Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List Options on the Nations VolDex Index, 56955 [2013-22402]
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Federal Register / Vol. 78, No. 179 / Monday, September 16, 2013 / Notices
By the Commission.
Kevin M. O’Neill,
Deputy Secretary.
with respect to the proposal are
completed.
IV. Solicitation of Comments
[FR Doc. 2013–22405 Filed 9–13–13; 8:45 am]
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing.
Comments may be submitted by any of
the following methods:
BILLING CODE 8011–01–P
Electronic Comments
[Release No. 34–70362; File No. SR–ISE–
2013–42]
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
OCC–2013–805 on the subject line.
Paper Comments
mstockstill on DSK4VPTVN1PROD with NOTICES
All submissions should refer to File
Number SR–OCC–2013–805. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method of submission. The
Commission will post all comments on
the Commission’s Internet Web site
(https://www.sec.gov/rules/sro.shtml).
Copies of the submission, all subsequent
amendments, all written statements
with respect to the advance notice that
are filed with the Commission, and all
written communications relating to the
advance notice between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
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filing also will be available for
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office of OCC and on OCC’s Web site at
https://www.theocc.com/components/
docs/legal/rules_and_bylaws/sr_occ_13_
805.pdf. All comments received will be
posted without change; the Commission
does not edit personal identifying
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should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–OCC–2013–805 and should
be submitted on or before October 7,
2013.
17:46 Sep 13, 2013
Self-Regulatory Organizations;
International Securities Exchange,
LLC; Notice of Designation of a Longer
Period for Commission Action on
Proposed Rule Change to List Options
on the Nations VolDex Index
September 10, 2013.
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
VerDate Mar<15>2010
SECURITIES AND EXCHANGE
COMMISSION
Jkt 229001
On July 17, 2013, International
Securities Exchange, LLC (‘‘Exchange’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to list and trade options on the
Nations VolDex index. The proposed
rule change was published for comment
in the Federal Register on August 2,
2013.3 The Commission received one
comment letter on this proposal.4
Section 19(b)(2) of the Act 5 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day for this filing
is September 16, 2013. The Commission
is extending this 45-day time period.
The Commission finds it appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider this proposed rule change,
which would allow the listing of a new
options product, the comment letter that
was submitted in connection with this
proposed rule change, and any response
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 70059
(July 29, 2013), 78 FR 47041.
4 See letter to Elizabeth M. Murphy, Secretary,
Commission, from Edward T. Tilly, Chief Executive
Officer, Chicago Board Options Exchange,
Incorporated, dated August 23, 2013.
5 15 U.S.C. 78s(b)(2).
2 17
PO 00000
Frm 00100
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56955
to the comment letter submitted by the
Exchange.
Accordingly, the Commission,
pursuant to Section 19(b)(2) of the Act,6
designates October 31, 2013 as the date
by which the Commission should either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change
(File No. SR–ISE–2013–42).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–22402 Filed 9–13–13; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–70360; File No. SR–BATS–
2013–049]
Self-Regulatory Organizations; BATS
Exchange, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change Related to Fees for Use
of BATS Exchange, Inc.
September 10, 2013.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on August
30, 2013, BATS Exchange, Inc. (the
‘‘Exchange’’ or ‘‘BATS’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II and III
below, which Items have been prepared
by the Exchange. The Exchange has
designated the proposed rule change as
one establishing or changing a member
due, fee, or other charge imposed by the
Exchange under Section 19(b)(3)(A)(ii)
of the Act 3 and Rule 19b–4(f)(2)
thereunder,4 which renders the
proposed rule change effective upon
filing with the Commission. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of the Substance
of the Proposed Rule Change
The Exchange filed a proposal to
amend the fee schedule applicable to
Members 5 and non-members of the
6 15
U.S.C. 78s(b)(2).
CFR 200.30–3(a)(31).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A)(ii).
4 17 CFR 240.19b–4(f)(2).
5 A Member is any registered broker or dealer that
has been admitted to membership in the Exchange.
7 17
E:\FR\FM\16SEN1.SGM
16SEN1
Agencies
[Federal Register Volume 78, Number 179 (Monday, September 16, 2013)]
[Notices]
[Page 56955]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-22402]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-70362; File No. SR-ISE-2013-42]
Self-Regulatory Organizations; International Securities Exchange,
LLC; Notice of Designation of a Longer Period for Commission Action on
Proposed Rule Change to List Options on the Nations VolDex Index
September 10, 2013.
On July 17, 2013, International Securities Exchange, LLC
(``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to list and trade options on the Nations VolDex
index. The proposed rule change was published for comment in the
Federal Register on August 2, 2013.\3\ The Commission received one
comment letter on this proposal.\4\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 70059 (July 29,
2013), 78 FR 47041.
\4\ See letter to Elizabeth M. Murphy, Secretary, Commission,
from Edward T. Tilly, Chief Executive Officer, Chicago Board Options
Exchange, Incorporated, dated August 23, 2013.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \5\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day for this filing is September 16, 2013. The Commission is
extending this 45-day time period.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission finds it appropriate to designate a longer period
within which to take action on the proposed rule change so that it has
sufficient time to consider this proposed rule change, which would
allow the listing of a new options product, the comment letter that was
submitted in connection with this proposed rule change, and any
response to the comment letter submitted by the Exchange.
Accordingly, the Commission, pursuant to Section 19(b)(2) of the
Act,\6\ designates October 31, 2013 as the date by which the Commission
should either approve or disapprove, or institute proceedings to
determine whether to disapprove, the proposed rule change (File No. SR-
ISE-2013-42).
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78s(b)(2).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
---------------------------------------------------------------------------
\7\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2013-22402 Filed 9-13-13; 8:45 am]
BILLING CODE 8011-01-P