In The Matter of: Sovereign Lithium, Inc.; Order of Suspension of Trading, 69516 [2013-27807]

Download as PDF 69516 Federal Register / Vol. 78, No. 223 / Tuesday, November 19, 2013 / Notices Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR– NASDAQ–2013–138 and should be submitted on or before December 10, 2013. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.23 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2013–27626 Filed 11–18–13; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [File No. 500–1] In The Matter of: Sovereign Lithium, Inc.; Order of Suspension of Trading TKELLEY on DSK3SPTVN1PROD with NOTICES November 15, 2013. It appears to the Securities and Exchange Commission that the public interest and the protection of investors require a suspension of trading in the securities of Sovereign Lithium, Inc. (‘‘Sovereign Lithium’’) because of concerns regarding the accuracy and adequacy of information in the marketplace and potentially manipulative transactions in Sovereign Lithium’s common stock. Sovereign Lithium is a Delaware corporation based in Denver, Colorado. It is quoted on OTC Link under the symbol SLCO. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above-listed company. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the above-listed company is 23 17 CFR 200.30–3(a)(12). VerDate Mar<15>2010 17:21 Nov 18, 2013 Jkt 232001 suspended for the period from 9:30 a.m. EST on November 15, 2013 through 11:59 p.m. EST on November 29, 2013. By the Commission. Elizabeth M. Murphy, Secretary. [FR Doc. 2013–27807 Filed 11–15–13; 4:15 pm] BILLING CODE 8011–01–P SMALL BUSINESS ADMINISTRATION DeltaPoint Capital IV, L.P.; License No. 02/02–0662; Notice Seeking Exemption Under the Small Business Investment Act, Conflicts of Interest Notice is hereby given that DeltaPoint Capital IV, L.P., 45 East Avenue, 6th Floor, Rochester, NY 14604, Federal Licensee under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which constitute conflicts of interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). DeltaPoint Capital IV, L.P. provided financing to BioMaxx, Inc., 1 Fishers Road, Suite 160, Pittsford, NY 14534. The financing was contemplated for working capital purposes. The financing is brought within the purview of § 107.730(a)(1) of the Regulations because DeltaPoint Capital IV (New York), L.P., an Associate of DeltaPoint Capital IV, L.P., owns more than ten percent of BioMaxx, Inc. Therefore, this transaction is considered a financing of an Associate requiring an exemption. Notice is hereby given that any interested person may submit written comments on the transaction within fifteen days of the date of this publication to the Associate Administrator for Investment and Innovation, U.S. Small Business Administration, 409 Third Street SW., Washington, DC 20416. Javier E. Saade, Associate Administrator for Investment & Innovation. [FR Doc. 2013–27646 Filed 11–18–13; 8:45 am] BILLING CODE P SMALL BUSINESS ADMINISTRATION [Disaster Declaration #13768 and #13769] Colorado Disaster Number CO–00065 U.S. Small Business Administration. ACTION: Amendment 5. AGENCY: PO 00000 Frm 00155 Fmt 4703 Sfmt 4703 This is an amendment of the Presidential declaration of a major disaster for the State of Colorado (FEMA–4145–DR), dated 09/14/2013. Incident: Severe Storms, Flooding, Landslides, and Mudslides. Incident Period: 09/11/2013 through 09/30/2013. Effective Date: 11/05/2013. Physical Loan Application Deadline Date: 12/02/2013. EIDL Loan Application Deadline Date: 06/16/2014. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street SW., Suite 6050, Washington, DC 20416. SUPPLEMENTARY INFORMATION: The notice of the President’s major disaster declaration for the State of Colorado, dated 09/14/2013 is hereby amended to extend the deadline for filing applications for physical damages as a result of this disaster to 12/02/2013. All other information in the original declaration remains unchanged. SUMMARY: (Catalog of Federal Domestic Assistance Numbers 59002 and 59008) James E. Rivera, Associate Administrator for Disaster Assistance. [FR Doc. 2013–27642 Filed 11–18–13; 8:45 am] BILLING CODE 8025–01–P SMALL BUSINESS ADMINISTRATION [Disaster Declaration #13814 and #13815] North Dakota Disaster #ND–00040 U.S. Small Business Administration. ACTION: Notice. AGENCY: This is a Notice of the Presidential declaration of a major disaster for Public Assistance Only for the State of North Dakota (FEMA–4154– DR), dated 10/31/2013. Incident: Severe Winter Storm Incident Period: 10/04/2013 through 10/05/2013. Effective Date: 10/31/2013. Physical Loan Application Deadline Date: 12/30/2013. Economic injury (EIDL) loan application deadline date: 07/31/2014. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. SUMMARY: E:\FR\FM\19NON1.SGM 19NON1

Agencies

[Federal Register Volume 78, Number 223 (Tuesday, November 19, 2013)]
[Notices]
[Page 69516]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-27807]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[File No. 500-1]


In The Matter of: Sovereign Lithium, Inc.; Order of Suspension of 
Trading

 November 15, 2013.
    It appears to the Securities and Exchange Commission that the 
public interest and the protection of investors require a suspension of 
trading in the securities of Sovereign Lithium, Inc. (``Sovereign 
Lithium'') because of concerns regarding the accuracy and adequacy of 
information in the marketplace and potentially manipulative 
transactions in Sovereign Lithium's common stock. Sovereign Lithium is 
a Delaware corporation based in Denver, Colorado. It is quoted on OTC 
Link under the symbol SLCO.
    The Commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in the 
securities of the above-listed company.
    Therefore, it is ordered, pursuant to Section 12(k) of the 
Securities Exchange Act of 1934, that trading in the securities of the 
above-listed company is suspended for the period from 9:30 a.m. EST on 
November 15, 2013 through 11:59 p.m. EST on November 29, 2013.

    By the Commission.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2013-27807 Filed 11-15-13; 4:15 pm]
BILLING CODE 8011-01-P