Sunshine Act Meeting, 64556 [2013-25647]
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Federal Register / Vol. 78, No. 209 / Tuesday, October 29, 2013 / Notices
companies and other entities to apply
for identification numbers and
passwords used in conjunction with the
EDGAR electronic filing system. The
information provided on Form ID is
essential to the security of the EDGAR
system. Form ID is a not a public
document because it is used solely for
the purpose of registering filers on the
EDGAR system. Form ID must be filed
every time a registrant or other person
obtains or changes an identification
number. Form ID is filed by individuals,
companies or other for-profit
organizations that are required to file
electronically. We estimate
approximately 65,784 registrants file
Form ID and it takes approximately an
estimated 0.15 hours per response for a
total annual burden of 9,868 hours.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
The public may view the background
documentation for this information
collection at the following Web site,
www.reginfo.gov . Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to:
Shagufta_Ahmed@omb.eop.gov; and (ii)
Thomas Bayer, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 100 F Street NE., Washington,
DC 20549 or send an email to:
PRA_Mailbox@sec.gov. Comments must
be submitted to OMB within 30 days of
this notice.
Dated: October 23, 2013.
Kevin M. O’Neill,
Deputy Director.
[FR Doc. 2013–25447 Filed 10–28–13; 8:45 am]
BILLING CODE 8011–01–P
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or her designee, has
certified that, in her opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
and (10), permit consideration of the
scheduled matter at the Closed Meeting.
Commissioner Stein, as duty officer,
voted to consider the items listed for the
Closed Meeting in a closed session.
The subject matter of the Closed
Meeting will be:
institution and settlement of
injunctive actions;
institution and settlement of
administrative proceedings;
adjudicatory matters;
amicus consideration; and
other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact the Office of the Secretary at
(202) 551–5400.
Dated: October 24, 2013.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2013–25647 Filed 10–25–13; 12:00 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–70747; File No. SR–
NASDAQ–2013–133]
Self-Regulatory Organizations; The
NASDAQ Stock Market LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Implement
Transition to Friday Expiration for
Most Options Contracts
October 23, 2013.
SECURITIES AND EXCHANGE
COMMISSION
mstockstill on DSK4VPTVN1PROD with NOTICES
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Thursday, October 31, 2013 at 1:00
p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
VerDate Mar<15>2010
18:15 Oct 28, 2013
Jkt 232001
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on October
11, 2013, The NASDAQ Stock Market
LLC (‘‘NASDAQ’’ or ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the Exchange.
The Commission is publishing this
notice to solicit comments on the
1 15
2 17
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00090
Fmt 4703
Sfmt 4703
proposed rule change from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
certain procedural rules to implement
the change in the expiration date for
most option contracts to the third Friday
of the expiration month instead of the
Saturday following the third Friday. The
text of the proposed rule change is
available at https://
nasdaq.cchwallstreet.com/, at the
Exchange’s principal office, and at the
Commission’s Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
On August 21, 2013, the Exchange
filed to change the expiration date for
most option contracts to the third Friday
of the expiration month instead of the
Saturday following the third Friday.3
This proposed rule change is intended
to clarify certain rule changes that were
made in the Expiration Date Filing and
to amend additional procedural and
other rules intended to implement the
change in expiration date for most
option contracts to the third Friday of
the expiration month instead of the
Saturday following the third Friday.
The Exchange has adopted rules to
change the expiration date for most
option contracts to the third Friday of
the expiration month instead of the
Saturday following the third Friday.4
The changes to the expiration date
apply to all standard expiration
3 See Securities Exchange Act Release No. 70260
(August 26, 2013), 78 FR 53794 (August 30, 2013)
(SR–NASDAQ–2013–112)(‘‘Expiration Date
Filing’’). The changes proposed in the Expiration
Date Filing were effective on filing and became
operative on September 20, 2013.
4 See Chapter XIV, Index Rules, Section 2(q)
(definition of ‘‘expiration date’’).
E:\FR\FM\29OCN1.SGM
29OCN1
]]>Agencies
[Federal Register Volume 78, Number 209 (Tuesday, October 29, 2013)]
[Notices]
[Page 64556]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-25647]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday, October
31, 2013 at 1:00 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters also may be
present.
The General Counsel of the Commission, or her designee, has
certified that, in her opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the
scheduled matter at the Closed Meeting.
Commissioner Stein, as duty officer, voted to consider the items
listed for the Closed Meeting in a closed session.
The subject matter of the Closed Meeting will be:
institution and settlement of injunctive actions;
institution and settlement of administrative proceedings;
adjudicatory matters;
amicus consideration; and
other matters relating to enforcement proceedings.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact the Office of the
Secretary at (202) 551-5400.
Dated: October 24, 2013.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2013-25647 Filed 10-25-13; 12:00 am]
BILLING CODE 8011-01-P
