Draft 2014-2018 Strategic Plan for Securities and Exchange Commission, 7239 [2014-02518]

Download as PDF Federal Register / Vol. 79, No. 25 / Thursday, February 6, 2014 / Notices 13. Any transaction fee (including break-up or commitment fees but excluding broker’s fees contemplated by section 17(e) or 57(k) of the Act, as applicable) received in connection with a Co-Investment Transaction will be distributed to the participating applicable Regulated Fund and the CoInvestment Affiliates on a pro rata basis based on the amount they invested or committed, as the case may be, in such Co-Investment Transaction. If any transaction fee is to be held by the Investment Advisers of a Co-Investment Affiliate pending consummation of the transaction, the fee will be deposited into an account maintained by the Investment Advisers of Co-Investment Affiliates at a bank or banks having the qualifications prescribed in section 26(a)(1) of the Act, and the account will earn a competitive rate of interest that will also be divided pro rata between such Fund and the Co-Investment Affiliates based on the amounts they invest in such Co-Investment Transaction. None of the Co-Investment Affiliates, their investment advisers, nor any affiliated person (as defined in the Act) of the Regulated Funds will receive additional compensation or remuneration of any kind as a result of or in connection with a Co-Investment Transaction (other than (a) in the case of Co-Investment Affiliates, the pro rata transaction fees described above and fees or other compensation described in condition 2(c)(iii)(C) and (b) in the case of the Investment Advisers, investment advisory fees paid in accordance with the agreements between such Investment Advisers and the CoInvestment Affiliates). For the Commission, by the Division of Investment Management, under delegated authority. Kevin M. O’Neill, Deputy Secretary. SECURITIES AND EXCHANGE COMMISSION Draft 2014–2018 Strategic Plan for Securities and Exchange Commission Securities and Exchange Commission. ACTION: Request for comment. AGENCY: mstockstill on DSK4VPTVN1PROD with NOTICES Electronic Comments Send an email to PerformancePlanning@sec.gov. CBOE proposes to amend certain of its rules to provide for the listing and trading of options that overlie the CBOE Short-Term Volatility Index (‘‘VXST’’). VXST options would be cash-settled contracts with European-style exercise that expire every week. The text of the proposed rule change is available on the Exchange’s Web site https:// www.cboe.com/AboutCBOE/ CBOELegalRegulatoryHome.aspx), at the Exchange’s Office of the Secretary, and at the Commission. Paper Comments Send paper comments to Vikash Mohan, Program Analyst, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–2521. FOR FURTHER INFORMATION CONTACT: Vikash Mohan, Program Analyst, Office of Financial Management, at (202) 551– 8522, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–2521. SUPPLEMENTARY INFORMATION: The draft strategic plan is available at the Commission’s Web site at https:// www.sec.gov/about/ secstratplan1418.htm or by contacting Vikash Mohan, Program Analyst, Office of Financial Management, at (202) 551– 8522, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–2521. By the Commission. Dated: February 3, 2014. Elizabeth M. Murphy, Secretary. [FR Doc. 2014–02518 Filed 2–5–14; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION January 31, 2014. [Release No. 34–71466] The Securities and Exchange Commission (SEC) is providing notice that it is seeking comments on its draft 2014–2018 Strategic Plan. The draft Strategic Plan includes a draft of the SUMMARY: 18:18 Feb 05, 2014 have been prepared by the selfregulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To List and Trade CBOE Short-Term Volatility Index Options BILLING CODE 8011–01–P VerDate Mar<15>2010 SEC’s mission, vision, values, strategic goals, planned initiatives, and performance goals. DATES: Comments should be received on or before March 10, 2014. ADDRESSES: Comments may be submitted by any of the following methods: [Release No. 34–71458; File No. SR–CBOE– 2014–003] [FR Doc. 2014–02506 Filed 2–5–14; 8:45 am] Jkt 232001 7239 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 notice is hereby given that on January 27, 2014, the Chicago Board Options Exchange, Incorporated (‘‘Exchange’’ or ‘‘CBOE’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items 1 15 2 17 PO 00000 U.S.C. 78s(b)(1). CFR 240.19b–4. Frm 00076 Fmt 4703 Sfmt 4703 I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The purpose of this proposed rule change is to permit the Exchange to list and trade options that overlie the CBOE Short-Term Volatility Index (‘‘VXST’’). VXST options would be cash-settled contracts with European-style exercise that expire every week. The Exchange created the VXST index in response to market demand for an option contract on a short-term volatility index that expires each week. The VXST index is designed to measure investors’ consensus view of future (nine day) expected stock market volatility. The proposed new VXST options would trade alongside existing CBOE Volatility Index (‘‘VIX’’) options (which expire on a monthly basis and measure a 30 day period of implied volatility) and on one Wednesday each month, the Exchange plans to calculate two exercise settlement values based on different S&P 500 index options (one E:\FR\FM\06FEN1.SGM 06FEN1

Agencies

[Federal Register Volume 79, Number 25 (Thursday, February 6, 2014)]
[Notices]
[Page 7239]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-02518]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-71466]


Draft 2014-2018 Strategic Plan for Securities and Exchange 
Commission

AGENCY: Securities and Exchange Commission.

ACTION: Request for comment.

-----------------------------------------------------------------------

SUMMARY: The Securities and Exchange Commission (SEC) is providing 
notice that it is seeking comments on its draft 2014-2018 Strategic 
Plan. The draft Strategic Plan includes a draft of the SEC's mission, 
vision, values, strategic goals, planned initiatives, and performance 
goals.

DATES: Comments should be received on or before March 10, 2014.

ADDRESSES: Comments may be submitted by any of the following methods:

Electronic Comments

    Send an email to PerformancePlanning@sec.gov.

Paper Comments

    Send paper comments to Vikash Mohan, Program Analyst, Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549-2521.

FOR FURTHER INFORMATION CONTACT: Vikash Mohan, Program Analyst, Office 
of Financial Management, at (202) 551-8522, Securities and Exchange 
Commission, 100 F Street NE., Washington, DC 20549-2521.

SUPPLEMENTARY INFORMATION: The draft strategic plan is available at the 
Commission's Web site at https://www.sec.gov/about/secstratplan1418.htm 
or by contacting Vikash Mohan, Program Analyst, Office of Financial 
Management, at (202) 551-8522, Securities and Exchange Commission, 100 
F Street NE., Washington, DC 20549-2521.

    By the Commission.
    Dated: February 3, 2014.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2014-02518 Filed 2-5-14; 8:45 am]
BILLING CODE 8011-01-P
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.