Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 47027-47028 [2013-18593]
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Federal Register / Vol. 78, No. 149 / Friday, August 2, 2013 / Notices
Authority: 5 U.S.C. 3301 and 3302; E.O.
10577, 3 CFR, 1954–1958 Comp., p. 218.
their securities and do not propose to
make a public offering or engage in
business of any kind.
Filing Dates: The applications were
filed on June 19, 2012, and amended on
June 25, 2013.
Applicants’ Address: 75 Rockefeller
Plaza, 14th Floor, New York, NY 10019.
U.S. Office of Personnel Management.
Elaine Kaplan,
Acting Director.
[FR Doc. 2013–18607 Filed 8–1–13; 8:45 am]
BILLING CODE 6325–39–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–30631]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
July 26, 2013.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of July 2013.
A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
August 20, 2013, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
For Further Information Contact:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Exemptive Applications Office, 100 F
Street NE., Washington, DC 20549–
8010.
sroberts on DSK5SPTVN1PROD with NOTICES
JHW Pan Asia Strategies TE Fund, LLC
[File No. 811–22381]
JHW Pan Asia Strategies Fund, LLC
[File No. 811–22382]
JHW Pan Asia Strategies Master Fund,
LLC [File No. 811–22383]
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. Applicants
have never made a public offering of
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18:55 Aug 01, 2013
Jkt 229001
CAMCO Investors Trust [File No. 811–
21966]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On June 27, 2013,
applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $3,780
incurred in connection with the
liquidation were paid by Cornerstone
Asset Management Inc., applicant’s
investment adviser.
Filing Date: The application was filed
on July 9, 2013.
Applicant’s Address: 116 S. Stewart
St., Winchester, VA 22601.
Dreman Contrarian Funds [File No.
811–22118]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred its assets to Valued Advisers
Trust and, on February 28, 2013, made
a final distribution to its shareholders
based on net asset value. Expenses of
$68,138 incurred in connection with the
reorganization were paid by Dreman
Value Management, LLC, applicant’s
investment adviser.
Filing Date: The application was filed
on June 13, 2013.
Applicant’s Address: c/o Huntington
Asset Services, Inc., 2960 N. Meridian
St., Suite 300, Indianapolis, IN 46208.
FocusShares Trust [File No. 811–22128]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On or about
August 30, 2012, applicant made a
liquidating distribution to its
shareholders, based on net asset value.
Expenses of approximately $1,984,119
were incurred in connection with the
liquidation; $18,901 of which was paid
by applicant and the remaining was
paid by FocusShares, LLC, applicant’s
investment adviser.
Filing Date: The application was filed
on June 17, 2013.
Applicant’s Address: 700 Maryville
Centre Drive, St. Louis, MO 63141.
Hatteras Variable Trust [File No. 811–
22660]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On April 26,
2013, applicant made a liquidating
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47027
distribution to its shareholders, based
on net asset value. Applicant incurred
no expenses in connection with the
liquidation.
Filing Date: The application was filed
on June 28, 2013.
Applicant’s Address: 8540 Colonnade
Center Drive, Suite 401, Raleigh, NC
27615.
Javelin Exchange-Traded Trust [File
No. 811–22125]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On October 12,
2011, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of less than
$5,000 incurred in connection with the
liquidation were paid by Javelin
Investment Management LLC,
applicant’s investment adviser.
Filing Date: The application was filed
on June 28, 2013.
Applicant’s Address: 338 The Great
Road, Princeton, NJ 08540.
Rochdale Investment Trust [File No.
811–8685]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred its assets to CNI Charter
Funds and, on March 29, 2013, made a
final distribution to its shareholders
based on net asset value. Expenses of
$334,000 incurred in connection with
the reorganization were paid by
Rochdale Investment Management, LLC,
applicant’s investment adviser.
Filing Date: The application was filed
on July 1, 2013.
Applicant’s Address: 570 Lexington
Ave., New York, NY 10022.
Stonebridge Funds Trust [File No. 811–
749]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
transferred its assets to Stonebridge
Small-Cap Growth Fund, a series of
Financial Investors Trust, and, on
February 19, 2013, made a final
distribution to its shareholders based on
net asset value. Expenses of $148,185
incurred in connection with the
reorganization were paid by applicant.
Filing Date: The application was filed
on May 14, 2013.
Applicant’s Address: 1290 Broadway,
Suite 1100, Denver, CO 80203.
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47028
Federal Register / Vol. 78, No. 149 / Friday, August 2, 2013 / Notices
Multi-Manger Portfolio, LLC [File No.
811–22300]
Multi-Manager TEI Portfolio, LLC [File
No. 811–22301]
Multi-Manager Master Portfolio, LLC
[file No. 811–22302]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Applicants
have never made a public offering of
their securities and do not propose to
make a public offering. Each applicant
will continue to operate as a private
investment fund in reliance on section
3(c)(7) of the Act.
Filing Date: The applications were
filed on July 10, 2013.
Applicants’ Address: 150 South U.S.
Highway 1, Suite 500, Jupiter, FL 33477.
Separate Account III of Integrity Life
Insurance Company [File No. 811–8728]
Separate Account III of National
Integrity Life Insurance Company [File
No. 811–8752]
Summary: Each Applicant seeks an
order declaring that it has ceased to be
an investment company. Each Applicant
is a registered separate account that is
organized as a unit investment trust.
The management of each Applicant’s
depositor gave authorization for the
abandonment of the respective
registration because the relevant
separate account has been inactive
during its existence. Applicants do not
have, nor have they ever had, assets or
shareholders. Applicants are not parties
to any litigation or administrative
proceeding and are not engaged in or
intending to engage in any business
activities.
Filing Dates: Each Applicant’s
application was filed on May 24, 2013.
Applicants’ Address: 400 Broadway,
Cincinnati, OH 45202.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–18593 Filed 8–1–13; 8:45 am]
BILLING CODE 8011–01–P
sroberts on DSK5SPTVN1PROD with NOTICES
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
30634; 812–13963]
Exchange Traded Concepts, LLC, et
al.; Notice of Application
July 29, 2013.
Securities and Exchange
Commission (‘‘Commission’’).
AGENCY:
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Notice of an application for an
order under section 6(c) of the
Investment Company Act of 1940 (the
‘‘Act’’) for an exemption from sections
2(a)(32), 5(a)(1), 22(d), and 22(e) of the
Act and rule 22c–1 under the Act, under
sections 6(c) and 17(b) of the Act for an
exemption from sections 17(a)(1) and
17(a)(2) of the Act, and under section
12(d)(1)(J) for an exemption from
sections 12(d)(1)(A) and 12(d)(1)(B) of
the Act.
ACTION:
Summary of Application:
Applicants request an order that would
permit (a) series of certain open-end
management investment companies to
issue shares (‘‘Shares’’) redeemable in
large aggregations only (‘‘Creation
Units’’); (b) secondary market
transactions in Shares to occur at
negotiated market prices rather than at
net asset value (‘‘NAV’’); (c) certain
series to pay redemption proceeds,
under certain circumstances, more than
seven days after the tender of Shares for
redemption; (d) certain affiliated
persons of the series to deposit
securities into, and receive securities
from, the series in connection with the
purchase and redemption of Creation
Units; and (e) certain registered
management investment companies and
unit investment trusts outside of the
same group of investment companies as
the series to acquire Shares. The
requested order would supersede a prior
order (‘‘Prior Order’’).1
Applicants: Exchange Traded
Concepts, LLC (‘‘Current Adviser’’),
Exchange Traded Concepts Trust,
Exchange Traded Concepts Trust II, ETF
Series Solutions (each, a ‘‘Trust’’), SEI
Investments Distribution Co. (‘‘SEI’’),
Quasar Distributors, LLC (‘‘Quasar’’) and
Foreside Fund Services, LLC
(‘‘Foreside’’ and each of SEI, Quasar and
Foreside, a ‘‘Distributor’’).
DATES: Filing Dates: The application
was filed on September 21, 2011 and
amended on March 30, 2012, September
7, 2012, February 4, 2013, June 21, 2013,
July 3, 2013, and July 15, 2013. Hearing
or Notification of Hearing: An order
granting the requested relief will be
issued unless the Commission orders a
hearing. Interested persons may request
a hearing by writing to the
Commission’s Secretary and serving
applicants with a copy of the request,
personally or by mail. Hearing requests
should be received by the Commission
by 5:30 p.m. on August 23, 2013, and
should be accompanied by proof of
service on applicants, in the form of an
SUMMARY:
1 In the Matter of FaithShares Trust, et al.,
Investment Company Act Release Nos. 28991 (Nov.
5, 2009) (notice) and 29065 (Dec. 1, 2009) (order).
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Sfmt 4703
affidavit, or for lawyers, a certificate of
service. Hearing requests should state
the nature of the writer’s interest, the
reason for the request, and the issues
contested. Persons who wish to be
notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: Elizabeth M. Murphy,
Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090;
Applicants: the Current Advisor and the
Trusts, 2545 South Kelly Avenue, Suite
C, Edmond, OK 73013; SEI, 1 Freedom
Valley Drive, Oaks, PA 19456; Quasar,
615 East Michigan Street, 4th Floor,
Milwaukee, WI 53202; and Foreside, 3
Canal Plaza, Suite 100, Portland, ME
04101.
FOR FURTHER INFORMATION CONTACT:
Laura J. Riegel, Senior Counsel at (202)
551–6873, or Mary Kay Frech, Branch
Chief, at (202) 551–6821 (Division of
Investment Management, Exemptive
Applications Office).
SUPPLEMENTARY INFORMATION: The
following is a summary of the
application. The complete application
may be obtained via the Commission’s
Web site by searching for the file
number, or for an applicant using the
Company name box, at https://
www.sec.gov/search/search.htm or by
calling (202) 551–8090.
Applicants’ Representations
1. Each Trust is a Delaware statutory
trust registered under the Act as an
open-end management investment
company with multiple series.
2. The Current Adviser is registered as
an investment adviser under the
Investment Advisers Act of 1940 (the
‘‘Advisers Act’’) and is the investment
adviser to the Funds (as defined below).
Any other Adviser (as defined below)
will also be registered as an investment
adviser under the Advisers Act. The
Adviser may enter into sub-advisory
agreements with one or more
investment advisers to act as subadvisers to particular Funds (each, a
‘‘Sub-Adviser’’). Any Sub-Adviser will
either be registered under the Advisers
Act or will not be required to register
thereunder.
3. A Distributor will serve as the
principal underwriter and distributor
for each of the Funds. Applicants
request that the order also apply to any
other future principal underwriter and
distributor to Future Funds (as defined
below) (‘‘Future Distributor’’), provided
that any such Future Distributor
complies with the terms and conditions
of the application. Each Distributor is
not, and no Future Distributor will be,
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]]>Agencies
[Federal Register Volume 78, Number 149 (Friday, August 2, 2013)]
[Notices]
[Pages 47027-47028]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-18593]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-30631]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
July 26, 2013.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
July 2013. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on August 20, 2013, and
should be accompanied by proof of service on the applicant, in the form
of an affidavit or, for lawyers, a certificate of service. Hearing
requests should state the nature of the writer's interest, the reason
for the request, and the issues contested. Persons who wish to be
notified of a hearing may request notification by writing to the
Secretary, U.S. Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.
For Further Information Contact: Diane L. Titus at (202) 551-6810,
SEC, Division of Investment Management, Exemptive Applications Office,
100 F Street NE., Washington, DC 20549-8010.
JHW Pan Asia Strategies TE Fund, LLC [File No. 811-22381]
JHW Pan Asia Strategies Fund, LLC [File No. 811-22382]
JHW Pan Asia Strategies Master Fund, LLC [File No. 811-22383]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. Applicants have never made a public
offering of their securities and do not propose to make a public
offering or engage in business of any kind.
Filing Dates: The applications were filed on June 19, 2012, and
amended on June 25, 2013.
Applicants' Address: 75 Rockefeller Plaza, 14th Floor, New York, NY
10019.
CAMCO Investors Trust [File No. 811-21966]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On June 27, 2013, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $3,780 incurred in connection with the liquidation were
paid by Cornerstone Asset Management Inc., applicant's investment
adviser.
Filing Date: The application was filed on July 9, 2013.
Applicant's Address: 116 S. Stewart St., Winchester, VA 22601.
Dreman Contrarian Funds [File No. 811-22118]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant transferred its assets to Valued
Advisers Trust and, on February 28, 2013, made a final distribution to
its shareholders based on net asset value. Expenses of $68,138 incurred
in connection with the reorganization were paid by Dreman Value
Management, LLC, applicant's investment adviser.
Filing Date: The application was filed on June 13, 2013.
Applicant's Address: c/o Huntington Asset Services, Inc., 2960 N.
Meridian St., Suite 300, Indianapolis, IN 46208.
FocusShares Trust [File No. 811-22128]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On or about August 30, 2012, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of approximately $1,984,119 were incurred in connection with
the liquidation; $18,901 of which was paid by applicant and the
remaining was paid by FocusShares, LLC, applicant's investment adviser.
Filing Date: The application was filed on June 17, 2013.
Applicant's Address: 700 Maryville Centre Drive, St. Louis, MO
63141.
Hatteras Variable Trust [File No. 811-22660]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On April 26, 2013, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Applicant incurred no expenses in connection with the liquidation.
Filing Date: The application was filed on June 28, 2013.
Applicant's Address: 8540 Colonnade Center Drive, Suite 401,
Raleigh, NC 27615.
Javelin Exchange-Traded Trust [File No. 811-22125]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On October 12, 2011, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of less than $5,000 incurred in connection with the
liquidation were paid by Javelin Investment Management LLC, applicant's
investment adviser.
Filing Date: The application was filed on June 28, 2013.
Applicant's Address: 338 The Great Road, Princeton, NJ 08540.
Rochdale Investment Trust [File No. 811-8685]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant transferred its assets to CNI
Charter Funds and, on March 29, 2013, made a final distribution to its
shareholders based on net asset value. Expenses of $334,000 incurred in
connection with the reorganization were paid by Rochdale Investment
Management, LLC, applicant's investment adviser.
Filing Date: The application was filed on July 1, 2013.
Applicant's Address: 570 Lexington Ave., New York, NY 10022.
Stonebridge Funds Trust [File No. 811-749]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has transferred its assets to
Stonebridge Small-Cap Growth Fund, a series of Financial Investors
Trust, and, on February 19, 2013, made a final distribution to its
shareholders based on net asset value. Expenses of $148,185 incurred in
connection with the reorganization were paid by applicant.
Filing Date: The application was filed on May 14, 2013.
Applicant's Address: 1290 Broadway, Suite 1100, Denver, CO 80203.
[[Page 47028]]
Multi-Manger Portfolio, LLC [File No. 811-22300]
Multi-Manager TEI Portfolio, LLC [File No. 811-22301]
Multi-Manager Master Portfolio, LLC [file No. 811-22302]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company.
Applicants have never made a public offering of their securities and do
not propose to make a public offering. Each applicant will continue to
operate as a private investment fund in reliance on section 3(c)(7) of
the Act.
Filing Date: The applications were filed on July 10, 2013.
Applicants' Address: 150 South U.S. Highway 1, Suite 500, Jupiter,
FL 33477.
Separate Account III of Integrity Life Insurance Company [File No. 811-
8728]
Separate Account III of National Integrity Life Insurance Company [File
No. 811-8752]
Summary: Each Applicant seeks an order declaring that it has ceased
to be an investment company. Each Applicant is a registered separate
account that is organized as a unit investment trust. The management of
each Applicant's depositor gave authorization for the abandonment of
the respective registration because the relevant separate account has
been inactive during its existence. Applicants do not have, nor have
they ever had, assets or shareholders. Applicants are not parties to
any litigation or administrative proceeding and are not engaged in or
intending to engage in any business activities.
Filing Dates: Each Applicant's application was filed on May 24,
2013.
Applicants' Address: 400 Broadway, Cincinnati, OH 45202.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2013-18593 Filed 8-1-13; 8:45 am]
BILLING CODE 8011-01-P
