Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change Proposing a Pilot Program To Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc., 3482 [2013-00790]

Download as PDF 3482 Federal Register / Vol. 78, No. 11 / Wednesday, January 16, 2013 / Notices Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rulecomments@sec.gov. Please include File Number SR–NASDAQ–2013–005 on the subject line. Paper Comments • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. mstockstill on DSK4VPTVN1PROD with All submissions should refer to File Number SR–NASDAQ–2013–005. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal offices of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR– NASDAQ–2013–005, and should be submitted on or before February 6, 2013. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.12 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2013–00791 Filed 1–15–13; 8:45 am] BILLING CODE 8011–01–P 12 17 CFR 200.30–3(a)(12). VerDate Mar<15>2010 17:01 Jan 15, 2013 Jkt 229001 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–68616; File No. SR– NYSEArca–2012–37] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change Proposing a Pilot Program To Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc. January 10, 2013. On April 27, 2012, NYSE Arca, Inc. (‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to create and implement, on a pilot basis, a Lead Market Maker Issuer Incentive Program for issuers of certain exchangetraded products listed on the Exchange. The proposed rule change was published for comment in the Federal Register on May 17, 2012.3 The Commission initially received two comment letters on the proposal.4 On June 20, 2012, the Commission extended the time period in which to either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to disapprove the proposed rule change, to August 15, 2012.5 The Commission subsequently received one additional comment letter on the proposed rule change.6 On July 11, 2012, the Commission instituted proceedings to determine whether to approve or disapprove the proposed rule change.7 The Commission thereafter received six comment letters and a response letter from the Exchange.8 On October 2, 2012, the Commission issued a notice of designation of longer period for Commission action on proceedings to determine whether to disapprove the proposed rule change.9 On January 9, 2013, the Exchange withdrew the proposed rule change (SR–NYSEArca– 2012–37). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.10 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2013–00790 Filed 1–15–13; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–68536; File No. SR–SCCP– 2012–02] Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change With Respect to the Amendment of the By-Laws of Its Parent Corporation, The NASDAQ OMX Group, Inc. December 26, 2012. Correction In notice document 2012–31464, appearing on pages 128–132 in the issue of Wednesday, January 2, 2013, make the following correction: On page number 132, in the third column, on the thirteenth and fourteenth lines, the date reading ‘‘January 23, 2012’’ should read ‘‘January 23, 2013’’. [FR Doc. C1–2012–31464 Filed 1–15–13; 8:45 am] BILLING CODE 1505–01–D 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 See Securities Exchange Act Release No. 66966 (May 11, 2012), 77 FR 29419. 4 See Letter from Gus Sauter, Managing Director and Chief Investment Officer, Vanguard, dated June 7, 2012; and Letter from Ari Burstein, Senior Counsel, Investment Company Institute, dated June 7, 2012. 5 See Securities Exchange Act Release No. 67222 (June 20, 2012), 77 FR 38116 (June 26, 2012). 6 See Letter from John T. Hyland, CFA, Chief Investment Officer, United States Commodity Funds LLC, dated June 27, 2012. 7 See Securities Exchange Act Release No. 67411, 77 FR 42052 (July 17, 2012). 8 See Letter from Joseph Cavatoni, Managing Director, and Joanne Medero, Managing Director, BlackRock, Inc., dated July 11, 2012; Letter from Stanislav Dolgopolov, Assistant Adjunct Professor, UCLA School of Law, dated August 15, 2012; Letter from James E. Ross, Global Head, SPDR Exchange Traded Funds, State Street Global Advisors, dated August 16, 2012; Letter from Ari Burstein, Senior Counsel, Investment Company Institute, dated 2 17 PO 00000 Frm 00093 Fmt 4703 Sfmt 9990 August 16, 2012; Letter from F. William McNabb, Chairman and Chief Executive Officer, Vanguard, dated August 16, 2012; and Letter from Andrew Stevens, Legal Counsel, IMC Chicago, LLC d/b/a IMC Financial Markets, dated August 16, 2012. See also Letter from Janet McGinness, EVP & Corporate Secretary, General Counsel, NYSE Markets, dated August 14, 2012. 9 See Securities Exchange Act Release No. 67962, 77 FR 61462 (October 9, 2012). 10 17 CFR 200.30–3(a)(12). E:\FR\FM\16JAN1.SGM 16JAN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 78, Number 11 (Wednesday, January 16, 2013)]
[Notices]
[Page 3482]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-00790]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-68616; File No. SR-NYSEArca-2012-37]


Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of 
Withdrawal of Proposed Rule Change Proposing a Pilot Program To Create 
a Lead Market Maker Issuer Incentive Program for Issuers of Certain 
Exchange-Traded Products Listed on NYSE Arca, Inc.

January 10, 2013.
    On April 27, 2012, NYSE Arca, Inc. (``Exchange'') filed with the 
Securities and Exchange Commission (``Commission''), pursuant to 
Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ 
and Rule 19b-4 thereunder,\2\ a proposed rule change to create and 
implement, on a pilot basis, a Lead Market Maker Issuer Incentive 
Program for issuers of certain exchange-traded products listed on the 
Exchange. The proposed rule change was published for comment in the 
Federal Register on May 17, 2012.\3\ The Commission initially received 
two comment letters on the proposal.\4\ On June 20, 2012, the 
Commission extended the time period in which to either approve the 
proposed rule change, disapprove the proposed rule change, or institute 
proceedings to determine whether to disapprove the proposed rule 
change, to August 15, 2012.\5\ The Commission subsequently received one 
additional comment letter on the proposed rule change.\6\
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 66966 (May 11, 
2012), 77 FR 29419.
    \4\ See Letter from Gus Sauter, Managing Director and Chief 
Investment Officer, Vanguard, dated June 7, 2012; and Letter from 
Ari Burstein, Senior Counsel, Investment Company Institute, dated 
June 7, 2012.
    \5\ See Securities Exchange Act Release No. 67222 (June 20, 
2012), 77 FR 38116 (June 26, 2012).
    \6\ See Letter from John T. Hyland, CFA, Chief Investment 
Officer, United States Commodity Funds LLC, dated June 27, 2012.
---------------------------------------------------------------------------

    On July 11, 2012, the Commission instituted proceedings to 
determine whether to approve or disapprove the proposed rule change.\7\ 
The Commission thereafter received six comment letters and a response 
letter from the Exchange.\8\ On October 2, 2012, the Commission issued 
a notice of designation of longer period for Commission action on 
proceedings to determine whether to disapprove the proposed rule 
change.\9\ On January 9, 2013, the Exchange withdrew the proposed rule 
change (SR-NYSEArca-2012-37).
---------------------------------------------------------------------------

    \7\ See Securities Exchange Act Release No. 67411, 77 FR 42052 
(July 17, 2012).
    \8\ See Letter from Joseph Cavatoni, Managing Director, and 
Joanne Medero, Managing Director, BlackRock, Inc., dated July 11, 
2012; Letter from Stanislav Dolgopolov, Assistant Adjunct Professor, 
UCLA School of Law, dated August 15, 2012; Letter from James E. 
Ross, Global Head, SPDR Exchange Traded Funds, State Street Global 
Advisors, dated August 16, 2012; Letter from Ari Burstein, Senior 
Counsel, Investment Company Institute, dated August 16, 2012; Letter 
from F. William McNabb, Chairman and Chief Executive Officer, 
Vanguard, dated August 16, 2012; and Letter from Andrew Stevens, 
Legal Counsel, IMC Chicago, LLC d/b/a IMC Financial Markets, dated 
August 16, 2012. See also Letter from Janet McGinness, EVP & 
Corporate Secretary, General Counsel, NYSE Markets, dated August 14, 
2012.
    \9\ See Securities Exchange Act Release No. 67962, 77 FR 61462 
(October 9, 2012).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\10\
---------------------------------------------------------------------------

    \10\ 17 CFR 200.30-3(a)(12).
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Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2013-00790 Filed 1-15-13; 8:45 am]
BILLING CODE 8011-01-P

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