Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 7229-7231 [2014-02572]
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Federal Register / Vol. 79, No. 25 / Thursday, February 6, 2014 / Notices
Form number
Annual
responses
Time
(minutes)
Burden
(hours)
G–117A ......................................................................................................................
100
15
25
Additional Information or Comments:
Copies of the forms and supporting
documents can be obtained from Dana
Hickman at (312) 751–4981 or
Dana.Hickman@RRB.GOV.
Comments regarding the information
collection should be addressed to
Charles Mierzwa, Railroad Retirement
Board, 844 North Rush Street, Chicago,
Illinois, 60611–2092 or
Charles.Mierzwa@RRB.GOV and to the
OMB Desk Officer for the RRB, Fax:
202–395–6974, Email address: OIRA_
Submission@omb.eop.gov.
Charles Mierzwa,
Chief of Information Resources Management.
[FR Doc. 2014–02558 Filed 2–5–14; 8:45 am]
BILLING CODE 7905–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–30899]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
mstockstill on DSK4VPTVN1PROD with NOTICES
January 31, 2014.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of January
2014. A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
February 25, 2014, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
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FOR FURTHER INFORMATION CONTACT:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Chief Counsel’s Office, 100 F Street NE.,
Washington, DC 20549–8010.
Brandywine Fund Inc. [File No. 811–
4447]
Nationwide Fund Advisors, investment
adviser to certain other acquiring funds.
Filing Dates: The application was
filed on November 8, 2013, and
amended on December 20, 2013.
Applicant’s Address: 350 California
St., Suite 1600, San Francisco, CA
94104.
Brandywine Blue Fund Inc. [File No.
811–6221]
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. Applicants
transferred their assets to series of
Managers Trust I, and on October 1,
2013, made distributions to their
shareholders based on net asset value.
Expenses of approximately $790,000
incurred in connection with each
reorganization were paid by Friess
Associates, LLC, applicants’ investment
adviser, and Managers Investment
Group LLC, investment adviser to the
surviving fund.
Filing Date: The applications were
filed on December 30, 2013.
Applicant’s Address: P.O. Box 4166,
Greenville, DE 19807.
Dreyfus BASIC U.S. Mortgage
Securities Fund [File No. 811–5074]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On March 5, 2013,
applicant made a final liquidating
distribution to its shareholders based on
net asset value. Expenses of $1,897
incurred in connection with the
reorganization were paid by The
Dreyfus Corporation, applicant’s
investment adviser.
Filing Date: The application was filed
on January 15, 2014.
Applicant’s Address: c/o The Dreyfus
Corporation, 200 Park Ave., New York,
NY 10166.
Oracle Family of Funds [File No. 811–
22423]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On August 31,
2013, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $7,610
incurred in connection with the
liquidation were paid by applicant.
Filing Dates: The application was
filed on November 21, 2013, and
amended on January 2, 2014.
Applicant’s Address: 182 Island Blvd.
FL, Fox Island, WA 98333.
BlackRock Strategic Bond Trust [File
No. 811–10635]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Applicants
transferred their assets to BlackRock
Debt Strategies Fund, Inc., and on
December 9, 2013, made final
distributions to their shareholders based
on net asset value. Expenses of $414,580
incurred in connection with BlackRock
Senior High Income Fund, Inc.’s
reorganization were paid by BlackRock
Advisors, LLC, applicant’s investment
adviser. Expenses of $332,180 incurred
in connection with BlackRock Strategic
Bond Trust’s reorganization were paid
by applicant.
Filing Date: The applications were
filed on December 17, 2013.
Applicant’s Address: 100 Bellevue
Pkwy., Wilmington, DE 19809.
HighMark Funds [File No. 811–5059]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant’s series
either liquidated or transferred their
assets to corresponding series of
California Daily Tax Free Income Fund,
Inc., Daily Income Fund, and
Nationwide Mutual Funds, and on
September 16, 2013, made a final
distribution to shareholders based on
net asset value. Expenses of $2,724,000
incurred in connection with the
reorganization were paid by HighMark
Capital Management, Inc., applicant’s
investment adviser, Reich & Tang Asset
Management, LLC, investment adviser
to certain acquiring funds, and
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BlackRock Senior High Income Fund,
Inc. [File No. 811–7456]
BlackRock Alternatives Allocation
Master Portfolio LLC [File No. 811–
22672]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant is not
presently making an offering of its
securities and does not propose to make
any offering of its securities. The fund
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Federal Register / Vol. 79, No. 25 / Thursday, February 6, 2014 / Notices
only has five beneficial owners and will
continue to operate as a private
investment fund in reliance on section
3(c)(1) of the Act until its remaining
assets are liquidated.
Filing Date: The application was filed
on December 12, 2013.
Applicant’s Address: 100 Bellevue
Pkwy., Wilmington, DE 19809.
Nuveen Tax-Advantaged Floating Rate
Fund [File No. 811–21705]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On June 27, 2012,
applicant made a liquidating
distribution to its shareholders, based
on net asset value. Applicant incurred
no expenses in connection with the
liquidation.
Filing Date: The application was filed
on December 20, 2013.
Applicant’s Address: 333 West
Wacker Dr., Chicago, IL 60606.
Global Income & Currency Fund Inc.
[File No. 811–21791]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred its assets to Nuveen
Diversified Currency Opportunities
Fund, and on December 10, 2012, made
a distribution to its shareholders based
on net asset value. Expenses of $332,009
incurred in connection with the
reorganization were paid by applicant.
Filing Date: The application was filed
on December 20, 2013.
Applicant’s Address: 333 West
Wacker Dr., Chicago, IL 60606.
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MLP & Strategic Equity Fund Inc. [File
No. 811–22040]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred its assets to Nuveen Energy
MLP Total Return Fund, and on August
27, 2012, made a distribution to its
shareholders based on net asset value.
Expenses of $542,215 incurred in
connection with the reorganization were
paid by applicant and the acquiring
fund.
Filing Date: The application was filed
on December 20, 2013.
Applicant’s Address: 333 West
Wacker Dr., Chicago, IL 60606.
RiverSource International Managers
Series, Inc. [File No. 811–10427]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred its assets to series of
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Columbia Acorn Trust, and on August 9,
2011, made a distribution to
shareholders based on net asset value.
Expenses of $74,370 incurred in
connection with the reorganization were
paid by Columbia Management
Investment Advisers, LLC, applicant’s
investment adviser and its affiliates.
Filing Date: The application was filed
on December 5, 2013.
Applicant’s Address: 901 Marquette
Ave. South, Suite 2810, Minneapolis,
MN 55402–3268.
Selected Capital Preservation Trust
[File No. 811–5240]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred its asset to Davis
Government Money Market Fund, a
series of Davis Series, Inc., and on
December 16, 2013, made a distribution
to its shareholders based on net asset
value. Expenses of approximately
$28,432 incurred in connection with the
reorganization were paid by applicant
and its investment adviser, Davis
Selected Advisers, L.P.
Filing Date: The application was filed
on December 19, 2013.
Applicant’s Address: 2949 East El
Vira Rd., Suite 101, Tucson, AZ 85756.
RiverSource Investment Series, Inc.
[File No. 811–54]
RiverSource Special Tax-Exempt Series
Trust [File No. 811–4647]
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. Applicants
transferred their assets to series of
Columbia Funds Series Trust I, and on
April 5, 2011, and May 31, 2011,
respectively, made distributions to their
shareholders based on net asset value.
Expenses of $241,116 and
approximately $44,944, respectively,
incurred in connection with the
reorganization were paid by Columbia
Management Investment Advisers, LLC,
investment adviser to each applicant,
and its affiliates.
Filing Date: The applications were
filed on December 5, 2013.
Applicant’s Address: 901 Marquette
Ave. South, Suite 2810, Minneapolis,
MN 55402–3268.
RiverSource Income Series, Inc. [File
No. 811–499]
RiverSource Global Series, Inc. [File
No. 811–5696]
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. Applicants
transferred their assets to series of
Columbia Funds Series Trust II, and on
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April 5, 2011, and May 31, 2011,
respectively, made distributions to their
shareholders based on net asset value.
Expenses of $148,184 and $48,194,
respectively, incurred in connection
with the reorganizations were paid by
applicants and Columbia Management
Investment Advisers, LLC, investment
adviser to each applicant.
Filing Date: The applications were
filed on December 5, 2013.
Applicant’s Address: 901 Marquette
Ave. South, Suite 2810, Minneapolis,
MN 55402–3268.
RiverSource Tax-Exempt Income
Series, Inc. [File No. 811–2901]
RiverSource Strategic Allocation
Series, Inc. [File No. 811–4133]
RiverSource Managers Series, Inc. [File
No. 811–10321]
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. Applicants
transferred their assets to series of
Columbia Funds Series Trust I, and on
May 31, 2011, May 31, 2011, and April
5, 2011, respectively, made final
distributions to their shareholders based
on net asset value. Expenses of
$274,452, $101,298 and $216,962,
respectively, incurred in connection
with the reorganizations were paid by
applicants and Columbia Management
Investment Advisers, LLC, investment
adviser to each applicant.
Filing Date: The applications were
filed on December 5, 2013.
Applicant’s Address: 901 Marquette
Ave. South, Suite 2810, Minneapolis,
MN 55402–3268.
Nuveen Georgia Premium Income
Municipal Fund [File No. 811–7614]
Nuveen Georgia Dividend Advantage
Municipal Fund [File No. 811–10351]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Each applicant
transferred its assets to Nuveen Georgia
Dividend Advantage Municipal Fund 2,
and on July 9, 2012, made distributions
to its shareholders based on net asset
value. Aggregate expenses of $461,941
incurred in connection with the
reorganizations were allocated among
applicants and the acquiring fund.
Filing Date: The applications were
filed on December 20, 2013.
Applicant’s Address: 333 West
Wacker Dr., Chicago, IL 60606.
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Nuveen Virginia Dividend Advantage
Municipal Fund [File No. 811–9469]
Nuveen Virginia Dividend Advantage
Municipal Fund 2 [File No. 811–10523]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Each applicant
transferred its assets to Nuveen Virginia
Premium Income Municipal Fund, and
on August 6, 2012, made distributions
to its shareholders based on net asset
value. Aggregate expenses of $385,970
incurred in connection with the
reorganizations were allocated among
applicants and the acquiring fund.
Filing Date: The applications were
filed on December 20, 2013.
Applicant’s Address: 333 West
Wacker Dr., Chicago, IL 60606.
Nuveen Insured California Premium
Income Municipal Fund Inc. [File No.
811–6620]
Nuveen Insured California Premium
Income Municipal Fund 2 Inc. [File No.
811–7492
Nuveen Insured California Dividend
Advantage Municipal Fund [File No.
811–9449]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Each applicant
transferred its assets to Nuveen
California AMT-Free Municipal Income
Fund, and on May 4, 2012, applicants
made distributions to their shareholders
based on net asset value. Aggregate
expenses of $1,076,339 incurred in
connection with the reorganizations
were allocated among applicants and
the acquiring fund.
Filing Date: The applications were
filed on December 20, 2013.
Applicant’s Address: 333 West
Wacker Dr., Chicago, IL 60606.
Nuveen Connecticut Dividend
Advantage Municipal Fund [File No.
811–9465]
Nuveen Connecticut Dividend
Advantage Municipal Fund 2 [File No.
811–21033]
mstockstill on DSK4VPTVN1PROD with NOTICES
Nuveen Connecticut Dividend
Advantage Municipal Fund 3 [File No.
811–21154]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Applicants
transferred their assets to Nuveen
Connecticut Premium Income
Municipal Fund, and on July 9, 2012,
made distributions to their shareholders
based on net asset value. Aggregate
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expenses of $520,574 incurred in
connection with the reorganizations
were allocated among applicants and
the acquiring fund.
Filing Date: The applications were
filed on December 20, 2013.
Applicant’s Address: 333 West
Wacker Dr., Chicago, IL 60606.
Nuveen Maryland Dividend Advantage
Municipal Fund [File No. 811–9471]
Nuveen Maryland Dividend Advantage
Municipal Fund 2 [File No. 811–10349]
Nuveen Maryland Dividend Advantage
Municipal Fund 3 [File No. 811–21153]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Applicants
transferred their assets to Nuveen
Maryland Premium Income Municipal
Fund, and on August 6, 2012, made
distributions to their shareholders based
on net asset value. Aggregate expenses
of $455,433 incurred in connection with
the reorganizations were allocated
among applicants and the acquiring
fund.
Filing Date: The applications were
filed on December 20, 2013.
Applicant’s Address: 333 West
Wacker Dr., Chicago, IL 60606.
Nuveen North Carolina Dividend
Advantage Municipal Fund [File No.
811–9461]
Nuveen North Carolina Dividend
Advantage Municipal Fund 2 [File No.
811–10525]
Nuveen North Carolina Dividend
Advantage Municipal Fund 3 [File No.
811–21158]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Applicants
transferred their assets to Nuveen North
Carolina Premium Income Municipal
Fund, and on July 9, 2012, applicants
made distributions to their shareholders
based on net asset value. Aggregate
expenses of $559,890 incurred in
connection with the reorganizations
were allocated among applicants and
the acquiring fund.
Filing Date: The applications were
filed on December 20, 2013.
Applicant’s Address: 333 West
Wacker Dr., Chicago, IL 60606.
Nuveen New York Dividend Advantage
Municipal Fund 3 [File No. 811–10447]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never had any shareholders and does
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7231
not propose to engage in business of any
kind other than as necessary to wind up
its affairs.
Filing Date: The application was filed
on December 20, 2013.
Applicant’s Address: 333 West
Wacker Dr., Chicago, IL 60606.
JPMorgan Value Opportunities Fund
Inc. [File No. 811–4321]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred its assets to JPMorgan Large
Cap Value Fund, a series of JP Morgan
Trust II, and on October 18, 2013, made
a distribution to its shareholders based
on net asset value. Expenses of
approximately $288,593 incurred in
connection with the reorganization were
reimbursed by JP Morgan Investment
Management, Inc., investment adviser to
applicant.
Filing Date: The application was filed
on January 15, 2014.
Applicant’s Address: 270 Park Ave.,
New York, NY 10017.
RiverSource Sector Series, Inc. [File
No. 811–5522]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred its assets to Columbia Real
Estate Equity Fund, a series of Columbia
Funds Series Trust I, and on March 24,
2011, made a distribution to its
shareholders based on net asset value.
Expenses of $77,516 incurred in
connection with the reorganization were
paid by applicant and Columbia
Investment Advisers, LLC, applicant’s
investment adviser.
Filing Dates: The application was
filed on December 5, 2013.
Applicant’s Address: 901 Marquette
Ave. South, Suite 2810, Minneapolis,
MN 55402–3268.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–02572 Filed 2–5–14; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
30901; File No. 812–14224]
T. Rowe Price Global Allocation Fund,
Inc. et al.; Notice of Application
January 31, 2014.
Securities and Exchange
Commission (‘‘Commission’’).
AGENCY:
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]]>Agencies
[Federal Register Volume 79, Number 25 (Thursday, February 6, 2014)]
[Notices]
[Pages 7229-7231]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-02572]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-30899]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
January 31, 2014.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
January 2014. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on February 25, 2014, and
should be accompanied by proof of service on the applicant, in the form
of an affidavit or, for lawyers, a certificate of service. Hearing
requests should state the nature of the writer's interest, the reason
for the request, and the issues contested. Persons who wish to be
notified of a hearing may request notification by writing to the
Secretary, U.S. Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE., Washington, DC 20549-8010.
Brandywine Fund Inc. [File No. 811-4447]
Brandywine Blue Fund Inc. [File No. 811-6221]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. Applicants transferred their assets to
series of Managers Trust I, and on October 1, 2013, made distributions
to their shareholders based on net asset value. Expenses of
approximately $790,000 incurred in connection with each reorganization
were paid by Friess Associates, LLC, applicants' investment adviser,
and Managers Investment Group LLC, investment adviser to the surviving
fund.
Filing Date: The applications were filed on December 30, 2013.
Applicant's Address: P.O. Box 4166, Greenville, DE 19807.
Oracle Family of Funds [File No. 811-22423]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On August 31, 2013, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $7,610 incurred in connection with the liquidation were
paid by applicant.
Filing Dates: The application was filed on November 21, 2013, and
amended on January 2, 2014.
Applicant's Address: 182 Island Blvd. FL, Fox Island, WA 98333.
HighMark Funds [File No. 811-5059]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant's series either liquidated or
transferred their assets to corresponding series of California Daily
Tax Free Income Fund, Inc., Daily Income Fund, and Nationwide Mutual
Funds, and on September 16, 2013, made a final distribution to
shareholders based on net asset value. Expenses of $2,724,000 incurred
in connection with the reorganization were paid by HighMark Capital
Management, Inc., applicant's investment adviser, Reich & Tang Asset
Management, LLC, investment adviser to certain acquiring funds, and
Nationwide Fund Advisors, investment adviser to certain other acquiring
funds.
Filing Dates: The application was filed on November 8, 2013, and
amended on December 20, 2013.
Applicant's Address: 350 California St., Suite 1600, San Francisco,
CA 94104.
Dreyfus BASIC U.S. Mortgage Securities Fund [File No. 811-5074]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On March 5, 2013, applicant made a final
liquidating distribution to its shareholders based on net asset value.
Expenses of $1,897 incurred in connection with the reorganization were
paid by The Dreyfus Corporation, applicant's investment adviser.
Filing Date: The application was filed on January 15, 2014.
Applicant's Address: c/o The Dreyfus Corporation, 200 Park Ave.,
New York, NY 10166.
BlackRock Senior High Income Fund, Inc. [File No. 811-7456]
BlackRock Strategic Bond Trust [File No. 811-10635]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company.
Applicants transferred their assets to BlackRock Debt Strategies Fund,
Inc., and on December 9, 2013, made final distributions to their
shareholders based on net asset value. Expenses of $414,580 incurred in
connection with BlackRock Senior High Income Fund, Inc.'s
reorganization were paid by BlackRock Advisors, LLC, applicant's
investment adviser. Expenses of $332,180 incurred in connection with
BlackRock Strategic Bond Trust's reorganization were paid by applicant.
Filing Date: The applications were filed on December 17, 2013.
Applicant's Address: 100 Bellevue Pkwy., Wilmington, DE 19809.
BlackRock Alternatives Allocation Master Portfolio LLC [File No. 811-
22672]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant is
not presently making an offering of its securities and does not propose
to make any offering of its securities. The fund
[[Page 7230]]
only has five beneficial owners and will continue to operate as a
private investment fund in reliance on section 3(c)(1) of the Act until
its remaining assets are liquidated.
Filing Date: The application was filed on December 12, 2013.
Applicant's Address: 100 Bellevue Pkwy., Wilmington, DE 19809.
Nuveen Tax-Advantaged Floating Rate Fund [File No. 811-21705]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On June 27,
2012, applicant made a liquidating distribution to its shareholders,
based on net asset value. Applicant incurred no expenses in connection
with the liquidation.
Filing Date: The application was filed on December 20, 2013.
Applicant's Address: 333 West Wacker Dr., Chicago, IL 60606.
Global Income & Currency Fund Inc. [File No. 811-21791]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant
transferred its assets to Nuveen Diversified Currency Opportunities
Fund, and on December 10, 2012, made a distribution to its shareholders
based on net asset value. Expenses of $332,009 incurred in connection
with the reorganization were paid by applicant.
Filing Date: The application was filed on December 20, 2013.
Applicant's Address: 333 West Wacker Dr., Chicago, IL 60606.
MLP & Strategic Equity Fund Inc. [File No. 811-22040]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant
transferred its assets to Nuveen Energy MLP Total Return Fund, and on
August 27, 2012, made a distribution to its shareholders based on net
asset value. Expenses of $542,215 incurred in connection with the
reorganization were paid by applicant and the acquiring fund.
Filing Date: The application was filed on December 20, 2013.
Applicant's Address: 333 West Wacker Dr., Chicago, IL 60606.
RiverSource International Managers Series, Inc. [File No. 811-10427]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant transferred its assets to series of
Columbia Acorn Trust, and on August 9, 2011, made a distribution to
shareholders based on net asset value. Expenses of $74,370 incurred in
connection with the reorganization were paid by Columbia Management
Investment Advisers, LLC, applicant's investment adviser and its
affiliates.
Filing Date: The application was filed on December 5, 2013.
Applicant's Address: 901 Marquette Ave. South, Suite 2810,
Minneapolis, MN 55402-3268.
Selected Capital Preservation Trust [File No. 811-5240]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant transferred its asset to Davis
Government Money Market Fund, a series of Davis Series, Inc., and on
December 16, 2013, made a distribution to its shareholders based on net
asset value. Expenses of approximately $28,432 incurred in connection
with the reorganization were paid by applicant and its investment
adviser, Davis Selected Advisers, L.P.
Filing Date: The application was filed on December 19, 2013.
Applicant's Address: 2949 East El Vira Rd., Suite 101, Tucson, AZ
85756.
RiverSource Investment Series, Inc. [File No. 811-54]
RiverSource Special Tax-Exempt Series Trust [File No. 811-4647]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. Applicants transferred their assets to
series of Columbia Funds Series Trust I, and on April 5, 2011, and May
31, 2011, respectively, made distributions to their shareholders based
on net asset value. Expenses of $241,116 and approximately $44,944,
respectively, incurred in connection with the reorganization were paid
by Columbia Management Investment Advisers, LLC, investment adviser to
each applicant, and its affiliates.
Filing Date: The applications were filed on December 5, 2013.
Applicant's Address: 901 Marquette Ave. South, Suite 2810,
Minneapolis, MN 55402-3268.
RiverSource Income Series, Inc. [File No. 811-499]
RiverSource Global Series, Inc. [File No. 811-5696]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. Applicants transferred their assets to
series of Columbia Funds Series Trust II, and on April 5, 2011, and May
31, 2011, respectively, made distributions to their shareholders based
on net asset value. Expenses of $148,184 and $48,194, respectively,
incurred in connection with the reorganizations were paid by applicants
and Columbia Management Investment Advisers, LLC, investment adviser to
each applicant.
Filing Date: The applications were filed on December 5, 2013.
Applicant's Address: 901 Marquette Ave. South, Suite 2810,
Minneapolis, MN 55402-3268.
RiverSource Tax-Exempt Income Series, Inc. [File No. 811-2901]
RiverSource Strategic Allocation Series, Inc. [File No. 811-4133]
RiverSource Managers Series, Inc. [File No. 811-10321]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. Applicants transferred their assets to
series of Columbia Funds Series Trust I, and on May 31, 2011, May 31,
2011, and April 5, 2011, respectively, made final distributions to
their shareholders based on net asset value. Expenses of $274,452,
$101,298 and $216,962, respectively, incurred in connection with the
reorganizations were paid by applicants and Columbia Management
Investment Advisers, LLC, investment adviser to each applicant.
Filing Date: The applications were filed on December 5, 2013.
Applicant's Address: 901 Marquette Ave. South, Suite 2810,
Minneapolis, MN 55402-3268.
Nuveen Georgia Premium Income Municipal Fund [File No. 811-7614]
Nuveen Georgia Dividend Advantage Municipal Fund [File No. 811-10351]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company. Each
applicant transferred its assets to Nuveen Georgia Dividend Advantage
Municipal Fund 2, and on July 9, 2012, made distributions to its
shareholders based on net asset value. Aggregate expenses of $461,941
incurred in connection with the reorganizations were allocated among
applicants and the acquiring fund.
Filing Date: The applications were filed on December 20, 2013.
Applicant's Address: 333 West Wacker Dr., Chicago, IL 60606.
[[Page 7231]]
Nuveen Virginia Dividend Advantage Municipal Fund [File No. 811-9469]
Nuveen Virginia Dividend Advantage Municipal Fund 2 [File No. 811-
10523]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company. Each
applicant transferred its assets to Nuveen Virginia Premium Income
Municipal Fund, and on August 6, 2012, made distributions to its
shareholders based on net asset value. Aggregate expenses of $385,970
incurred in connection with the reorganizations were allocated among
applicants and the acquiring fund.
Filing Date: The applications were filed on December 20, 2013.
Applicant's Address: 333 West Wacker Dr., Chicago, IL 60606.
Nuveen Insured California Premium Income Municipal Fund Inc. [File No.
811-6620]
Nuveen Insured California Premium Income Municipal Fund 2 Inc. [File
No. 811-7492
Nuveen Insured California Dividend Advantage Municipal Fund [File No.
811-9449]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company. Each
applicant transferred its assets to Nuveen California AMT-Free
Municipal Income Fund, and on May 4, 2012, applicants made
distributions to their shareholders based on net asset value. Aggregate
expenses of $1,076,339 incurred in connection with the reorganizations
were allocated among applicants and the acquiring fund.
Filing Date: The applications were filed on December 20, 2013.
Applicant's Address: 333 West Wacker Dr., Chicago, IL 60606.
Nuveen Connecticut Dividend Advantage Municipal Fund [File No. 811-
9465]
Nuveen Connecticut Dividend Advantage Municipal Fund 2 [File No. 811-
21033]
Nuveen Connecticut Dividend Advantage Municipal Fund 3 [File No. 811-
21154]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company.
Applicants transferred their assets to Nuveen Connecticut Premium
Income Municipal Fund, and on July 9, 2012, made distributions to their
shareholders based on net asset value. Aggregate expenses of $520,574
incurred in connection with the reorganizations were allocated among
applicants and the acquiring fund.
Filing Date: The applications were filed on December 20, 2013.
Applicant's Address: 333 West Wacker Dr., Chicago, IL 60606.
Nuveen Maryland Dividend Advantage Municipal Fund [File No. 811-9471]
Nuveen Maryland Dividend Advantage Municipal Fund 2 [File No. 811-
10349]
Nuveen Maryland Dividend Advantage Municipal Fund 3 [File No. 811-
21153]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company.
Applicants transferred their assets to Nuveen Maryland Premium Income
Municipal Fund, and on August 6, 2012, made distributions to their
shareholders based on net asset value. Aggregate expenses of $455,433
incurred in connection with the reorganizations were allocated among
applicants and the acquiring fund.
Filing Date: The applications were filed on December 20, 2013.
Applicant's Address: 333 West Wacker Dr., Chicago, IL 60606.
Nuveen North Carolina Dividend Advantage Municipal Fund [File No. 811-
9461]
Nuveen North Carolina Dividend Advantage Municipal Fund 2 [File No.
811-10525]
Nuveen North Carolina Dividend Advantage Municipal Fund 3 [File No.
811-21158]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company.
Applicants transferred their assets to Nuveen North Carolina Premium
Income Municipal Fund, and on July 9, 2012, applicants made
distributions to their shareholders based on net asset value. Aggregate
expenses of $559,890 incurred in connection with the reorganizations
were allocated among applicants and the acquiring fund.
Filing Date: The applications were filed on December 20, 2013.
Applicant's Address: 333 West Wacker Dr., Chicago, IL 60606.
Nuveen New York Dividend Advantage Municipal Fund 3 [File No. 811-
10447]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never had any shareholders and does not propose to engage in business
of any kind other than as necessary to wind up its affairs.
Filing Date: The application was filed on December 20, 2013.
Applicant's Address: 333 West Wacker Dr., Chicago, IL 60606.
JPMorgan Value Opportunities Fund Inc. [File No. 811-4321]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant transferred its assets to JPMorgan
Large Cap Value Fund, a series of JP Morgan Trust II, and on October
18, 2013, made a distribution to its shareholders based on net asset
value. Expenses of approximately $288,593 incurred in connection with
the reorganization were reimbursed by JP Morgan Investment Management,
Inc., investment adviser to applicant.
Filing Date: The application was filed on January 15, 2014.
Applicant's Address: 270 Park Ave., New York, NY 10017.
RiverSource Sector Series, Inc. [File No. 811-5522]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant transferred its assets to Columbia
Real Estate Equity Fund, a series of Columbia Funds Series Trust I, and
on March 24, 2011, made a distribution to its shareholders based on net
asset value. Expenses of $77,516 incurred in connection with the
reorganization were paid by applicant and Columbia Investment Advisers,
LLC, applicant's investment adviser.
Filing Dates: The application was filed on December 5, 2013.
Applicant's Address: 901 Marquette Ave. South, Suite 2810,
Minneapolis, MN 55402-3268.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-02572 Filed 2-5-14; 8:45 am]
BILLING CODE 8011-01-P
