Sunshine Act Meeting, 58354 [2013-23101]

Download as PDF 58354 Federal Register / Vol. 78, No. 184 / Monday, September 23, 2013 / Notices For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.7 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2013–23010 Filed 9–20–13; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551–5400. Dated: September 18, 2013. Elizabeth M. Murphy, Secretary. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend the appointment cost for options on the iShares Russell 2000 Index Fund (IWM). The text of the proposed rule change is provided below. (Additions are italicized; deletions are [bracketed].) * * * * * [FR Doc. 2013–23101 Filed 9–19–13; 11:15 am] Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold a Closed Meeting on Wednesday, September 25, 2013 at 10:00 a.m. Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed Meeting. Certain staff members who have an interest in the matters also may be present. The General Counsel of the Commission, or her designee, has certified that, in her opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the scheduled matter at the Closed Meeting. Commissioner Aguilar, as duty officer, voted to consider the items listed for the Closed Meeting in a closed session. The subject matter of the Closed Meeting will be: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings; and Other matters relating to enforcement proceedings. Chicago Board Options Exchange, Incorporated Rules BILLING CODE 8011–01–P * SECURITIES AND EXCHANGE COMMISSION [Release No. 34–70424; File No. SR–CBOE– 2013–088] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Appointment Cost of IWM Options September 17, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on September 13, 2013, Chicago Board Options Exchange, Incorporated (the ‘‘Exchange’’ or ‘‘CBOE’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. * * * * Rule 8.3. Appointment of MarketMakers (a)–(b) No change. (c) Market-Maker Appointments. Absent an exemption by the Exchange, an appointment of a Market-Maker confers the right to quote electronically and in open outcry in the MarketMaker’s appointed classes as described below. Subject to paragraph (e) below, a Market-Maker may change its appointed classes upon advance notification to the Exchange in a form and manner prescribed by the Exchange. (i) Hybrid Classes. Subject to paragraphs (c)(iv) and (e) below, a Market-Maker can create a Virtual Trading Crowd (‘‘VTC’’) appointment, which confers the right to quote electronically in an appropriate number of Hybrid classes (as defined in Rule 1.1(aaa)) selected from ‘‘tiers’’ that have been structured according to trading volume statistics, except for the AA tier. All classes within a specific tier will be assigned an ‘‘appointment cost’’ depending upon its tier location. The following table sets forth the tiers and related appointment costs. Appointment cost Hybrid options classes AA ... emcdonald on DSK67QTVN1PROD with NOTICES Tier • Options on the CBOE Volatility Index (VIX) ......................................................................................................................... • Options on the iShares Russell 2000 Index Fund (IWM) ..................................................................................................... • Options on the NASDAQ 100 Index (NDX) .......................................................................................................................... • Options on the S&P 100 (OEX) ............................................................................................................................................ • Options on Standard & Poor’s Depositary Receipts (SPY) .................................................................................................. • Options on the Russell 2000 Index (RUT) ........................................................................................................................... • Options on the S&P 100 (XEO) ............................................................................................................................................ • Morgan Stanley Retail Index Options (MVR) ........................................................................................................................ • Options on the iPath S&P 500 VIX Short-Term Futures Index ETN (VXX) ......................................................................... • P.M.—Settled options on the Standard & Poor’s 500 (SPXPM) .......................................................................................... Hybrid Classes 1–60 ................................................................................................................................................................. Hybrid Classes 61–120 ............................................................................................................................................................. Hybrid Classes 121–345 ........................................................................................................................................................... Hybrid Classes 346–570 ........................................................................................................................................................... Hybrid Classes 571–999 ........................................................................................................................................................... All Remaining Hybrid Classes .................................................................................................................................................. A * ... B * ... C * ... D * ... E * ... F * .... * Excludes Tier AA. 7 17 CFR 200.30–3(a)(27). VerDate Mar<15>2010 20:16 Sep 20, 2013 1 15 Jkt 229001 PO 00000 U.S.C. 78s(b)(1). Frm 00088 Fmt 4703 2 17 Sfmt 4703 E:\FR\FM\23SEN1.SGM CFR 240.19b–4. 23SEN1 .50 [.50].25 .50 .40 .25 .25 .10 .25 .10 1.0 .10 .05 .04 .02 .01 .001

Agencies

[Federal Register Volume 78, Number 184 (Monday, September 23, 2013)]
[Notices]
[Page 58354]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-23101]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a Closed Meeting on Wednesday, 
September 25, 2013 at 10:00 a.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the Closed Meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or her designee, has 
certified that, in her opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the 
scheduled matter at the Closed Meeting.
    Commissioner Aguilar, as duty officer, voted to consider the items 
listed for the Closed Meeting in a closed session.
    The subject matter of the Closed Meeting will be:

Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings; and
Other matters relating to enforcement proceedings.

    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact the Office of the 
Secretary at (202) 551-5400.

    Dated: September 18, 2013.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2013-23101 Filed 9-19-13; 11:15 am]
BILLING CODE 8011-01-P