Federal Motor Vehicle Safety Standards; Lamps, Reflective Devices, and Associated Equipment, 71717-71720 [2012-29284]
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Federal Register / Vol. 77, No. 233 / Tuesday, December 4, 2012 / Rules and Regulations
were amended in 2005. Reinstating the
specific language in the regulations will
therefore not increase the paperwork
burden on those manufacturers.
H. Executive Order 13045
Executive Order 13045 applies to any
rule that (1) is determined to be
‘‘economically significant’’ as defined
under E.O. 12866, and (2) concerns an
environmental, health, or safety risk that
NHTSA has reason to believe may have
a disproportionate effect on children. If
the regulatory action meets both criteria,
we must evaluate the environmental
health or safety effects of the planned
rule on children, and explain why the
planned rule is preferable to other
potentially effective and reasonably
feasible alternatives considered by us.
This rulemaking is not economically
significant and does not concern an
environmental, health, or safety risk.
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I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104–
113, section 12(d) (15 U.S.C. 272)
directs NHTSA to use voluntary
consensus standards in its regulatory
activities unless doing so would be
inconsistent with applicable law or
otherwise impractical. Voluntary
consensus standards are technical
standards (e.g., materials specifications,
test methods, sampling procedures, and
business practices) that are developed or
adopted by voluntary consensus
standards bodies, such as the Society of
Automotive Engineers (SAE). The
NTTAA directs the agency to provide
Congress, through the OMB, with
explanations when we decide not to use
available and applicable voluntary
consensus standards.
In this final rule, we are adding to 49
CFR 576.4(g)(5) the requirement that
manufacturers include in the
certification labels that they affix to
certain types of motor vehicles a
statement certifying that the vehicle
conforms to all applicable FMVSS. This
language was inadvertently omitted
from the regulation in 2005 and we are
adopting no substantive changes to the
regulation nor do we propose any
technical standards. For these reasons,
Section 12(d) of the NTTAA would not
apply.
J. Regulation Identifier Number (RIN)
The Department of Transportation
assigns a regulation identifier number
(RIN) to each regulatory action listed in
the Unified Agenda of Federal
Regulations. The Regulatory Information
Service Center publishes the Unified
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Agenda in April and October of each
year. You may use the RIN contained in
the heading at the beginning of this
document to find this action in the
Unified Agenda.
List of Subjects in 49 CFR Part 567
Labeling, Motor vehicle safety, Motor
vehicles.
In consideration of the foregoing, Part
567, Certification, in Title 49 of the
Code of Federal Regulations is amended
as follows:
PART 567—CERTIFICATION
1. The authority citation for part 567
is revised to read as follows:
■
Authority: 49 U.S.C. 322, 30111, 30115,
30117, 30166, 32502, 32504, 33101–33104,
33108, and 33109; delegation of authority at
49 CFR 1.95.
2. Amend § 567.4 by adding paragraph
(g)(5)(iv) to read as follows:
■
§ 567.4 Requirements for manufacturers of
motor vehicles.
*
*
*
*
*
(g) * * *
(5) * * *
(iv) For all other vehicles, the
statement: ‘‘This vehicle conforms to all
applicable Federal motor vehicle safety
standards in effect on the date of
manufacture shown above.’’ The
expression ‘‘U.S.’’ or ‘‘U.S.A.’’ may be
inserted before the word ‘‘Federal’’.
*
*
*
*
*
71717
blue and green color boundaries that
were removed when the agency
published a final rule reorganizing that
standard on December 4, 2007.
DATES: Effective date: December 4, 2012.
Petitions for reconsideration: Petitions
for reconsideration of this final rule
must be received not later than January
18, 2013.
ADDRESSES: Any petitions for
reconsideration should refer to the
docket number of this document and be
submitted to: Administrator, National
Highway Traffic Safety Administration,
1200 New Jersey Avenue SE, West
Building, Ground Floor, Docket Room
W12–140, Washington, DC 20590.
FOR FURTHER INFORMATION CONTACT: For
technical issues: Ms. Marisol Medri,
Office of Crash Avoidance Standards,
NHTSA, 1200 New Jersey Avenue SE,
West Building, Washington, DC 20590
(Telephone: (202) 366–6987) (Fax: (202)
366–7002).
For legal issues: Mr. Thomas Healy,
Office of the Chief Counsel, NHTSA,
1200 New Jersey Avenue SE, West
Building, Washington, DC 20590
(Telephone: (202) 366–2992) (Fax: (202)
366–3820).
SUPPLEMENTARY INFORMATION:
I. Background
National Highway Traffic
Safety Administration (NHTSA),
Department of Transportation (DOT).
ACTION: Final rule.
FMVSS No. 108, Lamps, Reflective
Devices and Associated Equipment, has
been in existence since 1968. The
standard had been amended on an ad
hoc basis over time resulting in a
patchwork organization of the standard.
NHTSA published a final rule on
December 4, 2007,1 amending FMVSS
No. 108 by reorganizing the regulatory
text so that it provides a more
straightforward and logical presentation
of the applicable regulatory
requirements; incorporating important
agency interpretations of the existing
requirements; and reducing reliance on
third-party documents incorporated by
reference. The preamble of the final rule
stated that the rewrite of FMVSS No.
108 was administrative in nature and
would have no impact on the
substantive requirements of the
standard. The December 4, 2007 final
rule made several changes to the
proposal contained in the Notice of
Proposed Rulemaking for that rule
including removing the blue and green
color boundary requirements from
paragraph S14.4.1.3.2 and eliminating
references to three additional SAE
documents.
NHTSA is amending the
Federal motor vehicle safety standard
(FMVSS) on lamps, reflective devices,
and associated equipment to restore the
1 72 FR 68234, (Dec. 4, 2007). The agency
published the Notice of Proposed Rulemaking
proposing to reorganize the standard on December
30, 2005. 70 FR 77454, (Dec. 30, 2005).
Issued on: November 28, 2012.
Daniel C. Smith,
Senior Associate Administrator for Vehicle
Safety.
[FR Doc. 2012–29132 Filed 12–3–12; 8:45 am]
BILLING CODE 4910–59–P
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
49 CFR Part 571
[Docket No. NHTSA–2012–0171]
RIN 2127–AK99
Federal Motor Vehicle Safety
Standards; Lamps, Reflective Devices,
and Associated Equipment
AGENCY:
SUMMARY:
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Federal Register / Vol. 77, No. 233 / Tuesday, December 4, 2012 / Rules and Regulations
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SABIC Innovative Plastics US LLC
(SABIC–IP) sent a letter to NHTSA on
August 11, 2008, after the final rule
comment period was over. In this letter,
SABIC–IP stated that the agency did not
allow for public comment when it made
the decision to remove the blue and
green color boundaries from the
standard. SABIC–IP further stated that
in removing the blue and green color
boundaries from paragraph S14.4.1.3.2,
the agency substantively changed the
requirements of FMVSS No. 108 during
the rewrite process. On July 13, 2011,
NHTSA published a NPRM 2 initiating
this rulemaking to replace the color
boundaries that were removed during
the administrative rewrite of the
standard.
In the NPRM, the agency explained
that while neither blue nor green are
directly permitted by the standard, it is
possible to use these color boundaries to
certify a material to the outdoor
exposure test. Once individually
certified to the three year outdoor
exposure test, the blue and clear
material could be mixed to produce a
clear material with a blue tint, which
could then be used in a lamp lens
provided the lamp itself emits light
within the white color boundary. Under
the standard, the mixed material can be
certified to the outdoor exposure test
without an additional three years of
testing. The pre-rewrite version of the
standard contained two tests for
determining compliance with the color
requirements in the standard, the Visual
Method or the Tristimulus Method. The
blue and green color boundary
definitions that were removed are part
of the color requirements of the
Tristimulus method procedure. The
NPRM proposed to amend FMVSS No.
108 to restore the color boundary
definitions for green, restricted blue and
signal blue so that the requirements of
the rewrite coincide with those of the
old standard.
II. Public Comments on NPRM
NHTSA received four public
comments in response to the Notice of
Proposed Rulemaking for this
rulemaking.3 All of the comments
supported reinstating the color
boundary definitions for green,
restricted blue and signal blue to
FMVSS No. 108.
The Alliance of Automobile
Manufacturers (the ‘‘Alliance’’)
supported the rulemaking but stated
that the agency omitted the color
2 76
FR 41181, (July 13, 2011).
Alliance of Automobile Manufacturers,
SABIC–IP and two private individuals submitted
comments in response to the NPRM.
3 The
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requirements for green and blue when
tested according to the visual method.
The Alliance claimed that these
requirements from SAE J578c Color
Specification for Electric Signal Lighting
Devices, (FEB 1977) (the third party
standard from which the color
boundaries were derived) were
incorporated into the NPRM proposing
the reorganization of the standard but
were not incorporated into the
December 4, 2007 Final Rule. The
Alliance recommended that these
requirements be reinstated into the
standard as sections 14.4.1.3.2.4 and
14.4.1.3.2.5.
SABIC–IP submitted a comment
urging the agency to restore the green
and blue color boundaries to FMVSS
No. 108. SABIC–IP also requested that
the agency clarify that polymers and
additives would not have to be retested
to the three year outdoor exposure test
after the effective date of the
administrative rewrite before being
combined to create new materials.
SABIC–IP stated that the rewrite of the
standard creates ambiguity as to
whether combinations of individually
certified materials can continue to be
mixed to create new material and then
certified to the outdoor exposure test
without an additional three years of
testing as was permitted under the prewrite version of the standard. SABIC–IP
requested that NHTSA amend paragraph
S14.4.2.2.2 to state that materials and
additives used in plastics could be
changed without outdoor exposure
testing if the materials had previously
been tested to FMVSS No. 108 and
found to meet the requirements.
Paragraph S14.4.2.2.2 currently states
that materials and additives used in
plastics can be changed without outdoor
exposure testing if the materials have
previously been tested to ‘‘this section’’
and found to meet the requirements.
SABIC–IP believes that it is possible to
interpret the use of the words ‘‘this
section’’ in paragraph S14.4.2.2.2 to
require that materials be retested to the
outdoor exposure test in the new
paragraph S14.4.2.2.2, published in
December 2007, before they can be used
to create new materials. SABIC–IP
stated that this interpretation would go
against the stated goal of the rewrite of
the standard to refrain from making any
substantive change to the requirements.
SABIC–IP also asked the agency to
clarify that the lower concentration of
additive of previously tested materials
used to create a new material according
to S14.4.2.2.2 paragraph can be
represented by a composition of zero.
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III. Agency Decision
Since it was not the agency’s
intention to create any substantive
modifications to the standard, we have
decided to amend FMVSS No. 108 to
add the color boundary definitions for
green, restricted blue and signal blue to
the Tristimulus method procedure as
proposed in the NPRM and to include
the two missing color requirements from
the visual method procedure so that the
requirements of the rewrite coincide
with those of the old standard.
We have decided not to amend
paragraph S14.4.2.2.2 of FMVSS No.
108 as requested by SABIC–IP over the
course of the rewrite rulemaking. We
attempted, where ever possible, to avoid
changes to the language of the standard.
We note that the phrase ‘‘this section’’
refers to the requirements of paragraph
S14.4.2.2 in general, not to a specific
version of the standard. Thus, so long as
the additives and polymers have
previously been tested to and found to
comply with the same substantive
requirements as they appear in FMVSS
No. 108, they can be added to create
new materials without additional
outdoor exposure testing. However, if
the requirements of S14.4.2.2 were
changed, previously tested additives
and polymers would no longer have
been tested to ‘‘this section’’ and would
have to be retested to the outdoor
exposure test before being used to create
new materials under paragraph
S14.4.2.2.2.
The agency will respond to SABIC–
IP’s comment about the lower
concentration of additive used to create
new materials being represented by a
composition of zero in a letter of
interpretation from the NHTSA Office of
Chief Counsel.
IV. Effective Date
The National Highway and Motor
Vehicle Safety Act states that an FMVSS
issued by NHTSA cannot become
effective before 180 days after the
standard is issued unless the agency
makes a good cause finding that a
different effective date is in the public
interest. Additionally, the
Administrative Procedure Act (5 U.S.C.
553(d)) requires that a rule be published
30 days prior to its effective date unless
one of three exceptions applies. One of
these exceptions is when the agency
finds good cause for a shorter period.
We have determined that it is in the
public interest for this final rule to have
an immediate effective date so that the
effective date of this final rule coincides
as closely as possible with the effective
date of the 2007 rewrite of the standard.
An effective date for this final rule that
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Federal Register / Vol. 77, No. 233 / Tuesday, December 4, 2012 / Rules and Regulations
closely coincides with the 2007 rewrite
of the standard will ensure that the
requirements of FMVSS No. 108 remain
consistent so as to avoid unnecessary
changes in the requirements of the
standard that would force regulated
parties to change their compliance
strategies, potentially imposing costs on
manufacturers while not improving
safety.
V. Regulatory Notices and Analyses
A. Executive Order 12866, Executive
Order 13563, and DOT Regulatory
Policies and Procedures
NHTSA has considered the impact of
this rulemaking action under Executive
Order 12866, Executive Order 13563,
and the DOT’s regulatory policies and
procedures. This final rule was not
reviewed by the Office of Management
and Budget (OMB) under E.O. 12866,
‘‘Regulatory Planning and Review.’’ It is
not considered to be significant under
E.O. 12866 or the Department’s
regulatory policies and procedures.
This Final Rule restores existing
requirements to the standard thereby
maintaining flexibility in compliance
for manufacturers who choose to use
these colors to certify materials to the
outdoor exposure test. Because this
Final Rule merely restores existing
requirements it is not expected to have
any costs. The agency expects some
minor unquantifiable benefits to
manufacturers due to the continued
availability of the green and blue color
boundaries to certify to the outdoor
exposure test. Because there are not any
costs associated with this rulemaking
and only minor unquantifiable benefits,
we have not prepared a separate
economic analysis for this rulemaking.
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B. Executive Order 13609: Promoting
International Regulatory Cooperation
The policy statement in section 1 of
Executive Order 13609 provides, in part:
The regulatory approaches taken by foreign
governments may differ from those taken by
U.S. regulatory agencies to address similar
issues. In some cases, the differences
between the regulatory approaches of U.S.
agencies and those of their foreign
counterparts might not be necessary and
might impair the ability of American
businesses to export and compete
internationally. In meeting shared challenges
involving health, safety, labor, security,
environmental, and other issues,
international regulatory cooperation can
identify approaches that are at least as
protective as those that are or would be
adopted in the absence of such cooperation.
International regulatory cooperation can also
reduce, eliminate, or prevent unnecessary
differences in regulatory requirements.
NHTSA is not aware of any conflicting
regulatory approach taken by a foreign
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government concerning the subject
matter of this rulemaking.
C. Regulatory Flexibility Act
In compliance with the Regulatory
Flexibility Act, 5 U.S.C. 60l et seq.,
NHTSA has evaluated the effects of this
action on small entities. I hereby certify
that this rule would not have a
significant impact on a substantial
number of small entities. The final rule
would affect manufacturers of motor
vehicle light equipment, but the entities
that qualify as small businesses would
not be significantly affected by this
rulemaking because the agency is
restoring requirements that previously
existed in an older version of the
regulation. This rulemaking is not
expected to affect the cost of
manufacturing motor vehicle lighting
equipment.
D. Executive Order 13132
NHTSA has examined today’s rule
pursuant to Executive Order 13132 (64
FR 43255, August 10, 1999) and
concluded that no additional
consultation with States, local
governments or their representatives is
mandated beyond the rulemaking
process. The agency has concluded that
the rulemaking would not have
sufficient federalism implications to
warrant consultation with State and
local officials or the preparation of a
federalism summary impact statement.
The final rule would not have
‘‘substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’
NHTSA rules can preempt in two
ways. First, the National Traffic and
Motor Vehicle Safety Act contains an
express preemption provision: ‘‘When a
motor vehicle safety standard is in effect
under this chapter, a State or a political
subdivision of a State may prescribe or
continue in effect a standard applicable
to the same aspect of performance of a
motor vehicle or motor vehicle
equipment only if the standard is
identical to the standard prescribed
under this chapter.’’ 49 U.S.C.
30103(b)(1). It is this statutory command
by Congress that preempts any nonidentical State legislative and
administrative law addressing the same
aspect of performance.
The express preemption provision set
forth above is subject to a savings clause
under which ‘‘[c]ompliance with a
motor vehicle safety standard prescribed
under this chapter does not exempt a
person from liability at common law.’’
49 U.S.C. 30103(e) Pursuant to this
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71719
provision, State common law tort causes
of action against motor vehicle
manufacturers that might otherwise be
preempted by the express preemption
provision are generally preserved.
However, the Supreme Court has
recognized the possibility, in some
instances, of implied preemption of
such State common law tort causes of
action by virtue of NHTSA’s rules, even
if not expressly preempted. This second
way that NHTSA rules can preempt is
dependent upon there being an actual
conflict between an FMVSS and the
higher standard that would effectively
be imposed on motor vehicle
manufacturers if someone obtained a
State common law tort judgment against
the manufacturer, notwithstanding the
manufacturer’s compliance with the
NHTSA standard. Because most NHTSA
standards established by an FMVSS are
minimum standards, a State common
law tort cause of action that seeks to
impose a higher standard on motor
vehicle manufacturers will generally not
be preempted. However, if and when
such a conflict does exist—for example,
when the standard at issue is both a
minimum and a maximum standard—
the State common law tort cause of
action is impliedly preempted. See
Geier v. American Honda Motor Co.,
529 U.S. 861 (2000).
Pursuant to Executive Order 13132
and 12988, NHTSA has considered
whether this rule could or should
preempt State common law causes of
action. The agency’s ability to announce
its conclusion regarding the preemptive
effect of one of its rules reduces the
likelihood that preemption will be an
issue in any subsequent tort litigation.
To this end, the agency has examined
the nature (e.g., the language and
structure of the regulatory text) and
objectives of today’s rule and finds that
this rule, like many NHTSA rules,
prescribes only a minimum safety
standard. As such, NHTSA does not
intend that this rule preempt state tort
law that would effectively impose a
higher standard on motor vehicle
manufacturers than that established by
today’s rule. Establishment of a higher
standard by means of State tort law
would not conflict with the minimum
standard announced here. Without any
conflict, there could not be any implied
preemption of a State common law tort
cause of action.
E. National Environmental Policy Act
NHTSA has analyzed this final rule
for the purposes of the National
Environmental Policy Act. The agency
has determined that implementation of
this action would not have any
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significant impact on the quality of the
human environment.
F. Paperwork Reduction Act
Under the procedures established by
the Paperwork Reduction Act of 1995, a
person is not required to respond to a
collection of information by a Federal
agency unless the collection displays a
valid OMB control number. This final
rule would not establish any new
information collection requirements.
G. National Technology Transfer and
Advancement Act
Under the National Technology
Transfer and Advancement Act of 1995
(NTTAA) (Public Law 104–113), ‘‘all
Federal agencies and departments shall
use technical standards that are
developed or adopted by voluntary
consensus standards bodies, using such
technical standards as a means to carry
out policy objectives or activities
determined by the agencies and
departments.’’ This Final Rule would
not adopt or reference any new industry
or consensus standards that were not
already present in FMVSS No. 108.
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H. Civil Justice Reform
With respect to the review of the
promulgation of a new regulation,
section 3(b) of Executive Order 12988,
‘‘Civil Justice Reform’’ (61 FR 4729,
February 7, 1996) requires that
Executive agencies make every
reasonable effort to ensure that the
regulation: (1) Clearly specifies the
preemptive effect; (2) clearly specifies
the effect on existing Federal law or
regulation; (3) provides a clear legal
standard for affected conduct, while
promoting simplification and burden
reduction; (4) clearly specifies the
retroactive effect, if any; (5) adequately
defines key terms; and (6) addresses
other important issues affecting clarity
and general draftsmanship under any
guidelines issued by the Attorney
General. This document is consistent
with that requirement.
Pursuant to this Order, NHTSA notes
as follows. The preemptive effect of this
final rule is discussed above. NHTSA
notes further that there is no
requirement that individuals submit a
petition for reconsideration or pursue
other administrative proceeding before
they may file suit in court.
I. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act
of 1995 requires agencies to prepare a
written assessment of the costs, benefits
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local or tribal governments, in the
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aggregate, or by the private sector, of
more than $100 million annually
(adjusted for inflation with base year of
1995). This final rule would not result
in expenditures by State, local or tribal
governments, in the aggregate, or by the
private sector in excess of $100 million
annually.
J. Executive Order 13211
Executive Order 13211 (66 FR 28355,
May 18, 2001) applies to any
rulemaking that: (1) Is determined to be
economically significant as defined
under E.O. 12866, and is likely to have
a significantly adverse effect on the
supply of, distribution of, or use of
energy; or (2) that is designated by the
Administrator of the Office of
Information and Regulatory Affairs as a
significant energy action. This
rulemaking is not subject to E.O. 13211.
K. Regulation Identifier Number (RIN)
The Department of Transportation
assigns a regulation identifier number
(RIN) to each regulatory action listed in
the Unified Agenda of Federal
Regulations. The Regulatory Information
Service Center publishes the Unified
Agenda in April and October of each
year. You may use the RIN contained in
the heading at the beginning of this
document to find this action in the
Unified Agenda.
L. Privacy Act
Anyone is able to search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (70 FR
19477–19478).
§ 571.108 Standard No.108; Lamps,
reflective devices, and associated
equipment.
*
*
*
*
*
S14.4.1.3.2.4 Green. Green is not
acceptable if it is less saturated (paler),
yellower, or bluer than the limit
standards.
S14.4.1.3.2.5 Blue. Blue is not
acceptable if it is less saturated (paler),
greener, or redder than the limit
standards.
*
*
*
*
*
S14.4.1.4.2.4 Green. The color of
light emitted must fall within the
following boundaries:
y = 0.73 ¥ 0.73x (yellow boundary)
x = 0.63y ¥ 0.04 (white boundary)
y = 0.50 ¥ 0.50x (blue boundary)
S14.4.1.4.2.5 Restricted Blue. The
color of light emitted must fall within
the following boundaries:
y = 0.07 + 0.81x (green boundary)
x = 0.40 ¥ y (white boundary)
x = 0.13 + 0.60y (violet boundary)
S14.4.1.4.2.6 Signal Blue. The color
of light emitted must fall within the
following boundaries:
y = 0.32 (green boundary)
x = 0.16 (white boundary)
x = 0.40 ¥ y (white boundary)
x = 0.13 + 0.60y (violet boundary)
*
*
*
*
*
Issued on: November 28, 2012.
David L. Strickland,
Administrator.
[FR Doc. 2012–29284 Filed 12–3–12; 8:45 am]
BILLING CODE 4910–59–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648
List of Subjects in 49 CFR Part 571
[Docket No. 120321209–2643–02]
Imports, Motor vehicle safety, Motor
vehicles, and Tires.
In consideration of the foregoing,
NHTSA amends 49 CFR part 571 as set
forth below.
RIN 0648–BC08
PART 571—FEDERAL MOTOR
VEHICLE SAFETY STANDARDS
AGENCY:
1. The authority citation for Part 571
continues to read as follows:
■
Authority: 49 U.S.C. 322, 30111, 30115,
30117 and 30166; delegation of authority at
49 CFR 1.50.
2. Section 571.108 is amended by
adding paragraphs S14.4.1.3.2.4,
S14.4.1.3.2.5, S14.4.1.4.2.4, S14.1.4.2.5,
and S14.4.1.4.2.6 to read as follows:
■
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Fisheries of the Northeastern United
States; Atlantic Mackerel, Squid, and
Butterfish Fisheries; Framework
Adjustment 5
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
NMFS is broadening the
scope of individuals and entities
approved to complete vessel fish hold
capacity certifications for vessels issued
Tier 1 and 2 limited access Atlantic
mackerel permits under the Atlantic
SUMMARY:
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Agencies
[Federal Register Volume 77, Number 233 (Tuesday, December 4, 2012)]
[Rules and Regulations]
[Pages 71717-71720]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-29284]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration
49 CFR Part 571
[Docket No. NHTSA-2012-0171]
RIN 2127-AK99
Federal Motor Vehicle Safety Standards; Lamps, Reflective
Devices, and Associated Equipment
AGENCY: National Highway Traffic Safety Administration (NHTSA),
Department of Transportation (DOT).
ACTION: Final rule.
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SUMMARY: NHTSA is amending the Federal motor vehicle safety standard
(FMVSS) on lamps, reflective devices, and associated equipment to
restore the blue and green color boundaries that were removed when the
agency published a final rule reorganizing that standard on December 4,
2007.
DATES: Effective date: December 4, 2012.
Petitions for reconsideration: Petitions for reconsideration of
this final rule must be received not later than January 18, 2013.
ADDRESSES: Any petitions for reconsideration should refer to the docket
number of this document and be submitted to: Administrator, National
Highway Traffic Safety Administration, 1200 New Jersey Avenue SE, West
Building, Ground Floor, Docket Room W12-140, Washington, DC 20590.
FOR FURTHER INFORMATION CONTACT: For technical issues: Ms. Marisol
Medri, Office of Crash Avoidance Standards, NHTSA, 1200 New Jersey
Avenue SE, West Building, Washington, DC 20590 (Telephone: (202) 366-
6987) (Fax: (202) 366-7002).
For legal issues: Mr. Thomas Healy, Office of the Chief Counsel,
NHTSA, 1200 New Jersey Avenue SE, West Building, Washington, DC 20590
(Telephone: (202) 366-2992) (Fax: (202) 366-3820).
SUPPLEMENTARY INFORMATION:
I. Background
FMVSS No. 108, Lamps, Reflective Devices and Associated Equipment,
has been in existence since 1968. The standard had been amended on an
ad hoc basis over time resulting in a patchwork organization of the
standard. NHTSA published a final rule on December 4, 2007,\1\ amending
FMVSS No. 108 by reorganizing the regulatory text so that it provides a
more straightforward and logical presentation of the applicable
regulatory requirements; incorporating important agency interpretations
of the existing requirements; and reducing reliance on third-party
documents incorporated by reference. The preamble of the final rule
stated that the rewrite of FMVSS No. 108 was administrative in nature
and would have no impact on the substantive requirements of the
standard. The December 4, 2007 final rule made several changes to the
proposal contained in the Notice of Proposed Rulemaking for that rule
including removing the blue and green color boundary requirements from
paragraph S14.4.1.3.2 and eliminating references to three additional
SAE documents.
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\1\ 72 FR 68234, (Dec. 4, 2007). The agency published the Notice
of Proposed Rulemaking proposing to reorganize the standard on
December 30, 2005. 70 FR 77454, (Dec. 30, 2005).
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[[Page 71718]]
SABIC Innovative Plastics US LLC (SABIC-IP) sent a letter to NHTSA
on August 11, 2008, after the final rule comment period was over. In
this letter, SABIC-IP stated that the agency did not allow for public
comment when it made the decision to remove the blue and green color
boundaries from the standard. SABIC-IP further stated that in removing
the blue and green color boundaries from paragraph S14.4.1.3.2, the
agency substantively changed the requirements of FMVSS No. 108 during
the rewrite process. On July 13, 2011, NHTSA published a NPRM \2\
initiating this rulemaking to replace the color boundaries that were
removed during the administrative rewrite of the standard.
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\2\ 76 FR 41181, (July 13, 2011).
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In the NPRM, the agency explained that while neither blue nor green
are directly permitted by the standard, it is possible to use these
color boundaries to certify a material to the outdoor exposure test.
Once individually certified to the three year outdoor exposure test,
the blue and clear material could be mixed to produce a clear material
with a blue tint, which could then be used in a lamp lens provided the
lamp itself emits light within the white color boundary. Under the
standard, the mixed material can be certified to the outdoor exposure
test without an additional three years of testing. The pre-rewrite
version of the standard contained two tests for determining compliance
with the color requirements in the standard, the Visual Method or the
Tristimulus Method. The blue and green color boundary definitions that
were removed are part of the color requirements of the Tristimulus
method procedure. The NPRM proposed to amend FMVSS No. 108 to restore
the color boundary definitions for green, restricted blue and signal
blue so that the requirements of the rewrite coincide with those of the
old standard.
II. Public Comments on NPRM
NHTSA received four public comments in response to the Notice of
Proposed Rulemaking for this rulemaking.\3\ All of the comments
supported reinstating the color boundary definitions for green,
restricted blue and signal blue to FMVSS No. 108.
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\3\ The Alliance of Automobile Manufacturers, SABIC-IP and two
private individuals submitted comments in response to the NPRM.
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The Alliance of Automobile Manufacturers (the ``Alliance'')
supported the rulemaking but stated that the agency omitted the color
requirements for green and blue when tested according to the visual
method. The Alliance claimed that these requirements from SAE J578c
Color Specification for Electric Signal Lighting Devices, (FEB 1977)
(the third party standard from which the color boundaries were derived)
were incorporated into the NPRM proposing the reorganization of the
standard but were not incorporated into the December 4, 2007 Final
Rule. The Alliance recommended that these requirements be reinstated
into the standard as sections 14.4.1.3.2.4 and 14.4.1.3.2.5.
SABIC-IP submitted a comment urging the agency to restore the green
and blue color boundaries to FMVSS No. 108. SABIC-IP also requested
that the agency clarify that polymers and additives would not have to
be retested to the three year outdoor exposure test after the effective
date of the administrative rewrite before being combined to create new
materials. SABIC-IP stated that the rewrite of the standard creates
ambiguity as to whether combinations of individually certified
materials can continue to be mixed to create new material and then
certified to the outdoor exposure test without an additional three
years of testing as was permitted under the pre-write version of the
standard. SABIC-IP requested that NHTSA amend paragraph S14.4.2.2.2 to
state that materials and additives used in plastics could be changed
without outdoor exposure testing if the materials had previously been
tested to FMVSS No. 108 and found to meet the requirements. Paragraph
S14.4.2.2.2 currently states that materials and additives used in
plastics can be changed without outdoor exposure testing if the
materials have previously been tested to ``this section'' and found to
meet the requirements. SABIC-IP believes that it is possible to
interpret the use of the words ``this section'' in paragraph
S14.4.2.2.2 to require that materials be retested to the outdoor
exposure test in the new paragraph S14.4.2.2.2, published in December
2007, before they can be used to create new materials. SABIC-IP stated
that this interpretation would go against the stated goal of the
rewrite of the standard to refrain from making any substantive change
to the requirements.
SABIC-IP also asked the agency to clarify that the lower
concentration of additive of previously tested materials used to create
a new material according to S14.4.2.2.2 paragraph can be represented by
a composition of zero.
III. Agency Decision
Since it was not the agency's intention to create any substantive
modifications to the standard, we have decided to amend FMVSS No. 108
to add the color boundary definitions for green, restricted blue and
signal blue to the Tristimulus method procedure as proposed in the NPRM
and to include the two missing color requirements from the visual
method procedure so that the requirements of the rewrite coincide with
those of the old standard.
We have decided not to amend paragraph S14.4.2.2.2 of FMVSS No. 108
as requested by SABIC-IP over the course of the rewrite rulemaking. We
attempted, where ever possible, to avoid changes to the language of the
standard. We note that the phrase ``this section'' refers to the
requirements of paragraph S14.4.2.2 in general, not to a specific
version of the standard. Thus, so long as the additives and polymers
have previously been tested to and found to comply with the same
substantive requirements as they appear in FMVSS No. 108, they can be
added to create new materials without additional outdoor exposure
testing. However, if the requirements of S14.4.2.2 were changed,
previously tested additives and polymers would no longer have been
tested to ``this section'' and would have to be retested to the outdoor
exposure test before being used to create new materials under paragraph
S14.4.2.2.2.
The agency will respond to SABIC-IP's comment about the lower
concentration of additive used to create new materials being
represented by a composition of zero in a letter of interpretation from
the NHTSA Office of Chief Counsel.
IV. Effective Date
The National Highway and Motor Vehicle Safety Act states that an
FMVSS issued by NHTSA cannot become effective before 180 days after the
standard is issued unless the agency makes a good cause finding that a
different effective date is in the public interest. Additionally, the
Administrative Procedure Act (5 U.S.C. 553(d)) requires that a rule be
published 30 days prior to its effective date unless one of three
exceptions applies. One of these exceptions is when the agency finds
good cause for a shorter period. We have determined that it is in the
public interest for this final rule to have an immediate effective date
so that the effective date of this final rule coincides as closely as
possible with the effective date of the 2007 rewrite of the standard.
An effective date for this final rule that
[[Page 71719]]
closely coincides with the 2007 rewrite of the standard will ensure
that the requirements of FMVSS No. 108 remain consistent so as to avoid
unnecessary changes in the requirements of the standard that would
force regulated parties to change their compliance strategies,
potentially imposing costs on manufacturers while not improving safety.
V. Regulatory Notices and Analyses
A. Executive Order 12866, Executive Order 13563, and DOT Regulatory
Policies and Procedures
NHTSA has considered the impact of this rulemaking action under
Executive Order 12866, Executive Order 13563, and the DOT's regulatory
policies and procedures. This final rule was not reviewed by the Office
of Management and Budget (OMB) under E.O. 12866, ``Regulatory Planning
and Review.'' It is not considered to be significant under E.O. 12866
or the Department's regulatory policies and procedures.
This Final Rule restores existing requirements to the standard
thereby maintaining flexibility in compliance for manufacturers who
choose to use these colors to certify materials to the outdoor exposure
test. Because this Final Rule merely restores existing requirements it
is not expected to have any costs. The agency expects some minor
unquantifiable benefits to manufacturers due to the continued
availability of the green and blue color boundaries to certify to the
outdoor exposure test. Because there are not any costs associated with
this rulemaking and only minor unquantifiable benefits, we have not
prepared a separate economic analysis for this rulemaking.
B. Executive Order 13609: Promoting International Regulatory
Cooperation
The policy statement in section 1 of Executive Order 13609
provides, in part:
The regulatory approaches taken by foreign governments may
differ from those taken by U.S. regulatory agencies to address
similar issues. In some cases, the differences between the
regulatory approaches of U.S. agencies and those of their foreign
counterparts might not be necessary and might impair the ability of
American businesses to export and compete internationally. In
meeting shared challenges involving health, safety, labor, security,
environmental, and other issues, international regulatory
cooperation can identify approaches that are at least as protective
as those that are or would be adopted in the absence of such
cooperation. International regulatory cooperation can also reduce,
eliminate, or prevent unnecessary differences in regulatory
requirements.
NHTSA is not aware of any conflicting regulatory approach taken by a
foreign government concerning the subject matter of this rulemaking.
C. Regulatory Flexibility Act
In compliance with the Regulatory Flexibility Act, 5 U.S.C. 60l et
seq., NHTSA has evaluated the effects of this action on small entities.
I hereby certify that this rule would not have a significant impact on
a substantial number of small entities. The final rule would affect
manufacturers of motor vehicle light equipment, but the entities that
qualify as small businesses would not be significantly affected by this
rulemaking because the agency is restoring requirements that previously
existed in an older version of the regulation. This rulemaking is not
expected to affect the cost of manufacturing motor vehicle lighting
equipment.
D. Executive Order 13132
NHTSA has examined today's rule pursuant to Executive Order 13132
(64 FR 43255, August 10, 1999) and concluded that no additional
consultation with States, local governments or their representatives is
mandated beyond the rulemaking process. The agency has concluded that
the rulemaking would not have sufficient federalism implications to
warrant consultation with State and local officials or the preparation
of a federalism summary impact statement. The final rule would not have
``substantial direct effects on the States, on the relationship between
the national government and the States, or on the distribution of power
and responsibilities among the various levels of government.''
NHTSA rules can preempt in two ways. First, the National Traffic
and Motor Vehicle Safety Act contains an express preemption provision:
``When a motor vehicle safety standard is in effect under this chapter,
a State or a political subdivision of a State may prescribe or continue
in effect a standard applicable to the same aspect of performance of a
motor vehicle or motor vehicle equipment only if the standard is
identical to the standard prescribed under this chapter.'' 49 U.S.C.
30103(b)(1). It is this statutory command by Congress that preempts any
non-identical State legislative and administrative law addressing the
same aspect of performance.
The express preemption provision set forth above is subject to a
savings clause under which ``[c]ompliance with a motor vehicle safety
standard prescribed under this chapter does not exempt a person from
liability at common law.'' 49 U.S.C. 30103(e) Pursuant to this
provision, State common law tort causes of action against motor vehicle
manufacturers that might otherwise be preempted by the express
preemption provision are generally preserved. However, the Supreme
Court has recognized the possibility, in some instances, of implied
preemption of such State common law tort causes of action by virtue of
NHTSA's rules, even if not expressly preempted. This second way that
NHTSA rules can preempt is dependent upon there being an actual
conflict between an FMVSS and the higher standard that would
effectively be imposed on motor vehicle manufacturers if someone
obtained a State common law tort judgment against the manufacturer,
notwithstanding the manufacturer's compliance with the NHTSA standard.
Because most NHTSA standards established by an FMVSS are minimum
standards, a State common law tort cause of action that seeks to impose
a higher standard on motor vehicle manufacturers will generally not be
preempted. However, if and when such a conflict does exist--for
example, when the standard at issue is both a minimum and a maximum
standard--the State common law tort cause of action is impliedly
preempted. See Geier v. American Honda Motor Co., 529 U.S. 861 (2000).
Pursuant to Executive Order 13132 and 12988, NHTSA has considered
whether this rule could or should preempt State common law causes of
action. The agency's ability to announce its conclusion regarding the
preemptive effect of one of its rules reduces the likelihood that
preemption will be an issue in any subsequent tort litigation.
To this end, the agency has examined the nature (e.g., the language
and structure of the regulatory text) and objectives of today's rule
and finds that this rule, like many NHTSA rules, prescribes only a
minimum safety standard. As such, NHTSA does not intend that this rule
preempt state tort law that would effectively impose a higher standard
on motor vehicle manufacturers than that established by today's rule.
Establishment of a higher standard by means of State tort law would not
conflict with the minimum standard announced here. Without any
conflict, there could not be any implied preemption of a State common
law tort cause of action.
E. National Environmental Policy Act
NHTSA has analyzed this final rule for the purposes of the National
Environmental Policy Act. The agency has determined that implementation
of this action would not have any
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significant impact on the quality of the human environment.
F. Paperwork Reduction Act
Under the procedures established by the Paperwork Reduction Act of
1995, a person is not required to respond to a collection of
information by a Federal agency unless the collection displays a valid
OMB control number. This final rule would not establish any new
information collection requirements.
G. National Technology Transfer and Advancement Act
Under the National Technology Transfer and Advancement Act of 1995
(NTTAA) (Public Law 104-113), ``all Federal agencies and departments
shall use technical standards that are developed or adopted by
voluntary consensus standards bodies, using such technical standards as
a means to carry out policy objectives or activities determined by the
agencies and departments.'' This Final Rule would not adopt or
reference any new industry or consensus standards that were not already
present in FMVSS No. 108.
H. Civil Justice Reform
With respect to the review of the promulgation of a new regulation,
section 3(b) of Executive Order 12988, ``Civil Justice Reform'' (61 FR
4729, February 7, 1996) requires that Executive agencies make every
reasonable effort to ensure that the regulation: (1) Clearly specifies
the preemptive effect; (2) clearly specifies the effect on existing
Federal law or regulation; (3) provides a clear legal standard for
affected conduct, while promoting simplification and burden reduction;
(4) clearly specifies the retroactive effect, if any; (5) adequately
defines key terms; and (6) addresses other important issues affecting
clarity and general draftsmanship under any guidelines issued by the
Attorney General. This document is consistent with that requirement.
Pursuant to this Order, NHTSA notes as follows. The preemptive
effect of this final rule is discussed above. NHTSA notes further that
there is no requirement that individuals submit a petition for
reconsideration or pursue other administrative proceeding before they
may file suit in court.
I. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act of 1995 requires agencies to
prepare a written assessment of the costs, benefits and other effects
of proposed or final rules that include a Federal mandate likely to
result in the expenditure by State, local or tribal governments, in the
aggregate, or by the private sector, of more than $100 million annually
(adjusted for inflation with base year of 1995). This final rule would
not result in expenditures by State, local or tribal governments, in
the aggregate, or by the private sector in excess of $100 million
annually.
J. Executive Order 13211
Executive Order 13211 (66 FR 28355, May 18, 2001) applies to any
rulemaking that: (1) Is determined to be economically significant as
defined under E.O. 12866, and is likely to have a significantly adverse
effect on the supply of, distribution of, or use of energy; or (2) that
is designated by the Administrator of the Office of Information and
Regulatory Affairs as a significant energy action. This rulemaking is
not subject to E.O. 13211.
K. Regulation Identifier Number (RIN)
The Department of Transportation assigns a regulation identifier
number (RIN) to each regulatory action listed in the Unified Agenda of
Federal Regulations. The Regulatory Information Service Center
publishes the Unified Agenda in April and October of each year. You may
use the RIN contained in the heading at the beginning of this document
to find this action in the Unified Agenda.
L. Privacy Act
Anyone is able to search the electronic form of all comments
received into any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
complete Privacy Act Statement in the Federal Register published on
April 11, 2000 (70 FR 19477-19478).
List of Subjects in 49 CFR Part 571
Imports, Motor vehicle safety, Motor vehicles, and Tires.
In consideration of the foregoing, NHTSA amends 49 CFR part 571 as
set forth below.
PART 571--FEDERAL MOTOR VEHICLE SAFETY STANDARDS
0
1. The authority citation for Part 571 continues to read as follows:
Authority: 49 U.S.C. 322, 30111, 30115, 30117 and 30166;
delegation of authority at 49 CFR 1.50.
0
2. Section 571.108 is amended by adding paragraphs S14.4.1.3.2.4,
S14.4.1.3.2.5, S14.4.1.4.2.4, S14.1.4.2.5, and S14.4.1.4.2.6 to read as
follows:
Sec. 571.108 Standard No.108; Lamps, reflective devices, and
associated equipment.
* * * * *
S14.4.1.3.2.4 Green. Green is not acceptable if it is less
saturated (paler), yellower, or bluer than the limit standards.
S14.4.1.3.2.5 Blue. Blue is not acceptable if it is less saturated
(paler), greener, or redder than the limit standards.
* * * * *
S14.4.1.4.2.4 Green. The color of light emitted must fall within
the following boundaries:
y = 0.73 - 0.73x (yellow boundary)
x = 0.63y - 0.04 (white boundary)
y = 0.50 - 0.50x (blue boundary)
S14.4.1.4.2.5 Restricted Blue. The color of light emitted must fall
within the following boundaries:
y = 0.07 + 0.81x (green boundary)
x = 0.40 - y (white boundary)
x = 0.13 + 0.60y (violet boundary)
S14.4.1.4.2.6 Signal Blue. The color of light emitted must fall
within the following boundaries:
y = 0.32 (green boundary)
x = 0.16 (white boundary)
x = 0.40 - y (white boundary)
x = 0.13 + 0.60y (violet boundary)
* * * * *
Issued on: November 28, 2012.
David L. Strickland,
Administrator.
[FR Doc. 2012-29284 Filed 12-3-12; 8:45 am]
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