Cybersecurity Roundtable, 16071 [2014-06336]

Download as PDF WREIER-AVILES on DSK5TPTVN1PROD with NOTICES Federal Register / Vol. 79, No. 56 / Monday, March 24, 2014 / Notices 12. The expenses, if any, associated with acquiring, holding or disposing of any securities acquired in a CoInvestment Transaction (including, without limitation, the expenses of the distribution of any such securities registered for sale under the 1933 Act) will, to the extent not payable by the Advisers under an Investing BDC’s investment advisory agreements, be shared by the Investing BDCs with respect to a Co-Investment Transaction, in proportion to the relative amounts of the securities to be acquired or disposed of, as the case may be. 13. Any transaction fee (including break-up or commitment fees but excluding broker’s fees contemplated by section 57(k) of the Act) received in connection with a Co-Investment Transaction will be distributed to the Investing BDCs on a pro rata basis based on the amount they invested or committed, as the case may be, in such Co-Investment Transaction. If any transaction fee is to be held by an Adviser pending consummation of the transaction, the fee will be deposited into an account maintained by the Adviser at a bank or banks having the qualifications prescribed in section 26(a)(1) of the Act, and the account will earn a competitive rate of interest that will also be divided pro rata between the Investing BDCs based on the amount they invest in the Co-Investment Transaction. No Investing BDC or any affiliated person of the Investing BDC will receive additional compensation or remuneration of any kind as a result of or in connection with a Co-Investment Transaction (other than (a) in the case of the Investing BDCs, the pro rata transaction fees described above and fees or other compensation described in condition 2(c)(iii)(C) and (b) in the case of the Advisers, investment advisory fees paid in accordance with the Investing BDC’s investment advisory agreements). 14. The Advisers will each maintain written policies and procedures reasonably designed to ensure compliance with the foregoing conditions. These policies and procedures will require, among other things, that HMS Adviser will be notified of all Potential Co-Investment Transactions that fall within the Company’s then-current Objectives and Strategies and will be given sufficient information to make its independent determination and recommendations under conditions 1, 2(a), 7 and 8. VerDate Mar<15>2010 14:29 Mar 21, 2014 Jkt 232001 For the Commission, by the Division of Investment Management, under delegated authority. Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2014–06306 Filed 3–21–14; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 33–9562; 34–71742; IA–3799; File No. 4–673] Cybersecurity Roundtable Securities and Exchange Commission. ACTION: Notice of roundtable discussion; request for comment. AGENCY: The Securities and Exchange Commission will host a cybersecurity roundtable. Roundtable panelists will discuss the cybersecurity landscape and cybersecurity issues faced by exchanges and other key market systems, brokerdealers, investment advisers, transfer agents, and public companies. Panelists also will be invited to discuss industry and public-private sector coordination efforts relating to assessing and responding to cybersecurity issues. The roundtable discussion will be held in the auditorium of the Securities and Exchange Commission headquarters at 100 F Street NE., Washington, DC on March 26, 2014 from 9:30 a.m. to approximately 3:00 p.m. The public is invited to observe the roundtable discussion. Seating will be available on a first-come, first-serve basis. The roundtable discussion will also be available via webcast on the Commission’s Web site at www.sec.gov. DATES: The roundtable discussion will take place on March 26, 2014. The Commission will accept comments regarding issues addressed at the roundtable until May 2, 2014. ADDRESSES: Comments may be submitted by any of the following methods: SUMMARY: Electronic Comments • Use the Commission’s Internet comment form (https://sec.gov/rules/ other.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number 4– 673 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. All submissions should refer to File Number 4–673. This file number should PO 00000 Frm 00139 Fmt 4703 Sfmt 4703 16071 be included on the subject line if email is used. To help us process and review your comments more efficiently, please only use one method. The Commission will post all comments on the Commission’s Internet Web site (https:// www.sec.gov/rules/other.shtml). Comments are also available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. All comments received will be posted without change; we do not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. FOR FURTHER INFORMATION CONTACT: Cristie March, Senior Special Counsel, Division of Trading and Markets, at 202–551–5574, David Joire, Senior Counsel, Division of Investment Management, at 202–551–6866, or Jennifer Riegel, Senior Special Counsel, Division of Corporation Finance, at 202– 551–3575, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549. By the Commission. Dated: March 19, 2014. Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2014–06336 Filed 3–21–14; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, March 27, 2014 at 10:30 a.m. Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed Meeting. Certain staff members who have an interest in the matters also may be present. The General Counsel of the Commission, or her designee, has certified that, in her opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the scheduled matter at the Closed Meeting. Commissioner Piwowar, as duty officer, voted to consider the items listed for the Closed Meeting in closed session. E:\FR\FM\24MRN1.SGM 24MRN1

Agencies

[Federal Register Volume 79, Number 56 (Monday, March 24, 2014)]
[Notices]
[Page 16071]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-06336]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 33-9562; 34-71742; IA-3799; File No. 4-673]


Cybersecurity Roundtable

AGENCY: Securities and Exchange Commission.

ACTION: Notice of roundtable discussion; request for comment.

-----------------------------------------------------------------------

SUMMARY: The Securities and Exchange Commission will host a 
cybersecurity roundtable. Roundtable panelists will discuss the 
cybersecurity landscape and cybersecurity issues faced by exchanges and 
other key market systems, broker-dealers, investment advisers, transfer 
agents, and public companies. Panelists also will be invited to discuss 
industry and public-private sector coordination efforts relating to 
assessing and responding to cybersecurity issues.
    The roundtable discussion will be held in the auditorium of the 
Securities and Exchange Commission headquarters at 100 F Street NE., 
Washington, DC on March 26, 2014 from 9:30 a.m. to approximately 3:00 
p.m. The public is invited to observe the roundtable discussion. 
Seating will be available on a first-come, first-serve basis. The 
roundtable discussion will also be available via webcast on the 
Commission's Web site at www.sec.gov.

DATES: The roundtable discussion will take place on March 26, 2014. The 
Commission will accept comments regarding issues addressed at the 
roundtable until May 2, 2014.

ADDRESSES: Comments may be submitted by any of the following methods:

Electronic Comments

     Use the Commission's Internet comment form (https://sec.gov/rules/other.shtml); or
     Send an email to rule-comments@sec.gov. Please include 
File Number 4-673 on the subject line.

Paper Comments

     Send paper comments in triplicate to Secretary, Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.

All submissions should refer to File Number 4-673. This file number 
should be included on the subject line if email is used. To help us 
process and review your comments more efficiently, please only use one 
method. The Commission will post all comments on the Commission's 
Internet Web site (https://www.sec.gov/rules/other.shtml). Comments are 
also available for Web site viewing and printing in the Commission's 
Public Reference Room, 100 F Street NE., Washington, DC 20549, on 
official business days between the hours of 10:00 a.m. and 3:00 p.m. 
All comments received will be posted without change; we do not edit 
personal identifying information from submissions. You should submit 
only information that you wish to make available publicly.

FOR FURTHER INFORMATION CONTACT: Cristie March, Senior Special Counsel, 
Division of Trading and Markets, at 202-551-5574, David Joire, Senior 
Counsel, Division of Investment Management, at 202-551-6866, or 
Jennifer Riegel, Senior Special Counsel, Division of Corporation 
Finance, at 202-551-3575, Securities and Exchange Commission, 100 F 
Street NE., Washington, DC 20549.

    By the Commission.

    Dated: March 19, 2014.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-06336 Filed 3-21-14; 8:45 am]
BILLING CODE 8011-01-P
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