Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.5(c) (NBBO Offset Peg Order), 2475-2476 [2013-00431]
Download as PDF
Federal Register / Vol. 78, No. 8 / Friday, January 11, 2013 / Notices
This file number should be included on
the subject line if email is used. To help
the Commission process and review
your comments more efficiently, please
use only one method. The Commission
will post all comments on the
Commission’s Internet Web site (https://
www.sec.gov/rules/sro.shtml). Copies of
the submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at NYSE’s
principal office or on the Web site at
www.nyse.com. All comments received
will be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
NYSEARCA–2012–143, and should be
submitted on or before February 1, 2013.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.23
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–00352 Filed 1–10–13; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–68595; File No. SR–EDGA–
2012–47]
Self-Regulatory Organizations; EDGA
Exchange, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Amend EDGA Rule
11.5(c) (NBBO Offset Peg Order)
mstockstill on DSK4VPTVN1PROD with
January 7, 2013.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on December
27, 2012, the EDGA Exchange, Inc. (the
‘‘Exchange’’ or ‘‘EDGA’’) filed with the
23 17
CFR 200.30–3(a)(12).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
VerDate Mar<15>2010
16:38 Jan 10, 2013
Jkt 229001
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which items have been prepared
by the self-regulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
Rule 11.5(c), which describes the
manner in which the NBBO Offset Peg
Order operates. All of the changes
described herein are applicable to EDGA
Members. The text of the proposed rule
change is available on the Exchange’s
Internet Web site at
www.directedge.com, at the Exchange’s
principal office, and at the Public
Reference Room of the Commission.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of these statements may be examined at
the places specified in Item IV below.
The self-regulatory organization has
prepared summaries, set forth in
sections A, B and C below, of the most
significant aspects of such statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to amend
Rule 11.5(c), the NBBO Offset Peg
Order. As described in the Exchange’s
filing to create the NBBO Offset Peg
Order,3 the NBBO Offset Peg Order
enables Users 4 to submit buy and sell
orders to the Exchange that are pegged
to a designated percentage away from
the National Best Bid (the ‘‘NBB’’) and
National Best Offer (the ‘‘NBO’’, and
together with the NBB, the ‘‘NBBO’’),
respectively, while providing them full
control over order origination and order
marking. This retention of control, in
turn, enables Market Makers to comply
independently with the requirements of
Regulation SHO 5 under the Securities
3 See Securities Exchange Act Release No. 67960
(October 2, 2012), 77 FR 61463 (October 9, 2012)
(SR–EDGA–2012–44).
4 As defined in Rule 1.5(ee).
5 17 CFR 242.200 through 242.204.
PO 00000
Frm 00113
Fmt 4703
Sfmt 4703
2475
Exchange Act of 1934 (the ‘‘Act’’) and
Rule 15c3–5 6 under the Act (the
‘‘Market Access Rule’’).
As described in the Exchange’s filing to
create the NBBO Offset Peg Order: upon
entry and at any time the price of the order
reached the ‘Defined Limit’, or moved a
specified number of percentage points away
from the ‘Designated Percentage’ toward the
then current NBB (for NBBO Offset Peg
Orders to buy) or NBO (for NBBO Offset Peg
Orders to sell), the price of the NBBO Offset
Peg Order would be automatically adjusted
by the System to the Designated Percentage
away from the then current NBB or NBO, as
the case may be. In the event that there was
no NBB or NBO, the price of the NBBO Offset
Peg Order would be automatically adjusted
by the System to the Designated Percentage
away from the last reported sale from the
responsible single plan processor, unless the
User instructed the Exchange upon entry to
cancel or reject the order under such
circumstances.7
The Exchange proposes to amend the
text of Rule 11.5(c)(15) to not allow the
User to cancel or reject the order under
the circumstances outlined above.
Therefore, the Exchange proposes to
delete the following text in Rule
11.5(c)(15): ‘‘unless instructed by the
User upon order entry to cancel or reject
rather than adjust based on the last
reported sale from the single plan
processor.’’ The text of the rule will now
read that:
[u]pon reaching the Defined Limit (as
defined in Rule 11.21(d)(2)(F)), the price of
an NBBO Offset Peg Order bid or offer will
be automatically adjusted by the System to
the Designated Percentage away from the
then current NBB or NBO, respectively, or if
there is no NBB or NBO at such time, to the
Designated Percentage away from the last
reported sale from the responsible single plan
processor. If an NBBO Offset Peg Order bid
or offer moves a specified number of
percentage points away from the Designated
Percentage toward the then current NBB or
NBO, the price of such bid or offer will be
automatically adjusted by the System to the
Designated Percentage away from the then
current NBB and NBO. If there is no NBB or
NBO at such time, the order will be
automatically adjusted by the System to the
Designated Percentage away from the last
reported sale from the responsible single plan
processor.
Thus, when processing NBBO Offset
Peg Orders, the System will not
condition adjustment of the price upon
the User’s instructions.
The Exchange originally stated in SR–
EDGA–2012–44 that it ‘‘intends to
implement the proposed rule change on
or about November 19, 2012, and will
notify its Members and other market
6 17
CFR 242.15c3–5.
Securities Exchange Act Release No. 67960
(October 2, 2012), 77 FR 61463 (October 9, 2012)
(SR–EDGA–2012–44).
7 See
E:\FR\FM\11JAN1.SGM
11JAN1
2476
Federal Register / Vol. 78, No. 8 / Friday, January 11, 2013 / Notices
participants in an information circular
to be posted on the Exchange’s Web
site.’’ 8 The Exchange proposes to revise
this implementation date to on or about
April 15, 2013. This additional time will
enable the Exchange to assess the
usefulness of the NBBO Offset Peg
Order in light of the upcoming
implementation of the National Market
System Plan to Address Extraordinary
Market Volatility (as amended, the
‘‘Plan’’) as approved by the
Commission 9 and proposed changes to
market making quoting requirements
through uniform industry-wide
amendments to Designated
Percentages 10 and Defined Limits 11 to
realign the percentages based on the
Plan’s Appendix A Percentage
Parameters.
2. Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
Section 6(b) of the Act 12 and furthers
the objectives of Section 6(b)(5) of the
Act,13 in that it is designed to prevent
fraudulent and manipulative acts and
practices, to promote just and equitable
principles of trade, to foster cooperation
and coordination with persons engaged
in facilitating transactions in securities,
and to remove impediments to and
perfect the mechanisms of a free and
open market and a national market
system, and, in general, to protect
investors and the public interest. The
Exchange believes that the proposed
rule filing meets these requirements
because it eliminates certain rule text to
conform with NASDAQ’s Market Maker
Peg Order, which is a similar order type
to the NBBO Offset Peg Order,14 and
updates the implementation date in
light of the Plan and proposed changes
to market making quoting requirements.
Thus, the Exchange believes that the
proposed rule change promotes the
efficient execution of investor
transactions, and thus investor
confidence, over the long term.
mstockstill on DSK4VPTVN1PROD with
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
8 See Securities Exchange Act Release No. 67960
(October 2, 2012), 77 FR 61463 (October 9, 2012)
(SR–EDGA–2012–44).
9 See Securities Exchange Release No. 67091 (May
31, 2012), 77 FR 33498 (June 6, 2012) (approving
the Plan on a pilot basis).
10 As defined in Rule 11.21(d)(2)(D).
11 As defined in Rule 11.21(d)(2)(F).
12 15 U.S.C. 78f(b).
13 15 U.S.C. 78f(b)(5).
14 See Securities Exchange Act Release No. 67584
(August 2, 2012), 77 FR 47472 (August 8, 2012)
(SR–NASDAQ–2012–066).
VerDate Mar<15>2010
16:38 Jan 10, 2013
Jkt 229001
necessary or appropriate in furtherance
of the purposes of the Act, as amended.
The proposed rule change will increase
competition among the exchanges
because the NBBO Offset Peg Order will
directly compete with substantially
similar existing order types offered by
other exchanges.15
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
The Exchange has neither solicited
nor received written comments on the
proposed rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule
change does not: (i) Significantly affect
the protection of investors or the public
interest; (ii) impose any significant
burden on competition; and (iii) become
operative for 30 days after the date of
the filing, or such shorter time as the
Commission may designate, it has
become effective pursuant to Section
19(b)(3)(A) of the Act 16 and Rule 19b–
4(f)(6) 17 thereunder.
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
should be approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
15 See Securities Exchange Act Release No. 67584
(August 2, 2012), 77 FR 47472 (August 8, 2012)
(SR–NASDAQ–2012–066) (order approving
NASDAQ’s Market Maker Peg Order available for
exchange market makers). See Securities Exchange
Act Release No. 67756 (August 29, 2012), 77 FR
54633 (September 5, 2012) (SR–BATS–2012–026)
(order approving BATS’s Market Maker Peg Order
available for exchange market makers). See also
Securities Exchange Act Release No. 67755 (August
29, 2012), 77 FR 54630 (September 5, 2012) (SR–
BYX–2012–012) (order approving BATS YExchange Inc.’s Market Maker Peg Order available
for exchange market makers).
16 15 U.S.C. 78s(b)(3)(A).
17 17 CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6) requires a self-regulatory organization to give
the Commission written notice of its intent to file
the proposed rule change at least five business days
prior to the date of filing of the proposed rule
change, or such shorter time as designated by the
Commission. The Exchange has satisfied this
requirement.
PO 00000
Frm 00114
Fmt 4703
Sfmt 9990
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rulecomments@sec.gov. Please include File
Number SR–EDGA–2012–47 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–EDGA–2012–47. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–EDGA–
2012–47 and should be submitted on or
before February 1, 2013.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.18
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–00431 Filed 1–10–13; 8:45 am]
BILLING CODE 8011–01–P
18 17
E:\FR\FM\11JAN1.SGM
CFR 200.30–3(a)(12).
11JAN1
Agencies
[Federal Register Volume 78, Number 8 (Friday, January 11, 2013)]
[Notices]
[Pages 2475-2476]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-00431]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-68595; File No. SR-EDGA-2012-47]
Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of
Filing and Immediate Effectiveness of Proposed Rule Change To Amend
EDGA Rule 11.5(c) (NBBO Offset Peg Order)
January 7, 2013.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given
that on December 27, 2012, the EDGA Exchange, Inc. (the ``Exchange'' or
``EDGA'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items I and
II below, which items have been prepared by the self-regulatory
organization. The Commission is publishing this notice to solicit
comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange proposes to amend Rule 11.5(c), which describes the
manner in which the NBBO Offset Peg Order operates. All of the changes
described herein are applicable to EDGA Members. The text of the
proposed rule change is available on the Exchange's Internet Web site
at www.directedge.com, at the Exchange's principal office, and at the
Public Reference Room of the Commission.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the self-regulatory organization
included statements concerning the purpose of, and basis for, the
proposed rule change and discussed any comments it received on the
proposed rule change. The text of these statements may be examined at
the places specified in Item IV below. The self-regulatory organization
has prepared summaries, set forth in sections A, B and C below, of the
most significant aspects of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
The Exchange proposes to amend Rule 11.5(c), the NBBO Offset Peg
Order. As described in the Exchange's filing to create the NBBO Offset
Peg Order,\3\ the NBBO Offset Peg Order enables Users \4\ to submit buy
and sell orders to the Exchange that are pegged to a designated
percentage away from the National Best Bid (the ``NBB'') and National
Best Offer (the ``NBO'', and together with the NBB, the ``NBBO''),
respectively, while providing them full control over order origination
and order marking. This retention of control, in turn, enables Market
Makers to comply independently with the requirements of Regulation SHO
\5\ under the Securities Exchange Act of 1934 (the ``Act'') and Rule
15c3-5 \6\ under the Act (the ``Market Access Rule'').
---------------------------------------------------------------------------
\3\ See Securities Exchange Act Release No. 67960 (October 2,
2012), 77 FR 61463 (October 9, 2012) (SR-EDGA-2012-44).
\4\ As defined in Rule 1.5(ee).
\5\ 17 CFR 242.200 through 242.204.
\6\ 17 CFR 242.15c3-5.
As described in the Exchange's filing to create the NBBO Offset
Peg Order: Upon entry and at any time the price of the order reached
the `Defined Limit', or moved a specified number of percentage
points away from the `Designated Percentage' toward the then current
NBB (for NBBO Offset Peg Orders to buy) or NBO (for NBBO Offset Peg
Orders to sell), the price of the NBBO Offset Peg Order would be
automatically adjusted by the System to the Designated Percentage
away from the then current NBB or NBO, as the case may be. In the
event that there was no NBB or NBO, the price of the NBBO Offset Peg
Order would be automatically adjusted by the System to the
Designated Percentage away from the last reported sale from the
responsible single plan processor, unless the User instructed the
Exchange upon entry to cancel or reject the order under such
circumstances.\7\
---------------------------------------------------------------------------
\7\ See Securities Exchange Act Release No. 67960 (October 2,
2012), 77 FR 61463 (October 9, 2012) (SR-EDGA-2012-44).
The Exchange proposes to amend the text of Rule 11.5(c)(15) to not
allow the User to cancel or reject the order under the circumstances
outlined above. Therefore, the Exchange proposes to delete the
following text in Rule 11.5(c)(15): ``unless instructed by the User
upon order entry to cancel or reject rather than adjust based on the
last reported sale from the single plan processor.'' The text of the
---------------------------------------------------------------------------
rule will now read that:
[u]pon reaching the Defined Limit (as defined in Rule
11.21(d)(2)(F)), the price of an NBBO Offset Peg Order bid or offer
will be automatically adjusted by the System to the Designated
Percentage away from the then current NBB or NBO, respectively, or
if there is no NBB or NBO at such time, to the Designated Percentage
away from the last reported sale from the responsible single plan
processor. If an NBBO Offset Peg Order bid or offer moves a
specified number of percentage points away from the Designated
Percentage toward the then current NBB or NBO, the price of such bid
or offer will be automatically adjusted by the System to the
Designated Percentage away from the then current NBB and NBO. If
there is no NBB or NBO at such time, the order will be automatically
adjusted by the System to the Designated Percentage away from the
last reported sale from the responsible single plan processor.
Thus, when processing NBBO Offset Peg Orders, the System will not
condition adjustment of the price upon the User's instructions.
The Exchange originally stated in SR-EDGA-2012-44 that it ``intends
to implement the proposed rule change on or about November 19, 2012,
and will notify its Members and other market
[[Page 2476]]
participants in an information circular to be posted on the Exchange's
Web site.'' \8\ The Exchange proposes to revise this implementation
date to on or about April 15, 2013. This additional time will enable
the Exchange to assess the usefulness of the NBBO Offset Peg Order in
light of the upcoming implementation of the National Market System Plan
to Address Extraordinary Market Volatility (as amended, the ``Plan'')
as approved by the Commission \9\ and proposed changes to market making
quoting requirements through uniform industry-wide amendments to
Designated Percentages \10\ and Defined Limits \11\ to realign the
percentages based on the Plan's Appendix A Percentage Parameters.
---------------------------------------------------------------------------
\8\ See Securities Exchange Act Release No. 67960 (October 2,
2012), 77 FR 61463 (October 9, 2012) (SR-EDGA-2012-44).
\9\ See Securities Exchange Release No. 67091 (May 31, 2012), 77
FR 33498 (June 6, 2012) (approving the Plan on a pilot basis).
\10\ As defined in Rule 11.21(d)(2)(D).
\11\ As defined in Rule 11.21(d)(2)(F).
---------------------------------------------------------------------------
2. Statutory Basis
The Exchange believes that the proposed rule change is consistent
with Section 6(b) of the Act \12\ and furthers the objectives of
Section 6(b)(5) of the Act,\13\ in that it is designed to prevent
fraudulent and manipulative acts and practices, to promote just and
equitable principles of trade, to foster cooperation and coordination
with persons engaged in facilitating transactions in securities, and to
remove impediments to and perfect the mechanisms of a free and open
market and a national market system, and, in general, to protect
investors and the public interest. The Exchange believes that the
proposed rule filing meets these requirements because it eliminates
certain rule text to conform with NASDAQ's Market Maker Peg Order,
which is a similar order type to the NBBO Offset Peg Order,\14\ and
updates the implementation date in light of the Plan and proposed
changes to market making quoting requirements. Thus, the Exchange
believes that the proposed rule change promotes the efficient execution
of investor transactions, and thus investor confidence, over the long
term.
---------------------------------------------------------------------------
\12\ 15 U.S.C. 78f(b).
\13\ 15 U.S.C. 78f(b)(5).
\14\ See Securities Exchange Act Release No. 67584 (August 2,
2012), 77 FR 47472 (August 8, 2012) (SR-NASDAQ-2012-066).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
impose any burden on competition that is not necessary or appropriate
in furtherance of the purposes of the Act, as amended. The proposed
rule change will increase competition among the exchanges because the
NBBO Offset Peg Order will directly compete with substantially similar
existing order types offered by other exchanges.\15\
---------------------------------------------------------------------------
\15\ See Securities Exchange Act Release No. 67584 (August 2,
2012), 77 FR 47472 (August 8, 2012) (SR-NASDAQ-2012-066) (order
approving NASDAQ's Market Maker Peg Order available for exchange
market makers). See Securities Exchange Act Release No. 67756
(August 29, 2012), 77 FR 54633 (September 5, 2012) (SR-BATS-2012-
026) (order approving BATS's Market Maker Peg Order available for
exchange market makers). See also Securities Exchange Act Release
No. 67755 (August 29, 2012), 77 FR 54630 (September 5, 2012) (SR-
BYX-2012-012) (order approving BATS Y-Exchange Inc.'s Market Maker
Peg Order available for exchange market makers).
---------------------------------------------------------------------------
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
The Exchange has neither solicited nor received written comments on
the proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule change does not: (i)
Significantly affect the protection of investors or the public
interest; (ii) impose any significant burden on competition; and (iii)
become operative for 30 days after the date of the filing, or such
shorter time as the Commission may designate, it has become effective
pursuant to Section 19(b)(3)(A) of the Act \16\ and Rule 19b-4(f)(6)
\17\ thereunder.
---------------------------------------------------------------------------
\16\ 15 U.S.C. 78s(b)(3)(A).
\17\ 17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6)
requires a self-regulatory organization to give the Commission
written notice of its intent to file the proposed rule change at
least five business days prior to the date of filing of the proposed
rule change, or such shorter time as designated by the Commission.
The Exchange has satisfied this requirement.
---------------------------------------------------------------------------
At any time within 60 days of the filing of the proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act. If the Commission
takes such action, the Commission shall institute proceedings to
determine whether the proposed rule should be approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File Number SR-EDGA-2012-47 on the subject line.
Paper Comments
Send paper comments in triplicate to Elizabeth M. Murphy,
Secretary, Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-EDGA-2012-47. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549, on official business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the filing also will be available
for inspection and copying at the principal office of the Exchange. All
comments received will be posted without change; the Commission does
not edit personal identifying information from submissions. You should
submit only information that you wish to make available publicly. All
submissions should refer to File Number SR-EDGA-2012-47 and should be
submitted on or before February 1, 2013.
---------------------------------------------------------------------------
\18\ 17 CFR 200.30-3(a)(12).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\18\
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2013-00431 Filed 1-10-13; 8:45 am]
BILLING CODE 8011-01-P