Agency Information Collection Activities; Submission for OMB Review; Comment Request; Prohibited Transaction Class Exemption 75-1, Security Transactions With Broker-Dealers, Reporting Dealers, and Banks, 31578-31579 [2013-12426]

Download as PDF 31578 Federal Register / Vol. 78, No. 101 / Friday, May 24, 2013 / Notices opportunity were permitted to appear in person or by counsel. The Commission transmitted its determination in this investigation to the Secretary of Commerce on May 13, 2013. The views of the Commission are contained in USITC Publication 4395 (May 2013), entitled DiffusionAnnealed, Nickel-Plated Flat-Rolled Steel Products from Japan: Investigation No. 731–TA–1206 (Preliminary). Issued: May 20, 2013. By order of the Commission. Lisa R. Barton, Acting Secretary to the Commission. [FR Doc. 2013–12391 Filed 5–23–13; 8:45 am] BILLING CODE 7020–02–P DEPARTMENT OF JUSTICE Office of Justice Programs [OMB Number 1121–0309] Agency Information Collection Activities; Proposed Collection; Comments Requested: International Terrorism Victim Compensation Program Application mstockstill on DSK4VPTVN1PROD with NOTICES ACTION: 30-Day Notice. The Department of Justice (DOJ), Office of Justice Programs (OJP) has submitted the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995. The proposed information collection is published to obtain comments from the public and affected agencies. This proposed information collection was previously published in the Federal Register Volume 78, Number 46, on pages 15047–15048, on March 8, 2013.], allowing for a 60 day comment period. The purpose of this notice is to allow for an additional 30 days for public comment until June 24, 2013. This process is conducted in accordance with 5 CFR 1320.10. Written comments and/or suggestions regarding the items contained in this notice, especially the estimated public burden and associated response time, should be directed to the Office of Management and Budget, Office of Information and Regulatory Affairs, Attention Department of Justice Desk Officer, Washington, DC 20503. Additionally, comments may be submitted to OMB via facsimile to (202) 395–7285. Written comments and suggestions from the public and affected agencies concerning the proposed collection of information are encouraged. Your VerDate Mar<15>2010 21:14 May 23, 2013 Jkt 229001 comments should address one or more of the following points: (1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (2) Evaluate the accuracy of the agencies estimate of the burden of the proposed collection of information, including the validity of methodology and assumptions used; (3) Enhance the quality, utility, and clarity of the information to be collected; and, (4) Minimize the burden of the collection of information on those who are to respond, including the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submission of responses. (1) Overview of this Information Collection: (1) Type of Information Collection: Reinstatement, with no change, of a previously approved collection for which approval has expired. (2) Title of Form/Collection: International Terrorism Victim Expense Reimbursement Program (ITVERP) Application. (3) Agency form number, if any, and the applicable component of the Department of Justice sponsoring the collection: Form Number: The Office of Management and Budget Number for the certification form is 1121–0309. The Office for Victims of Crime, Office of Justice Programs, United States Department of Justice is sponsoring the collection. (4) Affected public who will be asked or required to respond, as well as a brief abstract: Primary: The form is completed by U.S. nationals and U.S. government employees who become victims of acts of international terrorism that occur outside the United States. Applicants seeking compensation from OVC for expenses associated with their victimization will be required to submit said form. The form will be used to collect necessary information on expenses incurred by the applicant, as well as other pertinent information, and will be used by OVC to make an award determination. (5) An estimate of the total number of respondents and the amount of time estimated for an average respondent to respond/reply: It is estimated that 100 respondents will complete the certification in approximately 45 minutes. PO 00000 Frm 00064 Fmt 4703 Sfmt 4703 (6) An estimate of the total public burden (in hours) associated with the collection: The estimated total public burden associated with this information collection is 75 hours. If additional information is required contact: Jerri Murray, Department Clearance Officer, Policy and Planning Staff, Justice Management Division, United States Department of Justice, Two Constitution Square, 145 N Street NE., Washington, DC 20530. Dated: May 21, 2013. Jerri Murray, Department of Clearance Officer for PRA, United States Department of Justice. [FR Doc. 2013–12413 Filed 5–23–13; 8:45 am] BILLING CODE 4410–18–P DEPARTMENT OF LABOR Office of the Secretary Agency Information Collection Activities; Submission for OMB Review; Comment Request; Prohibited Transaction Class Exemption 75–1, Security Transactions With BrokerDealers, Reporting Dealers, and Banks ACTION: Notice. The Department of Labor (DOL) is submitting the Employee Benefits Security Administration (EBSA) sponsored information collection request (ICR) titled, ‘‘Prohibited Transaction Class Exemption 75–1, Security Transactions with Broker-Dealers, Reporting Dealers, and Banks,’’ to the Office of Management and Budget (OMB) for review and approval for continued use without change, in accordance with the Paperwork Reduction Act (PRA) of 1995 (44 U.S.C. 3501 et seq.). DATES: Submit comments on or before June 24, 2013. ADDRESSES: A copy of this ICR with applicable supporting documentation; including a description of the likely respondents, proposed frequency of response, and estimated total burden may be obtained free of charge from the RegInfo.gov Web site, https:// www.reginfo.gov/public/do/PRAMain, on the day following publication of this notice or by contacting Michel Smyth by telephone at 202–693–4129 (this is not a toll-free number) or sending an email to DOL_PRA_PUBLIC@dol.gov. Submit comments about this request to the Office of Information and Regulatory Affairs, Attn: OMB Desk Officer for DOL–EBSA, Office of Management and Budget, Room 10235, 725 17th Street NW., Washington, DC SUMMARY: E:\FR\FM\24MYN1.SGM 24MYN1 Federal Register / Vol. 78, No. 101 / Friday, May 24, 2013 / Notices 20503, Fax: 202–395–6881 (this is not a toll-free number), email: OIRA_submission@omb.eop.gov. FOR FURTHER INFORMATION CONTACT: Contact Michel Smyth by telephone at 202–693–4129 (this is not a toll-free number) or by email at DOL_PRA_PUBLIC@dol.gov. Authority: 44 U.S.C. 3507(a)(1)(D). The Prohibited Transaction Class Exemption applicable to security transactions with broker-dealers, reporting dealers, and banks (PTE–75–1) provides exemptions from certain prohibited transaction provisions of the Employment Retirement Income Security Act of 1974 and the Internal Revenue Code for specified types of transactions relating to securities purchases and sales between employee benefit plans and broker-dealers, reporting dealers, and banks; provided that specified conditions are met. Exempted transactions include an employee benefit plan purchasing securities from broker-dealers’ stock inventories; underwriting syndicates in which a plan fiduciary is a member; banks; reporting dealers; and market-makers, even if a market-maker is a plan fiduciary. Exempted transactions also include, under certain conditions, a plan accepting an extension of credit from a broker-dealer to facilitate settlement of a securities transaction. Among other conditions, PTE 75–1 requires a party seeking to rely on the exemption with respect to a transaction to maintain adequate records of the transaction for a period of six years. This information collection is subject to the PRA. A Federal agency generally cannot conduct or sponsor a collection of information, and the public is generally not required to respond to an information collection, unless it is approved by the OMB under the PRA and displays a currently valid OMB Control Number. In addition, notwithstanding any other provisions of law, no person shall generally be subject to penalty for failing to comply with a collection of information that does not display a valid Control Number. See 5 CFR 1320.5(a) and 1320.6. The DOL obtains OMB approval for this information collection under Control Number 1210–0092. OMB authorization for an ICR cannot be for more than three (3) years without renewal, and the current approval is scheduled to expire on May 31, 2013. The DOL seeks OMB to extend PRA authorization for this information collection for three (3) years without any change to existing requirements. It should be noted that existing information collection mstockstill on DSK4VPTVN1PROD with NOTICES SUPPLEMENTARY INFORMATION: VerDate Mar<15>2010 21:14 May 23, 2013 Jkt 229001 requirements submitted to the OMB receive a month-to-month extension while they undergo review. For additional information, see the related notice published in the Federal Register on November 27, 2012 (77 FR 70828). Interested parties are encouraged to send comments to the OMB, Office of Information and Regulatory Affairs at the address shown in the ADDRESSES section within 30 days of publication of this notice in the Federal Register. In order to help ensure appropriate consideration, comments should mention OMB Control Number 1210– 0092. The OMB is particularly interested in comments that: • Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; • Evaluate the accuracy of the agency’s estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; • Enhance the quality, utility, and clarity of the information to be collected; and • Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submission of responses. Agency: DOL–EBSA. Title of Collection: Prohibited Transaction Class Exemption 75–1, Security Transactions with BrokerDealers, Reporting Dealers, and Banks. OMB Control Number: 1210–0092. Affected Public: Private Sector— businesses or other for-profits. Total Estimated Number of Respondents: 7,492. Total Estimated Number of Responses: 7,492. Total Estimated Annual Burden Hours: 1,249. Total Estimated Annual Other Costs Burden: $0. Dated: May 8, 2013. Michel Smyth, Departmental Clearance Officer. [FR Doc. 2013–12426 Filed 5–23–13; 8:45 am] BILLING CODE 4510–29–P PO 00000 Frm 00065 Fmt 4703 Sfmt 4703 31579 DEPARTMENT OF LABOR Office of the Secretary Agency Information Collection Activities; Submission for OMB Review; Comment Request; Petition for Finding Under Employee Retirement Income Security Act ACTION: Notice. The Department of Labor (DOL) is submitting the Employee Benefits Security Administration (EBSA) sponsored information collection request (ICR) titled, ‘‘Petition for Finding under Employee Retirement Income Security Act Section 3(40),’’ to the Office of Management and Budget (OMB) for review and approval for continued use, without change, in accordance with the Paperwork Reduction Act (PRA) of 1995 (44 U.S.C. 3501 et seq.). DATES: Submit comments on or before June 24, 2013. ADDRESSES: A copy of this ICR with applicable supporting documentation; including a description of the likely respondents, proposed frequency of response, and estimated total burden may be obtained free of charge from the RegInfo.gov Web site at https:// www.reginfo.gov/public/do/ PRAViewICR?ref_nbr=201304-1210-008 (this link will only become active on the day following publication of this notice) or by contacting Michel Smyth by telephone at 202–693–4129 (this is not a toll-free number) or sending an email to DOL_PRA_PUBLIC@dol.gov. Submit comments about this request to the Office of Information and Regulatory Affairs, Attn: OMB Desk Officer for DOL–EBSA, Office of Management and Budget, Room 10235, 725 17th Street NW., Washington, DC 20503, Fax: 202–395–6881 (this is not a toll-free number), email: OIRA_submission@omb.eop.gov. SUMMARY: FOR FURTHER INFORMATION CONTACT: Contact Michel Smyth by telephone at 202–693–4129 (this is not a toll-free number) or by email at DOL_PRA_PUBLIC@dol.gov. Authority: 44 U.S.C. 3507(a)(1)(D). SUPPLEMENTARY INFORMATION: Regulations 29 CFR 2570.150 et seq. provide procedures for an entity against whom State jurisdiction has been asserted to petition the Secretary to make a finding under Employee Retirement Income Security Act (ERISA) section 3(40)(A)(i) that the entity is established or maintained under or pursuant to one or more collective bargaining agreements. The regulations E:\FR\FM\24MYN1.SGM 24MYN1

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[Federal Register Volume 78, Number 101 (Friday, May 24, 2013)]
[Notices]
[Pages 31578-31579]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-12426]


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DEPARTMENT OF LABOR

Office of the Secretary


Agency Information Collection Activities; Submission for OMB 
Review; Comment Request; Prohibited Transaction Class Exemption 75-1, 
Security Transactions With Broker-Dealers, Reporting Dealers, and Banks

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Department of Labor (DOL) is submitting the Employee 
Benefits Security Administration (EBSA) sponsored information 
collection request (ICR) titled, ``Prohibited Transaction Class 
Exemption 75-1, Security Transactions with Broker-Dealers, Reporting 
Dealers, and Banks,'' to the Office of Management and Budget (OMB) for 
review and approval for continued use without change, in accordance 
with the Paperwork Reduction Act (PRA) of 1995 (44 U.S.C. 3501 et 
seq.).

DATES: Submit comments on or before June 24, 2013.

ADDRESSES: A copy of this ICR with applicable supporting documentation; 
including a description of the likely respondents, proposed frequency 
of response, and estimated total burden may be obtained free of charge 
from the RegInfo.gov Web site, https://www.reginfo.gov/public/do/PRAMain, on the day following publication of this notice or by 
contacting Michel Smyth by telephone at 202-693-4129 (this is not a 
toll-free number) or sending an email to DOL_PRA_PUBLIC@dol.gov.
    Submit comments about this request to the Office of Information and 
Regulatory Affairs, Attn: OMB Desk Officer for DOL-EBSA, Office of 
Management and Budget, Room 10235, 725 17th Street NW., Washington, DC

[[Page 31579]]

20503, Fax: 202-395-6881 (this is not a toll-free number), email: 
OIRA_submission@omb.eop.gov.

FOR FURTHER INFORMATION CONTACT: Contact Michel Smyth by telephone at 
202-693-4129 (this is not a toll-free number) or by email at DOL_PRA_PUBLIC@dol.gov.

    Authority: 44 U.S.C. 3507(a)(1)(D).

SUPPLEMENTARY INFORMATION: The Prohibited Transaction Class Exemption 
applicable to security transactions with broker-dealers, reporting 
dealers, and banks (PTE-75-1) provides exemptions from certain 
prohibited transaction provisions of the Employment Retirement Income 
Security Act of 1974 and the Internal Revenue Code for specified types 
of transactions relating to securities purchases and sales between 
employee benefit plans and broker-dealers, reporting dealers, and 
banks; provided that specified conditions are met. Exempted 
transactions include an employee benefit plan purchasing securities 
from broker-dealers' stock inventories; underwriting syndicates in 
which a plan fiduciary is a member; banks; reporting dealers; and 
market-makers, even if a market-maker is a plan fiduciary. Exempted 
transactions also include, under certain conditions, a plan accepting 
an extension of credit from a broker-dealer to facilitate settlement of 
a securities transaction. Among other conditions, PTE 75-1 requires a 
party seeking to rely on the exemption with respect to a transaction to 
maintain adequate records of the transaction for a period of six years.
    This information collection is subject to the PRA. A Federal agency 
generally cannot conduct or sponsor a collection of information, and 
the public is generally not required to respond to an information 
collection, unless it is approved by the OMB under the PRA and displays 
a currently valid OMB Control Number. In addition, notwithstanding any 
other provisions of law, no person shall generally be subject to 
penalty for failing to comply with a collection of information that 
does not display a valid Control Number. See 5 CFR 1320.5(a) and 
1320.6. The DOL obtains OMB approval for this information collection 
under Control Number 1210-0092. OMB authorization for an ICR cannot be 
for more than three (3) years without renewal, and the current approval 
is scheduled to expire on May 31, 2013. The DOL seeks OMB to extend PRA 
authorization for this information collection for three (3) years 
without any change to existing requirements. It should be noted that 
existing information collection requirements submitted to the OMB 
receive a month-to-month extension while they undergo review. For 
additional information, see the related notice published in the Federal 
Register on November 27, 2012 (77 FR 70828).
    Interested parties are encouraged to send comments to the OMB, 
Office of Information and Regulatory Affairs at the address shown in 
the ADDRESSES section within 30 days of publication of this notice in 
the Federal Register. In order to help ensure appropriate 
consideration, comments should mention OMB Control Number 1210-0092. 
The OMB is particularly interested in comments that:
     Evaluate whether the proposed collection of information is 
necessary for the proper performance of the functions of the agency, 
including whether the information will have practical utility;
     Evaluate the accuracy of the agency's estimate of the 
burden of the proposed collection of information, including the 
validity of the methodology and assumptions used;
     Enhance the quality, utility, and clarity of the 
information to be collected; and
     Minimize the burden of the collection of information on 
those who are to respond, including through the use of appropriate 
automated, electronic, mechanical, or other technological collection 
techniques or other forms of information technology, e.g., permitting 
electronic submission of responses.
    Agency: DOL-EBSA.
    Title of Collection: Prohibited Transaction Class Exemption 75-1, 
Security Transactions with Broker-Dealers, Reporting Dealers, and 
Banks.
    OMB Control Number: 1210-0092.
    Affected Public: Private Sector--businesses or other for-profits.
    Total Estimated Number of Respondents: 7,492.
    Total Estimated Number of Responses: 7,492.
    Total Estimated Annual Burden Hours: 1,249.
    Total Estimated Annual Other Costs Burden: $0.

    Dated: May 8, 2013.
Michel Smyth,
Departmental Clearance Officer.
[FR Doc. 2013-12426 Filed 5-23-13; 8:45 am]
BILLING CODE 4510-29-P

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