Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transactions; Correction, 66908-66909 [2012-27081]
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66908
Federal Register / Vol. 77, No. 216 / Wednesday, November 7, 2012 / Notices
continued to enhance the listing
experience and has invested in its
regulatory and compliance program.8
These initiatives have been funded
through listing fees, including the
Capital Market annual fee.
Nasdaq also believes that the
proposed changes are equitable and not
unfairly discriminatory because they
would apply equally to all companies
listed on the Capital Market. While the
increase on ADRs would be
implemented over two years, this is also
equitable and not unfairly
discriminatory because these companies
currently pay lower fees based on a
recognition that the U.S. listing is not
typically their primary listing. While
Nasdaq believes it is equitable to charge
them the same fee as other companies
because they receive the same benefits
from their listing, the Exchange also
believes that implementing the increase
over two years will help reduce its
impact and is appropriate given the
currently reduced fees that they pay.
Nasdaq also notes that other exchanges
charge the same annual fee for ADRs as
for other securities.9
Finally, NASDAQ notes that it
operates in a highly competitive market
in which market participants can
readily switch exchanges if they deem
the listing fees excessive.10 In such an
environment, NASDAQ must
continually review its fees to assure that
they remain competitive. In that regard,
Nasdaq notes that the proposed fees
remain similar to the fees charged by
NYSE MKT.11
pmangrum on DSK3VPTVN1PROD with NOTICES
B. Self-Regulatory Organization’s
Statement on Burden on Competition
Nasdaq does not believe that the
proposed rule change will result in any
Securities Exchange Act Release No. 50838
(December 10, 2004), 69 FR 75578 (December 17,
2004) (approving SR–NASD–2004–128).
8 For example, Nasdaq now accepts many
notifications from listed companies through a webbased interface and provides detailed compliance
information to companies through the Nasdaq
Listing Center’s Reference Library. See https://
listingcenter.nasdaqomx.com/Show_Doc.aspx?
File=listing_information.html#forms and https://
listingcenter.nasdaqomx.com/assets/Get_Started_
Guide.pdf.
9 See, e.g., NYSE MKT Listed Company Guide
Section 220(b); NYSE Listed Company Manual
Section 902.03.
10 The Justice Department recently noted the
intense competitive environment for exchange
listings. See ‘‘NASDAQ OMX Group Inc. and
IntercontinentalExchange Inc. Abandon Their
Proposed Acquisition Of NYSE Euronext After
Justice Department Threatens Lawsuit’’ (May 16,
2011), available at https://www.justice.gov/atr/
public/press_releases/2011/271214.htm.
11 NYSE MKT has proposed to charge annual fees
in 2013 that range from $30,000 to $45,000, based
on a company’s shares outstanding. See SR–
NYSEMKT–2012–51 (filed September 28, 2012)
[sic].
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15:43 Nov 06, 2012
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burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act, as amended.
The market for listing services is
extremely competitive and listed
companies may freely choose alternative
venues. For this reason, and the reasons
discussed in connection with the
statutory basis for the proposed rule
change, Nasdaq does not believe that the
proposed rule change will result in any
burden on competition for listings.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants or Others
Written comments were neither
solicited nor received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become
effective pursuant to Section
19(b)(3)(A)(ii) of the Act.12 At any time
within 60 days of the filing of the
proposed rule change, the Commission
summarily may temporarily suspend
such rule change if it appears to the
Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act. If the Commission
takes such action, the Commission shall
institute proceedings to determine
whether the proposed rule should be
approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rulecomments@sec.gov. Please include File
Number SR–NASDAQ–2012–120 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–NASDAQ–2012–120. This
file number should be included on the
12 15
PO 00000
U.S.C. 78s(b)(3)(A)(ii).
Frm 00116
Fmt 4703
Sfmt 4703
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549–1090, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
offices of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
NASDAQ–2012–120, and should be
submitted on or before November 28,
2012.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.13
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2012–27129 Filed 11–6–12; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–68084A; File No. SR–
FINRA–2012–042]
Self-Regulatory Organizations;
Financial Industry Regulatory
Authority, Inc.; Order Granting
Approval of Proposed Rule Change
Relating to Post-Trade Transparency
for Agency Pass-Through MortgageBacked Securities Traded in Specified
Pool Transactions and SBA-Backed
Asset-Backed Securities Transactions;
Correction
October 31, 2012.
Securities and Exchange
Commission.
ACTION: Order; correction.
AGENCY:
13 17
E:\FR\FM\07NON1.SGM
CFR 200.30–3(a)(12).
07NON1
Federal Register / Vol. 77, No. 216 / Wednesday, November 7, 2012 / Notices
The Securities and Exchange
Commission published a document in
the Federal Register on October 26,
2012, concerning an Order Granting
Approval of Proposed Rule Change
Relating to Post-Trade Transparency for
Agency Pass-Through Mortgage-Backed
Securities Traded in Specified Pool
Transactions and SBA-Backed AssetBacked Securities Transactions. The
document contained a typographical
error.
FOR FURTHER INFORMATION CONTACT:
Michael P. Bradley, Division of Trading
and Markets, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549, (202) 551–5594.
SUMMARY:
Correction
In the Federal Register of October 26,
2012 in FR Doc. 2012–65436, on page
65437, in the seventh line in the
paragraph under the heading
‘‘Regulatory Notice’’ in the second
column, correct the reference to 180
days instead to 270 days.
Dated: October 31, 2012.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2012–27081 Filed 11–6–12; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF STATE
[Public Notice 8080]
Notification of Contact Information
Change for the Benghazi
Accountability Review Board
On October 1, 2012, the
Department of State announced the
formation of the Benghazi
Accountability Review Board (ARB) in
the Federal Register (FR Doc. 2012–
24504). Effective November 5, 2012, the
ARB will permanently change offices.
The main telephone number will change
to (202) 647–2316. The main fax number
will change to (202) 647–3301.
SUMMARY:
Dated: October 31, 2012.
Patrick F. Kennedy,
Under Secretary of State for Management,
Department of State.
[FR Doc. 2012–27189 Filed 11–6–12; 8:45 am]
pmangrum on DSK3VPTVN1PROD with NOTICES
BILLING CODE 4710–35–P
SUSQUEHANNA RIVER BASIN
COMMISSION
Projects Approved for Consumptive
Uses of Water
Susquehanna River Basin
Commission.
ACTION: Notice.
AGENCY:
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15:43 Nov 06, 2012
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This notice lists the projects
approved by rule by the Susquehanna
River Basin Commission during the
period set forth in DATES.
DATES: September 1, 2012, through
September 30, 2012.
ADDRESSES: Susquehanna River Basin
Commission, 1721 North Front Street,
Harrisburg, PA 17102–2391.
FOR FURTHER INFORMATION CONTACT:
Richard A. Cairo, General Counsel,
telephone: (717) 238–0423, ext. 306; fax:
(717) 238–2436; email: rcairo@srbc.net.
Regular mail inquiries may be sent to
the above address.
SUPPLEMENTARY INFORMATION: This
notice lists the projects, described
below, receiving approval for the
consumptive use of water pursuant to
the Commission’s approval by rule
process set forth in 18 CFR 806.22(f) for
the time period specified above:
SUMMARY:
Approvals by Rule Issued Under 18
CFR 806.22(f)
1. Southwestern Energy Production
Company, Pad ID: ENDLESS
MOUNTAIN RECREATION, ABR–
201209001, New Milford Township,
Susquehanna County, Pa.; Consumptive
Use of Up to 4.999 mgd; Approval Date:
September 4, 2012.
2. Talisman Energy USA Inc., Pad ID:
05 112 Abell G, ABR–201209002,
Warren Township, Bradford County,
Pa.; Consumptive Use of Up to 6.000
mgd; Approval Date: September 10,
2012.
3. Atlas Resources, LLC, Pad ID:
Logue Pad B, ABR–201209003, Gamble
Township, Lycoming County, Pa.;
Consumptive Use of Up to 4.000 mgd;
Approval Date: September 11, 2012.
4. WPX Energy Appalachia, LLC, Pad
ID: Beckley Well Pad, ABR–201209004,
Franklin Township, Susquehanna
County, Pa.; Consumptive Use of Up to
4.000 mgd; Approval Date: September
11, 2012.
5. XTO Energy Incorporated, Pad ID:
West Brown B, ABR–201209005,
Moreland Township, Lycoming County,
Pa.; Consumptive Use of Up to 4.500
mgd; Approval Date: September 14,
2012.
6. Southwestern Energy Production
Company, Pad ID: WOOSMAN PAD,
ABR–201209006, New Milford
Township, Susquehanna County, Pa.;
Consumptive Use of Up to 4.999 mgd;
Approval Date: September 18, 2012.
7. Southwestern Energy Production
Company, Pad ID: SWOPE PAD, ABR–
201209007, Jackson Township,
Susquehanna County, Pa.; Consumptive
Use of Up to 4.999 mgd; Approval Date:
September 18, 2012.
8. Southwestern Energy Production
Company, Pad ID: MULLOY PAD, ABR–
PO 00000
Frm 00117
Fmt 4703
Sfmt 4703
66909
201209008, Jackson Township,
Susquehanna County, Pa.; Consumptive
Use of Up to 4.999 mgd; Approval Date:
September 18, 2012.
9. Southwestern Energy Production
Company, Pad ID: MARVIN PAD, ABR–
201209009, Jackson Township,
Susquehanna County, Pa.; Consumptive
Use of Up to 4.999 mgd; Approval Date:
September 18, 2012.
10. Southwestern Energy Production
Company, Pad ID: FREITAG PAD, ABR–
201209010, Jackson Township,
Susquehanna County, Pa.; Consumptive
Use of Up to 4.999 mgd; Approval Date:
September 18, 2012.
11. Chesapeake Appalachia, LLC, Pad
ID: Gene, ABR–201209011, Overton
Township, Bradford County, Pa.;
Consumptive Use of Up to 7.500 mgd;
Approval Date: September 24, 2012.
12. Chesapeake Appalachia, LLC, Pad
ID: Yencha, ABR–201209012, Monroe
Township, Bradford County, Pa.;
Consumptive Use of Up to 7.500 mgd;
Approval Date: September 24, 2012.
13. SWEPI LP, Pad ID: Delaney 651,
ABR–201209013, Sullivan Township,
Tioga County, Pa.; Consumptive Use of
Up to 4.000 mgd; Approval Date:
September 24, 2012.
14. Chesapeake Appalachia, LLC, Pad
ID: Blueberry Hill, ABR–201209014,
Overton Township, Bradford County,
Pa.; Consumptive Use of Up to 7.500
mgd; Approval Date: September 25,
2012.
15. Chesapeake Appalachia, LLC, Pad
ID: Carr, ABR–201209015, Wilmot
Township, Bradford County, Pa.;
Consumptive Use of Up to 7.500 mgd;
Approval Date: September 25, 2012.
16. Talisman Energy USA Inc., Pad
ID: 01 099 Storch, ABR–201209016,
Troy Township, Bradford County, Pa.;
Consumptive Use of Up to 6.000 mgd;
Approval Date: September 25, 2012.
17. Southwestern Energy Production
Company, Pad ID: Cooley (Pad 2), ABR–
201209017, Orwell Township, Bradford
County, Pa.; Consumptive Use of Up to
4.999 mgd; Approval Date: September
25, 2012.
18. Southwestern Energy Production
Company, Pad ID: Gypsy HillEastabrook (Pad 5), ABR–201209018,
Orwell Township, Bradford County, Pa.;
Consumptive Use of Up to 4.999 mgd;
Approval Date: September 25, 2012.
19. Southwestern Energy Production
Company, Pad ID: Rabago Birk (Pad 10),
ABR–201209019, Herrick and Standing
Stone Townships, Bradford County, Pa.;
Consumptive Use of Up to 4.999 mgd;
Approval Date: September 25, 2012.
20. WPX Energy Appalachia, LLC,
Pad ID: Wootton East Well Pad, ABR–
201209020, Liberty Township,
Susquehanna County, Pa.; Consumptive
E:\FR\FM\07NON1.SGM
07NON1
]]>Agencies
[Federal Register Volume 77, Number 216 (Wednesday, November 7, 2012)]
[Notices]
[Pages 66908-66909]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-27081]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-68084A; File No. SR-FINRA-2012-042]
Self-Regulatory Organizations; Financial Industry Regulatory
Authority, Inc.; Order Granting Approval of Proposed Rule Change
Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-
Backed Securities Traded in Specified Pool Transactions and SBA-Backed
Asset-Backed Securities Transactions; Correction
October 31, 2012.
AGENCY: Securities and Exchange Commission.
ACTION: Order; correction.
-----------------------------------------------------------------------
[[Page 66909]]
SUMMARY: The Securities and Exchange Commission published a document in
the Federal Register on October 26, 2012, concerning an Order Granting
Approval of Proposed Rule Change Relating to Post-Trade Transparency
for Agency Pass-Through Mortgage-Backed Securities Traded in Specified
Pool Transactions and SBA-Backed Asset-Backed Securities Transactions.
The document contained a typographical error.
FOR FURTHER INFORMATION CONTACT: Michael P. Bradley, Division of
Trading and Markets, Securities and Exchange Commission, 100 F Street
NE., Washington, DC 20549, (202) 551-5594.
Correction
In the Federal Register of October 26, 2012 in FR Doc. 2012-65436,
on page 65437, in the seventh line in the paragraph under the heading
``Regulatory Notice'' in the second column, correct the reference to
180 days instead to 270 days.
Dated: October 31, 2012.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2012-27081 Filed 11-6-12; 8:45 am]
BILLING CODE 8011-01-P
