Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund Under NYSE Arca Equities Rule 5.2(j)(3), 72429 [2012-29315]

Download as PDF Federal Register / Vol. 77, No. 234 / Wednesday, December 5, 2012 / Notices SECURITIES AND EXCHANGE COMMISSION [Release No. 34–68320; File No. SR– NYSEArca–2012–108] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund Under NYSE Arca Equities Rule 5.2(j)(3) November 29, 2012. mstockstill on DSK4VPTVN1PROD with On September 27, 2012, NYSE Arca, Inc. (‘‘Exchange’’ or ‘‘NYSE Arca’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to list and trade shares (‘‘Shares’’) of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund (‘‘Fund’’) under NYSE Arca Equities Rule 5.2(j)(3). On October 2, 2012, the Exchange submitted Amendment No. 1 to the proposed rule change. The proposed rule change, as modified by Amendment No. 1, was published in the Federal Register on October 18, 2012.3 The Commission received no comment letters on the proposal. Section 19(b)(2) of the Act 4 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day for this filing is December 2, 2012. The Commission is extending this 45-day time period. The Commission finds that it is appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider the proposed rule change. The proposed rule change would allow the Exchange to list and trade Shares of the Fund under NYSE Arca Equities Rule 5.2(j)(3), which governs the listing and trading of Investment Company Units. Accordingly, the Commission, pursuant to Section 19(b)(2) of the Act,5 designates January 16, 2013, as the date by which the Commission should either approve or disapprove or institute proceedings to determine whether to disapprove the proposed rule change (File Number SR–NYSEArca–2012– 108). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.6 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2012–29315 Filed 12–4–12; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–68319; File No. SR– NYSEArca–2012–109] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the U.S. Equity High Volatility Put Write Index Fund Under NYSE Arca Equities Rule 5.2(j)(3) U.S.C. 78s(b)(1). CFR 240.19b–4. 3 See Securities Exchange Act Release No. 68043 (October 12, 2012), 77 FR 64153 (‘‘Notice’’). 4 15 U.S.C. 78s(b)(2). 2 17 VerDate Mar<15>2010 17:19 Dec 04, 2012 Jkt 229001 On September 27, 2012, NYSE Arca, Inc. (‘‘Exchange’’ or ‘‘NYSE Arca’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to list and trade shares (‘‘Shares’’) of the U.S. Equity High Volatility Put Write Index Fund (‘‘Fund’’) under NYSE Arca Equities Rule 5.2(j)(3). The proposed rule change was published in the Federal Register on October 18, 2012.3 The Commission received no comment letters on the proposal. Section 19(b)(2) of the Act 4 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall either approve the 5 15 U.S.C. 78s(b)(2). CFR 200.30–3(a)(31). 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. 3 See Securities Exchange Act Release No. 68044 (October 12, 2012), 77 FR 64160 (‘‘Notice’’). 4 15 U.S.C. 78s(b)(2). PO 00000 Frm 00111 Fmt 4703 proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day for this filing is December 2, 2012. The Commission is extending this 45-day time period. The Commission finds that it is appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider the proposed rule change. The proposed rule change would allow the Exchange to list and trade Shares of the Fund under NYSE Arca Equities Rule 5.2(j)(3), which governs the listing and trading of Investment Company Units. Accordingly, the Commission, pursuant to Section 19(b)(2) of the Act,5 designates January 16, 2013, as the date by which the Commission should either approve or disapprove or institute proceedings to determine whether to disapprove the proposed rule change (File Number SR–NYSEArca–2012– 109). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.6 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2012–29314 Filed 12–4–12; 8:45 am] BILLING CODE 8011–01–P November 29, 2012. 6 17 1 15 72429 Sfmt 4703 SMALL BUSINESS ADMINISTRATION [Disaster Declaration # 13380 and # 13381] New Jersey Disaster Number NJ–00034 U.S. Small Business Administration. ACTION: Amendment 1. AGENCY: This is an amendment of the Presidential declaration of a major disaster for Public Assistance Only for the State of New Jersey (FEMA—4086— DR), dated 11/05/2012. Incident: Hurricane Sandy. Incident Period: 10/26/2012 through 11/08/2012. Effective Date: 11/23/2012. Physical Loan Application Deadline Date: 01/04/2013. Economic Injury (EIDL) Loan Application Deadline Date: 08/05/2013. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, SUMMARY: 5 15 6 17 E:\FR\FM\05DEN1.SGM U.S.C. 78s(b)(2). CFR 200.30–3(a)(31). 05DEN1

Agencies

[Federal Register Volume 77, Number 234 (Wednesday, December 5, 2012)]
[Notices]
[Page 72429]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-29315]



[[Page 72429]]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-68320; File No. SR-NYSEArca-2012-108]


Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of 
Designation of Longer Period for Commission Action on Proposed Rule 
Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing 
and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse 
Convertible Index Fund Under NYSE Arca Equities Rule 5.2(j)(3)

November 29, 2012.
    On September 27, 2012, NYSE Arca, Inc. (``Exchange'' or ``NYSE 
Arca'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a 
proposed rule change to list and trade shares (``Shares'') of the NYSE 
Arca U.S. Equity Synthetic Reverse Convertible Index Fund (``Fund'') 
under NYSE Arca Equities Rule 5.2(j)(3). On October 2, 2012, the 
Exchange submitted Amendment No. 1 to the proposed rule change. The 
proposed rule change, as modified by Amendment No. 1, was published in 
the Federal Register on October 18, 2012.\3\ The Commission received no 
comment letters on the proposal.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 68043 (October 12, 
2012), 77 FR 64153 (``Notice'').
---------------------------------------------------------------------------

    Section 19(b)(2) of the Act \4\ provides that, within 45 days of 
the publication of notice of the filing of a proposed rule change, or 
within such longer period up to 90 days as the Commission may designate 
if it finds such longer period to be appropriate and publishes its 
reasons for so finding or as to which the self-regulatory organization 
consents, the Commission shall either approve the proposed rule change, 
disapprove the proposed rule change, or institute proceedings to 
determine whether the proposed rule change should be disapproved. The 
45th day for this filing is December 2, 2012. The Commission is 
extending this 45-day time period.
---------------------------------------------------------------------------

    \4\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------

    The Commission finds that it is appropriate to designate a longer 
period within which to take action on the proposed rule change so that 
it has sufficient time to consider the proposed rule change. The 
proposed rule change would allow the Exchange to list and trade Shares 
of the Fund under NYSE Arca Equities Rule 5.2(j)(3), which governs the 
listing and trading of Investment Company Units.
    Accordingly, the Commission, pursuant to Section 19(b)(2) of the 
Act,\5\ designates January 16, 2013, as the date by which the 
Commission should either approve or disapprove or institute proceedings 
to determine whether to disapprove the proposed rule change (File 
Number SR-NYSEArca-2012-108).
---------------------------------------------------------------------------

    \5\ 15 U.S.C. 78s(b)(2).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\6\
---------------------------------------------------------------------------

    \6\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------

Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2012-29315 Filed 12-4-12; 8:45 am]
BILLING CODE 8011-01-P
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