Proposed Collection; Comment Request, 15757 [2013-05573]
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Federal Register / Vol. 78, No. 48 / Tuesday, March 12, 2013 / Notices
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It is estimated that approximately
eighteen respondents will utilize this
application procedure annually, with a
total burden of approximately 2,250
hours, based upon past submissions.
This figure is based on eighteen
respondents, spending approximately
125 hours each per year. It is estimated
that each respondent will submit
approximately 250 responses. The staff
estimates that the average number of
hours necessary to comply with the
requirements of Rule 19d–1 for each
submission is 0.5 hours. The average
cost per hour, per each submission is
approximately $101. Therefore, it is
estimated that the internal labor cost of
compliance for all respondents is
approximately $227,250. (18
respondents × 250 responses per
respondent × 0.5 hours per response ×
$101 per hour).
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
The Commission may not conduct or
sponsor a collection of information
unless it displays a currently valid OMB
control number. No person shall be
subject to any penalty for failing to
comply with a collection of information
subject to the PRA that does not display
a valid OMB control number.
Please direct your written comments
to: Thomas Bayer, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way,
Alexandria, VA 22312 or send an email
to: PRA_Mailbox@sec.gov.
Dated: March 5, 2013.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–05569 Filed 3–11–13; 8:45 am]
BILLING CODE 8011–01–P
VerDate Mar<15>2010
17:21 Mar 11, 2013
Jkt 229001
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension: Rule 19d–3;
SEC File No. 270–245; OMB Control
No. 3235–0204.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) (‘‘PRA’’), the
Securities and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the existing collection of information
provided for in Rule 19d–3 (17 CFR
240.19d–3) under the Securities
Exchange Act of 1934 (17 U.S.C. 78a et
seq.) (‘‘Exchange Act’’). The
Commission plans to submit this
existing collection of information to the
Office of Management and Budget
(‘‘OMB’’) for extension and approval.
Rule 19d–3 prescribes the form and
content of applications to the
Commission by persons seeking
Commission review of final disciplinary
actions against them taken by selfregulatory organizations (‘‘SROs’’) for
which the Commission is the
appropriate regulatory agency. The
Commission uses the information
provided in the application filed
pursuant to Rule 19d–3 to review final
actions taken by SROs including: (1)
Final disciplinary sanctions; (2) denial
or conditioning of membership,
participation or association; and (3)
prohibitions or limitations of access to
services offered by a SRO or member
thereof.
It is estimated that approximately six
respondents will utilize this application
procedure annually, with a total burden
of approximately 108 hours, for all
respondents to complete all
submissions. This figure is based upon
past submissions. It is estimated that
each respondent will submit
approximately one response. The staff
estimates that the average number of
hours necessary to comply with the
requirements of Rule 19d–3 will be
approximately eighteen hours. The
average cost per hour, to complete each
submission, is approximately $101.
Therefore, it is estimated the internal
labor cost of compliance for all
respondents is approximately $10,908 (6
submissions x 18 hours per response x
$101 per hour).
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
PO 00000
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Sfmt 4703
15757
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility and clarity
of the information collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
The Commission may not conduct or
sponsor a collection of information
unless it displays a currently valid OMB
control number. No person shall be
subject to any penalty for failing to
comply with a collection of information
subject to the PRA that does not display
a valid OMB control number.
Please direct your written comments
to: Thomas Bayer, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way,
Alexandria, VA 22312 or send an email
to: PRA_Mailbox@sec.gov.
Dated: March 5, 2013.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–05573 Filed 3–11–13; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–69062; File No. 4–631]
Joint Industry Plan; Notice of Filing of
the Third Amendment to the National
Market System Plan to Address
Extraordinary Market Volatility by
BATS Exchange, Inc., BATS YExchange, Inc., Chicago Board
Options Exchange, Incorporated,
Chicago Stock Exchange, Inc., EDGA
Exchange, Inc., EDGX Exchange, Inc.,
Financial Industry Regulatory
Authority, Inc., NASDAQ OMX BX, Inc.,
NASDAQ OMX PHLX LLC, The Nasdaq
Stock Market LLC, National Stock
Exchange, Inc., New York Stock
Exchange LLC, NYSE MKT LLC, and
NYSE Arca, Inc.
March 7, 2013.
Pursuant to Section 11A of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 608 thereunder 2,
1 15
2 17
E:\FR\FM\12MRN1.SGM
U.S.C. 78k–1.
CFR 242.608.
12MRN1
]]>Agencies
[Federal Register Volume 78, Number 48 (Tuesday, March 12, 2013)]
[Notices]
[Page 15757]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-05573]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC
20549-0213.
Extension: Rule 19d-3;
SEC File No. 270-245; OMB Control No. 3235-0204.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) (``PRA''), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the existing
collection of information provided for in Rule 19d-3 (17 CFR 240.19d-3)
under the Securities Exchange Act of 1934 (17 U.S.C. 78a et seq.)
(``Exchange Act''). The Commission plans to submit this existing
collection of information to the Office of Management and Budget
(``OMB'') for extension and approval.
Rule 19d-3 prescribes the form and content of applications to the
Commission by persons seeking Commission review of final disciplinary
actions against them taken by self-regulatory organizations (``SROs'')
for which the Commission is the appropriate regulatory agency. The
Commission uses the information provided in the application filed
pursuant to Rule 19d-3 to review final actions taken by SROs including:
(1) Final disciplinary sanctions; (2) denial or conditioning of
membership, participation or association; and (3) prohibitions or
limitations of access to services offered by a SRO or member thereof.
It is estimated that approximately six respondents will utilize
this application procedure annually, with a total burden of
approximately 108 hours, for all respondents to complete all
submissions. This figure is based upon past submissions. It is
estimated that each respondent will submit approximately one response.
The staff estimates that the average number of hours necessary to
comply with the requirements of Rule 19d-3 will be approximately
eighteen hours. The average cost per hour, to complete each submission,
is approximately $101. Therefore, it is estimated the internal labor
cost of compliance for all respondents is approximately $10,908 (6
submissions x 18 hours per response x $101 per hour).
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the Commission, including whether the information
shall have practical utility; (b) the accuracy of the Commission's
estimates of the burden of the proposed collection of information; (c)
ways to enhance the quality, utility and clarity of the information
collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or other forms of information technology.
Consideration will be given to comments and suggestions submitted in
writing within 60 days of this publication.
The Commission may not conduct or sponsor a collection of
information unless it displays a currently valid OMB control number. No
person shall be subject to any penalty for failing to comply with a
collection of information subject to the PRA that does not display a
valid OMB control number.
Please direct your written comments to: Thomas Bayer, Director/
Chief Information Officer, Securities and Exchange Commission, c/o Remi
Pavlik-Simon, 6432 General Green Way, Alexandria, VA 22312 or send an
email to: PRA_Mailbox@sec.gov.
Dated: March 5, 2013.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2013-05573 Filed 3-11-13; 8:45 am]
BILLING CODE 8011-01-P
