Trilliant Exploration Corp.; Order of Suspension of Trading, 12261 [2014-04815]
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Federal Register / Vol. 79, No. 42 / Tuesday, March 4, 2014 / Notices
the Shares in all trading sessions and to
deter and detect violations of Exchange
rules and applicable federal securities
laws.
(4) Prior to the commencement of
trading, the Exchange will inform its
Equity Trading Permit (‘‘ETP’’) Holders
in an Information Bulletin of the special
characteristics and risks associated with
trading the Shares. Specifically, the
Information Bulletin will discuss the
following: (a) The procedures for
purchases and redemptions of Shares in
Creation Units (and that Shares are not
individually redeemable); (b) NYSE
Arca Equities Rule 9.2(a), which
imposes a duty of due diligence on its
ETP Holders to learn the essential facts
relating to every customer prior to
trading the Shares; (c) the risks involved
in trading the Shares during the
Opening and Late Trading Sessions
when an updated Portfolio Indicative
Value will not be calculated or publicly
disseminated; (d) how information
regarding the Portfolio Indicative Value
is disseminated; (e) the requirement that
ETP Holders deliver a prospectus to
investors purchasing newly issued
Shares prior to or concurrently with the
confirmation of a transaction; and (f)
trading information.
(5) For initial and/or continued
listing, each Fund will be in compliance
with Rule 10A–3 under the Exchange
Act,30 as provided by NYSE Arca
Equities Rule 5.3.
(6) Each Fund may hold up to an
aggregate amount of 15% of its net
assets in illiquid assets (calculated at
the time of investment), including Rule
144A securities deemed illiquid by the
Adviser, consistent with Commission
guidance.
(7) A minimum of 100,000 Shares of
each Fund will be outstanding at the
commencement of trading on the
Exchange.
(8) With respect to each of the Funds,
such Fund’s investments will be
consistent with the Fund’s investment
objective. Investments in derivative
instruments by the Funds will be made
in accordance with the 1940 Act and
consistent with each Fund’s investment
objective and policies. To limit the
potential risk associated with
transactions in derivatives, the Funds
will segregate or ‘‘earmark’’ assets
determined to be liquid by the Adviser
in accordance with procedures
established by the Trust’s Board and in
accordance with the 1940 Act (or, as
permitted by applicable regulation,
enter into certain offsetting positions) to
cover its obligations under derivative
instruments.
(9) The Funds will not invest in
equity securities other than convertible
securities and securities issued by other
investment companies, including
money market funds and ETFs. The
Funds will not invest in non-U.S. equity
securities. The Funds will not invest in
leveraged or leveraged inverse ETFs.
This approval order is based on all of
the Exchange’s representations and
description of the Funds, including
those set forth above and in the Notice.
For the foregoing reasons, the
Commission finds that the proposed
rule change is consistent with Section
6(b)(5) of the Act 31 and the rules and
regulations thereunder applicable to a
national securities exchange.
CFR 240.10A–3.
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Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange
Act of 1934, that trading in the
securities of the above-listed company is
suspended for the period from 9:30 a.m.
EST on February 28, 2014, through
11:59 p.m. EDT on March 13, 2014.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2014–04815 Filed 2–28–14; 11:15 am]
BILLING CODE 8011–01–P
DEPARTMENT OF STATE
[Public Notice 8650]
IV. Conclusion
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act,32 that the
proposed rule change (SR–NYSEArca2013–135) be, and it hereby is,
approved.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.33
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–04682 Filed 3–3–14; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
Trilliant Exploration Corp.; Order of
Suspension of Trading
February 28, 2014.
It appears to the Securities and
Exchange Commission that there is a
lack of complete and accurate
information concerning the securities of
Trilliant Exploration Corp. (‘‘Trilliant’’)
because of questions that have been
raised about the accuracy and reliability
of publicly available information
concerning, among other things,
Trilliant’s financial condition. Trilliant
was a Nevada corporation based in New
York, New York, whose corporate status
was revoked in January 2013. Its
securities are quoted on OTC Link
(previously ‘‘Pink Sheets’’) operated by
OTC Markets Group, Inc. under the
ticker symbol ‘‘TTXP.’’
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
company.
31 15
U.S.C. 78f(b)(5).
U.S.C. 78s(b)(2).
33 17 CFR 200.30–3(a)(12).
32 15
30 17
12261
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Culturally Significant Objects Imported
for Exhibition Determinations: ‘‘Taras
Shevchenko: Poet, Artist, Icon’’
Notice is hereby given of the
following determinations: Pursuant to
the authority vested in me by the Act of
October 19, 1965 (79 Stat. 985; 22 U.S.C.
2459), Executive Order 12047 of March
27, 1978, the Foreign Affairs Reform and
Restructuring Act of 1998 (112 Stat.
2681, et seq.; 22 U.S.C. 6501 note, et
seq.), Delegation of Authority No. 234 of
October 1, 1999, and Delegation of
Authority No. 236–3 of August 28, 2000,
I hereby determine that the objects to be
included in the exhibition ‘‘Taras
Shevchenko: Poet, Artist, Icon,’’
imported from abroad for temporary
exhibition within the United States, are
of cultural significance. The objects are
imported pursuant to loan agreements
with the foreign owners or custodians.
I also determine that the exhibition or
display of the exhibit objects at The
Ukrainian Museum, New York, New
York, from on or about March 22, 2014,
until on or about September 28, 2014,
and at possible additional exhibitions or
venues yet to be determined, is in the
national interest. I have ordered that
Public Notice of these Determinations
be published in the Federal Register.
FOR FURTHER INFORMATION CONTACT: For
further information, including a list of
the exhibit objects, contact Paul W.
Manning, Attorney-Adviser, Office of
the Legal Adviser, U.S. Department of
State (telephone: 202–632–6469). The
mailing address is U.S. Department of
State, SA–5, L/PD, Fifth Floor (Suite
5H03), Washington, DC 20522–0505.
SUMMARY:
Dated: February 25, 2014.
Evan Ryan,
Assistant Secretary, Bureau of Educational
and Cultural Affairs, Department of State.
[FR Doc. 2014–04730 Filed 3–3–14; 8:45 am]
BILLING CODE 4710–05–P
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[Federal Register Volume 79, Number 42 (Tuesday, March 4, 2014)]
[Notices]
[Page 12261]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-04815]
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SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
Trilliant Exploration Corp.; Order of Suspension of Trading
February 28, 2014.
It appears to the Securities and Exchange Commission that there is
a lack of complete and accurate information concerning the securities
of Trilliant Exploration Corp. (``Trilliant'') because of questions
that have been raised about the accuracy and reliability of publicly
available information concerning, among other things, Trilliant's
financial condition. Trilliant was a Nevada corporation based in New
York, New York, whose corporate status was revoked in January 2013. Its
securities are quoted on OTC Link (previously ``Pink Sheets'') operated
by OTC Markets Group, Inc. under the ticker symbol ``TTXP.''
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed company.
Therefore, it is ordered, pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that trading in the securities of the
above-listed company is suspended for the period from 9:30 a.m. EST on
February 28, 2014, through 11:59 p.m. EDT on March 13, 2014.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2014-04815 Filed 2-28-14; 11:15 am]
BILLING CODE 8011-01-P
