Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Benchmark Used in Connection With Settling CME Palm Oil Futures and CME Palm Oil Swaps, 52228-52230 [2013-20461]
Download as PDF
52228
Federal Register / Vol. 78, No. 163 / Thursday, August 22, 2013 / Notices
to XMI index options, which are no
longer traded, found in By-Laws Article
VI and Rule 801; to amend Rule 801 so
that OCC, and not its Board of Directors,
may choose exercise notices that are not
eligible for late processing; and, to add
language to Rule 211 so that OCC
satisfies its Rule 211 requirement to
provide notice to clearing members and
other registered clearing agencies of rule
changes by posting such filings on its
public Web site.
(2) Statutory Basis
OCC believes that the proposed rule
change is consistent with Section
17A(b)(3)(F) 5 of the Act 6 because it
facilitates the prompt and accurate
clearance and settlement of securities
transactions. The proposed changes will
update OCC Rules to better reflect the
current operational and technological
environment of OCC and its clearing
members by removing outdated
requirements and references within
OCC’s Rules. The proposed rule change
is not inconsistent with any rules of
OCC, including those proposed to be
amended.
(B) Clearing Agency’s Statement on
Burden on Competition
OCC does not believe that the
proposed rule change would impact, or
impose a burden on competition that is
not necessary or appropriate in
furtherance of the purposes of the Act.
The proposed changes, which will
apply to all clearing members, are
administrative in nature and will better
align OCC’s Rules with both its own and
its clearing members current operational
practices. Accordingly, the proposed
changes will reduce unnecessary
administrative burdens on its clearing
members, including any such burdens
that may impact competition.
tkelley on DSK3SPTVN1PROD with NOTICES
(C) Clearing Agency’s Statement on
Comments on the Proposed Rule
Change Received From Members,
Participants, or Others
Written comments on the proposed
rule change were not and are not
intended to be solicited with respect to
the proposed rule change and none have
been received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Within 45 days of the date of
publication of this notice in the Federal
Register or within such longer period
up to 90 days (i) as the Commission may
designate if it finds such longer period
5 15
U.S.C. 78q–1(b)(3)(F).
6 15 U.S.C. 78a et seq.
VerDate Mar<15>2010
17:07 Aug 21, 2013
Jkt 229001
to be appropriate and publishes its
reasons for so finding or (ii) as to which
the self-regulatory organization
consents, the Commission will:
(A) By order approve or disapprove
such proposed rule change, or
(B) institute proceedings to determine
whether the proposed rule change
should be disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
OCC–2013–13 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549.
All submissions should refer to File
Number SR–OCC–2013–13. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of OCC and on OCC’s Web site:
https://www.theocc.com/components/
docs/legal/rules_and_bylaws/sr_occ_13_
13.pdf.
All comments received will be posted
without change; the Commission does
not edit personal identifying
PO 00000
Frm 00102
Fmt 4703
Sfmt 4703
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–OCC–2013–13 and should
be submitted on or before September 12,
2013.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–20463 Filed 8–21–13; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–70220; File No. SR–CME–
2013–15]
Self-Regulatory Organizations;
Chicago Mercantile Exchange Inc.;
Notice of Filing and Immediate
Effectiveness of Proposed Rule
Change Regarding the Benchmark
Used in Connection With Settling CME
Palm Oil Futures and CME Palm Oil
Swaps
August 16, 2013.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Exchange Act’’ or ‘‘Act’’),1 and Rule
19b–4 thereunder,2 notice is hereby
given that on August 5, 2013, Chicago
Mercantile Exchange Inc. (‘‘CME’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change described in Items
I, II, and III below, which Items have
been prepared primarily by CME. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
CME is filing proposed rule changes
that are limited to its business as a
derivatives clearing organization. More
specifically, the proposed rule changes
would make amendments to its rules
regarding the USD/MYR foreign
exchange benchmark used in
connection with the settlement of U.S.
Dollar Cash Settled Crude Palm Oil
Futures (‘‘CME Palm Oil Futures’’) and
USD Malaysian Crude Palm Oil
Calendar Swaps (Cleared Only) (‘‘CME
Palm Oil Swaps’’).
7 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
E:\FR\FM\22AUN1.SGM
22AUN1
Federal Register / Vol. 78, No. 163 / Thursday, August 22, 2013 / Notices
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose and
basis for the proposed rule change and
discussed any comments it received on
the proposed rule change. The text of
these statements may be examined at
the places specified in Item IV below.
The self-regulatory organization has
prepared summaries, set forth in
sections A, B, and C below, of the most
significant aspects of such statements.
tkelley on DSK3SPTVN1PROD with NOTICES
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
CME is registered as a derivatives
clearing organization with the
Commodity Futures Trading
Commission and currently offers
clearing services for many different
futures and swaps products. With this
filing, CME proposes to make
amendments to its rules regarding the
USD/MYR foreign exchange benchmark
used in connection with the settlement
procedures for the U.S. Dollar Cash
Settled Crude Palm Oil Futures (‘‘CME
Palm Oil Futures’’) and USD Malaysian
Crude Palm Oil Calendar Swaps
(Cleared Only) (‘‘CME Palm Oil
Swaps’’). Although these changes will
be effective on filing, CME plans to
operationalize the new USD/MYR
benchmarks for CME Palm Oil Futures
and CME Palm Oil Swaps on August 6,
2013.
Currently, the settlement prices for
CME Palm Oil Futures and CME Palm
Oil Swaps are based off Bursa Malaysia
Crude Palm Oil Futures (‘‘BM CPO
Futures’’), which are traded in
Malaysian Ringgit. Settlements for the
CME Palm Oil Futures and CME Palm
Oil Swaps are determined by converting
the BM CPO Futures settlement prices
into U.S. dollars using the Association
of Banks in Singapore (‘‘ABS’’) 11:00
a.m. spot USD/MYR fixing. On July 5,
2013, ABS announced that it would
discontinue publication of this spot FX
fixing after August 5, 2013. ABS has
recommended that the market settle its
USD/MYR transactions going forward
using the onshore USD/MYR Spot Rate
reported by Persatuan Pasaran
Kewangan Malaysia (‘‘PPKM’’). The
PPKM USD/MYR Spot Rate is also the
USD/MYR rate reported by the Bank
Negara Malaysia, which requires all
licensed onshore banks to reference this
rate when pricing all foreign exchange
contracts involving Malaysian Ringgit.
VerDate Mar<15>2010
17:07 Aug 21, 2013
Jkt 229001
Given ABS’s sudden decision to
discontinue publishing its USD/MYR
FX fixing, CME plans to begin using the
PPKM USD/MYR Spot Rate beginning
August 6, 2013. CME must implement
this change in order to continue to
provide settlement prices for CME Palm
Oil futures and swaps.
The changes that are described in this
filing are limited to CME’s business as
a derivatives clearing organization
clearing products under the exclusive
jurisdiction of the Commodity Futures
Trading Commission (‘‘CFTC’’) and do
not materially impact CME’s credit
default swap clearing business in any
way. CME notes that it has already
submitted the proposed rule changes
that are the subject of this filing to its
primary regulator, the CFTC, in CME
Submission 13–296 and 13–297.
CME believes the proposed rule
changes are consistent with the
requirements of the Exchange Act
including Section 17A of the Exchange
Act.3 The proposed rule changes are
necessary to facilitate CME’s futures and
swaps product offering, and as such are
designed to promote the prompt and
accurate clearance and settlement of
securities transactions and, to the extent
applicable, derivatives agreements,
contracts, and transactions, to assure the
safeguarding of securities and funds
which are in the custody or control of
the clearing agency or for which it is
responsible, and, in general, to protect
investors and the public interest
consistent with Section 17A(b)(3)(F) of
the Exchange Act.4 Furthermore, the
proposed changes are limited in their
effect to futures and swaps products
offered under CME’s authority to act as
a derivatives clearing organization.
These products are under the exclusive
jurisdiction of the CFTC. As such, the
proposed CME changes are limited to
CME’s activities as a derivatives clearing
organization clearing swaps that are not
security-based swaps; CME notes that
the policies of the CFTC with respect to
administering the Commodity Exchange
Act are comparable to a number of the
policies underlying the Exchange Act,
such as promoting market transparency
for over-the-counter derivatives markets,
promoting the prompt and accurate
clearance of transactions and protecting
investors and the public interest.
Because the proposed changes are
limited in their effect to futures and
swaps products offered under CME’s
authority to act as a derivatives clearing
organization, the proposed changes are
properly classified as effecting a change
in an existing service of CME that:
3 15
4 15
PO 00000
U.S.C. 78q–1.
U.S.C. 78q–1(b)(3)(F).
Frm 00103
Fmt 4703
Sfmt 4703
52229
(a) Primarily affects the clearing
operations of CME with respect to
products that are not securities,
including futures that are not security
futures, and swaps that are not securitybased swaps or mixed swaps; and
(b) does not significantly affect any
securities clearing operations of CME or
any rights or obligations of CME with
respect to securities clearing or persons
using such securities-clearing service.
As such, the changes are therefore
consistent with the requirements of
Section 17A of the Exchange Act 5 and
are properly filed under Section
19(b)(3)(A) 6 and Rule 19b–4(f)(4)(ii) 7
thereunder.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
CME does not believe that the
proposed rule change will have any
impact, or impose any burden, on
competition. The rule changes simply
announce mandatory changes that are
necessary to ensure settlement of
existing CME futures and swap
products.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
CME has not solicited, and does not
intend to solicit, comments regarding
this proposed rule change. CME has not
received any unsolicited written
comments from interested parties.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become
effective pursuant to Section
19(b)(3)(A) 8 of the Act and paragraph
(f)(4)(ii) of Rule 19b–4 9 thereunder. At
any time within 60 days of the filing of
the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
5 15
U.S.C. 78q–1.
U.S.C. 78s(b)(3)(A).
7 17 CFR 240.19b–4(f)(4)(ii).
8 15 U.S.C. 78s(b)(3)(A).
9 17 CFR 240.19b–4(f)(4)(ii).
6 15
E:\FR\FM\22AUN1.SGM
22AUN1
52230
Federal Register / Vol. 78, No. 163 / Thursday, August 22, 2013 / Notices
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rulecomments@sec.gov. Please include File
No. SR–CME–2013–15 on the subject
line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC,
20549–1090.
tkelley on DSK3SPTVN1PROD with NOTICES
All submissions should refer to File
Number SR–CME–2013–15. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours or
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
office of CME and on CME’s Web site at
https://www.cmegroup.com/marketregulation/rule-filings.html.
All comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–CME–2013–15 and should
be submitted on or before September 12,
2013.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–20461 Filed 8–21–13; 8:45 am]
BILLING CODE 8011–01–P
10 17
CFR 200.30–3(a)(12).
VerDate Mar<15>2010
17:07 Aug 21, 2013
Jkt 229001
DEPARTMENT OF STATE
[Public Notice 8433]
Designation of Mohamed Lahbous,
also known as Lahbous Mohamed,
also known as Mohamed Ennouini,
also known as Hassan, also known as
Hocine, as a Specially Designated
Global Terrorist Pursuant to Section
1(b) of Executive Order 13224, as
Amended
Acting under the authority of and in
accordance with section 1(b) of
Executive Order 13224 of September 23,
2001, as amended by Executive Order
13268 of July 2, 2002, and Executive
Order 13284 of January 23, 2003, I
hereby determine that the individual
known as Mohamed Lahbous, also
known as Lahbous Mohamed, also
known as Mohamed Ennouini, also
known Hassan, also known as Hocine,
committed, or poses a significant risk of
committing, acts of terrorism that
threaten the security of U.S. nationals or
the national security, foreign policy, or
economy of the United States.
Consistent with the determination in
section 10 of Executive Order 13224 that
‘‘prior notice to persons determined to
be subject to the Order who might have
a constitutional presence in the United
States would render ineffectual the
blocking and other measures authorized
in the Order because of the ability to
transfer funds instantaneously,’’ I
determine that no prior notice needs to
be provided to any person subject to this
determination who might have a
constitutional presence in the United
States, because to do so would render
ineffectual the measures authorized in
the Order.
This notice shall be published in the
Federal Register.
Dated: August 7, 2013.
John F. Kerry,
Secretary of State.
[FR Doc. 2013–20522 Filed 8–21–13; 8:45 am]
BILLING CODE 4710–10–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
Government/Industry Aeronautical
Charting Forum Meeting
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of public meeting.
AGENCY:
This notice announces the biannual meeting of the Federal Aviation
Administration (FAA) Aeronautical
Charting Forum (ACF) to discuss
informational content and design of
SUMMARY:
PO 00000
Frm 00104
Fmt 4703
Sfmt 4703
aeronautical charts and related
products, as well as instrument flight
procedures development policy and
design criteria.
DATES: The ACF is separated into two
distinct groups. The Instrument
Procedures Group (IPG) will meet
October 29, 2013 from 8:30 a.m. to 5:00
p.m. The Charting Group will meet
October 30 and 31, 2013 from 8:30 a.m.
to 5:00 p.m.
ADDRESSES: The meeting will be hosted
by the Air Line Pilots Association at 535
Herndon Parkway, Herndon, VA 20192.
FOR FURTHER INFORMATION CONTACT: For
information relating to the Instrument
Procedures Group, contact Thomas E.
Schneider, FAA, Flight Procedures
Standards Branch, AFS–420, 6500
South MacArthur Blvd., P.O. Box 25082,
Oklahoma City, OK 73125; telephone
(405) 954–5852; Email:
thomas.e.schneider@faa.gov.
For information relating to the
Charting Group, contact Valerie S.
Watson, FAA, National Aeronautical
Navigation Products (AeroNav
Products), Quality Assurance &
Regulatory Support, AJV–3B, 1305 EastWest Highway, SSMC4, Station 3409,
Silver Spring, MD 20910; telephone:
(301) 427–5155; Email:
valerie.s.watson@faa.gov.
SUPPLEMENTARY INFORMATION: Pursuant
to § 10(a)(2) of the Federal Advisory
Committee Act (Pub. L. 92–463; 5 U.S.C.
App. II), notice is hereby given of a
meeting of the FAA Aeronautical
Charting Forum to be held from October
29 through October 31, 2013, from 8:30
a.m. to 5:00 p.m. at the Air Line Pilots
Association, at their offices at 535
Herndon Parkway, Herndon, VA 20192.
The Instrument Procedures Group
agenda will include briefings and
discussions on recommendations
regarding pilot procedures for
instrument flight, as well as criteria,
design, and developmental policy for
instrument approach and departure
procedures.
The Charting Group agenda will
include briefings and discussions on
recommendations regarding
aeronautical charting specifications,
flight information products, and new
aeronautical charting and air traffic
control initiatives. Attendance is open
to the interested public, but will be
limited to the space available.
The public must make arrangements
by October 9, 2013, to present oral
statements at the meeting. The public
may present written statements and/or
new agenda items to the committee by
providing a copy to the person listed in
the FOR FURTHER INFORMATION CONTACT
section not later than October 9, 2013.
E:\FR\FM\22AUN1.SGM
22AUN1
Agencies
[Federal Register Volume 78, Number 163 (Thursday, August 22, 2013)]
[Notices]
[Pages 52228-52230]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-20461]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-70220; File No. SR-CME-2013-15]
Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.;
Notice of Filing and Immediate Effectiveness of Proposed Rule Change
Regarding the Benchmark Used in Connection With Settling CME Palm Oil
Futures and CME Palm Oil Swaps
August 16, 2013.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Exchange Act'' or ``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice
is hereby given that on August 5, 2013, Chicago Mercantile Exchange
Inc. (``CME'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change described in Items I, II, and
III below, which Items have been prepared primarily by CME. The
Commission is publishing this notice to solicit comments on the
proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
CME is filing proposed rule changes that are limited to its
business as a derivatives clearing organization. More specifically, the
proposed rule changes would make amendments to its rules regarding the
USD/MYR foreign exchange benchmark used in connection with the
settlement of U.S. Dollar Cash Settled Crude Palm Oil Futures (``CME
Palm Oil Futures'') and USD Malaysian Crude Palm Oil Calendar Swaps
(Cleared Only) (``CME Palm Oil Swaps'').
[[Page 52229]]
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the self-regulatory organization
included statements concerning the purpose and basis for the proposed
rule change and discussed any comments it received on the proposed rule
change. The text of these statements may be examined at the places
specified in Item IV below. The self-regulatory organization has
prepared summaries, set forth in sections A, B, and C below, of the
most significant aspects of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
CME is registered as a derivatives clearing organization with the
Commodity Futures Trading Commission and currently offers clearing
services for many different futures and swaps products. With this
filing, CME proposes to make amendments to its rules regarding the USD/
MYR foreign exchange benchmark used in connection with the settlement
procedures for the U.S. Dollar Cash Settled Crude Palm Oil Futures
(``CME Palm Oil Futures'') and USD Malaysian Crude Palm Oil Calendar
Swaps (Cleared Only) (``CME Palm Oil Swaps''). Although these changes
will be effective on filing, CME plans to operationalize the new USD/
MYR benchmarks for CME Palm Oil Futures and CME Palm Oil Swaps on
August 6, 2013.
Currently, the settlement prices for CME Palm Oil Futures and CME
Palm Oil Swaps are based off Bursa Malaysia Crude Palm Oil Futures
(``BM CPO Futures''), which are traded in Malaysian Ringgit.
Settlements for the CME Palm Oil Futures and CME Palm Oil Swaps are
determined by converting the BM CPO Futures settlement prices into U.S.
dollars using the Association of Banks in Singapore (``ABS'') 11:00
a.m. spot USD/MYR fixing. On July 5, 2013, ABS announced that it would
discontinue publication of this spot FX fixing after August 5, 2013.
ABS has recommended that the market settle its USD/MYR transactions
going forward using the onshore USD/MYR Spot Rate reported by Persatuan
Pasaran Kewangan Malaysia (``PPKM''). The PPKM USD/MYR Spot Rate is
also the USD/MYR rate reported by the Bank Negara Malaysia, which
requires all licensed onshore banks to reference this rate when pricing
all foreign exchange contracts involving Malaysian Ringgit.
Given ABS's sudden decision to discontinue publishing its USD/MYR
FX fixing, CME plans to begin using the PPKM USD/MYR Spot Rate
beginning August 6, 2013. CME must implement this change in order to
continue to provide settlement prices for CME Palm Oil futures and
swaps.
The changes that are described in this filing are limited to CME's
business as a derivatives clearing organization clearing products under
the exclusive jurisdiction of the Commodity Futures Trading Commission
(``CFTC'') and do not materially impact CME's credit default swap
clearing business in any way. CME notes that it has already submitted
the proposed rule changes that are the subject of this filing to its
primary regulator, the CFTC, in CME Submission 13-296 and 13-297.
CME believes the proposed rule changes are consistent with the
requirements of the Exchange Act including Section 17A of the Exchange
Act.\3\ The proposed rule changes are necessary to facilitate CME's
futures and swaps product offering, and as such are designed to promote
the prompt and accurate clearance and settlement of securities
transactions and, to the extent applicable, derivatives agreements,
contracts, and transactions, to assure the safeguarding of securities
and funds which are in the custody or control of the clearing agency or
for which it is responsible, and, in general, to protect investors and
the public interest consistent with Section 17A(b)(3)(F) of the
Exchange Act.\4\ Furthermore, the proposed changes are limited in their
effect to futures and swaps products offered under CME's authority to
act as a derivatives clearing organization. These products are under
the exclusive jurisdiction of the CFTC. As such, the proposed CME
changes are limited to CME's activities as a derivatives clearing
organization clearing swaps that are not security-based swaps; CME
notes that the policies of the CFTC with respect to administering the
Commodity Exchange Act are comparable to a number of the policies
underlying the Exchange Act, such as promoting market transparency for
over-the-counter derivatives markets, promoting the prompt and accurate
clearance of transactions and protecting investors and the public
interest.
---------------------------------------------------------------------------
\3\ 15 U.S.C. 78q-1.
\4\ 15 U.S.C. 78q-1(b)(3)(F).
---------------------------------------------------------------------------
Because the proposed changes are limited in their effect to futures
and swaps products offered under CME's authority to act as a
derivatives clearing organization, the proposed changes are properly
classified as effecting a change in an existing service of CME that:
(a) Primarily affects the clearing operations of CME with respect
to products that are not securities, including futures that are not
security futures, and swaps that are not security-based swaps or mixed
swaps; and
(b) does not significantly affect any securities clearing
operations of CME or any rights or obligations of CME with respect to
securities clearing or persons using such securities-clearing service.
As such, the changes are therefore consistent with the requirements
of Section 17A of the Exchange Act \5\ and are properly filed under
Section 19(b)(3)(A) \6\ and Rule 19b-4(f)(4)(ii) \7\ thereunder.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78q-1.
\6\ 15 U.S.C. 78s(b)(3)(A).
\7\ 17 CFR 240.19b-4(f)(4)(ii).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
CME does not believe that the proposed rule change will have any
impact, or impose any burden, on competition. The rule changes simply
announce mandatory changes that are necessary to ensure settlement of
existing CME futures and swap products.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
CME has not solicited, and does not intend to solicit, comments
regarding this proposed rule change. CME has not received any
unsolicited written comments from interested parties.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become effective pursuant to Section
19(b)(3)(A) \8\ of the Act and paragraph (f)(4)(ii) of Rule 19b-4 \9\
thereunder. At any time within 60 days of the filing of the proposed
rule change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act.
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\8\ 15 U.S.C. 78s(b)(3)(A).
\9\ 17 CFR 240.19b-4(f)(4)(ii).
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IV. Solicitation of Comments
Interested persons are invited to submit written data, views and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
[[Page 52230]]
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File No. SR-CME-2013-15 on the subject line.
Paper Comments
Send paper comments in triplicate to Elizabeth M. Murphy,
Secretary, Securities and Exchange Commission, 100 F Street NE.,
Washington, DC, 20549-1090.
All submissions should refer to File Number SR-CME-2013-15. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549, on official business days between the hours or
10:00 a.m. and 3:00 p.m. Copies of such filing also will be available
for inspection and copying at the principal office of CME and on CME's
Web site at https://www.cmegroup.com/market-regulation/rule-filings.html.
All comments received will be posted without change; the Commission
does not edit personal identifying information from submissions. You
should submit only information that you wish to make available
publicly. All submissions should refer to File Number SR-CME-2013-15
and should be submitted on or before September 12, 2013.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\10\
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\10\ 17 CFR 200.30-3(a)(12).
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Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2013-20461 Filed 8-21-13; 8:45 am]
BILLING CODE 8011-01-P