Order of Suspension of Trading; In The Matter of Crown Alliance Capital Limited, 63559 [2013-25144]

Download as PDF Federal Register / Vol. 78, No. 206 / Thursday, October 24, 2013 / Notices III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The Exchange has filed the proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act 15 and Rule 19b–4(f)(6) thereunder.16 Because the proposed rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative prior to 30 days from the date on which it was filed, or such shorter time as the Commission may designate, if consistent with the protection of investors and the public interest, the proposed rule change has become effective pursuant to Section 19(b)(3)(A) of the Act 17 and Rule 19b–4(f)(6)(iii) thereunder.18 A proposed rule change filed under Rule 19b–4(f)(6) 19 normally does not become operative prior to 30 days after the date of the filing. However, pursuant to Rule 19b–4(f)(6)(iii),20 the Commission may designate a shorter time if such action is consistent with the protection of investors and the public interest. At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19(b)(2)(B) of the Act 21 to determine whether the proposed rule change should be approved or disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: 15 15 U.S.C. 78s(b)(3)(A)(iii). CFR 240.19b–4(f)(6). In addition, Rule 19b– 4(f)(6) requires the Exchange to give the Commission written notice of the Exchange’s intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement. 17 15 U.S.C. 78s(b)(3)(A). 18 17 CFR 240.19b–4(f)(6)(iii). 19 17 CFR 240.19b–4(f)(6). 20 17 CFR 240.19b–4(f)(6)(iii). 21 15 U.S.C. 78s(b)(2)(B). mstockstill on DSK4VPTVN1PROD with NOTICES 16 17 VerDate Mar<15>2010 17:25 Oct 23, 2013 Jkt 232001 Electronic Comments • Use the Commission’s Internet comment form (http://www.sec.gov/ rules/sro.shtml); or • Send an email to rulecomments@sec.gov. Please include File Number SR–NYSEARCA–2013–104 on the subject line. Paper Comments • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–NYSEARCA–2013–104. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (http:// www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Section, 100 F Street NE., Washington, DC 20549–1090, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing will also be available for inspection and copying at the NYSE’s principal office and on its Internet Web site at www.nyse.com. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR– NYSEARCA–2013–104 and should be submitted on or before November 14, 2013. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.22 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2013–24917 Filed 10–23–13; 8:45 am] BILLING CODE 8011–01–P 22 17 PO 00000 CFR 200.30–3(a)(12). Frm 00112 Fmt 4703 Sfmt 4703 63559 SECURITIES AND EXCHANGE COMMISSION [ File No. 500–1] Order of Suspension of Trading; In The Matter of Crown Alliance Capital Limited October 22, 2013. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Crown Alliance Capital Limited (‘‘Crown Alliance’’), quoted under the ticker symbol CACL, because of questions regarding the accuracy of assertions in Crown Alliance’s public filings concerning the company’s assets and shareholders and because of potentially manipulative conduct in the trading of Crown Alliance’s shares. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above-listed company. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the above-listed company is suspended for the period from 9:30 a.m. EDT on October 22, 2013 through 11:59 p.m. EST on November 4, 2013. By the Commission. Elizabeth M. Murphy, Secretary. [FR Doc. 2013–25144 Filed 10–22–13; 4:15 pm] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [ File No. 500–1] Order Of Suspension of Trading; In the Matter of ARX Gold Corp. October 22, 2013. It appears to the Securities and Exchange Commission (‘‘Commission’’) that there is a lack of current and accurate information concerning the securities of ARX Gold Corp. (‘‘ARX Gold’’), quoted under the ticker symbol DUCP, because of questions regarding the authorship of, and accuracy of information contained in, an exhibit, dated June 15, 2012 and entitled ‘‘Feasibility Study ARX Springs & ARX Pacific Properties For Mining Project Located in Wide Bay Burnett Region, Queensland, Australia,’’ to ARX Gold’s Form 10–K filed on September 4, 2013 and an exhibit, dated May 7, 2012 and entitled ‘‘Definitive Feasibility Study on the ARX Springs and ARX Pacific Properties located in Wide Bay Burnett E:\FR\FM\24OCN1.SGM 24OCN1

Agencies

[Federal Register Volume 78, Number 206 (Thursday, October 24, 2013)]
[Notices]
[Page 63559]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-25144]


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SECURITIES AND EXCHANGE COMMISSION

[ File No. 500-1]


 Order of Suspension of Trading; In The Matter of Crown Alliance 
Capital Limited

October 22, 2013.
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
Crown Alliance Capital Limited (``Crown Alliance''), quoted under the 
ticker symbol CACL, because of questions regarding the accuracy of 
assertions in Crown Alliance's public filings concerning the company's 
assets and shareholders and because of potentially manipulative conduct 
in the trading of Crown Alliance's shares.
    The Commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in the 
securities of the above-listed company.
    Therefore, it is ordered, pursuant to Section 12(k) of the 
Securities Exchange Act of 1934, that trading in the securities of the 
above-listed company is suspended for the period from 9:30 a.m. EDT on 
October 22, 2013 through 11:59 p.m. EST on November 4, 2013.

    By the Commission.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2013-25144 Filed 10-22-13; 4:15 pm]
BILLING CODE 8011-01-P