Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Implement a One-Year Pilot Program for Issuers of Certain Exchange-Traded Products (“ETPs”) Listed on the Exchange, 27267 [2013-11019]
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Federal Register / Vol. 78, No. 90 / Thursday, May 9, 2013 / Notices
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–EDGA–2013–12. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml.) Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–EDGA–
2013–12 and should be submitted on or
before May 30, 2013.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.14
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–11018 Filed 5–8–13; 8:45 am]
mstockstill on DSK4VPTVN1PROD with NOTICES
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–69508; File No. SR–
NYSEArca–2013–34]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Designation of a
Longer Period for Commission Action
on Proposed Rule Change, as Modified
by Amendment No. 1 Thereto, To
Implement a One-Year Pilot Program
for Issuers of Certain ExchangeTraded Products (‘‘ETPs’’) Listed on
the Exchange
May 3, 2013.
On March 21, 2013, NYSE Arca, Inc.
(‘‘Exchange’’ or ‘‘NYSE Arca’’) filed
with the Securities and Exchange
Commission (‘‘SEC’’ or ‘‘Commission’’),
pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a
proposed rule change to implement a
one-year pilot program for issuers of
certain exchange-traded products
(‘‘ETPs’’) listed on the Exchange. On
April 5, 2013, the Exchange submitted
Amendment No. 1 to the proposed rule
change, which replaced and superseded
the proposed rule change in its entirety.
The proposed rule change, as modified
by Amendment No. 1, was published for
comment in the Federal Register on
April 11, 2013.3 The Commission
received two comment letters on the
proposal.4
Section 19(b)(2) of the Act 5 provides
that, within 45 days of the publication
of notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The Commission is
extending this 45-day time period.
The Commission finds that it is
appropriate to designate a longer period
within which to take action on the
proposed rule change so that it has
sufficient time to consider the proposed
rule change, the comments received,
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 69335
(Apr. 5, 2013), 78 FR 21681.
4 See Letter from John T. Hyland, Chief
Investment Officer, United States Commodity
Funds LLC, dated Apr. 10, 2013, and Letter from
Stanislav Dolgopolov, Assistant Adjunct Professor,
UCLA School of Law, dated Apr. 26, 2013.
5 15 U.S.C. 78s(b)(2).
2 17
14 17
CFR 200.30–3(a)(12).
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27267
and any response to the comments
submitted by the Exchange. The
proposed rule change would, among
other things, create a one-year pilot
program, the NYSE Arca ETP Incentive
Program, for issuers of certain ETPs
listed on the Exchange.
Accordingly, the Commission,
pursuant to Section 19(b)(2) of the Act,6
designates June 17, 2013, as the date by
which the Commission should either
approve or disapprove or institute
proceedings to determine whether to
disapprove the proposed rule change
(File Number SR–NYSEArca–2013–34).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–11019 Filed 5–8–13; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–69509; File No. SR–Phlx–
2013–44]
Self-Regulatory Organizations;
NASDAQ OMX PHLX LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Amend
Remote Streaming Quote Trader Fees
and Reference a Remote Streaming
Quote Trader Organization
May 3, 2013.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 2 thereunder,
notice is hereby given that on April 29,
2013, NASDAQ OMX PHLX LLC
(‘‘Phlx’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III, below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend the
Exchange’s Pricing Schedule to update
the Preface section of the Pricing
Schedule and Section VI, Part C to
update references to Remote Streaming
Quote Traders or RSQTs.
The text of the proposed rule change
is available on the Exchange’s Web site
6 15
U.S.C. 78s(b)(2).
CFR 200.30–3(a)(31).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
7 17
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09MYN1
]]>Agencies
[Federal Register Volume 78, Number 90 (Thursday, May 9, 2013)]
[Notices]
[Page 27267]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-11019]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-69508; File No. SR-NYSEArca-2013-34]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of
Designation of a Longer Period for Commission Action on Proposed Rule
Change, as Modified by Amendment No. 1 Thereto, To Implement a One-Year
Pilot Program for Issuers of Certain Exchange-Traded Products
(``ETPs'') Listed on the Exchange
May 3, 2013.
On March 21, 2013, NYSE Arca, Inc. (``Exchange'' or ``NYSE Arca'')
filed with the Securities and Exchange Commission (``SEC'' or
``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to implement a one-year pilot program for issuers
of certain exchange-traded products (``ETPs'') listed on the Exchange.
On April 5, 2013, the Exchange submitted Amendment No. 1 to the
proposed rule change, which replaced and superseded the proposed rule
change in its entirety. The proposed rule change, as modified by
Amendment No. 1, was published for comment in the Federal Register on
April 11, 2013.\3\ The Commission received two comment letters on the
proposal.\4\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 69335 (Apr. 5,
2013), 78 FR 21681.
\4\ See Letter from John T. Hyland, Chief Investment Officer,
United States Commodity Funds LLC, dated Apr. 10, 2013, and Letter
from Stanislav Dolgopolov, Assistant Adjunct Professor, UCLA School
of Law, dated Apr. 26, 2013.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \5\ provides that, within 45 days of
the publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
Commission is extending this 45-day time period.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission finds that it is appropriate to designate a longer
period within which to take action on the proposed rule change so that
it has sufficient time to consider the proposed rule change, the
comments received, and any response to the comments submitted by the
Exchange. The proposed rule change would, among other things, create a
one-year pilot program, the NYSE Arca ETP Incentive Program, for
issuers of certain ETPs listed on the Exchange.
Accordingly, the Commission, pursuant to Section 19(b)(2) of the
Act,\6\ designates June 17, 2013, as the date by which the Commission
should either approve or disapprove or institute proceedings to
determine whether to disapprove the proposed rule change (File Number
SR-NYSEArca-2013-34).
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78s(b)(2).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
---------------------------------------------------------------------------
\7\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2013-11019 Filed 5-8-13; 8:45 am]
BILLING CODE 8011-01-P
