May 10, 2013 – Federal Register Recent Federal Regulation Documents

Reader Aids
Document Number: FR-2013-05-10-ReaderAids
Type: Reader Aids
Date: 2013-05-10
Sunshine Act Meeting
Document Number: 2013-11270
Type: Notice
Date: 2013-05-10
Agency: Corporation for National and Community Service, Agencies and Commissions
Transportation Worker Identification Credential (TWIC)-Reader Requirements
Document Number: 2013-11227
Type: Proposed Rule
Date: 2013-05-10
Agency: Coast Guard, Department of Homeland Security
The Coast Guard is extending the comment period for the notice of proposed rulemaking (NPRM) published March 22, 2013, entitled ``Transportation Worker Identification Credential (TWIC)Reader Requirements'' for 30 days. This extension of the comment period is designed to accommodate requests from the public for more time to review the proposed rule and associated analysis.
Outer Continental Shelf (OCS) Geological and Geophysical Exploration Activities in the Gulf of Mexico
Document Number: 2013-11226
Type: Notice
Date: 2013-05-10
Agency: Department of the Interior, Bureau of Ocean Energy Management
Pursuant to the regulations implementing (National Environmental Policy Act) (NEPA), and subject to available funding, BOEM is announcing the intent to prepare a Programmatic Environmental Impact Statement (PEIS) to evaluate potential environmental effects of multiple geological and geophysical (G&G) activities in OCS waters of the Gulf of Mexico (GOM), extending from the coastline to the seaward boundary of the Exclusive Economic Zone (EEZ), including the GOM OCS. The PEIS will be prepared cooperatively with NMFS to serve as the requisite environmental analysis under NEPA for the National Marine Fisheries Service's (NMFS) Marine Mammal Protection Act (MMPA) rulemaking governing authorization for unintentional marine mammal takes during G&G activities in GOM waters. It will also provide information for future decisions regarding Outer Continental Shelf Lands Act (OCSLA) permit and MMPA authorization actions, in addition to informing consultations under the Endangered Species Act (ESA), Magnuson-Stevens Fishery Conservation and Management Act (MSFCMA), and other statutes. By this document, BOEM announces: The intention to prepare a PEIS; commencement of the scoping process under NEPA; a request for public comment on the scope of the PEIS; times, dates and locations for public scoping meetings; and a request for other Federal Agencies, and State, Tribal, and local governments to consider becoming cooperating agencies in the preparation of the PEIS.
Loan Originator Compensation Requirements Under the Truth In Lending Act (Regulation Z); Prohibition on Financing Credit Insurance Premiums; Delay of Effective Date
Document Number: 2013-11223
Type: Proposed Rule
Date: 2013-05-10
Agency: Bureau of Consumer Financial Protection
The Bureau of Consumer Financial Protection (Bureau) is proposing to temporarily delay the June 1, 2013, effective date of a prohibition on creditors financing credit insurance premiums in connection with certain consumer credit transactions secured by a dwelling. The prohibition was adopted in the Loan Originator Compensation Requirements under the Truth in Lending Act (Regulation Z) Final Rule, issued on January 20, 2013. Temporary delay of the effective date would permit the Bureau to clarify, before the provision takes effect, its applicability to transactions other than those in which a lump-sum premium is added to the loan amount at closing.
Sunshine Act Meeting
Document Number: 2013-11219
Type: Notice
Date: 2013-05-10
Agency: Federal Maritime Commission, Agencies and Commissions
Sunshine Act Meeting: Board of Governors Board Votes To Close April 24, 2013, Meeting
Document Number: 2013-11216
Type: Notice
Date: 2013-05-10
Agency: Postal Service, Agencies and Commissions
Standards of Performance for New Stationary Sources, National Emission Standards for Hazardous Air Pollutants, and the Stratospheric Ozone Protection Program: Recent Posting to the Applicability Determination Index (ADI) Database System of Agency Applicability Determinations, Alternative Monitoring Decisions, and Regulatory Interpretations
Document Number: 2013-11204
Type: Notice
Date: 2013-05-10
Agency: Environmental Protection Agency
This notice announces applicability determinations, alternative monitoring decisions, and regulatory interpretations that EPA has made under the New Source Performance Standards (NSPS); the National Emission Standards for Hazardous Air Pollutants (NESHAP); and/ or the Stratospheric Ozone Protection Program.
Reorganization of Foreign-Trade Zone 241 Under Alternative Site Framework Fort Lauderdale, Florida
Document Number: 2013-11203
Type: Notice
Date: 2013-05-10
Agency: Department of Commerce, Foreign-Trade Zones Board
Workshop To Review Initial Draft Materials for the Nitrogen Oxides (NOX
Document Number: 2013-11198
Type: Notice
Date: 2013-05-10
Agency: Environmental Protection Agency
As part of the review of the air quality criteria for nitrogen oxides (NOX) and primary (health-based) National Ambient Air Quality Standards (NAAQS) for nitrogen dioxide (NO2), EPA is announcing a workshop to evaluate preliminary draft materials that will inform the development of the NOX Integrated Science Assessment (ISA) for health effects. The workshop is being organized by EPA's National Center for Environmental Assessment (NCEA) within the Office of Research and Development and will be held on June 11, 2013, in Research Triangle Park, North Carolina and will be open to attendance by interested public observers on a first-come, first-served basis up to the limits of available space.
Notice of Workshop and Call for Information on Integrated Science Assessment for Oxides of Sulfur
Document Number: 2013-11197
Type: Notice
Date: 2013-05-10
Agency: Environmental Protection Agency
The U.S. EPA Office of Research and Development's National Center for Environmental Assessment (NCEA) is preparing an Integrated Science Assessment (ISA) as part of the review of the primary National Ambient Air Quality Standards (NAAQS) for oxides of sulfur (SOX) (for which the indicator is sulfur dioxide [SO2]). This ISA will update the scientific assessment presented in the Integrated Science Assessment for Sulfur Oxides Health Criteria (EPA 600/R-08/047F), published in September 2008. Interested parties are invited to assist the EPA in developing and refining the scientific information base for the review of the NAAQS for SOX by submitting recent research studies that have been published, accepted for publication, or presented at a public scientific meeting. The EPA is also announcing that a workshop entitled ``Kickoff Workshop to Inform EPA's Review of the Primary SO2 NAAQS'' is being organized by NCEA and the EPA Office of Air and Radiation's Office of Air Quality Planning and Standards (OAQPS). The workshop will be held June 12-13, 2013, in Research Triangle Park, North Carolina. The workshop will be open to attendance by interested public observers on a first-come, first-served basis up to the limits of available space. Additionally, in the near future, the EPA Scientific Advisory Board (SAB) will be forming a Clean Air Scientific Advisory Committee (CASAC) panel for the SO2 NAAQS health review.
Notice of Request for Approval To Continue To Collect New Information: Confidential Close Call Reporting System
Document Number: 2013-11190
Type: Notice
Date: 2013-05-10
Agency: Research and Innovative Technology Administration, Department of Transportation
In accordance with the requirements of section 3506(c)(2)(A) of the Paperwork Reduction Act of 1995, this notice announces that the Bureau of Transportation Statistics (BTS) intends to request the Office of Management and Budget (OMB) renew the information collection request for the Close Calls project. This data collection effort is in support of a five-year research study aiming at improving rail safety by analyzing information on close calls and other unsafe occurrences in the rail industry. The ongoing research study is conducted by the Office of Human Factors in the Federal Railroad Administration and is designed to identify safety issues and propose corrective actions based on voluntary reports of close calls submitted to BTS. This collection is necessary because data on close calls are not normally reported to the railroad carriers or the Federal Railroad Administration. Continuous data collection for this research project is necessary to develop trends about rail safety and to improve railroad safety on an ongoing basis.
Environmental Impacts Statements; Notice of Availability
Document Number: 2013-11189
Type: Notice
Date: 2013-05-10
Agency: Environmental Protection Agency
Agency Forms Undergoing Paperwork Reduction Act Review
Document Number: 2013-11188
Type: Notice
Date: 2013-05-10
Agency: Centers for Disease Control and Prevention, Department of Health and Human Services
Agency Information Collection Activities: Requests for Comments; Clearance of New Approval of Information Collection: Aircraft Situational Display to Industry (ASDI) Block Requests
Document Number: 2013-11187
Type: Notice
Date: 2013-05-10
Agency: Federal Aviation Administration, Department of Transportation
In accordance with the Paperwork Reduction Act of 1995, FAA invites public comments about our intention to request the Office of Management and Budget (OMB) approval for a new information collection. A Federal Register Notice for proposed process for limiting aircraft data displayed via ASDI, with a 60-day comment period soliciting comments on the following collection of information was published on May 9, 2012, vol. 77, no. 90, pages 27269-27271. The collected information will be used by the National Air Space Data Release Office to block aircraft flight data as requested by any interested aircraft owner or operator.
Jose G. Zavaleta, M.D.; Decision and Order
Document Number: 2013-11185
Type: Notice
Date: 2013-05-10
Agency: Drug Enforcement Administration, Department of Justice
Culturally Significant Objects Imported for Exhibition Determinations: “Impressionists on the Water”
Document Number: 2013-11181
Type: Notice
Date: 2013-05-10
Agency: Department of State
Notice is hereby given of the following determinations: Pursuant to the authority vested in me by the Act of October 19, 1965 (79 Stat. 985; 22 U.S.C. 2459), Executive Order 12047 of March 27, 1978, the Foreign Affairs Reform and Restructuring Act of 1998 (112 Stat. 2681, et seq.; 22 U.S.C. 6501 note, et seq.), Delegation of Authority No. 234 of October 1, 1999, Delegation of Authority No. 236-3 of August 28, 2000 (and, as appropriate, Delegation of Authority No. 257 of April 15, 2003), I hereby determine that the objects to be included in the exhibition ``Impressionists on the Water,'' imported from abroad for temporary exhibition within the United States, are of cultural significance. The objects are imported pursuant to loan agreements with the foreign owners or custodians. I also determine that the exhibition or display of the exhibit objects at the Fine Arts Museums of San Francisco, San Francisco, CA, from on or about June 1, 2013, until on or about October 13, 2013; the Peabody Essex Museum, Salem, MA, from on or about November 9, 2013, until on or about February 17, 2014, and at possible additional exhibitions or venues yet to be determined, is in the national interest. I have ordered that Public Notice of these Determinations be published in the Federal Register.
Culturally Significant Objects Imported for Exhibition Determinations: “Shaping Power: Luba Masterworks From the Royal Museum for Central Africa”
Document Number: 2013-11180
Type: Notice
Date: 2013-05-10
Agency: Department of State
Notice is hereby given of the following determinations: Pursuant to the authority vested in me by the Act of October 19, 1965 (79 Stat. 985; 22 U.S.C. 2459), Executive Order 12047 of March 27, 1978, the Foreign Affairs Reform and Restructuring Act of 1998 (112 Stat. 2681, et seq.; 22 U.S.C. 6501 note, et seq.), Delegation of Authority No. 234 of October 1, 1999, and Delegation of Authority No. 236-3 of August 28, 2000 (and, as appropriate, Delegation of Authority No. 257 of April 15, 2003), I hereby determine that the objects to be included in the exhibition ``Shaping Power: Luba Masterworks from the Royal Museum for Central Africa,'' imported from abroad for temporary exhibition within the United States, are of cultural significance. The objects are imported pursuant to a loan agreement with the foreign owner or custodian. I also determine that the exhibition or display of the exhibit objects at the Los Angeles County Museum of Art, Los Angeles, California, from on or about July 7, 2013, until on or about January 5, 2014, and at possible additional exhibitions or venues yet to be determined, is in the national interest. I have ordered that Public Notice of these Determinations be published in the Federal Register.
30-Day Notice of Proposed Information Collection: Repatriation/Emergency Medical and Dietary Assistance Loan Application
Document Number: 2013-11179
Type: Notice
Date: 2013-05-10
Agency: Department of State
The Department of State has submitted the information collection described below to the Office of Management and Budget (OMB) for approval. In accordance with the Paperwork Reduction Act of 1995 we are requesting comments on this collection from all interested individuals and organizations. The purpose of this Notice is to allow 30 days for public comment.
30-Day Notice of Proposed Information Collection: Evacuee Manifest and Promissory Note
Document Number: 2013-11178
Type: Notice
Date: 2013-05-10
Agency: Department of State
The Department of State has submitted the information collection described below to the Office of Management and Budget (OMB) for approval. In accordance with the Paperwork Reduction Act of 1995 we are requesting comments on this collection from all interested individuals and organizations. The purpose of this Notice is to allow 30 days for public comment.
Agency Information Collection Activities; Submission to OMB for Review and Approval; Public Comment Request
Document Number: 2013-11177
Type: Notice
Date: 2013-05-10
Agency: Department of Health and Human Services, Office of the Secretary
In compliance with section 3507(a)(1)(D) of the Paperwork Reduction Act of 1995, the Office of the Secretary (OS), Department of Health and Human Services, has submitted an Information Collection Request (ICR), described below, to the Office of Management and Budget (OMB) for review and approval. The ICR is for renewal of the approved information collection assigned OMB control number 0990-0308, scheduled to expire on June 30, 2013. Comments submitted during the first public review of this ICR will be provided to OMB. OMB will accept further comments from the public on this ICR during the review and approval period.
Combined Notice of Filings
Document Number: 2013-11171
Type: Notice
Date: 2013-05-10
Agency: Department of Energy, Federal Energy Regulatory Commission
Airworthiness Directives; Bombardier, Inc. Airplanes
Document Number: 2013-11169
Type: Proposed Rule
Date: 2013-05-10
Agency: Federal Aviation Administration, Department of Transportation
We propose to adopt a new airworthiness directive (AD) for certain Bombardier, Inc. Model CL-600-2C10 (Regional Jet Series 700, 701, & 702), CL-600-2D15 (Regional Jet Series 705), and CL-600-2D24 (Regional Jet Series 900) airplanes. This proposed AD was prompted by a report that traces of oil could be found in the crew oxygen system due to the use of incorrect pressure testing procedures during manufacturing. This proposed AD would require cleaning the crew oxygen system. We are proposing this AD to detect and correct oil contaminants, which could cause an ignition and result in a fire in the oxygen system.
Airworthiness Directives; The Boeing Company Airplanes
Document Number: 2013-11168
Type: Proposed Rule
Date: 2013-05-10
Agency: Federal Aviation Administration, Department of Transportation
We propose to adopt a new airworthiness directive (AD) for all The Boeing Company Model 757 airplanes. This proposed AD was prompted by reports of fractured rudder pedal pushrod connecting bolts in a rudder pedal assembly. This proposed AD would require repetitive replacements of the rudder pedal pushrod connecting bolts and repetitive inspections of the rudder pedal assembly bolt holes in each of the captain and the first officer rudder pedal assemblies, and if necessary, repair or replacement of worn rudder pedal assemblies. We are proposing this AD to prevent fracture of the rudder pedal pushrod connecting bolts during pedal use, which could result in a large involuntary input to the rudder, nose-wheel steering, and braking systems, leading to a runway excursion.
Endangered and Threatened Wildlife and Plants; Receipt of Application for Incidental Take Permit; Availability of Proposed Low-Effect Habitat Conservation Plan and Associated Documents; Polk County, FL
Document Number: 2013-11163
Type: Notice
Date: 2013-05-10
Agency: Fish and Wildlife Service, Department of the Interior
We, the Fish and Wildlife Service (Service), announce the availability of an incidental take permit (ITP) application and a Habitat Conservation Plan (HCP). Vulcan Materials Company, Florida Rock Divisions (dba Florida Rock Industries, Inc. a subsidiary of Vulcan Materials Company) (applicant), requests an ITP under the Endangered Species Act of 1973, as amended (Act). The applicant's HCP describes the minimization and mitigation measures proposed to address the effects of the project on the sand skink and gopher tortoise. We invite written comments on the ITP application and HCP.
Meeting of the Secretary of the Navy Advisory Panel
Document Number: 2013-11161
Type: Notice
Date: 2013-05-10
Agency: Department of Defense, Department of the Navy
The Secretary of the Navy (SECNAV) Advisory Panel will discuss recommendations from the Naval Research Advisory Committee on ``How Autonomy can Transform Naval Operations'' and ``Lightening the Information Load''.
Projects Approved for Consumptive Uses of Water
Document Number: 2013-11160
Type: Notice
Date: 2013-05-10
Agency: Susquehanna River Basin Commission, Agencies and Commissions
This notice lists the projects approved by rule by the Susquehanna River Basin Commission during the period set forth in DATES.
Notice of Petitions by Firms for Determination of Eligibility To Apply for Trade Adjustment Assistance
Document Number: 2013-11159
Type: Notice
Date: 2013-05-10
Agency: Department of Commerce, Economic Development Administration
Privacy Act of 1974; System of Records
Document Number: 2013-11158
Type: Notice
Date: 2013-05-10
Agency: Department of Veterans Affairs
As required by the Privacy Act of 1974, 5 U.S.C. 552a(e), notice is hereby given that the Department of Veteran Affairs (VA) is amending the system of records currently entitled ``Health Professional Scholarship ProgramVA'' (73VA14) as set forth in the Federal Register 74 FR 62390. VA is amending the system of records by revising the System Name, System Location, Categories of Individuals Covered by the System, Categories of Records in the System, Authority for Maintenance, Purpose, Storage, Retrievability, Safeguards, System Manager(s) and Address, Notification Procedure, Record Access Procedure, and Records Source Category. VA is republishing the system notice in its entirety.
Procurement List; Additions and Deletion
Document Number: 2013-11157
Type: Notice
Date: 2013-05-10
Agency: Committee for Purchase From People Who Are Blind or Severely Disabled, Agencies and Commissions
This action adds products to the Procurement List that will be furnished by nonprofit agencies employing persons who are blind or have other severe disabilities, and deletes a service from the Procurement List previously furnished by such agency.
Procurement List; Proposed Additions and Deletions
Document Number: 2013-11156
Type: Notice
Date: 2013-05-10
Agency: Committee for Purchase From People Who Are Blind or Severely Disabled, Agencies and Commissions
The Committee is proposing to add products and a service to the Procurement List that will be furnished by nonprofit agencies employing persons who are blind or have other severe disabilities, and deletes products and services previously furnished by such agencies.
New England Fishery Management Council; Public Meeting
Document Number: 2013-11155
Type: Notice
Date: 2013-05-10
Agency: Department of Commerce, National Oceanic and Atmospheric Administration
The New England Fishery Management Council (Council) is scheduling a public meeting of its Monkfish Committee on May 29, 2013 and May 30, 2013 to consider actions affecting New England fisheries in the exclusive economic zone (EEZ). Recommendations from this group will be brought to the full Council for formal consideration and action, if appropriate.
Proposed Agency Information Collection
Document Number: 2013-11154
Type: Notice
Date: 2013-05-10
Agency: Department of Energy, National Nuclear Security Administration
The Department of Energy (DOE) invites public comment on a proposed collection of information that DOE is developing for submission to the Office of Management and Budget (OMB) pursuant to the Paperwork Reduction Act of 1995. This proposed collection would be for use of the American Assured Fuel Supply (AFS). DOE created the AFS, a reserve of low enriched uranium (LEU) to serve as a backup fuel supply for foreign recipients (to be supplied through U.S. persons) or for domestic recipients in the event of a fuel supply disruption. DOE published a Notice of Availability for the AFS on August 18, 2011. DOE now needs to publish an application form to clarify the information that must be provided in a request to access the material in the AFS, as set forth in the Notice of Availability. 76 FR 51357, 51358. This application form is necessary in order for DOE to identify if applicants meet basic requirements for use of the AFS and implement this important nonproliferation initiative.
Proposed Change to Data Protection
Document Number: 2013-11153
Type: Notice
Date: 2013-05-10
Agency: Department of Energy, U.s. Energy Information Administration
This notice pertains to Forms EIA-3, the Quarterly Coal Consumption and Quality Report-Manufacturing and Transformation/ Processing Coal Plants and Commercial and Institutional Coal Users; EIA-5, the Quarterly Coal Consumption and Quality Report-Coke Plants; EIA-7A, the Coal Production and Preparation ReportCoal Mines and Preparation Plants; and EIA-8A, the Coal Stocks Report-Traders and Brokers. EIA proposes to change and strengthen the data protection provisions on Forms EIA-3, EIA-5, EIA-7A, and EIA-8A. No changes are proposed for the standby surveys Forms: EIA-1, Weekly Coal Monitoring Report-General Industries and Blast Furnaces; EIA-4, Weekly Coal Monitoring Report-Coke Plants; EIA-6Q, Quarterly Coal Report-Coal Producers and Distributors; and EIA-20, Weekly Coal Monitoring Report of Coal Burning Utilities and Independent Power Producers. EIA's initial action was a request for comment(s) from interested parties and those who might be affected by changes in the EIA confidentiality procedure regarding these coal survey forms. The request for comments was widely publicized through a Federal Register Notice (FRN), emails to respondents and trade groups, and announcements on the Internet. (Refer to Federal Register: November 27, 2012 (Volume 77, No. 228) [pp 70745-70746]. Also, on December 19, 2012, EIA held a webinar with stakeholders, including members of the National Lime Association and National Mining Association, to explain the proposed change in the confidentiality protections and solicit comments. The comments received from the members of the National Lime Association and National Mining Association supported the proposed changes. In this notice, EIA proposes to protect and withhold from public release company level information reported on Forms EIA-3, EIA-5, EIA- 7A, and EIA-8A. Currently, data reported on these forms are not protected except for certain selected cost and revenue data elements. For Forms EIA-3, EIA-5, and EIA-8A, EIA proposes to protect company information reported on these forms from public release in identifiable form to the extent it satisfies exemption criteria under the Freedom of Information Act and the Trade Secrets Act. However, disclosure limitation procedures will not be applied to the State- and regional- level, statistical, and quantity data published from these surveys. Thus, there may be some statistics that are based on data from fewer than three respondents that may affect the identifiability of reported data. Disclosure limitation procedures will be applied to cost data reported on Forms EIA-3 and EIA-5 and revenue data reported on Forms EIA-7A and EIA-8A. With regards to Form EIA-7A only, the name and address of the responding company, the mine or plant type, and location will continue to be considered public information. These data elements will continue to be released in EIA's public use files and will not be protected from disclosure in identifiable form when releasing statistical aggregate (State-level) information. These data elements are currently released on the EIA Web site in the Form EIA-7A public use file, along with company identifiable Mine Safety and Health Administration (MSHA) data, which are also not protected. All other information reported on Form EIA-7A will be protected from public release in identifiable form to the extent it satisfies exemption criteria under the Freedom of Information Act and the Trade Secrets Act. All proposed changes to the data protection provisions for Forms EIA-3, EIA-5, EIA-7A, and EIA-8A will be retroactive and apply to data reported for calendar years 2011 and 2012. Applying this change retroactively to data reported for 2011 preserves the continuity of certain data series and provides continuity for the main components of EIA's pre-2011 data protection policy. Responses to EIA-3, EIA-5, EIA- 7A, and EIA-8A are mandatory.
Gulf of Mexico Fishery Management Council; Public Meeting
Document Number: 2013-11151
Type: Notice
Date: 2013-05-10
Agency: Department of Commerce, National Oceanic and Atmospheric Administration
The Gulf of Mexico Fishery Management Council will convene a meeting of the Standing, Special Mackerel and Ecosystem Scientific and Statistical Committees (SSC).
North Pacific Fishery Management Council; Public Meetings
Document Number: 2013-11150
Type: Notice
Date: 2013-05-10
Agency: Department of Commerce, National Oceanic and Atmospheric Administration
The North Pacific Fishery Management Council's (Council) Observer Advisory Committee (OAC) will meet in Juneau, AK.
North Pacific Fishery Management Council; Public Meetings
Document Number: 2013-11149
Type: Notice
Date: 2013-05-10
Agency: Department of Commerce, National Oceanic and Atmospheric Administration
The North Pacific Fishery Management Council (Council) and its advisory committees will hold public meetings, June 3-11, 2013 at the Centennial Hall, 101 Egan Drive, Juneau, AK.
Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Holding Company
Document Number: 2013-11148
Type: Notice
Date: 2013-05-10
Agency: Federal Reserve System, Agencies and Commissions
Irradiation in the Production, Processing, and Handling of Animal Feed and Pet Food; Electron Beam and X-Ray Sources for Irradiation of Poultry Feed and Poultry Feed Ingredients
Document Number: 2013-11147
Type: Rule
Date: 2013-05-10
Agency: Food and Drug Administration, Department of Health and Human Services
The Food and Drug Administration (FDA) is amending the regulations for irradiation of animal feed and pet food to provide for the safe use of electron beam and x-ray sources for irradiation of poultry feed and poultry feed ingredients. This action is in response to a food additive petition filed by Sadex Corp.
Forum Investment Advisors, LLC, et al.;
Document Number: 2013-11146
Type: Notice
Date: 2013-05-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order that permits: (a) Series of certain actively managed open-end management investment companies to issue shares (``Shares'') redeemable in large aggregations only (``Creation Units''); (b) secondary market transactions in Shares to occur at negotiated market prices; (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days from the tender of Shares for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; and (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire Shares.
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