Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the ETSpreads HY Long Credit Fund, the ETSpreads HY Short Credit Fund, the ETSpreads IG Long Credit Fund and the ETSpreads IG Short Credit Fund Under NYSE Arca Equities Rule 8.600, 12254 [2014-04684]
Download as PDF
12254
Federal Register / Vol. 79, No. 42 / Tuesday, March 4, 2014 / Notices
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
office of CME and on CME’s Web site at
https://www.cmegroup.com/marketregulation/rule-filings.html.
All comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–CME–2014–04 and should
be submitted on or before March 25,
2014.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–04683 Filed 3–3–14; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
tkelley on DSK3SPTVN1PROD with NOTICES
[Release No. 34–71618; File No. SR–
NYSEArca-2013–144]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Designation of a
Longer Period for Commission Action
on a Proposed Rule Change To List
and Trade Shares of the ETSpreads HY
Long Credit Fund, the ETSpreads HY
Short Credit Fund, the ETSpreads IG
Long Credit Fund and the ETSpreads
IG Short Credit Fund Under NYSE Arca
Equities Rule 8.600
1 15
February 26, 2014.
On December 27, 2013, NYSE Arca,
Inc. (‘‘Exchange’’ or ‘‘NYSE Arca’’) filed
12 17
CFR 200.30–3(a)(12).
VerDate Mar<15>2010
19:07 Mar 03, 2014
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’)1 and Rule
19b–4 thereunder,2 a proposed rule
change to list and trade shares of the
ETSpreads HY Long Credit Fund, the
ETSpreads HY Short Credit Fund, the
ETSpreads IG Long Credit Fund and the
ETSpreads IG Short Credit Fund
(collectively, ‘‘Funds’’) under NYSE
Arca Equities Rule 8.600. The proposed
rule change was published for comment
in the Federal Register on January 15,
2014.3 The Commission received no
comment letters on the proposed rule
change.
Section 19(b)(2) of the Act 4 provides
that, within 45 days of the publication
of notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The Commission is
extending this 45-day time period.
The Commission finds that it is
appropriate to designate a longer period
within which to take action on the
proposed rule change so that it has
sufficient time to consider the proposed
rule change. The proposed rule change
would permit the listing and trading of
shares of the Funds, which will invest
substantially all of their assets in
cleared credit default index swaps,
cleared single name credit default
swaps, futures contracts based on credit
default swaps or other similar futures
contracts, and obligations of, or those
guaranteed by, the United States
government with a maturity of less than
six years, money market instruments,
and cash.
Accordingly, the Commission,
pursuant to Section 19(b)(2) of the Act,5
designates April 15, 2014, as the date by
which the Commission should either
approve or disapprove or institute
proceedings to determine whether to
disapprove the proposed rule change
(File Number SR–NYSEArca–2013–
144).
Jkt 232001
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 Securities Exchange Act Release No. 71266
(January 9, 2014), 79 FR 2705 (‘‘Notice’’).
4 15 U.S.C. 78s(b)(2).
5 15 U.S.C. 78s(b)(2).
2 17
PO 00000
Frm 00112
Fmt 4703
Sfmt 4703
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–04684 Filed 3–3–14; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–71616; File No. SR–MSRB–
2013–09]
Self-Regulatory Organizations;
Municipal Securities Rulemaking
Board; Order Granting Approval of
Proposed Rule Change, as Modified by
Amendment No. 1, Consisting of
Amendments to MSRB Rules A–12, on
Initial Fee, G–14, on Reports of Sales
or Purchases, and the Facility for RealTime Transaction Reporting and Price
Dissemination (‘‘RTRS Facility’’);
Deletion of Rules A–14, on Annual Fee,
A–15, on Notification to the Board of
Change in Status or Change of Name
or Address, and G–40, on Electronic
Mail Contacts; Deletion of References
to RTRS Testing Requirements Under
G–14(b)(v), G–14(c), on RTRS
Procedures, and in the RTRS Facility;
Elimination of MSRB Forms RTRS and
G–40, and Adoption of a Single,
Consolidated Electronic Registration
Form, New Form A–12
February 26, 2014.
I. Introduction
On December 24, 2013, the Municipal
Securities Rulemaking Board (the
‘‘MSRB’’ or ‘‘Board’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’ or ‘‘SEC’’), pursuant to
Section 19(b)(1) of the Securities
Exchange Act of 1934 (the ‘‘Act’’) 1 and
Rule 19b–4 thereunder,2 a proposed rule
change consisting of amendments to
MSRB Rules A–12, on initial fee, G–14,
on reports of sales or purchases, and the
Facility for Real-Time Transaction
Reporting and Price Dissemination
(‘‘RTRS Facility’’); deletion of Rules A–
14, on annual fee, A–15, on notification
to the Board of change in status or
change of name or address, and G–40,
on electronic mail contacts; deletion of
references to RTRS Testing
Requirements under G–14(b)(v), G–
14(c), on RTRS Procedures, and in the
RTRS Facility; elimination of MSRB
Forms RTRS and G–40, and adoption of
a single, consolidated electronic
registration form, new Form A–12. On
6 17
CFR 200.30–3(a)(31).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
E:\FR\FM\04MRN1.SGM
04MRN1
Agencies
[Federal Register Volume 79, Number 42 (Tuesday, March 4, 2014)]
[Notices]
[Page 12254]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-04684]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-71618; File No. SR-NYSEArca-2013-144]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of
Designation of a Longer Period for Commission Action on a Proposed Rule
Change To List and Trade Shares of the ETSpreads HY Long Credit Fund,
the ETSpreads HY Short Credit Fund, the ETSpreads IG Long Credit Fund
and the ETSpreads IG Short Credit Fund Under NYSE Arca Equities Rule
8.600
February 26, 2014.
On December 27, 2013, NYSE Arca, Inc. (``Exchange'' or ``NYSE
Arca'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'')\1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to list and trade shares of the ETSpreads HY Long
Credit Fund, the ETSpreads HY Short Credit Fund, the ETSpreads IG Long
Credit Fund and the ETSpreads IG Short Credit Fund (collectively,
``Funds'') under NYSE Arca Equities Rule 8.600. The proposed rule
change was published for comment in the Federal Register on January 15,
2014.\3\ The Commission received no comment letters on the proposed
rule change.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ Securities Exchange Act Release No. 71266 (January 9, 2014),
79 FR 2705 (``Notice'').
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \4\ provides that, within 45 days of
the publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
Commission is extending this 45-day time period.
---------------------------------------------------------------------------
\4\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission finds that it is appropriate to designate a longer
period within which to take action on the proposed rule change so that
it has sufficient time to consider the proposed rule change. The
proposed rule change would permit the listing and trading of shares of
the Funds, which will invest substantially all of their assets in
cleared credit default index swaps, cleared single name credit default
swaps, futures contracts based on credit default swaps or other similar
futures contracts, and obligations of, or those guaranteed by, the
United States government with a maturity of less than six years, money
market instruments, and cash.
Accordingly, the Commission, pursuant to Section 19(b)(2) of the
Act,\5\ designates April 15, 2014, as the date by which the Commission
should either approve or disapprove or institute proceedings to
determine whether to disapprove the proposed rule change (File Number
SR-NYSEArca-2013-144).
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\6\
---------------------------------------------------------------------------
\6\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-04684 Filed 3-3-14; 8:45 am]
BILLING CODE 8011-01-P