Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Short-Form License Agreement That Must Be Signed by OCC Clearing Members Seeking To Clear Over-the-Counter Index Options on Underlying Indices Published by Standard & Poor's Financial Services LLC, 36005-36006 [2013-14111]
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<![CDATA[
Federal Register / Vol. 78, No. 115 / Friday, June 14, 2013 / Notices
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of OCC and on OCC’s Web site
(https://www.theocc.com/about/
publications/bylaws.jsp). All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–OCC–
2013–08 and should be submitted on or
before July 5, 2013.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.11
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–14112 Filed 6–13–13; 8:45 am]
I. Clearing Agency’s Statement of the
Terms of Substance of the Proposed
Rule Change
OCC proposes to amend the shortform license agreement that must be
signed by OCC clearing members
seeking to clear over-the-counter
(‘‘OTC’’) index options on underlying
indices published by Standard & Poor’s
Financial Services LLC (‘‘S&P®’’).
II. Clearing Agency’s Statement of the
Purpose of, and Statutory Basis for, the
Proposed Rule Change
In its filing with the Commission,
OCC included statements concerning
the purpose of and basis for the
proposed rule change and discussed any
comments it received on the proposed
rule change. The text of these statements
may be examined at the places specified
in Item IV below. OCC has prepared
summaries, set forth in sections (A), (B),
and (C) below, of the most significant
aspects of these statements.
(A) Clearing Agency’s Statement of the
Purpose of, and Statutory Basis for, the
Proposed Rule Change
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–69722; File No. SR–OCC–
2013–07]
Self-Regulatory Organizations; The
Options Clearing Corporation; Notice
of Filing and Immediate Effectiveness
of Proposed Rule Change To Amend
the Short-Form License Agreement
That Must Be Signed by OCC Clearing
Members Seeking To Clear Over-theCounter Index Options on Underlying
Indices Published by Standard &
Poor’s Financial Services LLC
June 10, 2013.
mstockstill on DSK4VPTVN1PROD with NOTICES
in Items I and II below, which Items
have been prepared by the clearing
agency. OCC filed the proposed rule
change pursuant to Section
19(b)(3)(A)(i) of the Act 3 and Rule
19b(4)(f)(1) thereunder 4 so that the
proposal was effective upon filing with
the Commission. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on May 31,
2013, The Options Clearing Corporation
(‘‘OCC’’) filed with the Securities and
Exchange Commission (‘‘Commission’’)
the proposed rule change as described
The purpose of this proposed rule
change is to amend the S&P short-form
license agreement that clearing members
must execute if they plan to participate
in OCC’s initiative to clear and settle
index options that are negotiated bilaterally in the OTC market and
submitted to OCC for clearing (the ‘‘S&P
Agreement’’). On August 30, 2012, OCC
filed with the Securities and Exchange
Commission (‘‘Commission’’) proposed
rule change SR–OCC–2012–14 pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 5 and Rule
19b–4 thereunder 6 (‘‘Proposed Rule
Change’’) and as an Advance Notice
(AN–OCC–2012–01) pursuant to Section
806(e) of Title VIII of the Dodd-Frank
Act (‘‘Title VIII’’ or ‘‘Clearing
Supervision Act’’).7 The Proposed Rule
Change and Advance Notice were
published for comment in the Federal
3 15
U.S.C. 78s(b)(3)(A)(i).
CFR 240.19b–4(f)(1).
5 15 U.S.C. 78s(b)(1).
6 17 CFR 240.19b–4.
7 12 U.S.C. 5465(e).
4 17
11 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
VerDate Mar<15>2010
17:03 Jun 13, 2013
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36005
Register on September 18, 2012 8 and
September 27, 2012,9 respectively. On
November 30, 2012, OCC filed
Amendment No. 1 to the Proposal.10 An
Order was issued by the Commission
approving the Proposed Rule Change
and providing notice that there was no
objection to the Advance Notice (the
‘‘Approved Rule Change’’).11
As part of the Approved Rule Change,
OCC added a new Interpretation and
Policy .11 to Section 1 of Article V of
the By-Laws, providing that clearing
members that desire to be designated as
an OTC Index Option Clearing Member
must execute and maintain in effect
such other documents as OCC may
prescribe. Among those documents
necessary to clear OTC index options on
underlying indices published by S&P is
the S&P Agreement in such form as
specified from time-to-time by S&P, and
the form of agreement was attached to
the Proposed Rule Change as Exhibit 3.
The proposed changes to the S&P
Agreement are generally clarifying and
housekeeping in nature. For example,
certain typographical errors have been
corrected, extraneous words have been
deleted, and certain terms have been
defined (e.g., ‘‘S&P 500 Index’’).
Contacts in the S&P Agreement for
notice purposes have been updated and
the limitation of liability and
indemnification provisions have been
expanded. As required by OCC By-Laws
Article 1, Section V, Interpretation and
Policy .11(ii), clearing members that
plan to clear OTC index options would
be required to execute the new S&P
Agreement because it is a prerequisite to
being an OTC Index Option Clearing
Member that participates in OCC’s
initiative to clear and settle OTC index
options. The S&P Agreement will be
made available for review on OCC’s
Web site.
OCC believes that the proposed rule
change is consistent with Section
17A(b)(3)(F) of the Securities Exchange
Act of 1934, as amended (the ‘‘Act’’),12
8 Securities Exchange Act Release No. 67835
(September 12, 2012), 77 FR 57602 (September 18,
2012).
9 Securities Exchange Act Release No. 67906
(September 21, 2012), 77 FR 59431 (September 27,
2012).
10 In Amendment No. 1, OCC proposed to amend
Article XVII of its By-laws to clarify that Section 6
of that Article, pertaining to OTC Index Options, are
inoperative until further notice by OCC, as well as
to amend Item 3 of the proposed rule change to
clarify that the clearing of OTC Options will not
occur until certain enhancements related to longertenor options have been approved and
implemented.
11 Securities Exchange Act Release No. 34–68434
(December 14, 2012), 77 FR 75243 (December 19,
2012).
12 15 U.S.C. 78q–1(b)(3)(F).
E:\FR\FM\14JNN1.SGM
14JNN1
36006
Federal Register / Vol. 78, No. 115 / Friday, June 14, 2013 / Notices
mstockstill on DSK4VPTVN1PROD with NOTICES
and the rules and regulations
thereunder, including Rules 17Ad–
22(d)(1) and (2) because by improving
the precision and clarity of the rights
and obligations specified in the S&P
Agreement, which is prerequisite for a
clearing member to act as an OTC Index
Option Clearing Member, the proposed
modifications would help remove
impediments to and perfect the
mechanism of a national system for the
prompt and accurate clearance and
settlement of securities transactions,13
ensure that OCC’s rules are reasonably
designed to have participation
requirements that are objective and
publicly disclosed and permit fair and
open access,14 and provide for a wellfounded, transparent, and enforceable
legal framework.15 The proposed rule
change is not inconsistent with any
rules of OCC, including any other rules
proposed to be amended.
(B) Clearing Agency’s Statement on
Burden on Competition
OCC does not believe that the
proposed rule change would impact, or
impose any burden on competition that
is not necessary or appropriate in
furtherance of the purposes of the Act.16
With respect to any burden on
competition among clearing agencies,
OCC is the only registered clearing
agency that performs central
counterparty services to the options
markets.
Changes to the rules of a clearing
agency may have an impact on the
participants in a clearing agency and the
markets that the clearing agency serves.
This proposed rule change affects all of
OCC’s clearing members desiring to be
an OTC Index Option Clearing Member,
and OCC believes that the proposed
modifications to the S&P Agreement
would not unfairly inhibit access to
OCC’s services or disadvantage or favor
any particular user in relationship to
another user because the proposed
modifications are clarifying and
housekeeping in nature and would not
impose any additional substantive
burden. Any clearing member that seeks
to become an OTC Index Options
Clearing Member would be required to
execute the new version of the S&P
Agreement.
For the foregoing reasons, OCC
believes that the proposed rule change
is in the public interest, would be
consistent with the requirements of the
Act applicable to clearing agencies, and
would not impose a burden on
U.S.C. 78q–1(b)(3)(F).
14 17 CFR 240.17Ad–22(d)(2).
15 17 CFR 240.17Ad–22(d)(1).
16 15 U.S.C. 78q–1(b)(3)(I).
competition that is unnecessary or
inappropriate in furtherance of the
purposes of the Act because the changes
would clarify the meaning of the S&P
Agreement in ways that help to promote
the purposes of the Act and Rule 17Ad–
22 thereunder as described above.
All submissions should refer to File
Number SR–OCC–2013–07. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
(C) Clearing Agency’s Statement on
Internet Web site (https://www.sec.gov/
Comments on the Proposed Rule
rules/sro.shtml). Copies of the
Change Received From Members,
submission, all subsequent
Participants, or Others
amendments, all written statements
Written comments on the proposed
with respect to the proposed rule
rule change were not and are not
change that are filed with the
intended to be solicited with respect to
Commission, and all written
the proposed rule change and none have communications relating to the
been received.
proposed rule change between the
Commission and any person, other than
III. Date of Effectiveness of the
those that may be withheld from the
Proposed Rule Change and Timing for
public in accordance with the
Commission Action
The foregoing rule change has become provisions of 5 U.S.C. 552, will be
available for Web site viewing and
effective pursuant to Section
19(b)(3)(A)(i) of the Act 17 and paragraph printing in the Commission’s Public
Reference Room, 100 F Street NE.,
(f)(i) of Rule 19b–4 thereunder 18
Washington, DC 20549 on official
because it constitutes a stated policy,
business days between the hours of
practice, or interpretation with respect
10:00 a.m. and 3:00 p.m. Copies of the
to the meaning, administration, or
filing also will be available for
enforcement of an existing rule. OCC
inspection and copying at the principal
states that it will delay the
implementation of the rule change until office of OCC and on OCC’s Web site:
https://www.theocc.com/components/
it is deemed certified under CFTC
docs/legal/rules_and_bylaws/
19 At any time within
Regulation § 40.6.
60 days of the filing of the proposed rule sr_occ_13_07.pdf.
All comments received will be posted
change, the Commission summarily may
temporarily suspend such rule change if without change; the Commission does
not edit personal identifying
it appears to the Commission that such
action is necessary or appropriate in the information from submissions. You
should submit only information that
public interest, for the protection of
investors, or otherwise in furtherance of you wish to make available publicly. All
submissions should refer to File
the purposes of the Act.
Number SR–OCC–2013–07 and should
IV. Solicitation of Comments
be submitted on or before July 5, 2013.
Interested persons are invited to
For the Commission, by the Division of
submit written data, views and
Trading and Markets, pursuant to delegated
arguments concerning the foregoing,
authority.20
including whether the proposed rule
Kevin M. O’Neill,
change is consistent with the Act.
Deputy Secretary.
Comments may be submitted by any of
[FR Doc. 2013–14111 Filed 6–13–13; 8:45 am]
the following methods:
BILLING CODE 8011–01–P
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rulecomments@sec.gov. Please include File
Number SR–OCC–2013–07 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
13 15
VerDate Mar<15>2010
17:03 Jun 13, 2013
17 15
U.S.C. 78s(b)(3)(A)(i).
18 17 CFR 240.19b–4(f)(1).
19 17 CFR 40.6.
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SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–69724; File No. SR–EDGA–
2013–15]
Self-Regulatory Organizations; EDGA
Exchange, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change Relating to Amendments
to the EDGA Exchange, Inc. Fee
Schedule
June 10, 2013.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
20 17
E:\FR\FM\14JNN1.SGM
CFR 200.30–3(a)(12).
14JNN1
]]>Agencies
[Federal Register Volume 78, Number 115 (Friday, June 14, 2013)]
[Notices]
[Pages 36005-36006]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-14111]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-69722; File No. SR-OCC-2013-07]
Self-Regulatory Organizations; The Options Clearing Corporation;
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To
Amend the Short-Form License Agreement That Must Be Signed by OCC
Clearing Members Seeking To Clear Over-the-Counter Index Options on
Underlying Indices Published by Standard & Poor's Financial Services
LLC
June 10, 2013.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on May 31, 2013, The Options Clearing Corporation (``OCC'') filed with
the Securities and Exchange Commission (``Commission'') the proposed
rule change as described in Items I and II below, which Items have been
prepared by the clearing agency. OCC filed the proposed rule change
pursuant to Section 19(b)(3)(A)(i) of the Act \3\ and Rule 19b(4)(f)(1)
thereunder \4\ so that the proposal was effective upon filing with the
Commission. The Commission is publishing this notice to solicit
comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ 15 U.S.C. 78s(b)(3)(A)(i).
\4\ 17 CFR 240.19b-4(f)(1).
---------------------------------------------------------------------------
I. Clearing Agency's Statement of the Terms of Substance of the
Proposed Rule Change
OCC proposes to amend the short-form license agreement that must be
signed by OCC clearing members seeking to clear over-the-counter
(``OTC'') index options on underlying indices published by Standard &
Poor's Financial Services LLC (``S&P[supreg]'').
II. Clearing Agency's Statement of the Purpose of, and Statutory Basis
for, the Proposed Rule Change
In its filing with the Commission, OCC included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. OCC has prepared summaries, set forth in sections (A),
(B), and (C) below, of the most significant aspects of these
statements.
(A) Clearing Agency's Statement of the Purpose of, and Statutory Basis
for, the Proposed Rule Change
The purpose of this proposed rule change is to amend the S&P short-
form license agreement that clearing members must execute if they plan
to participate in OCC's initiative to clear and settle index options
that are negotiated bi-laterally in the OTC market and submitted to OCC
for clearing (the ``S&P Agreement''). On August 30, 2012, OCC filed
with the Securities and Exchange Commission (``Commission'') proposed
rule change SR-OCC-2012-14 pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \5\ and Rule 19b-4 thereunder
\6\ (``Proposed Rule Change'') and as an Advance Notice (AN-OCC-2012-
01) pursuant to Section 806(e) of Title VIII of the Dodd-Frank Act
(``Title VIII'' or ``Clearing Supervision Act'').\7\ The Proposed Rule
Change and Advance Notice were published for comment in the Federal
Register on September 18, 2012 \8\ and September 27, 2012,\9\
respectively. On November 30, 2012, OCC filed Amendment No. 1 to the
Proposal.\10\ An Order was issued by the Commission approving the
Proposed Rule Change and providing notice that there was no objection
to the Advance Notice (the ``Approved Rule Change'').\11\
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(1).
\6\ 17 CFR 240.19b-4.
\7\ 12 U.S.C. 5465(e).
\8\ Securities Exchange Act Release No. 67835 (September 12,
2012), 77 FR 57602 (September 18, 2012).
\9\ Securities Exchange Act Release No. 67906 (September 21,
2012), 77 FR 59431 (September 27, 2012).
\10\ In Amendment No. 1, OCC proposed to amend Article XVII of
its By-laws to clarify that Section 6 of that Article, pertaining to
OTC Index Options, are inoperative until further notice by OCC, as
well as to amend Item 3 of the proposed rule change to clarify that
the clearing of OTC Options will not occur until certain
enhancements related to longer-tenor options have been approved and
implemented.
\11\ Securities Exchange Act Release No. 34-68434 (December 14,
2012), 77 FR 75243 (December 19, 2012).
---------------------------------------------------------------------------
As part of the Approved Rule Change, OCC added a new Interpretation
and Policy .11 to Section 1 of Article V of the By-Laws, providing that
clearing members that desire to be designated as an OTC Index Option
Clearing Member must execute and maintain in effect such other
documents as OCC may prescribe. Among those documents necessary to
clear OTC index options on underlying indices published by S&P is the
S&P Agreement in such form as specified from time-to-time by S&P, and
the form of agreement was attached to the Proposed Rule Change as
Exhibit 3.
The proposed changes to the S&P Agreement are generally clarifying
and housekeeping in nature. For example, certain typographical errors
have been corrected, extraneous words have been deleted, and certain
terms have been defined (e.g., ``S&P 500 Index''). Contacts in the S&P
Agreement for notice purposes have been updated and the limitation of
liability and indemnification provisions have been expanded. As
required by OCC By-Laws Article 1, Section V, Interpretation and Policy
.11(ii), clearing members that plan to clear OTC index options would be
required to execute the new S&P Agreement because it is a prerequisite
to being an OTC Index Option Clearing Member that participates in OCC's
initiative to clear and settle OTC index options. The S&P Agreement
will be made available for review on OCC's Web site.
OCC believes that the proposed rule change is consistent with
Section 17A(b)(3)(F) of the Securities Exchange Act of 1934, as amended
(the ``Act''),\12\
[[Page 36006]]
and the rules and regulations thereunder, including Rules 17Ad-22(d)(1)
and (2) because by improving the precision and clarity of the rights
and obligations specified in the S&P Agreement, which is prerequisite
for a clearing member to act as an OTC Index Option Clearing Member,
the proposed modifications would help remove impediments to and perfect
the mechanism of a national system for the prompt and accurate
clearance and settlement of securities transactions,\13\ ensure that
OCC's rules are reasonably designed to have participation requirements
that are objective and publicly disclosed and permit fair and open
access,\14\ and provide for a well-founded, transparent, and
enforceable legal framework.\15\ The proposed rule change is not
inconsistent with any rules of OCC, including any other rules proposed
to be amended.
---------------------------------------------------------------------------
\12\ 15 U.S.C. 78q-1(b)(3)(F).
\13\ 15 U.S.C. 78q-1(b)(3)(F).
\14\ 17 CFR 240.17Ad-22(d)(2).
\15\ 17 CFR 240.17Ad-22(d)(1).
---------------------------------------------------------------------------
(B) Clearing Agency's Statement on Burden on Competition
OCC does not believe that the proposed rule change would impact, or
impose any burden on competition that is not necessary or appropriate
in furtherance of the purposes of the Act.\16\ With respect to any
burden on competition among clearing agencies, OCC is the only
registered clearing agency that performs central counterparty services
to the options markets.
---------------------------------------------------------------------------
\16\ 15 U.S.C. 78q-1(b)(3)(I).
---------------------------------------------------------------------------
Changes to the rules of a clearing agency may have an impact on the
participants in a clearing agency and the markets that the clearing
agency serves. This proposed rule change affects all of OCC's clearing
members desiring to be an OTC Index Option Clearing Member, and OCC
believes that the proposed modifications to the S&P Agreement would not
unfairly inhibit access to OCC's services or disadvantage or favor any
particular user in relationship to another user because the proposed
modifications are clarifying and housekeeping in nature and would not
impose any additional substantive burden. Any clearing member that
seeks to become an OTC Index Options Clearing Member would be required
to execute the new version of the S&P Agreement.
For the foregoing reasons, OCC believes that the proposed rule
change is in the public interest, would be consistent with the
requirements of the Act applicable to clearing agencies, and would not
impose a burden on competition that is unnecessary or inappropriate in
furtherance of the purposes of the Act because the changes would
clarify the meaning of the S&P Agreement in ways that help to promote
the purposes of the Act and Rule 17Ad-22 thereunder as described above.
(C) Clearing Agency's Statement on Comments on the Proposed Rule Change
Received From Members, Participants, or Others
Written comments on the proposed rule change were not and are not
intended to be solicited with respect to the proposed rule change and
none have been received.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become effective pursuant to Section
19(b)(3)(A)(i) of the Act \17\ and paragraph (f)(i) of Rule 19b-4
thereunder \18\ because it constitutes a stated policy, practice, or
interpretation with respect to the meaning, administration, or
enforcement of an existing rule. OCC states that it will delay the
implementation of the rule change until it is deemed certified under
CFTC Regulation Sec. 40.6.\19\ At any time within 60 days of the
filing of the proposed rule change, the Commission summarily may
temporarily suspend such rule change if it appears to the Commission
that such action is necessary or appropriate in the public interest,
for the protection of investors, or otherwise in furtherance of the
purposes of the Act.
---------------------------------------------------------------------------
\17\ 15 U.S.C. 78s(b)(3)(A)(i).
\18\ 17 CFR 240.19b-4(f)(1).
\19\ 17 CFR 40.6.
---------------------------------------------------------------------------
IV. Solicitation of Comments
Interested persons are invited to submit written data, views and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File Number SR-OCC-2013-07 on the subject line.
Paper Comments
Send paper comments in triplicate to Elizabeth M. Murphy,
Secretary, Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-OCC-2013-07. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549 on official business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the filing also will be available
for inspection and copying at the principal office of OCC and on OCC's
Web site: https://www.theocc.com/components/docs/legal/rules_and_bylaws/sr_occ_13_07.pdf.
All comments received will be posted without change; the Commission
does not edit personal identifying information from submissions. You
should submit only information that you wish to make available
publicly. All submissions should refer to File Number SR-OCC-2013-07
and should be submitted on or before July 5, 2013.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\20\
---------------------------------------------------------------------------
\20\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2013-14111 Filed 6-13-13; 8:45 am]
BILLING CODE 8011-01-P
