Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 79510-79511 [2013-31135]
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Federal Register / Vol. 78, No. 250 / Monday, December 30, 2013 / Notices
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request Upon Written Request Copies
Available From: Securities and
Exchange Commission, Office of
Investor Education and Advocacy,
Washington, DC 20549–0213.
maindgalligan on DSK5TPTVN1PROD with NOTICES
Extension:
Rule 13e–3 (Schedule 13E–3), OMB
Control No. 3235–0007, SEC File No.
270–1.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Rule 13e–3 and Schedule 13E–3 (17
CFR 240.13e–3 and 240.13e–100)—Rule
13e–3 prescribes the filing, disclosure
and dissemination requirements in
connection with a going private
transaction by an issuer or an affiliate.
Schedule 13E–3 provides shareholders
and the marketplace with information
concerning going private transactions
that is important in determining how to
respond to such transactions. The
information collected permits
verification of compliance with
securities laws requirements and
ensures the public availability and
dissemination of the collected
information. We estimate that Schedule
13E–3 is filed by approximately 600
issuers annually and it takes
approximately 137.42 hours per
response. We estimate that 25% of the
137.42 hours per response (34.355
hours) is prepared by the filer for a total
annual reporting burden of 20,613 hours
(34.355 hours per response × 600
responses).
Written comments are invited on: (a)
Whether the collection of information is
necessary for the proper performance of
the functions of the agency, including
whether the information will have
practical utility; (b) the accuracy of the
agency’s estimate of the burden imposed
by the collection of information; (c)
ways to enhance the quality, utility, and
clarity of the information collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
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17:15 Dec 27, 2013
Jkt 232001
writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
Thomas Bayer, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 100 F Street NE., Washington,
DC 20549 or send an email to:
PRA_Mailbox@sec.gov.
Dated: December 23, 2013.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–31138 Filed 12–27–13; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–30841]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
December 20, 2013.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of December
2013. A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
January 14, 2014, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
FOR FURTHER INFORMATION CONTACT:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Chief Counsel’s Office, 100 F Street NE.,
Washington, DC 20549–8010.
PO 00000
Frm 00121
Fmt 4703
Sfmt 4703
BlackRock Alternatives Allocation
Portfolio LLC [File No. 811–22642]
BlackRock Alternatives Allocation FB
Portfolio LLC [File No. 811–22643]
BlackRock Alternatives Allocation TEI
Portfolio LLC [File No. 811–22644]
BlackRock Alternatives Allocation FB
TEI Portfolio LLC [File No. 811–
22645]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Between
November 26, 2013, and December 10,
2013, each applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $15,000,
$15,000, $25,000 and $25,000,
respectively, incurred in connection
with the liquidations were paid by
applicants. Applicants have retained
$49,042, $59,671, $76,452 and $77,063,
respectively, in cash to pay certain
outstanding liabilities.
Filing Date: The applications were
filed on December 12, 2013.
Applicants’ Address: 100 Bellevue
Pkwy., Wilmington, DE 19809.
BlackRock High Income Shares [File No.
811–5495]
BlackRock Corporate High Yield Fund,
Inc. [File No. 811–7634]
BlackRock Corporate High Yield Fund
III, Inc. [File No. 811–8497]
BlackRock High Yield Trust [File No.
811–8991]
BlackRock Corporate High Yield Fund
V, Inc. [File No. 811–10521]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Applicants
transferred their assets to BlackRock
Corporate High Yield Fund VI, Inc., and
on November 18, 2013, made final
distributions to their shareholders based
on net asset value. Expenses of
approximately $301,229, $314,259,
$303,043, $244,919 and $329,737,
respectively, incurred in connection
with the reorganizations were paid by
applicants or BlackRock Advisors, LLC,
investment adviser to each applicant.
Filing Date: The applications were
filed on December 6, 2013.
Applicants’ Address: 100 Bellevue
Pkwy., Wilmington, DE 19809.
Calvert Cash Reserves [File No. 811–
3418]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
transferred its assets to Calvert UltraShort Income Fund, a series of The
Calvert Fund, and on September 27,
2013, made a final distribution to its
shareholders based on net asset value.
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maindgalligan on DSK5TPTVN1PROD with NOTICES
Federal Register / Vol. 78, No. 250 / Monday, December 30, 2013 / Notices
Expenses of approximately $24,737
incurred in connection with the
reorganization were paid by applicant.
Filing Date: The application was filed
on November 21, 2013.
Applicant’s Address: 4550
Montgomery Ave., Suite 1125N,
Bethesda, MD 20814.
UBS Eucalyptus Fund, L.L.C. [File No.
811–9583]
UBS Willow Fund, L.L.C. [File No. 811–
9841]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. On October 21,
2013, and November 18, 2013,
respectively, applicants made final
liquidating distributions to their
shareholders, based on net asset value.
Each applicant was responsible for
expenses of $11,000 incurred in
connection with the liquidations.
Filing Date: The applications were
filed on November 27, 2013.
Applicants’ Address: 677 Washington
Blvd., Stamford, CT 06901.
Old Field Fund, LLC [File No. 811–811–
21946]
Old Field Master Fund, LLC [File No.
811–21947]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. On December
3, 2013, applicants made final
liquidating distributions to their
shareholders, based on net asset value.
Applicants paid $27,100 and $40,900,
respectively, for expenses incurred in
connection with the liquidations.
Filing Date: The applications were
filed on December 5, 2013.
Applicants’ Address: 733 Third Ave.,
11th Floor, New York, NY 10017.
RiverSource Government Income Series,
Inc. [File No. 811–4260]
RiverSource International Series, Inc.
[File No. 811–4075]
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. Applicants
transferred their assets to corresponding
series of Columbia Funds Series Trust,
and on June 1, 2011, and April 5, 2011,
respectively, made final distributions to
their shareholders based on net asset
value. Expenses of $232,239 and
$267,688, respectively, incurred in
connection with the reorganization were
paid by applicants and Columbia
Management Investment Advisers, LLC,
applicants’ investment adviser.
Filing Date: The applications were
filed on December 5, 2013.
Applicants’ Address: 901 Marquette
Ave. South, Suite 2810, Minneapolis,
MN 55402–3268.
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17:15 Dec 27, 2013
Jkt 232001
RiverSource Market Advantage Series,
Inc. [File No. 811–5897]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred its assets to Columbia Funds
Series Trust, and on August 9, 2011,
made a final distribution to its
shareholders based on net asset value.
Expenses of $38,190 incurred in
connection with the reorganization were
paid by applicant.
Filing Date: The application was filed
on December 5, 2013.
Applicant’s Address: 901 Marquette
Ave. South, Suite 2810, Minneapolis,
MN 55402–3268.
PC&J Performance Fund [File No. 811–
3906]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On August 28,
2013, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $4,050
incurred in connection with the
liquidation were paid by PC&J Service
Corp., applicant’s transfer agent.
Filing Dates: The application was
filed on December 2, 2013, and
amended on December 17, 2013.
Applicant’s Address: 7812 McEwen
Rd., Suite 400, Dayton, OH 45459.
Dreyfus Pennsylvania Municipal Money
Market Fund [File No. 811–6126]
Dreyfus Massachusetts Municipal
Money Market Fund [File No. 811–
6273]
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. On December
21, 2012, and December 20, 2012,
respectively, applicants made a
liquidating distribution to their
shareholders, based on net asset value.
Each applicant incurred $2,087 in
expenses in connection with its
liquidation.
Filing Date: The applications were
filed on November 18, 2013.
Applicants’ Address: c/o The Dreyfus
Corporation, 200 Park Ave., New York,
NY 10166.
PC&J Preservation Fund [File No. 811–
4204]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. All of applicant’s
shareholders redeemed their shares by
August 28, 2013. Expenses of $4,050
incurred in connection with the
liquidation were paid by PC&J Service
Corp., applicant’s transfer agent.
Filing Dates: The application was
filed on September 18, 2013 and
amended on November 22, 2013.
Applicant’s Address: 7812 McEwen
Rd., Suite 400, Dayton, OH 45459.
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79511
NRM Investment Co. [File No. 811–
2955]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On August 24,
2012, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Applicant has
retained approximately $2,268 for
liquidating expenses. Applicant
incurred expenses of approximately
$17,085 in connection with the
liquidation.
Filing Dates: The application was
filed on March 20, 2013 and amended
on December 19, 2013.
Applicant’s Address: 288 Lancaster
Ave., Malvern, PA 19355–1800.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–31135 Filed 12–27–13; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
30843; File No. 812–14053]
IndexIQ ETF Trust, et al.; Notice of
Application
December 23, 2013.
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice of an application for an
order under section 6(c) of the
Investment Company Act of 1940 (the
‘‘Act’’) for an exemption from sections
2(a)(32), 5(a)(1), 22(d), and 22(e) of the
Act and rule 22c–1 under the Act, under
sections 6(c) and 17(b) of the Act for an
exemption from sections 17(a)(1) and
(a)(2) of the Act, and under section
12(d)(1)(J) for an exemption from
sections 12(d)(1)(A) and 12(d)(1)(B) of
the Act.
AGENCY:
Summary of Application:
Applicants request an order that would
permit (a) certain open-end management
investment companies or series thereof
to issue shares (‘‘Shares’’) redeemable in
large aggregations only (‘‘Creation
Units’’); (b) secondary market
transactions in Shares to occur at
negotiated market prices; (c) certain
series to pay redemption proceeds,
under certain circumstances, more than
seven days after the tender of Shares for
redemption; (d) certain affiliated
persons of the series to deposit
securities into, and receive securities
from, the series in connection with the
purchase and redemption of Creation
SUMMARY:
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Agencies
[Federal Register Volume 78, Number 250 (Monday, December 30, 2013)]
[Notices]
[Pages 79510-79511]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-31135]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-30841]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
December 20, 2013.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
December 2013. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on January 14, 2014, and
should be accompanied by proof of service on the applicant, in the form
of an affidavit or, for lawyers, a certificate of service. Hearing
requests should state the nature of the writer's interest, the reason
for the request, and the issues contested. Persons who wish to be
notified of a hearing may request notification by writing to the
Secretary, U.S. Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE., Washington, DC 20549-8010.
BlackRock Alternatives Allocation Portfolio LLC [File No. 811-22642]
BlackRock Alternatives Allocation FB Portfolio LLC [File No. 811-22643]
BlackRock Alternatives Allocation TEI Portfolio LLC [File No. 811-
22644]
BlackRock Alternatives Allocation FB TEI Portfolio LLC [File No. 811-
22645]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company. Between
November 26, 2013, and December 10, 2013, each applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $15,000, $15,000, $25,000 and $25,000, respectively,
incurred in connection with the liquidations were paid by applicants.
Applicants have retained $49,042, $59,671, $76,452 and $77,063,
respectively, in cash to pay certain outstanding liabilities.
Filing Date: The applications were filed on December 12, 2013.
Applicants' Address: 100 Bellevue Pkwy., Wilmington, DE 19809.
BlackRock High Income Shares [File No. 811-5495]
BlackRock Corporate High Yield Fund, Inc. [File No. 811-7634]
BlackRock Corporate High Yield Fund III, Inc. [File No. 811-8497]
BlackRock High Yield Trust [File No. 811-8991]
BlackRock Corporate High Yield Fund V, Inc. [File No. 811-10521]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company.
Applicants transferred their assets to BlackRock Corporate High Yield
Fund VI, Inc., and on November 18, 2013, made final distributions to
their shareholders based on net asset value. Expenses of approximately
$301,229, $314,259, $303,043, $244,919 and $329,737, respectively,
incurred in connection with the reorganizations were paid by applicants
or BlackRock Advisors, LLC, investment adviser to each applicant.
Filing Date: The applications were filed on December 6, 2013.
Applicants' Address: 100 Bellevue Pkwy., Wilmington, DE 19809.
Calvert Cash Reserves [File No. 811-3418]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has transferred its assets to
Calvert Ultra-Short Income Fund, a series of The Calvert Fund, and on
September 27, 2013, made a final distribution to its shareholders based
on net asset value.
[[Page 79511]]
Expenses of approximately $24,737 incurred in connection with the
reorganization were paid by applicant.
Filing Date: The application was filed on November 21, 2013.
Applicant's Address: 4550 Montgomery Ave., Suite 1125N, Bethesda,
MD 20814.
UBS Eucalyptus Fund, L.L.C. [File No. 811-9583]
UBS Willow Fund, L.L.C. [File No. 811-9841]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company. On
October 21, 2013, and November 18, 2013, respectively, applicants made
final liquidating distributions to their shareholders, based on net
asset value. Each applicant was responsible for expenses of $11,000
incurred in connection with the liquidations.
Filing Date: The applications were filed on November 27, 2013.
Applicants' Address: 677 Washington Blvd., Stamford, CT 06901.
Old Field Fund, LLC [File No. 811-811-21946]
Old Field Master Fund, LLC [File No. 811-21947]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company. On
December 3, 2013, applicants made final liquidating distributions to
their shareholders, based on net asset value. Applicants paid $27,100
and $40,900, respectively, for expenses incurred in connection with the
liquidations.
Filing Date: The applications were filed on December 5, 2013.
Applicants' Address: 733 Third Ave., 11th Floor, New York, NY
10017.
RiverSource Government Income Series, Inc. [File No. 811-4260]
RiverSource International Series, Inc. [File No. 811-4075]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. Applicants transferred their assets to
corresponding series of Columbia Funds Series Trust, and on June 1,
2011, and April 5, 2011, respectively, made final distributions to
their shareholders based on net asset value. Expenses of $232,239 and
$267,688, respectively, incurred in connection with the reorganization
were paid by applicants and Columbia Management Investment Advisers,
LLC, applicants' investment adviser.
Filing Date: The applications were filed on December 5, 2013.
Applicants' Address: 901 Marquette Ave. South, Suite 2810,
Minneapolis, MN 55402-3268.
RiverSource Market Advantage Series, Inc. [File No. 811-5897]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant transferred its assets to Columbia
Funds Series Trust, and on August 9, 2011, made a final distribution to
its shareholders based on net asset value. Expenses of $38,190 incurred
in connection with the reorganization were paid by applicant.
Filing Date: The application was filed on December 5, 2013.
Applicant's Address: 901 Marquette Ave. South, Suite 2810,
Minneapolis, MN 55402-3268.
PC&J Performance Fund [File No. 811-3906]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On August 28, 2013, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $4,050 incurred in connection with the liquidation were
paid by PC&J Service Corp., applicant's transfer agent.
Filing Dates: The application was filed on December 2, 2013, and
amended on December 17, 2013.
Applicant's Address: 7812 McEwen Rd., Suite 400, Dayton, OH 45459.
Dreyfus Pennsylvania Municipal Money Market Fund [File No. 811-6126]
Dreyfus Massachusetts Municipal Money Market Fund [File No. 811-6273]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. On December 21, 2012, and December 20,
2012, respectively, applicants made a liquidating distribution to their
shareholders, based on net asset value. Each applicant incurred $2,087
in expenses in connection with its liquidation.
Filing Date: The applications were filed on November 18, 2013.
Applicants' Address: c/o The Dreyfus Corporation, 200 Park Ave.,
New York, NY 10166.
PC&J Preservation Fund [File No. 811-4204]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. All of applicant's shareholders redeemed
their shares by August 28, 2013. Expenses of $4,050 incurred in
connection with the liquidation were paid by PC&J Service Corp.,
applicant's transfer agent.
Filing Dates: The application was filed on September 18, 2013 and
amended on November 22, 2013.
Applicant's Address: 7812 McEwen Rd., Suite 400, Dayton, OH 45459.
NRM Investment Co. [File No. 811-2955]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On August 24, 2012, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Applicant has retained approximately $2,268 for liquidating expenses.
Applicant incurred expenses of approximately $17,085 in connection with
the liquidation.
Filing Dates: The application was filed on March 20, 2013 and
amended on December 19, 2013.
Applicant's Address: 288 Lancaster Ave., Malvern, PA 19355-1800.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2013-31135 Filed 12-27-13; 8:45 am]
BILLING CODE 8011-01-P