Sunshine Act Meeting, 64369 [2012-25937]
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Federal Register / Vol. 77, No. 203 / Friday, October 19, 2012 / Notices
cost of $3,360 per fund per year. In
addition, we estimate that money
market funds that use a service provider
to prepare and file reports on Form N–
MFP pay an average fee of $8,000 per
fund per year. In sum, we estimate that
all money market funds incur on
average, in the aggregate, external
annual costs of $4,424,480.1
The estimate of burden hours and
costs is made solely for the purposes of
the Paperwork Reduction Act. The
estimates are not derived from a
comprehensive or even a representative
survey or study of the costs of
Commission rules. The collection of
information under Form N–MFP is
mandatory. The information provided
by the form is not kept confidential. An
agency may not conduct or sponsor, and
a person is not required to respond to,
a collection of information unless it
displays a currently valid control
number.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to Thomas Bayer, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way,
Alexandria, VA 22312; or send an email
to: PRA_Mailbox@sec.gov.
SECURITIES AND EXCHANGE
COMMISSION
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
[Release No. 34–68053; File No. SR–
NASDAQ–2012–118]
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Tuesday, October 23, 2012 at 3:00
p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
and (10), permit consideration of the
scheduled matters at the Closed
Meeting.
Commissioner Aguilar, as duty
officer, voted to consider the items
listed for the Closed Meeting in a closed
session, and determined that no earlier
notice thereof was possible.
The subject matter of the Closed
Meeting scheduled for Tuesday, October
23, 2012 will be: a litigation matter. At
times, changes in Commission priorities
require alterations in the scheduling of
meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact the Office of the Secretary at
(202) 551–5400.
Self-Regulatory Organizations; The
NASDAQ Stock Market LLC; Notice of
Filing of Proposed Rule Change To
Modify Certain Disclosure
Requirements To Require Listed
Companies To Publicly Describe the
Specific Basis and Concern Identified
by Nasdaq When a Company Does Not
Meet a Listing Standard and Give
Nasdaq the Authority To Make Such
Public Announcement When a Listed
Company Fails To Do so
Dated: October 17, 2012.
Elizabeth M. Murphy,
Secretary.
5250. Obligations for Companies Listed
on The Nasdaq Stock Market
(a) No change.
[FR Doc. 2012–25937 Filed 10–17–12; 4:15 pm]
(b) Obligation To Make Public
Disclosure
(1) No change.
BILLING CODE 8011–01–P
Dated: October 15, 2012.
Kevin M. O’Neill,
Deputy Secretary.
tkelley on DSK3SPTVN1PROD with NOTICES
BILLING CODE 8011–01–P
1 This estimate is based on the following
calculation: (243 money market funds (239 existing
funds + 4 new funds) that file reports on Form N–
MFP in house × $3,360 per fund, per year) + (451
money market funds (445 existing funds + 6 new
funds) that file reports on Form N–MFP using a
service provider × $8,000 per fund, per year) =
$4,424,480.
16:06 Oct 18, 2012
Jkt 229001
PO 00000
October 15, 2012.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on October
3, 2012, The NASDAQ Stock Market
LLC (‘‘Nasdaq’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by Nasdaq. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of the Substance
of the Proposed Rule Change
Nasdaq proposes to modify certain
disclosure requirements surrounding a
company’s non-compliance with the
listing rules. Nasdaq will implement the
proposed rule upon approval.
The text of the proposed rule change
is below. Proposed new language is in
italics; proposed deletions are in
brackets.3
(2) Disclosure of Notification of
Deficiency
As set forth in Rule 5810(b) and IM–
5810–1, a Company that receives a
notification of deficiency from Nasdaq
is required to make a public
announcement by filing a Form 8–K,
where required by SEC rules, or by
issuing a press release disclosing receipt
[FR Doc. 2012–25739 Filed 10–18–12; 8:45 am]
VerDate Mar<15>2010
64369
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 Changes are marked to the rule text that appears
in the electronic manual of Nasdaq found at https://
nasdaqomx.cchwallstreet.com.
2 17
Frm 00061
Fmt 4703
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19OCN1
]]>Agencies
[Federal Register Volume 77, Number 203 (Friday, October 19, 2012)]
[Notices]
[Page 64369]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-25937]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold a Closed Meeting on Tuesday, October
23, 2012 at 3:00 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters also may be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the
scheduled matters at the Closed Meeting.
Commissioner Aguilar, as duty officer, voted to consider the items
listed for the Closed Meeting in a closed session, and determined that
no earlier notice thereof was possible.
The subject matter of the Closed Meeting scheduled for Tuesday,
October 23, 2012 will be: a litigation matter. At times, changes in
Commission priorities require alterations in the scheduling of meeting
items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact the Office of the
Secretary at (202) 551-5400.
Dated: October 17, 2012.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2012-25937 Filed 10-17-12; 4:15 pm]
BILLING CODE 8011-01-P
