Dodd-Frank Investor Advisory Committee, 43254 [2013-17303]

Download as PDF 43254 Federal Register / Vol. 78, No. 139 / Friday, July 19, 2013 / Notices substantially similar relief to that in the order requested in the application, the requested order will expire on the effective date of that rule. 13. The Adviser will provide the Board, no less frequently than quarterly, with information about the profitability of the Adviser on a per Subadvised Fund basis. The information will reflect the impact on profitability of the hiring or termination of any Subadviser during the applicable quarter. 14. For Subadvised Funds that pay fees to a Subadviser directly from Fund assets, any changes to a Subadvisory Agreement that would result in an increase in the total management and advisory fees payable by a Subadvised Fund will be required to be approved by the shareholders of the Subadvised Fund. For the Commission, by the Division of Investment Management, under delegated authority. Kevin M. O’Neill, Deputy Secretary. SECURITIES AND EXCHANGE COMMISSION [Release Nos. 33–9418; 34–69988, File No. 265–28] Dodd-Frank Investor Advisory Committee Securities and Exchange Commission. ACTION: Notice of Meeting of Securities and Exchange Commission Dodd-Frank Investor Advisory Committee. AGENCY: The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting on Thursday, July 25, 2013, in Multi-Purpose Room LL–006 at the Commission’s headquarters, 100 F Street NE., Washington, DC 20549. The meeting will begin at 10:00 a.m. (EDT) and end at 4:00 p.m. and will be open to the public, except during portions of the meeting reserved for meetings of the Committee’s subcommittees. The meeting will be webcast on the Commission’s Web site at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The agenda for the meeting includes approval of minutes, emcdonald on DSK67QTVN1PROD with NOTICES 15:33 Jul 18, 2013 Jkt 229001 Written statements may be submitted by any of the following methods: ADDRESSES: Electronic Statements SECURITIES AND EXCHANGE COMMISSION [Release No. 34–69987; File No. SR–CBOE– 2013–026] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Complex Orders July 15, 2013. ■ Use the Commission’s Internet submission form (https://www.sec.gov/ rules/other.shtml ); or ■ Send an email message to rulescomments@sec.gov. Please include File No. 265–28 on the subject line; or ■ Send paper statements in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. BILLING CODE 8011–01–P VerDate Mar<15>2010 Written statements should be received on or before July 25, 2013. DATES: Paper Statements [FR Doc. 2013–17316 Filed 7–18–13; 8:45 am] SUMMARY: Investor as Owner Subcommittee recommendation regarding data tagging, Investor as Owner Subcommittee recommendation regarding the use of universal proxy ballots, and subcommittee reports. All submissions should refer to File No. 265–28. This file number should be included on the subject line if email is used. To help us process and review your statement more efficiently, please use only one method. Statements also will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Room 1580, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. All statements received will be posted without change; we do not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. M. Owen Donley, Chief Counsel, at (202) 551–6322, Office of Investor Education and Advocacy, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549. FOR FURTHER INFORMATION CONTACT: Dated: July 15, 2013. Elizabeth M. Murphy, Secretary. I. Introduction On March 28, 2013, Chicago Board Options Exchange, Incorporated (the ‘‘Exchange’’ or ‘‘CBOE’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’) 1 and Rule 19b-4 thereunder,2 a proposed rule change to amend its rules governing the trading of complex orders on the Exchange to adopt a new order type called ‘‘leg orders.’’ On April 11, 2013, the Exchange filed Amendment No. 1 to the proposal. The proposed rule change, as modified by Amendment No. 1, was published for comment in the Federal Register on April 17, 2013.3 The Commission received no comment letters regarding the proposed rule change, as modified by Amendment No. 1. On June 26, 2013, the Exchange filed Amendment No. 2 to the proposal.4 The Commission is publishing this notice to solicit comments on Amendment No. 2 from interested persons and is approving the proposed rule change, as modified by Amendment Nos. 1 and 2, on an accelerated basis. II. Description A. Leg Orders CBOE proposes to adopt CBOE Rule 6.53C(c)(iv) relating to the generation and execution of leg orders. A leg order would be a limit order on the CBOE electronic book (‘‘EBook’’) that represents one leg of a non-contingent complex order resting on the complex order book (‘‘COB’’) if the ratio of that leg to the other legs of the complex order is equal to or can be reduced to one (e.g., 1:1, 1:2, or 1:3).5 A leg order [FR Doc. 2013–17303 Filed 7–18–13; 8:45 am] 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 See Securities Exchange Act Release No. 69364 (April 11, 2013), 78 FR 22326. 4 See infra Section II.B for a description of Amendment No. 2. 5 See proposed CBOE Rule 6.53(x). See also Notice, 78 FR 22928, n. 4 for an explanation of conforming ratios as applied to the generation of leg orders. BILLING CODE 8011–01–P PO 00000 Frm 00115 Fmt 4703 2 17 Sfmt 4703 E:\FR\FM\19JYN1.SGM 19JYN1

Agencies

[Federal Register Volume 78, Number 139 (Friday, July 19, 2013)]
[Notices]
[Page 43254]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-17303]


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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-9418; 34-69988, File No. 265-28]


Dodd-Frank Investor Advisory Committee

AGENCY: Securities and Exchange Commission.

ACTION: Notice of Meeting of Securities and Exchange Commission Dodd-
Frank Investor Advisory Committee.

-----------------------------------------------------------------------

SUMMARY: The Securities and Exchange Commission Investor Advisory 
Committee, established pursuant to Section 911 of the Dodd-Frank Wall 
Street Reform and Consumer Protection Act of 2010, is providing notice 
that it will hold a public meeting on Thursday, July 25, 2013, in 
Multi-Purpose Room LL-006 at the Commission's headquarters, 100 F 
Street NE., Washington, DC 20549. The meeting will begin at 10:00 a.m. 
(EDT) and end at 4:00 p.m. and will be open to the public, except 
during portions of the meeting reserved for meetings of the Committee's 
subcommittees. The meeting will be webcast on the Commission's Web site 
at www.sec.gov. Persons needing special accommodations to take part 
because of a disability should notify the contact person listed below. 
The public is invited to submit written statements to the Committee. 
The agenda for the meeting includes approval of minutes, Investor as 
Owner Subcommittee recommendation regarding data tagging, Investor as 
Owner Subcommittee recommendation regarding the use of universal proxy 
ballots, and subcommittee reports.

DATES: Written statements should be received on or before July 25, 
2013.

ADDRESSES: Written statements may be submitted by any of the following 
methods:

Electronic Statements

    [squf] Use the Commission's Internet submission form (https://www.sec.gov/rules/other.shtml ); or
    [squf] Send an email message to rules-comments@sec.gov. Please 
include File No. 265-28 on the subject line; or

Paper Statements

    [squf] Send paper statements in triplicate to Elizabeth M. Murphy, 
Secretary, Securities and Exchange Commission, 100 F Street NE., 
Washington, DC 20549-1090.

All submissions should refer to File No. 265-28. This file number 
should be included on the subject line if email is used. To help us 
process and review your statement more efficiently, please use only one 
method.

    Statements also will be available for Web site viewing and printing 
in the Commission's Public Reference Room, 100 F Street NE., Room 1580, 
Washington, DC 20549, on official business days between the hours of 
10:00 a.m. and 3:00 p.m. All statements received will be posted without 
change; we do not edit personal identifying information from 
submissions. You should submit only information that you wish to make 
available publicly.

FOR FURTHER INFORMATION CONTACT: M. Owen Donley, Chief Counsel, at 
(202) 551-6322, Office of Investor Education and Advocacy, Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549.

     Dated: July 15, 2013.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2013-17303 Filed 7-18-13; 8:45 am]
BILLING CODE 8011-01-P
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