
requirement, you (or a courier service) may deliver your paper
application to the Department by hand. You must deliver the original
and two copies of your application by hand, on or before the
application deadline date, to the Department at the following address:
U.S. Department of Education, Application Control Center, Attention:
(CFDA Number 84.328M) 550 12th Street SW., Room 7039, Potomac Center
Plaza, Washington, DC 20202-4260.
The Application Control Center accepts hand deliveries daily
between 8:00 a.m. and 4:30:00 p.m., Washington, DC time, except
Saturdays, Sundays, and Federal holidays.
Note for Mail or Hand Delivery of Paper Applications: If you
mail or hand deliver your application to the Department--
(1) You must indicate on the envelope and--if not provided by
the Department--in Item 11 of the SF 424 the CFDA number, including
suffix letter, if any, of the competition under which you are
submitting your application; and
(2) The Application Control Center will mail to you a
notification of receipt of your
[[Page 19603]]
grant application. If you do not receive this notification within 15
business days from the application deadline date, you should call
the U.S. Department of Education Application Control Center at (202)
245-6288.
V. Application Review Information
1. Selection Criteria: The selection criteria for this program are
from 34 CFR 75.210 and are listed in the application package.
2. Review and Selection Process: We remind potential applicants
that in reviewing applications in any discretionary grant competition,
the Secretary may consider, under 34 CFR 75.217(d)(3), the past
performance of the applicant in carrying out a previous award, such as
the applicant's use of funds, achievement of project objectives, and
compliance with grant conditions. The Secretary may also consider
whether the applicant failed to submit a timely performance report or
submitted a report of unacceptable quality.
In addition, in making a competitive grant award, the Secretary
also requires various assurances including those applicable to Federal
civil rights laws that prohibit discrimination in programs or
activities receiving Federal financial assistance from the Department
of Education (34 CFR 100.4, 104.5, 106.4, 108.8, and 110.23).
3. Additional Review and Selection Process Factors: In the past,
the Department has had difficulty finding peer reviewers for certain
competitions because so many individuals who are eligible to serve as
peer reviewers have conflicts of interest. The standing panel
requirements under section 682(b) of IDEA also have placed additional
constraints on the availability of reviewers. Therefore, the Department
has determined that for some discretionary grant competitions,
applications may be separated into two or more groups and ranked and
selected for funding within specific groups. This procedure will make
it easier for the Department to find peer reviewers by ensuring that
greater numbers of individuals who are eligible to serve as reviewers
for any particular group of applicants will not have conflicts of
interest. It also will increase the quality, independence, and fairness
of the review process, while permitting panel members to review
applications under discretionary grant competitions for which they also
have submitted applications. However, if the Department decides to
select an equal number of applications in each group for funding, this
may result in different cut-off points for fundable applications in
each group.
4. Special Conditions: Under 34 CFR 74.14 and 80.12, the Secretary
may impose special conditions on a grant if the applicant or grantee is
not financially stable; has a history of unsatisfactory performance;
has a financial or other management system that does not meet the
standards in 34 CFR parts 74 or 80, as applicable; has not fulfilled
the conditions of a prior grant; or is otherwise not responsible.
VI. Award Administration Information
1. Award Notices: If your application is successful, we notify your
U.S. Representative and U.S. Senators and send you a Grant Award
Notification (GAN); or we may send you an email containing a link to
access an electronic version of your GAN. We may notify you informally,
also.
If your application is not evaluated or not selected for funding,
we notify you.
2. Administrative and National Policy Requirements: We identify
administrative and national policy requirements in the application
package and reference these and other requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining the terms and conditions of
an award in the Applicable Regulations section of this notice and
include these and other specific conditions in the GAN. The GAN also
incorporates your approved application as part of your binding
commitments under the grant.
3. Reporting: (a) If you apply for a grant under this competition,
you must ensure that you have in place the necessary processes and
systems to comply with the reporting requirements in 2 CFR part 170
should you receive funding under the competition. This does not apply
if you have an exception under 2 CFR 170.110(b).
(b) At the end of your project period, you must submit a final
performance report, including financial information, as directed by the
Secretary. If you receive a multi-year award, you must submit an annual
performance report that provides the most current performance and
financial expenditure information as directed by the Secretary under 34
CFR 75.118. The Secretary may also require more frequent performance
reports under 34 CFR 75.720(c). For specific requirements on reporting,
please go to www.ed.gov/fund/grant/apply/appforms/appforms.html.
4. Performance Measures: Under the Government Performance and
Results Act of 1993 (GPRA), the Department has established a set of
performance measures, including long-term measures, that are designed
to yield information on various aspects of the effectiveness and
quality of the Training and Information for Parents of Children with
Disabilities program. The measures focus on the extent to which
projects provide high-quality products and services, the relevance of
project products and services to educational and early intervention
policy and practice, and the use of products and services to improve
educational and early intervention policy and practice. Projects funded
under this competition are required to submit data on these measures as
directed by OSEP.
Grantees will be required to report information on their project's
performance in annual and final performance reports to the Department
(34 CFR 75.590).
5. Continuation Awards: In making a continuation award, the
Secretary may consider, under 34 CFR 75.253, the extent to which a
grantee has made ``substantial progress toward meeting the objectives
in its approved application.'' This consideration includes the review
of a grantee's progress in meeting the targets and projected outcomes
in its approved application, and whether the grantee has expended funds
in a manner that is consistent with its approved application and
budget. In making a continuation grant, the Secretary also considers
whether the grantee is operating in compliance with the assurances in
its approved application, including those applicable to Federal civil
rights laws that prohibit discrimination in programs or activities
receiving Federal financial assistance from the Department (34 CFR
100.4, 104.5, 106.4, 108.8, and 110.23).
VII. Agency Contact
FOR FURTHER INFORMATION CONTACT: Carmen Sanchez, U.S. Department of
Education, 400 Maryland Avenue SW., Room 4057, PCP, Washington, DC
20202-2600. Telephone: (202) 245-6595.
If you use a TDD or a TTY, call the Federal Relay Service (FRS),
toll free, at 1-800-877-8339.
VIII. Other Information
Accessible Format: Individuals with disabilities can obtain this
document and a copy of the application package in an accessible format
(e.g., braille, large print, audiotape, or compact disc) by contacting
the Grants and Contracts Services Team, U.S. Department of Education,
400 Maryland Avenue SW., Room 5075, PCP, Washington, DC 20202-2550.
Telephone: (202) 245-
[[Page 19604]]
7363. If you use a TDD or a TTY, call the FRS, toll free, at 1-800-877-
8339.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. Free
Internet access to the official edition of the Federal Register and the
Code of Federal Regulations is available via the Federal Digital System
at: www.gpo.gov/fdsys. At this site you can view this document, as well
as all other documents of this Department published in the Federal
Register, in text or Adobe Portable Document Format (PDF). To use PDF
you must have Adobe Acrobat Reader, which is available free at the
site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at:
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
Dated: April 4, 2014.
Michael K. Yudin,
Acting Assistant Secretary for Special Education and Rehabilitative
Services.
[FR Doc. 2014-07969 Filed 4-8-14; 8:45 am]
BILLING CODE 4000-01-P