Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to CBSX Trading Permit Holder Eligibility, 79035 [2013-30937]
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Federal Register / Vol. 78, No. 249 / Friday, December 27, 2013 / Notices
designates the proposal as operative
upon filing.10
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is: (i) Necessary or appropriate in
the public interest; (ii) for the protection
of investors; or (iii) otherwise in
furtherance of the purposes of the Act.
If the Commission takes such action, the
Commission shall institute proceedings
under Section 19(b)(2)(B) 11 of the Act to
determine whether the proposed rule
should be approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposal is
consistent with the Act. Comments may
be submitted by any of the following
methods:
tkelley on DSK3SPTVN1PROD with NOTICES
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rulecomments@sec.gov. Please include File
Number SR–NASDAQ–2013–160 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–NASDAQ–2013–160. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
10 For purposes only of waiving the 30-day
operative delay, the Commission has also
considered the proposed rule’s impact on
efficiency, competition, and capital formation. See
15 U.S.C. 78c(f).
11 15 U.S.C. 78s(b)(2)(B).
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printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
NASDAQ–2013–160 and should be
submitted on or before January 17, 2014.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–30967 Filed 12–26–13; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–71152; File No. SR–CBOE–
2013–100]
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Notice of Designation of
a Longer Period for Commission
Action on a Proposed Rule Change
Relating to CBSX Trading Permit
Holder Eligibility
December 20, 2013.
I. Introduction
On October 23, 2013, Chicago Board
Options Exchange, Incorporated
(‘‘Exchange’’ or ‘‘CBOE’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change
regarding eligibility for CBSX Trading
Permit Holders. The proposed rule
change was published for comment in
the Federal Register on November 12,
2013.3 The Commission received four
comments on the proposal.4
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 See Securities Exchange Act Release No. 70806
(November 5, 2013), 78 FR 67424.
4 See letter from Chris Concannon, Executive Vice
President, Virtu Financial BD, LLC, to Elizabeth M.
Murphy, Secretary, Commission, dated November
11, 2013; letter from Martin H. Kaplan, Gusrae
Kaplan Nusbaum PLLC, to Kevin M. O’Neill,
Deputy Secretary, Commission, dated November 18,
2013; letter from James Ongena, General Counsel,
Chicago Stock Exchange, Inc., to Elizabeth M.
Murphy, Secretary, Commission, dated December 3,
79035
Section 19(b)(2) of the Act 5 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day for this filing
is December 27, 2013.
The Commission is hereby extending
the 45-day period for Commission
action on the proposed rule change. The
Commission has determined that it is
appropriate to designate a longer period
within which to take action on the
proposed rule change. In particular, the
extension of time will ensure that the
Commission has sufficient time to
consider and take action on CBOE’s
proposal in light of, among other things,
the comments received on the proposal
and the Exchange’s forthcoming
response to the comments.
Accordingly, pursuant to Section
19(b)(2)(A)(ii)(I) of the Act 6 and for the
reasons stated above, the Commission
designates February 10, 2014, as the
date by which the Commission should
either approve or disapprove, or
institute proceedings to determine
whether to disapprove, the proposed
rule change File No. SR–CBOE–2013–
100.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–30937 Filed 12–26–13; 8:45 am]
BILLING CODE 8011–01–P
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2013; and letter from Mary Ann Burns, Chief
Operating Officer, Futures Industry Association, to
Elizabeth M. Murphy, Secretary, Commission, dated
December 3, 2013.
5 15 U.S.C. 78s(b)(2).
6 15 U.S.C. 78s(b)(2)(A)(ii)(I).
7 17 CFR 200.30–3(a)(31).
E:\FR\FM\27DEN1.SGM
27DEN1
Agencies
[Federal Register Volume 78, Number 249 (Friday, December 27, 2013)]
[Notices]
[Page 79035]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-30937]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-71152; File No. SR-CBOE-2013-100]
Self-Regulatory Organizations; Chicago Board Options Exchange,
Incorporated; Notice of Designation of a Longer Period for Commission
Action on a Proposed Rule Change Relating to CBSX Trading Permit Holder
Eligibility
December 20, 2013.
I. Introduction
On October 23, 2013, Chicago Board Options Exchange, Incorporated
(``Exchange'' or ``CBOE'') filed with the Securities and Exchange
Commission (``Commission''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4
thereunder,\2\ a proposed rule change regarding eligibility for CBSX
Trading Permit Holders. The proposed rule change was published for
comment in the Federal Register on November 12, 2013.\3\ The Commission
received four comments on the proposal.\4\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 70806 (November 5,
2013), 78 FR 67424.
\4\ See letter from Chris Concannon, Executive Vice President,
Virtu Financial BD, LLC, to Elizabeth M. Murphy, Secretary,
Commission, dated November 11, 2013; letter from Martin H. Kaplan,
Gusrae Kaplan Nusbaum PLLC, to Kevin M. O'Neill, Deputy Secretary,
Commission, dated November 18, 2013; letter from James Ongena,
General Counsel, Chicago Stock Exchange, Inc., to Elizabeth M.
Murphy, Secretary, Commission, dated December 3, 2013; and letter
from Mary Ann Burns, Chief Operating Officer, Futures Industry
Association, to Elizabeth M. Murphy, Secretary, Commission, dated
December 3, 2013.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \5\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day for this filing is December 27, 2013.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission is hereby extending the 45-day period for Commission
action on the proposed rule change. The Commission has determined that
it is appropriate to designate a longer period within which to take
action on the proposed rule change. In particular, the extension of
time will ensure that the Commission has sufficient time to consider
and take action on CBOE's proposal in light of, among other things, the
comments received on the proposal and the Exchange's forthcoming
response to the comments.
Accordingly, pursuant to Section 19(b)(2)(A)(ii)(I) of the Act \6\
and for the reasons stated above, the Commission designates February
10, 2014, as the date by which the Commission should either approve or
disapprove, or institute proceedings to determine whether to
disapprove, the proposed rule change File No. SR-CBOE-2013-100.
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78s(b)(2)(A)(ii)(I).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
---------------------------------------------------------------------------
\7\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2013-30937 Filed 12-26-13; 8:45 am]
BILLING CODE 8011-01-P