Proposed Collection; Comment Request, 48204-48205 [2013-19038]
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Federal Register / Vol. 78, No. 152 / Wednesday, August 7, 2013 / Notices
Kimberly Meyer, NRC Disability
Program Manager, at 301–287–0727, or
by email at kimberly.meyerchambers@nrc.gov. Determinations on
requests for reasonable accommodation
will be made on a case-by-case basis.
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This notice is distributed
electronically to subscribers. If you no
longer wish to receive it, or would like
to be added to the distribution, please
contact the Office of the Secretary,
Washington, DC 20555 (301–415–1969),
or send an email to
darlene.wright@nrc.gov.
Dated: August 2, 2013.
Rochelle C. Bavol,
Policy Coordinator, Office of the Secretary.
[FR Doc. 2013–19171 Filed 8–5–13; 4:15 pm]
BILLING CODE 7590–01–P
OVERSEAS PRIVATE INVESTMENT
CORPORATION
Sunshine Act Notice; Special Meetings
of the Board of Directors
Wednesday, August 14,
2013, 3 p.m. Monday, August 19, 2013.
(CLOSED)
PLACE: Offices of the Corporation, 1100
New York Avenue NW., Washington,
DC.
STATUS: Meetings will commence at 3
p.m. (approx.).
MATTER TO BE CONSIDERED: 1. Insurance
Project—Egypt.
CONTACT PERSON FOR INFORMATION:
Information on the meetings may be
obtained from Connie M. Downs at (202)
336–8438.
TIME AND DATES:
August 5, 2013.
Connie M. Downs,
Corporate Secretary, Overseas Private
Investment Corporation.
[FR Doc. 2013–19207 Filed 8–5–13; 4:15 pm]
BILLING CODE 3210–01–P
SECURITIES AND EXCHANGE
COMMISSION
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Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Rule 17a–1; SEC File No. 270–244, OMB
Control No. 3235–0208.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
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17:03 Aug 06, 2013
Jkt 229001
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the existing collection of information
provided for in Rule 17a–1 (17 CFR
240.17a–1) under the Securities
Exchange Act of 1934, as amended (the
‘‘Act’’) (15 U.S.C. 78a et seq.). The
Commission plans to submit this
existing collection of information to the
Office of Management and Budget for
extension and approval.
Rule 17a–1 requires that every
national securities exchange, national
securities association, registered
clearing agency, and the Municipal
Securities Rulemaking Board keep on
file for a period of not less than five
years, the first two years in an easily
accessible place, at least one copy of all
documents, including all
correspondence, memoranda, papers,
books, notices, accounts, and other such
records made or received by it in the
course of its business as such and in the
conduct of its self-regulatory activity,
and that such documents be available
for examination by the Commission.
There are 28 entities required to
comply with the rule: 17 national
securities exchanges, 1 national
securities association, 9 registered
clearing agencies, and the Municipal
Securities Rulemaking Board. The
Commission staff estimates that the
average number of hours necessary for
compliance with the requirements of
Rule 17a–1 is 50 hours per year. In
addition, 5 national securities
exchanges notice-registered pursuant to
Section 6(g) of the Act (15 U.S.C. 78f(g))
are required to preserve records of
determinations made under Rule 3a55–
1 under the Act (17 CFR 240.3a55–1),
which the Commission staff estimates
will take 1 hour per exchange, for a total
of 5 hours. Accordingly, the
Commission staff estimates that the total
number of hours necessary to comply
with the requirements of Rule 17a–1 is
1,405 hours. The average cost per hour
is $63. Therefore, the total cost of
compliance for all respondents is
$88,515.
Written comments are invited on (a)
whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimate of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information to be collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
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other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number.
Please direct your written comments
to: Thomas Bayer, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 100 F St. NE., Washington, DC
20549 or send an email to:
PRA_Mailbox@sec.gov.
Dated: August 1, 2013.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–19041 Filed 8–6–13; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Rule 15Ba2–5, SEC File No. 270–91, OMB
Control No. 3235–0088.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
provided for in Rule 15Ba2–5 (17 CFR
240.15Ba2–5)—Registration of
Fiduciaries, under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.) (the ‘‘Exchange Act’’). The
Commission plans to submit this
existing collection of information to the
Office of Management and Budget for
extension and approval.
On July 7, 1976, effective July 16,
1976 (see 41 FR 28948, July 14, 1976),
the Commission adopted Rule 15Ba2–5
under the Exchange Act of 1934 to
permit a duly-appointed fiduciary to
assume immediate responsibility for the
operation of a municipal securities
dealer’s business. Without the rule, the
fiduciary would not be able to assume
operation until it registered as a
municipal securities dealer. Under the
rule, the registration of a municipal
securities dealer is deemed to be the
registration of any executor,
administrator, guardian, conservator,
E:\FR\FM\07AUN1.SGM
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mstockstill on DSK4VPTVN1PROD with NOTICES
Federal Register / Vol. 78, No. 152 / Wednesday, August 7, 2013 / Notices
assignee for the benefit of creditors,
receiver, trustee in insolvency or
bankruptcy, or other fiduciary,
appointed or qualified by order,
judgment, or decree of a court of
competent jurisdiction to continue the
business of such municipal securities
dealer, provided that such fiduciary
files with the Commission, within 30
days after entering upon the
performance of his duties, a statement
setting forth as to such fiduciary
substantially the same information
required by Form MSD or Form BD. The
statement is necessary to ensure that the
Commission and the public have
adequate information about the
fiduciary.
There is approximately 1 respondent
per year that requires an aggregate total
of 4 hours to comply with this rule. This
respondent makes an estimated 1
annual response. Each response takes
approximately 4 hours to complete.
Thus, the total compliance burden per
year is 4 burden hours. The approximate
cost per hour is $20, resulting in a total
cost of compliance for the respondent of
approximately $80 (i.e., 4 hours x $20).
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information to be collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
Please direct your written comments to:
Thomas Bayer, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 100 F Street, NE., Washington,
DC 20549 or send an email to:
PRA_Mailbox@sec.gov.
Dated: August 1, 2013.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–19038 Filed 8–6–13; 8:45 am]
BILLING CODE 8011–01–P
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SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
30639; 812–14071]
Ranger Alternative Management, L.P.
and Ranger Funds Investment Trust;
Notice of Application
August 1, 2013.
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice of an application for an
order under section 6(c) of the
Investment Company Act of 1940
(‘‘Act’’) for an exemption from sections
2(a)(32), 5(a)(1), 22(d) and 22(e) of the
Act and rule 22c-1 under the Act, under
sections 6(c) and 17(b) of the Act for an
exemption from sections 17(a)(1) and
(a)(2) of the Act, and under section
12(d)(1)(J) of the Act for an exemption
from sections 12(d)(1)(A) and (B) of the
Act.
AGENCY:
Ranger Alternative
Management, L.P. (‘‘Ranger’’) and
Ranger Funds Investment Trust (the
‘‘Trust’’).
SUMMARY OF APPLICATION: Applicants
request an order that permits: (a)
Actively-managed series of certain
open-end management investment
companies to issue shares (‘‘Shares’’)
redeemable in large aggregations only
(‘‘Creation Units’’); (b) secondary market
transactions in Shares to occur at
negotiated market prices; (c) certain
series to pay redemption proceeds,
under certain circumstances, more than
seven days from the tender of Shares for
redemption; (d) certain affiliated
persons of the series to deposit
securities into, and receive securities
from, the series in connection with the
purchase and redemption of Creation
Units; and (e) certain registered
management investment companies and
unit investment trusts outside of the
same group of investment companies as
the series to acquire Shares.
DATES: Filing Dates: The application was
filed on August 24, 2012, and amended
on March 5, 2013, and July 30, 2013.
HEARING OR NOTIFICATION OF HEARING:
An order granting the requested relief
will be issued unless the Commission
orders a hearing. Interested persons may
request a hearing by writing to the
Commission’s Secretary and serving
applicants with a copy of the request,
personally or by mail. Hearing requests
should be received by the Commission
by 5:30 p.m. on August 26, 2013, and
should be accompanied by proof of
service on applicants, in the form of an
affidavit or, for lawyers, a certificate of
service. Hearing requests should state
APPLICANTS:
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48205
the nature of the writer’s interest, the
reason for the request, and the issues
contested. Persons who wish to be
notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: Elizabeth M. Murphy,
Secretary, U.S. Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
Applicants: 2828 N. Harwood Street,
Suite 1600, Dallas, Texas 75201.
FOR FURTHER INFORMATION CONTACT:
Steven I. Amchan, Senior Counsel, at
(202) 551–6826 or Jennifer L. Sawin,
Branch Chief, at (202) 551–6821
(Division of Investment Management,
Exemptive Applications Office).
SUPPLEMENTARY INFORMATION: The
following is a summary of the
application. The complete application
may be obtained via the Commission’s
Web site by searching for the file
number, or an applicant using the
Company name box, at https://
www.sec.gov/search/search.htm or by
calling (202) 551–8090.
Applicants’ Representations
1. The Trust is registered as an openend management investment company
under the Act and is a statutory trust
organized under the laws of Delaware.
The Trust initially will offer one series,
the Ranger Global ETF (the ‘‘Initial
Fund’’), which applicants state will seek
long term capital appreciation through
long positions and short sales (‘‘Short
Positions’’) of U.S. and/or non-U.S.
equity securities.
2. Ranger, a Texas limited
partnership, is registered as an
investment adviser under the
Investment Advisers Act of 1940
(‘‘Advisers Act’’) and will serve as
investment adviser to the Initial Fund.
The Advisor (as defined below) may in
the future retain one or more subadvisers (each a ‘‘Subadvisor’’) to
manage the portfolios of the Funds (as
defined below). Any Subadvisor will be
registered under the Advisers Act or not
subject to such registration. A registered
broker-dealer under the Securities
Exchange Act of 1934 (‘‘Exchange Act,’’
and such persons registered under the
Exchange Act, ‘‘Brokers’’), which may
be an affiliate of the Advisor, will act as
the distributor and principal
underwriter of the Funds
(‘‘Distributor’’).1
3. Applicants request that the order
apply to the Initial Fund and any future
series of the Trust or future series of
other existing or future open-end
1 Applicants request that the order also apply to
future distributors that comply with the terms and
conditions of the application.
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]]>Agencies
[Federal Register Volume 78, Number 152 (Wednesday, August 7, 2013)]
[Notices]
[Pages 48204-48205]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-19038]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC
20549-0213.
Extension:
Rule 15Ba2-5, SEC File No. 270-91, OMB Control No. 3235-0088.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information provided for in Rule 15Ba2-5 (17 CFR 240.15Ba2-5)--
Registration of Fiduciaries, under the Securities Exchange Act of 1934
(15 U.S.C. 78a et seq.) (the ``Exchange Act''). The Commission plans to
submit this existing collection of information to the Office of
Management and Budget for extension and approval.
On July 7, 1976, effective July 16, 1976 (see 41 FR 28948, July 14,
1976), the Commission adopted Rule 15Ba2-5 under the Exchange Act of
1934 to permit a duly-appointed fiduciary to assume immediate
responsibility for the operation of a municipal securities dealer's
business. Without the rule, the fiduciary would not be able to assume
operation until it registered as a municipal securities dealer. Under
the rule, the registration of a municipal securities dealer is deemed
to be the registration of any executor, administrator, guardian,
conservator,
[[Page 48205]]
assignee for the benefit of creditors, receiver, trustee in insolvency
or bankruptcy, or other fiduciary, appointed or qualified by order,
judgment, or decree of a court of competent jurisdiction to continue
the business of such municipal securities dealer, provided that such
fiduciary files with the Commission, within 30 days after entering upon
the performance of his duties, a statement setting forth as to such
fiduciary substantially the same information required by Form MSD or
Form BD. The statement is necessary to ensure that the Commission and
the public have adequate information about the fiduciary.
There is approximately 1 respondent per year that requires an
aggregate total of 4 hours to comply with this rule. This respondent
makes an estimated 1 annual response. Each response takes approximately
4 hours to complete. Thus, the total compliance burden per year is 4
burden hours. The approximate cost per hour is $20, resulting in a
total cost of compliance for the respondent of approximately $80 (i.e.,
4 hours x $20).
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the Commission, including whether the information
shall have practical utility; (b) the accuracy of the Commission's
estimates of the burden of the proposed collection of information; (c)
ways to enhance the quality, utility, and clarity of the information to
be collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or other forms of information technology.
Consideration will be given to comments and suggestions submitted in
writing within 60 days of this publication.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number. Please direct your
written comments to: Thomas Bayer, Director/Chief Information Officer,
Securities and Exchange Commission, c/o Remi Pavlik-Simon, 100 F
Street, NE., Washington, DC 20549 or send an email to: PRA_Mailbox@sec.gov.
Dated: August 1, 2013.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2013-19038 Filed 8-6-13; 8:45 am]
BILLING CODE 8011-01-P
