Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Its Rules by Revising the Order of Priority of Bids and Offers When Executing Orders in Open Outcry, 16072 [2014-06303]
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Federal Register / Vol. 79, No. 56 / Monday, March 24, 2014 / Notices
The subject matter of the Closed
Meeting will be: Institution and
settlement of injunctive actions;
institution and settlement of
administrative proceedings;
adjudicatory matters; and other matters
relating to enforcement proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact the Office of the Secretary at
(202) 551–5400.
Dated: March 20, 2014.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–06523 Filed 3–20–14; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a cybersecurity
roundtable on March 26, 2014 from 9:30
a.m. to 3:00 p.m.
Roundtable panelists will discuss the
cybersecurity landscape and
cybersecurity issues faced by exchanges
and other key market systems, brokerdealers, investment advisers, transfer
agents, and public companies. Panelists
also will be invited to discuss industry
and public-private sector coordination
efforts relating to assessing and
responding to cybersecurity issues.
The roundtable discussion will be
held at SEC headquarters at 100 F Street
NE., in Washington, DC. The roundtable
will be webcast on the Commission’s
Web site at www.sec.gov and will be
archived for later viewing. Seating for
the public will be available.
For further information, please
contact: The Office of the Secretary at
(202) 551–5400.
Dated: March 19, 2014.
Kevin M. O’Neill,
Deputy Secretary.
WREIER-AVILES on DSK5TPTVN1PROD with NOTICES
[FR Doc. 2014–06467 Filed 3–20–14; 11:15 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Closed Meeting.
100 F Street NE., Washington,
STATUS:
PLACE:
DC.
DATE AND TIME OF PREVIOUSLY ANNOUNCED
MEETING: March 20, 2014 at 2:00 p.m.
Additional Item.
The following matter will also be
considered during the 2:00 p.m. Closed
Meeting scheduled for Thursday, March
20: An adjudicatory matter.
The General Counsel of the
Commission, or her designee, has
certified that, in her opinion, one or
more of the exemptions as set forth in
5 U.S.C. 552b(c)(2) and (6) and 17 CFR
200.402(a)(2) and (6), permit
consideration of the scheduled matter at
the Closed Meeting.
Commissioner Piwowar, as duty
officer, voted to consider the item listed
for the Closed Meeting in closed
session, and determined that no earlier
notice thereof was possible.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items. For further
information and to ascertain what, if
any, matters have been added, deleted
or postponed, please contact the Office
of the Secretary at (202) 551–5400.
CHANGE IN THE MEETING:
Dated: March 19, 2014.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–06466 Filed 3–20–14; 11:15 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–71733; File No. SR–
NYSEArca–2014–04]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Designation of
Longer Period for Commission Action
on Proposed Rule Change To Amend
Its Rules by Revising the Order of
Priority of Bids and Offers When
Executing Orders in Open Outcry
March 18, 2014.
On January 15, 2014, NYSE Arca, Inc.
(‘‘NYSE Arca’’ or ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to amend its rules by revising
the order of priority of bids and offers
when executing orders in open outcry.
The proposed rule change was
published for comment in the Federal
Register on February 3, 2014.3 The
Sunshine Act Meeting
Federal Register Citation of Previous
Announcement: [79 FR 15163, March
18, 2014]
VerDate Mar<15>2010
14:29 Mar 21, 2014
Jkt 232001
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 71425
(January 28, 2014), 79 FR 6258.
2 17
PO 00000
Frm 00140
Fmt 4703
Sfmt 9990
Commission received nine comment
letters from seven commenters.4
Section 19(b)(2) of the Act 5 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether these
proposed rule changes should be
disapproved. The 45th day for this filing
is March 20, 2014.
The Commission is extending the 45day time period for Commission action
on the proposed rule change. The
Commission finds that it is appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider and take action on the
Exchange’s proposed rule change.
Accordingly, pursuant to Section
19(b)(2)(A)(ii)(I) of the Act 6 and for the
reasons stated above, the Commission
designates May 2, 2014, as the date by
which the Commission should either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change
(File No. SR–NYSEArca–2014–04).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–06303 Filed 3–21–14; 8:45 am]
BILLING CODE 8011–01–P
4 See Letter from Darren Story, dated January 29,
2014 (‘‘Story Letter’’); Letter from Abraham Kohen,
AK FE Consultants, dated January 31, 2014 (‘‘Kohen
Letter I’’); Letter from David Spack, Chief
Compliance Officer, Casey Securities, LLC, dated
February 3, 2014 (‘‘Casey Letter’’); Letter from
Abraham Kohen, AK FE Consultants, dated
February 4, 2014 (‘‘Kohen Letter II’’); Letter from
Angel Alvira, dated February 12, 2014 (‘‘Alvira
Letter’’); Letter from Donald Hart, dated February
12, 2014 (‘‘Hart Letter I’’); Letter from Doug
Patterson, Chief Compliance Officer, Cutler Group,
LP, dated February 13, 2014 (‘‘Cutler Letter’’); Letter
from Donald Hart, dated February 18, 2014 (‘‘Hart
Letter II’’); and Letter from Gerald D. O’Connell,
Chief Regulatory Officer, Susquehanna
International Group, LLP, dated March 14, 2014
(‘‘SIG Letter’’).
5 15 U.S.C. 78s(b)(2).
6 15 U.S.C. 78s(b)(2)(A)(ii)(I).
7 17 CFR 200.30–3(a)(31).
E:\FR\FM\24MRN1.SGM
24MRN1
Agencies
[Federal Register Volume 79, Number 56 (Monday, March 24, 2014)]
[Notices]
[Page 16072]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-06303]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-71733; File No. SR-NYSEArca-2014-04]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of
Designation of Longer Period for Commission Action on Proposed Rule
Change To Amend Its Rules by Revising the Order of Priority of Bids and
Offers When Executing Orders in Open Outcry
March 18, 2014.
On January 15, 2014, NYSE Arca, Inc. (``NYSE Arca'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to amend its rules by revising the order of
priority of bids and offers when executing orders in open outcry. The
proposed rule change was published for comment in the Federal Register
on February 3, 2014.\3\ The Commission received nine comment letters
from seven commenters.\4\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 71425 (January 28,
2014), 79 FR 6258.
\4\ See Letter from Darren Story, dated January 29, 2014
(``Story Letter''); Letter from Abraham Kohen, AK FE Consultants,
dated January 31, 2014 (``Kohen Letter I''); Letter from David
Spack, Chief Compliance Officer, Casey Securities, LLC, dated
February 3, 2014 (``Casey Letter''); Letter from Abraham Kohen, AK
FE Consultants, dated February 4, 2014 (``Kohen Letter II''); Letter
from Angel Alvira, dated February 12, 2014 (``Alvira Letter'');
Letter from Donald Hart, dated February 12, 2014 (``Hart Letter
I''); Letter from Doug Patterson, Chief Compliance Officer, Cutler
Group, LP, dated February 13, 2014 (``Cutler Letter''); Letter from
Donald Hart, dated February 18, 2014 (``Hart Letter II''); and
Letter from Gerald D. O'Connell, Chief Regulatory Officer,
Susquehanna International Group, LLP, dated March 14, 2014 (``SIG
Letter'').
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \5\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether these proposed rule changes should be disapproved.
The 45th day for this filing is March 20, 2014.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission is extending the 45-day time period for Commission
action on the proposed rule change. The Commission finds that it is
appropriate to designate a longer period within which to take action on
the proposed rule change so that it has sufficient time to consider and
take action on the Exchange's proposed rule change.
Accordingly, pursuant to Section 19(b)(2)(A)(ii)(I) of the Act \6\
and for the reasons stated above, the Commission designates May 2,
2014, as the date by which the Commission should either approve or
disapprove, or institute proceedings to determine whether to
disapprove, the proposed rule change (File No. SR-NYSEArca-2014-04).
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78s(b)(2)(A)(ii)(I).
\7\ 17 CFR 200.30-3(a)(31).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-06303 Filed 3-21-14; 8:45 am]
BILLING CODE 8011-01-P