Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 73065 [2012-29624]

Download as PDF Federal Register / Vol. 77, No. 236 / Friday, December 7, 2012 / Notices distribution to its shareholders, based on net asset value. Expenses of $3,500 incurred in connection with the liquidation were paid by KA Fund Advisors, LLC, applicant’s investment adviser. Filing Dates: The application was filed on September 18, 2012, and amended on October 9, 2012 and November 20, 2012. Applicant’s Address: 717 Texas Ave., Suite 3100, Houston, TX 77002. Defined Asset Funds Corporate Income Fund 10th Insured Series [File No. 811– 2295]; Uncommon Values Unit Trust 1985 Series & Subsequent & Similar Series [File No. 811–4281]; Penn State Tax Exempt Investment Trust Series 1 [File No. 811–2787]; Shearson Lehman Brothers Unit Trusts High Yield Municipal Series 1 [File No. 811–5208]; Equity Opportunity Trust Growth Stock Series 1 [File No. 811–3722] Summary: Each applicant, a unit investment trust, seeks an order declaring that it has ceased to be an investment company. On January 26, 2010, June 6, 2009, July 8, 2010, June 13, 2011 and August 30, 2011, respectively, each applicant made a liquidating distribution to its unit holders, based on net asset value. Applicants’ incurred no expenses in connection with the liquidations. Filing Dates: The applications were filed on September 5, 2012 and amended on November 20, 2012. Applicants’ Address: 18925 Base Camp Rd., Suite 203, Monument, CO 80132. tkelley on DSK3SPTVN1PROD with Hatteras Sector Select Fund [File No. 811–22614]; Hatteras Sector Select Institutional Fund [File No. 811–22615] Summary: Each applicant, a closedend investment company, seeks an order declaring that it has ceased to be an investment company. Applicants have never made a public offering of their securities and do not propose to engage in business of any kind. Filing Dates: The applications were filed on August 21, 2012 and amended on November 15, 2012. Applicant’s Address: 8540 Colonnade Center Dr., Suite 401, Raleigh, NC 27615. Genworth Variable Insurance Trust [File No. 811–22205] Summary: Applicant, an open-end management company, seeks an order declaring that it has ceased to be an investment company. As of January 27, 2012, pursuant to a plan of substitution, applicant’s shareholders tendered their shares for redemption, based on net asset value. Expenses of $217,001 VerDate Mar<15>2010 18:05 Dec 06, 2012 Jkt 229001 incurred in connection with the liquidation were paid by Genworth Financial Wealth Management, Inc., and later reimbursed by the sponsor of the substituting portfolios. Filing Dates: The application was filed on September 25, 2012, and amended on October 23, 2012. Applicant’s Address: 2300 Contra Costa Boulevard, Suite 600, Pleasant Hill, CA 94523. For the Commission, by the Division of Investment Management, pursuant to delegated authority. Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2012–29570 Filed 12–6–12; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. IC–30290] Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 December 4, 2012. The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940. A copy of each application may be obtained via the Commission’s Web site by searching for the file number, or for an applicant using the Company name box, at https:// www.sec.gov/search/search.htm or by calling (202) 551–8090. An order granting each application will be issued unless the SEC orders a hearing. Interested persons may request a hearing on any application by writing to the SEC’s Secretary at the address below and serving the relevant applicant with a copy of the request, personally or by mail. Hearing requests should be received by the SEC by 5:30 p.m. on December 26, 2012, and should be accompanied by proof of service on the applicant, in the form of an affidavit or, for lawyers, a certificate of service. Hearing requests should state the nature of the writer’s interest, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Secretary, U.S. Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551–6810, SEC, Division of Investment Management, Office of Investment Company Regulation, 100 F Street NE., Washington, DC 20549–8010. PO 00000 Frm 00058 Fmt 4703 Sfmt 4703 73065 EM Capital Management, LLC [File No. 811–22687]; Global Investor Trust [File No. 811–22694] Summary: Each applicant seeks an order declaring that it has ceased to be an investment company. Applicants have never made a public offering of their securities and do not propose to make a public offering. EM Capital Management, LLC represents that it filed to register as an investment company in error and that it is not, and does not intend to operate as, an investment company. EM Capital Management, LLC will continue to operate as an investment adviser. Global Investor Trust will continue to operate as a private investment fund in reliance on section 3(c)(1) or 3(c)(7) of the Act. Filing Dates: The applications were filed on October 31, 2012. Global Investor Trust filed an amended application on November 30, 2012. EM Capital Management, LLC filed amended applications on December 3, 2012 and December 4, 2012. Applicants’ Address: 920 Country Club Dr., Suite 1E, Moraga, CA 94556. For the Commission, by the Division of Investment Management, pursuant to delegated authority. Jill M. Peterson, Assistant Secretary. [FR Doc. 2012–29624 Filed 12–6–12; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–68341; File No.10–207] In the Matter of the Application of Miami International Securities Exchange, LLC for Registration as a National Securities Exchange: Findings, Opinion, and Order of the Commission December 3, 2012. I. Introduction On April 26, 2012, Miami International Securities Exchange, LLC (‘‘MIAX Exchange’’ or ‘‘MIAX’’) submitted to the Securities and Exchange Commission (‘‘Commission’’) an Application for Registration as a National Securities Exchange (‘‘Form 1 Application’’) under Section 6 of the Securities Exchange Act of 1934 (‘‘Act’’).1 Notice of MIAX’s Form 1 Application was published for comment in the Federal Register on August 20, 2012.2 The Commission received two 1 15 U.S.C. 78f. Securities Exchange Act Release No. 67660 (August 15, 2012), 77 FR 50814 (‘‘Notice’’). 2 See E:\FR\FM\07DEN1.SGM 07DEN1

Agencies

[Federal Register Volume 77, Number 236 (Friday, December 7, 2012)]
[Notices]
[Page 73065]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-29624]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. IC-30290]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

December 4, 2012.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940. A copy of each 
application may be obtained via the Commission's Web site by searching 
for the file number, or for an applicant using the Company name box, at 
https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An 
order granting each application will be issued unless the SEC orders a 
hearing. Interested persons may request a hearing on any application by 
writing to the SEC's Secretary at the address below and serving the 
relevant applicant with a copy of the request, personally or by mail. 
Hearing requests should be received by the SEC by 5:30 p.m. on December 
26, 2012, and should be accompanied by proof of service on the 
applicant, in the form of an affidavit or, for lawyers, a certificate 
of service. Hearing requests should state the nature of the writer's 
interest, the reason for the request, and the issues contested. Persons 
who wish to be notified of a hearing may request notification by 
writing to the Secretary, U.S. Securities and Exchange Commission, 100 
F Street NE., Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC, 
Division of Investment Management, Office of Investment Company 
Regulation, 100 F Street NE., Washington, DC 20549-8010.

EM Capital Management, LLC [File No. 811-22687]; Global Investor Trust 
[File No. 811-22694]

    Summary: Each applicant seeks an order declaring that it has ceased 
to be an investment company. Applicants have never made a public 
offering of their securities and do not propose to make a public 
offering. EM Capital Management, LLC represents that it filed to 
register as an investment company in error and that it is not, and does 
not intend to operate as, an investment company. EM Capital Management, 
LLC will continue to operate as an investment adviser. Global Investor 
Trust will continue to operate as a private investment fund in reliance 
on section 3(c)(1) or 3(c)(7) of the Act.
    Filing Dates: The applications were filed on October 31, 2012. 
Global Investor Trust filed an amended application on November 30, 
2012. EM Capital Management, LLC filed amended applications on December 
3, 2012 and December 4, 2012.
    Applicants' Address: 920 Country Club Dr., Suite 1E, Moraga, CA 
94556.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2012-29624 Filed 12-6-12; 8:45 am]
BILLING CODE 8011-01-P
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