Privacy Act of 1974, as Amended; Revisions to Existing Systems of Records, 62059-62088 [2012-24966]
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Vol. 77
Thursday,
No. 197
October 11, 2012
Part V
National Transportation Safety Board
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Privacy Act of 1974, as Amended; Revisions to Existing Systems of
Records; Notice
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Federal Register / Vol. 77, No. 197 / Thursday, October 11, 2012 / Notices
NATIONAL TRANSPORTATION
SAFETY BOARD
Privacy Act of 1974, as Amended;
Revisions to Existing Systems of
Records
National Transportation Safety
Board (NTSB).
ACTION: Notice of revised systems of
records.
AGENCY:
The NTSB conducted a
comprehensive review of previously
published notices describing the
systems of records it maintains pursuant
to the Privacy Act of 1974. The NTSB
is revising and republishing all its
systems of records (systems) notices as
a result of this review. The systems
revisions are minor corrective and
administrative changes that do not meet
the threshold criteria established by the
Office of Management and Budget
(OMB) for either a new or altered system
of records.
DATES: This action will be effective
without further notice 30 days from the
date of publication in the Federal
Register, unless the NTSB receives
comments that result in a contrary
determination.
ADDRESSES: You may send written
comments using any of the following
methods:
1. Government-wide rulemaking Web
site: Go to https://www.regulations.gov
and follow the instructions for sending
your comments electronically.
2. Mail: Mail comments concerning
this notice to Melba D. Moye, CIO–40,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594–2000.
3. Fax: (202) 314–6132, Attention:
Melba D. Moye
4. Hand Delivery: 6th Floor, National
Transportation Safety Board, CIO–40,
490 L’Enfant Plaza, SW., Washington,
DC, between 9 a.m. and 4:30 p.m.,
Monday through Friday, except Federal
holidays.
All comments received will be available
for public inspection at the above
address.
FOR FURTHER INFORMATION CONTACT:
Melba D. Moye, Office of Chief
Information Officer, Records
Management Division, (202) 314–6551.
SUPPLEMENTARY INFORMATION: In
accordance with the Privacy Act of
1974, as amended (codified at 5 U.S.C.
552a), the NTSB notes that each of the
descriptions below includes a reference
to the Chief of the NTSB’s Records
Management Division. Individuals may
request access to or amendment of
records pertaining to themselves by
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SUMMARY:
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contacting the Chief of the NTSB’s
Records Management Division, or the
Chief’s designee. Several descriptions
also reference particular General
Records Schedules; these Schedules are
from the National Archives and Records
Administration (NARA), and are
available on the NARA Web site.
Table of Contents: NTSB Systems of
Records
NTSB–1 (Revoked)
NTSB–2 Official Personnel Folders
NTSB–3 Personnel Security and Investigative
Records
NTSB–4 Employee Travel Records
NTSB–5 Executive Branch Confidential
Financial Disclosure Reports
NTSB–6 Employee Payroll, Leave, and
Attendance Records
NTSB–7 Equal Employment Opportunity
(EEO) Discrimination Complaint Records
NTSB–8 FOIA and Privacy Act Request
Records
NTSB–9 (Revoked)
NTSB–10 Employee Records of Disciplinary
Action, Adverse Action, and Grievance
and Appeal Files
NTSB–11 Parking Permit Records
NTSB–12 Employee Travel Card Records
NTSB–13 Airman or Mariner Certificate
Enforcement Actions
NTSB–14 Information Request Database
NTSB–15 Local Area Network Database
NTSB–16 General Correspondence Database
NTSB–17 Office of Transportation Disaster
Assistance Family Member Database
NTSB–18 Correspondence From Members of
Congress
NTSB–19 Training Center Student
Registration Database
NTSB–20 Public Affairs Phone Log
NTSB–21 Respiratory Protection Program
Records
NTSB–22 Occupational Health and Safety
Training Program
NTSB–23 Transit Subsidy Program Records
NTSB–24 Facility Security Access Control
System
NTSB–25 Employee Purchase Card Holders
NTSB–26 Office of Workers’ Compensation
Claim Records
NTSB–27 Employee Performance Folders
NTSB–28 Employee Medical Folders
NTSB–29 Job Application and Merit
Promotion Files
NTSB–30 Training Records
NTSB–31 Labor-Management Relations
Records
NTSB–32 Public Financial Disclosure
Reports and Other Name-Retrieved
Ethics Program Records
Appendix A: General Routine Uses
Applicable to All Systems of Records
Appendix B: Government-Wide Systems of
Records Applicable to the NTSB
NTSB–2
SYSTEM NAME:
Official Personnel Folders.
SYSTEM LOCATION:
Records on current Federal employees
are located within the employing
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agency. Records maintained in paper
may also be located at OPM or with
personnel officers, or at other
designated offices of local installations
of the department or agency that
employs the individual. When agencies
determine that duplicates of these
records need to be located in a second
office, e.g., an administrative office
closer to where the employee actually
works, such copies are covered by this
system. Some agencies have employed
the Enterprise Human Resource
Integration (EHRI) data system to store
their records electronically. Although
stored in EHRI, agencies are still
responsible for the maintenance of their
records. Former Federal employees’
paper Official Personnel Folders (OPFs)
are located at the National Personnel
Records Center, National Archives and
Records Administration (NARA), 111
Winnebago Street, St. Louis, Missouri
63118. Former Federal employees’
electronic Official Personnel Folders
(eOPF) are located in the EHRI data
system that is administered by NARA.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Current and certain former NTSB
employees.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records include employee’s name,
Social Security number, date of birth,
home address, home telephone number,
and specialized education. Records
reflect Federal service and work
experience, including past and present
positions held, grades, salaries, duty
station locations, and notices of all
personnel actions, such as
appointments, promotions,
reassignments, demotions, details,
transfers, reductions-in-force,
resignations, retirements, removal, and
suspensions. Records also include
information concerning election and/or
waiver of Federal benefits, including
employees’ designation of beneficiaries
for these and other programs.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301 et seq., 1302, 2951, 3301,
4118, 8347; 5 CFR part 293; Executive
Order Nos. 9,397, 9,830, and 12,107.
PURPOSE(S):
The OPF, which may exist in various
approved media, and other general
personnel records files, is the official
repository of the records, reports of
personnel actions, and the
documentation required in connection
with these actions affected during an
employee’s Federal service. The
personnel action reports and other
documents, some of which are filed in
the OPF, give legal force and effect to
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personnel transactions and establish
employee rights and benefits under
pertinent laws and regulations
governing Federal employment. These
files and records are maintained by
OPM and agencies in accordance with
OPM regulations and instructions. They
provide the basic source of factual data
about a person’s Federal employment
while in the service and after his or her
separation. Records in this system have
various uses by agency personnel
offices, including screening
qualifications of employees;
determining status, eligibility, and
employee’s rights and benefits under
pertinent laws and regulations
governing Federal employment;
computing length of service; and other
information needed to provide
personnel services. These records may
also be used to locate individuals for
personnel research.
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ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS, AND
THE PURPOSES OF SUCH USES:
The OPF, which may exist in various
approved media, and other general
personnel records files, is the official
repository of the records, reports of
personnel actions, and the
documentation required in connection
with these actions affected during an
employee’s Federal service. The
personnel action reports and other
documents, some of which are filed in
the OPF, give legal force and effect to
personnel transactions and establish
employee rights and benefits under
pertinent laws and regulations
governing Federal employment. These
files and records are maintained by
OPM and agencies in accordance with
OPM regulations and instructions. They
provide the basic source of factual data
about a person’s Federal employment
while in the service and after his or her
separation. Records in this system have
various uses by agency personnel
offices, including screening
qualifications of employees;
determining status, eligibility, and
employee’s rights and benefits under
pertinent laws and regulations
governing Federal employment;
computing length of service; and other
information needed to provide
personnel services. These records may
also be used to locate individuals for
personnel research.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
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POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM
STORAGE:
These records are maintained in file
folders, on lists and forms, microfilm or
microfiche, and in computer
processable storage media such as
personnel system databases, PDF forms
and data warehouse systems.
RETRIEVABILITY:
These records are retrieved by the
name, Social Security number, or date
of birth of the individuals about whom
they concern.
SAFEGUARDS:
Paper or microfiche/microfilmed
records are located in locked metal file
cabinets or in secured rooms with
access limited to those personnel whose
official duties require access. Access to
computerized records is limited,
through use of user logins and
passwords, access codes, and entry logs,
to those whose official duties require
access. Access to and use of these
records is limited to those persons
whose official duties require such
access, and the Facility Security Access
Control System (NTSB–24) logs the date
and time that each electronic keycard
was used to enter the location.
This system conforms to all
applicable Federal laws and regulations,
as well as NTSB policies and standards,
as they relate to information security
and data privacy. In this regard, the
following laws and regulations may
apply: The Privacy Act of 1974; the
Federal Information Security
Management Act of 2002; the Computer
Fraud and Abuse Act of 1986; the
Health Insurance Portability and
Accountability Act of 1996; the EGovernment Act of 2002; and
corresponding regulations
implementing these statutes.
The NTSB maintains records within
this system for the period of the
employee’s service at the NTSB. When
an employee leaves the NTSB to begin
employment at another Federal agency,
the NTSB transfers these records to the
employee’s new Federal agency. When
an employee retires, resigns, or dies, the
NTSB forwards the employee’s record to
the National Personnel Records Center
for permanent storage, in accordance
with General Records Schedule 1, item
1.
a. SYSTEM MANAGER(S) AND
ADDRESS: Manager, OCIO/RM, U.S.
Office of Personnel Management, 1900 E
Street NW., Washington, DC 20415.
b. For current Federal employees,
OPM has delegated to the employing
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agency the Privacy Act responsibilities
concerning access, amendment, and
disclosure of the records within this
system notice. Chief, Human Resources
Division, National Transportation Safety
Board, 490 L’Enfant Plaza SW.,
Washington, DC 20594.
NOTIFICATION PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment; and
5. Signature.
a. Former Federal employees who
want access to their Official Personnel
Folders (OPF) should contact the
National Personnel Records Center
(Civilian), 111 Winnebago Street, St.
Louis, Missouri 63118, regarding the
records in this system. Individuals must
furnish the following information for
their records to be located and
identified:
a. Full name.
b. Date of birth.
c. Social security number.
d. Last employing agency (including
duty station) and approximate date(s) of
the employment (for former Federal
employees).
e. Signature.
RECORD ACCESS PROCEDURE:
Same as ‘‘Notification Procedure.’’
CONTESTING RECORD PROCEDURE:
Same as ‘‘Notification Procedure.’’
RETENTION AND DISPOSAL:
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RECORD SOURCE CATEGORIES:
Information in this system is obtained
from the individual to whom the record
pertains and NTSB officials responsible
for pay, leave, and activity reporting
requirements.
RECORD SOURCE CATEGORIES:
Information in this system of records
is provided by:
a. The individual on whom the record
is maintained.
b. Educational institutions.
c. Agency officials and other
individuals or entities.
d. Other sources of information
maintained in an employee’s OPF, in
accordance with Code of Federal
Regulations part 293, and OPM’s
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Operating Manual, ‘‘The Guide to
Personnel Recordkeeping.’’
EXEMPTIONS CLAIMED FOR THIS SYSTEM:
None.
NTSB–3
SYSTEM NAME:
Personnel Security and Investigative
Records.
SYSTEM LOCATION:
National Transportation Safety Board,
Human Resources Division, 490
L’Enfant Plaza SW., Washington, DC
20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Employees, prospective employees,
and potential contractors seeking access
to sensitive materials or facilities.
CATEGORIES OF RECORDS IN THE SYSTEM:
Personnel security folders containing
the results of name checks, inquiries,
record checks, and investigations
furnished by the Office of Personnel
Management (OPM), the Federal Bureau
of Investigation, or a private service
provider. Information in these records
may contain dates and places of birth,
citizenship, marital status, military
status, and Social Security records. In
addition, these records may contain
investigative information concerning an
individual’s character, conduct, and
behavior, as well as arrests, convictions,
or judgments regarding any legal or
regulatory violations. Records may also
contain information from current and
former supervisors, colleagues,
associates, and educators; in addition,
records may contain financial or
medical records and any other
information developed from the records
listed above.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Executive Order No. 10,450.
PURPOSE(S):
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The NTSB maintains this system to
determine whether the employment of a
job applicant, or retention of a current
employee, is in the interest of the
Government, as well as which persons
may have access to classified or
sensitive material and access to other
facilities.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS, AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
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subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine uses:
1. Disclosure to other Federal agencies
when necessary to allow the individual
to access classified or sensitive material
that other Federal agencies maintain;
2. Disclosure to other Federal agencies
or private organizations when necessary
to allow the individual to visit a certain
facility or site; and
3. Disclosure to OPM, when necessary
for an investigation, personnel matter,
or an assessment of agency compliance
with Federal personnel security and
suitability program requirements.
once the records are obsolete or no
longer warrant retention, such as at the
conclusion of three years following the
year that the employee departed from
the NTSB.
SYSTEM MANAGER(S) AND ADDRESS:
Chief, Human Resources Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594.
NOTIFICATION PROCEDURE:
Records are stored on paper in file
folders within the Human Resources
Division or Office of Management at the
NTSB, at the address above.
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment; and
5. Signature.
RETRIEVABILITY:
RECORD ACCESS PROCEDURE:
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM
STORAGE:
These records are retrieved by either
the name or Social Security number of
the individuals about whom they
concern.
CONTESTING RECORD PROCEDURE:
SAFEGUARDS:
RECORD SOURCE CATEGORIES:
Records are maintained in locked
metal file cabinets that are restricted
through electronic keycards to enter the
facility where records are located.
Access to and use of these records is
limited to those persons whose official
duties require such access, and the
Facility Security Access Control System
(NTSB–24) logs the date and time that
each electronic keycard was used to
enter the location. This system conforms
to all applicable Federal laws and
regulations, as well as NTSB policies
and standards, as they relate to
information security and data privacy.
In this regard, the following laws and
regulations may apply: The Privacy Act
of 1974; the Federal Information
Security Management Act of 2002; the
Computer Fraud and Abuse Act of 1986;
the Health Insurance Portability and
Accountability Act of 1996; the EGovernment Act of 2002; and
corresponding regulations
implementing these statutes.
Information in this system is obtained
from the individual to whom the record
pertains, and may be obtained from
NTSB officials, former employers,
educational institutions, and
individuals who are familiar with the
individual, as well as officials from
other Federal agencies.
RETENTION AND DISPOSAL:
The NTSB maintains records within
this system in accordance with OPM
directives and General Records
Schedule 18, item 22. In general, the
NTSB destroys records in this system
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Same as ‘‘Notification Procedure.’’
Same as ‘‘Notification Procedure.’’
EXEMPTIONS CLAIMED FOR THIS SYSTEM:
None.
NTSB—4
SYSTEM NAME:
Employee Travel Records.
SYSTEM LOCATION:
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. The National Business
Center, which is a division of the
Department of Interior, stores some
information electronically off-site on
behalf of the NTSB, at: National
Business Center, DOI, Mail Stop D–
2600, 7301 West Mansfield Avenue,
Lakewood, Colorado 80235–2230. As
described below, the National Business
Center transfers the records to the
Federal Records Center after the
expiration of one year following the date
of the employee’s travel.
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CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Employees and invitational travelers
who have traveled pursuant to
authorized official business of the
NTSB.
CATEGORIES OF RECORDS IN THE SYSTEM:
Travel vouchers, which include
receipts for various expenditures.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Travel Expense Amendments Act of
1975, Public Law 94–22, 89 Stat. 84
(codified at 5 U.S.C. 5701–5707).
PURPOSE(S):
The NTSB maintains this system to
determine and verify amounts to be paid
to an employee or invitational traveler
for reimbursement of travel expenses for
authorized, official travel performed on
behalf of the NTSB.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS, AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine use:
D Disclosure to other Federal agencies
that need the information for an audit or
investigation.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM
STORAGE:
Records are system generated or
scanned and saved in an electronic
database. In addition, some copies of the
records are stored on paper in file
folders within the employee’s office at
the NTSB, at the address above.
and time that each electronic keycard
was used to enter the location. This
system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
RETENTION AND DISPOSAL:
Pursuant to General Records Schedule
9, items 3 and 4, the NTSB maintains
records relating to reimbursing
individuals for six years after payment
of the allowable travel expenses and
maintains routine administrative
records for two years.
SYSTEM MANAGER(S) AND ADDRESS:
Chief Financial Officer, National
Transportation Safety Board, 490
L’Enfant Plaza, SW., Washington, DC
20594.
NOTIFICATION PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza, SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ‘‘Notification Procedure.’’
CONTESTING RECORD PROCEDURE:
RETRIEVABILITY:
Same as ‘‘Notification Procedure.’’
These records are indexed by name.
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SAFEGUARDS:
RECORD SOURCE CATEGORIES:
Paper records are maintained in
lockable file cabinets that are restricted
through electronic keycards to enter the
facility where records are located.
Computerized records are maintained in
a secure, password protected computer
system. Access to and use of these
records is limited to those persons
whose official duties require such
access, and the Facility Security Access
Control System (NTSB–24) logs the date
Information in this system is obtained
from the individual to whom the record
pertains.
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EXEMPTIONS CLAIMED FOR THIS SYSTEM:
None.
NTSB–5
SYSTEM NAME:
Executive Branch Confidential
Financial Disclosure Reports.
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SYSTEM LOCATION:
National Transportation Safety Board,
Office of General Counsel, 490 L’Enfant
Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Current and former NTSB employees
who must submit confidential financial
disclosure reports under the
requirements of the Ethics in
Government Act of 1978 (hereinafter
‘‘Ethics Act’’), as amended, or to whom
the Ethics Act otherwise applies. All
such individuals are described in the
categories listed in Government-wide
system of records notice OGE/GOVT–2.
The NTSB incorporates by reference the
text of OGE/GOVT–2 into this Notice; as
such, this Notice contains a summary of
the information and provisions of OGE/
GOVT–2 and descriptions of how
NTSB–5 is consistent with OGE/GOVT–
2, and identifies any differences
between NTSB–5 and OGE/GOVT–2.
OGE/GOVT–2 is available at 68 FR 3098
(Jan. 22, 2003), as updated at 68 FR
24744 (May 8, 2003).
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains information that
is necessary for administration of all
provisions of the Ethics Act and the
Ethics Reform Act of 1989, as amended,
and Executive Order 12,674, as
modified. In particular, this system
contains statements and amended
statements of personal and family
holdings and other interests in property;
income; gifts and reimbursements;
liabilities; agreements and
arrangements; outside positions; and
other information related to conflict-ofinterest determinations. These
statements may consist of certifications
of no new interests for the reporting
period, and may be supplemental or
alternative confidential report forms.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Title I of the Ethics in Government
Act of 1978, Public Law 95–521, 92 Stat.
1824 (codified as amended 5 U.S.C.
7301, 7351, 7353, and other scattered
sections of 5 U.S.C.); 5 CFR part 2634;
Executive Order 12,674 (as modified by
Executive Order 12,731).
PURPOSE(S):
The NTSB collects the records in this
system in order to comply with the
Ethics Act, and implementing Office of
Government Ethics (OGE) regulations
and applicable Executive Orders. The
collection of these records is necessary
to assure compliance with statutory and
regulatory requirements, to determine if
an actual or apparent conflict of interest
exists between the employment of
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individuals by the Federal Government
and their outside employment and
financial interests.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS, AND
THE PURPOSES OF SUCH USES:
The NTSB notes that, when the
Director or other authorized officials of
OGE requests that the NTSB furnish
OGE with records from this system,
such disclosure will be in response to
OGE’s need for the records in the
performance of their official duties
under the Ethics Act, and other related
statutes, regulations, and Executive
Orders, pursuant to 5 U.S.C. 552a(b)(1).
In addition to other disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine use:
1. Disclosure of information to any
source when necessary to obtain
information relevant to a conflict-ofinterest investigation or determination;
and
2. Disclosure of the confidential
financial disclosure report or certificate
of no new interests and any
accompanying documents to reviewing
officials in a new office, department, or
agency when an employee transfers or is
detailed from a covered position in one
office, department, or agency to a
covered position in another office,
department, or agency.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM
STORAGE:
The NTSB primarily maintains these
records on paper in file folders. In
addition, the Office of General Counsel
maintains certain information about
current and former employees in
searchable electronic databases.
RETENTION AND DISPOSAL:
In accordance with General Records
Schedule 25, the NTSB retains these
records for a period of six years after
filing, or for such other period of time
as set forth in Schedule 25 for certain
types of ethics records. The NTSB may
retain records needed in an ongoing
investigation for a period that exceeds
six years, until the investigation no
longer requires such records. At the
expiration of the retention period, the
NTSB destroys these records by
shredding them.
SYSTEM MANAGER(S) AND ADDRESS:
Designated Agency Ethics Official,
National Transportation Safety Board,
490 East L’Enfant Plaza SW.,
Washington, DC 20594.
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Designated Agency Ethics Official at the
following address: National
Transportation Safety Board, 490
L’Enfant Plaza, SW., Washington, DC
20594. Individuals must comply with
NTSB regulations regarding the Privacy
Act, at 5 CFR part 802, and must furnish
the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
Same as ‘‘Notification Procedure.’’
Records in this system are indexed
alphabetically by name.
CONTESTING RECORD PROCEDURES:
Same as ‘‘Notification Procedure.’’
SAFEGUARDS:
Paper records are maintained in
locked file cabinets that are restricted
through electronic keycards to enter the
facility where records are located.
Access to and use of these records is
limited to those persons whose official
duties require such access, and the
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RECORD SOURCE CATEGORIES:
Current and former NTSB employees,
or designated persons on behalf of such
employees, such as trustees, attorneys,
accountants, bankers, or relatives;
Federal officials who review the records
to make conflict-of-interest
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Fmt 4701
Sfmt 4703
determinations; persons alleging
conflicts of interest or violations of
other ethics laws, and persons contacted
during any investigation of the
allegations.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB–6
SYSTEM NAME:
Employee Payroll, Leave, and
Attendance Records.
SYSTEM LOCATION:
National Transportation Safety Board,
Human Resources Division, 490
L’Enfant Plaza SW., Washington, DC
20594. The National Business Center,
which is a division of the Department of
Interior, stores some information
electronically off-site on behalf of the
NTSB, at: National Business Center,
DOI, Payroll Operations Division, Mail
Stop D–2600, 7301 West Mansfield
Avenue, Lakewood, Colorado 80235–
2230. In addition, the NTSB stores
payroll records pertaining to individuals
who have retired from the NTSB at the
National Archives and Records
Administration, National Personnel
Records Center (Civilian Personnel
Records Center), 111 Winnebago Street,
St. Louis, Missouri 63118.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
All current and former employees of
the NTSB.
CATEGORIES OF RECORDS IN THE SYSTEM:
NOTIFICATION PROCEDURE:
RECORD ACCESS PROCEDURES:
RETRIEVABILITY:
tkelley on DSK3SPTVN1PROD with NOTICES2
Facility Security Access Control System
(NTSB–24) logs the date and time that
each electronic keycard was used to
enter the location. This system conforms
to all applicable Federal laws and
regulations, as well as NTSB policies
and standards, as they relate to
information security and data privacy.
In this regard, the following laws and
regulations may apply: the Privacy Act
of 1974; the Federal Information
Security Management Act of 2002; the
Computer Fraud and Abuse Act of 1986;
the Health Insurance Portability and
Accountability Act of 1996; the EGovernment Act of 2002; and
corresponding regulations
implementing these statutes.
The agency’s system consists of four
files. Official personnel files held by the
NTSB are governed by the U.S. Office of
Personnel Management
(OPM)regulations, at 5 CFR parts 293
and 297.
1. Official personnel file: This file
consists of the forms and documents
that record employees’ Standard Form
50s, copies of benefits election forms,
and applications used for qualification
determinations. This is a paper file.
2. Security File: This file is described
at NTSB–3, above. Duplicates of the
security records described in NTSB–3
may also exist in this system, designated
as NTSB–6.
3. Payroll file: This file consists of
documents related to employees’ pay
and related payroll deductions that are
not filed in the official personnel file.
These files may contain copies of
income tax forms, savings bond
elections, net deposits and allotments,
union dues elections, benefits elections,
and records regarding garnishments.
This is a paper file.
4. Time and attendance reports: This
system consists of credit hour records,
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biweekly summaries of hours worked
and leave taken, flextime records, leave
applications, authorized premium pay,
danger pay requests, and corrections.
This information is maintained in an
electronic system, and some records
may exist on microfiche.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM
STORAGE:
5 CFR Parts 293 and 297; Executive
Order 12107.
Official personnel files, security files,
and payroll files and are kept in file
folders, which the NTSB maintains
within metal file cabinets in a locked
office. Time and attendance reports are
maintained in an electronic system, as
described above.
PURPOSE(S):
The NTSB uses these records to
establish and maintain employee
qualifications, benefits and pay.
RETRIEVABILITY:
Official personnel files, payroll files,
and time and attendance reports are
indexed by name.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
tkelley on DSK3SPTVN1PROD with NOTICES2
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine uses:
1. Disclosure to the Treasury
Department for payroll purposes or for
the issuance of savings bonds;
2. Disclosure to the Office of
Personnel Management for retirement,
health and life insurance purposes, and
to carry out the Government-wide
personnel management functions of the
NTSB;
3. Disclosure to the National Finance
Center for the Thrift Savings Plan and
Temporary Continuation of Coverage;
4. Disclosure to the Social Security
Administration for compliance with the
Federal Insurance Compensation Act;
5. Disclosure to the Internal Revenue
Service for taxable earnings and
withholding purposes, or for audit and
inspection and investigation purposes;
6. Disclosure to the Combined Federal
Campaign for charitable contribution
purposes;
7. Disclosure to the American
Federation of Government Employees
for union dues;
8. Disclosure to state and local
government tax entities for income tax
purposes;
9. Disclosure to holders of judgment
liens, for the purposes of garnishments;
and
10. Disclosure to arbitrators pursuant
to a negotiated labor agreement or to
Equal Employment Opportunity
investigators who hear or investigate
employee grievances or complaints of
discrimination.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
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SAFEGUARDS:
Records are maintained in locked file
cabinets that are restricted through
electronic keycards to enter the facility
where records are located.
Computerized records are maintained in
a secure, password protected computer
system. Access to and use of these
records is limited to those persons
whose official duties require such
access, and the Facility Security Access
Control System (NTSB–24) logs the date
and time that each electronic keycard
was used to enter the location. This
system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
RETENTION AND DISPOSAL:
Frm 00007
Fmt 4701
Sfmt 4703
separation, as described at NTSB–3,
above;
3. The NTSB retains payroll records
for three calendar years following the
year in which the employee separates;
and
4. The NTSB retains time and
attendance reports for six years after the
year of the employee’s separation.
SYSTEM MANAGER AND ADDRESS:
Chief, Human Resources Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza, SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ‘‘Notification Procedure.’’
CONTESTING RECORD PROCEDURE:
Same as ‘‘Notification Procedure.’’
RECORD SOURCE CATEGORIES:
Individuals about whom the records
concern, individuals’ supervisors, and
NTSB employees acting in their official
capacities.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
The NTSB retains and disposes of
records within this system as follows:
1. The NTSB retains each employee’s
official personnel file until the end of
the first thirty days following the date
of the individual’s separation from the
NTSB if the individual is not thereafter
employed by a Federal agency, pursuant
to General Records Schedule 1, item 1.
After expiration of the thirty-day period,
the NTSB sends records to the National
Archives and Records Administration,
National Personnel Records Center, 111
Winnebago Street, St. Louis, Missouri.
However, if following the separation
from the NTSB, the individual is
employed by another Federal agency,
the NTSB maintains the records until
that Federal agency requests the records
from the NTSB;
2. Security records are kept for three
years following an employee’s
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62065
None.
NTSB–7
SYSTEM NAME:
Equal Employment Opportunity
(EEO) Discrimination Complaint
Records.
SYSTEM LOCATION:
National Transportation Safety Board,
Office of Equal Employment
Opportunity Diversity and Inclusion,
490 L’Enfant Plaza SW., Washington,
DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals, classes of individuals, or
organizations which have consulted an
EEO Counselor regarding discrimination
on the basis of race, color, religion, sex,
national origin, physical disability,
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genetic information, or age because of a
determination, or decision made by a
Safety Board official or which have filed
a formal allegation of discrimination.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system of records contains
information or documents concerning
pre-complaint processing and formal
allegations of discrimination. The
records consist of counselors’ reports,
the initial allegations, letters or notices
to the individual or organization,
materials placed into the record to
support or refute the decision or
determination, statements of witnesses,
investigative reports, instructions about
action to be taken to comply with
decisions, and related correspondence,
opinions, recommendations, and final
administrative actions.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Executive Order No. 11,478; 42 U.S.C.
2000e; 29 U.S.C. 633a; 29 CFR part
1614.
PURPOSE(S):
The NTSB uses these records to
initiate, investigate, and resolve
discrimination complaints within the
NTSB. The NTSB may also use these
records as a data source for management
information for production of summary
descriptive statistics and analytical
studies in support of the function for
which the NTSB collects and maintains
the records, or for related personnel
management functions or manpower
studies. In addition, the NTSB may use
these records to locate specific
individuals for personnel research or
other personnel management functions.
tkelley on DSK3SPTVN1PROD with NOTICES2
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine uses:
1. Disclosure to the Office of
Personnel Management, Merit Systems
Protection Board (including its Office of
the Special Counsel), Equal
Employment Opportunity Commission,
the Federal Labor Relations Authority
(including the General Counsel of the
Authority and the Federal Service
Impasses Panel), the Federal Mediation
and Conciliation Service, and to an
arbitrator, in carrying out their
functions;
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18:42 Oct 10, 2012
Jkt 229001
2. Disclosure to other Federal or
foreign agencies that need the
information for an audit or investigation
of a civil, criminal, or regulatory
violation or potential violation;
3. A record from this system of
records may be disclosed to a Federal,
state or local agency maintaining civil,
criminal or other relevant enforcement
records or other pertinent records, such
as current licenses, if necessary to
obtain a record relevant to an agency
decision concerning the hiring or
retention of an employee, the issuance
of a security clearance, the letting of a
contract or the issuance of a license,
grant or other benefit;
4. Disclosure to a Federal agency, in
response to its request, in connection
with hiring or retaining an employee,
issuing a security clearance, conducting
a security or suitability investigation of
an individual, or classifying jobs, to the
extent that the information is relevant
and necessary to the requesting agency’s
decisions on the matter;
5. Disclosure in response to a
subpoena to the NTSB where Federal
agencies having the power to subpoena
other Federal agencies’ records, such as
the Internal Revenue Service or the Civil
Rights Commission, have issued the
subpoena;
6. Where a contract between an NTSB
office and a labor organization
recognized under Executive Order No.
11,491 or 5 U.S.C. Chapter 71 provides
that the agency will disclose personal
records relevant to the organization’s
mission, the NTSB may disclose records
in this system of records to such
organization;
7. Disclosure to a private entity with
which the NTSB maintains a contractual
relationship for the purposes of
investigating discrimination claims or
collating, analyzing, aggregating or
otherwise refining records in this
system, where the private entity is
subject to a non-disclosure agreement
and understands that it must honor
Privacy Act safeguards with respect to
such records;
8. In the event of litigation where the
defendant is (a) the NTSB, any
component of the NTSB, or any
employee of the NTSB in his or her
official capacity; (b) the United States,
where the NTSB determines that the
claim, if successful, is likely to directly
affect the operations of the NTSB or any
of its components; or (c) any NTSB
employee in his or her individual
capacity where the Department of
Justice has agreed to represent such
employee, the NTSB may disclose such
records as it deems desirable or
necessary to the Department of Justice to
enable the NTSB to present an effective
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Frm 00008
Fmt 4701
Sfmt 4703
defense, provided such disclosure is
compatible with the purpose for which
the records were collected;
9. Records may be disclosed to
student volunteers, individuals working
under a personal services contract, and
other individuals performing functions
for the NTSB but technically not having
the status of NTSB employees, if they
need access to the records to perform
their assigned agency functions.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM
STORAGE:
These records are maintained in file
folders, binders, and index cards.
RETRIEVABILITY:
These records are indexed by the
names of the individuals or
organizations concerning which the
NTSB maintains them.
SAFEGUARDS:
Records are maintained in lockable
file cabinets that are restricted through
electronic keycards to enter the facility
where records are located. Access to and
use of these records is limited to those
persons whose official duties require
such access, and the Facility Security
Access Control System (NTSB–24) logs
the date and time that each electronic
keycard was used to enter the location.
This system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
RETENTION AND DISPOSAL:
The records are retained for four years
after final disposition of the EEO
complaint. After the four-year period
expires, the NTSB destroys the records,
pursuant to General Records Schedule
1, item 25.
SYSTEM MANAGER AND ADDRESS:
Director, Office of Equal Employment
Opportunity Diversity and Inclusion,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594.
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NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment; and
5. Signature.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
The Freedom of Information Act, as
amended, (codified at 5 U.S.C. 552); the
Privacy Act of 1974, as amended
(codified at 5 U.S.C. 552a).
PURPOSE(S):
The NTSB maintains these records to
process requests made under the
provisions of the Freedom of
Information Act and Privacy Act of
1974.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
RECORD ACCESS PROCEDURES:
Same as ‘‘Notification Procedure.’’
CONTESTING RECORD PROCEDURES:
Same as ‘‘Notification Procedure.’’
RECORD SOURCE CATEGORIES:
The NTSB obtains the records in this
system from: The individual to whom
the record pertains; the NTSB or other
officials; NTSB employees or other
witnesses; and the EEO director or other
such persons or organizations who
create or submit official documents
relating to the counseling or formal
allegation.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
To the extent that any records in this
system consist of attorney work product
or attorney-client communications, 5
U.S.C. 552a(d)(5) may apply to preclude
access to any information compiled in
reasonable anticipation of a civil action
or proceeding.
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine uses:
1. Disclosure to a court, or other
deciding agency or official, when a
requester has filed an appeal or court
suit concerning a request; and
2. Disclosure to another Federal
agency when consultation or referral is
required to process a request.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
SYSTEM NAME:
FOIA and Privacy Act Request
Records.
SYSTEM LOCATION:
National Transportation Safety Board,
Office of Chief Information Officer,
Records Management Division, 490
L’Enfant Plaza SW., Washington, DC
20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
SYSTEM MANAGER AND ADDRESS:
NOTIFICATION AND PROCEDURE:
Records of correspondence regarding
a requester’s request or appeal are stored
manually in file folders and
electronically, in a database. Records
within the scope of a requester’s request
may be stored on audiotapes and/or
videotapes, on computer disks, and
electronically, in databases.
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Subject of FOIA request or Privacy
Act record;
3. Date of FOIA or Privacy Act
request; and
4. Signature.
RETRIEVABILITY:
CATEGORIES OF RECORDS IN THE SYSTEM:
SAFEGUARDS:
Copies of written or electronic
requests from individuals or
organizations made under the
provisions of the FOIA or PA, NTSB
Paper records are maintained in
lockable file cabinets or shelving and
computerized records are maintained in
secure, password protected computer
Jkt 229001
The NTSB retains the records in this
system until disposition or destruction
is authorized by title 44 of the United
States Code or the National Archives
and Records Administration’s General
Records Schedule 14. The NTSB also
disposes of records within this system
in accordance with General Records
Schedule 14.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
None.
The NTSB retrieves records in this
system by unique assigned number for
each request, by the requester’s name, or
by the investigation number, where the
requester seeks information from a
particular accident investigation.
18:42 Oct 10, 2012
RETENTION AND DISPOSAL:
Freedom of Information Act Officer,
National Transportation Safety Board,
Attention: FOIA and Privacy Act
Requester Service Center, CIO–40, 490
L’Enfant Plaza SW., Washington, DC
20594.
Persons who submit requests for
NTSB records under the Freedom of
Information Act (FOIA) or the Privacy
Act (PA), and administrative appeals
based on responses to those requests.
VerDate Mar<15>2010
system. Access to and use of these
records is limited to those persons
whose official duties require such
access that is restricted through
electronic keycards to enter the facility
where records are located. Access to and
use of these records is limited to those
persons whose official duties require
such access, and the Facility Security
Access Control System (NTSB—24) logs
the date and time that each electronic
keycard was used to enter the location.
This system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
STORAGE:
NTSB—8
tkelley on DSK3SPTVN1PROD with NOTICES2
response letters, copies of requested
records, and records concerning an
administrative appeal of the response,
where the requester has submitted such
an appeal.
62067
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Fmt 4701
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RECORD ACCESS PROCEDURE:
Same as ‘‘Notification Procedure.’’
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CONTESTING RECORD PROCEDURE:
Same as ‘‘Notification Procedure.’’
RECORD SOURCE CATEGORIES:
Individuals who submit requests and
administrative appeals pursuant to
FOIA and PA, agency records obtained
in the process of responding to such
requests and appeals and NTSB
personnel who handle such requests
and appeals. These requests are
accepted by fax, public web, postal
mail, and email.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
SYSTEM NAME:
Employee Records of Disciplinary
Action, Adverse Action, and Grievance
and Appeal Files.
SYSTEM LOCATION:
National Transportation Safety Board,
Human Resources Division, 490
L’Enfant Plaza SW., Washington, DC
20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Current and former National
Transportation Safety Board Federal
employees against whom such action
has been proposed or taken in
accordance with 5 CFR parts 315
(subparts H and I), 432, 752, or 754.
CATEGORIES OF RECORDS IN THE SYSTEM:
Current and former National
Transportation Safety Board Federal
employees against whom such action
has been proposed or taken in
accordance with 5 CFR parts 315
(subparts H and I), 432, 752, or 754, or
who have filed grievances pursuant to 5
CFR part 771.
CATEGORIES OF RECORDS IN THE SYSTEM:
tkelley on DSK3SPTVN1PROD with NOTICES2
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 1302, 3301, 3321, 4303, 4308,
5115, 5338, 7151, 7301, 7504, 7514,
7543, 7701, and 8347; 5 CFR part 771.
PURPOSE(S):
NTSB–10
This system contains records and
documents concerning: (1) the
processing of disciplinary and adverse
actions, performance-based reduction in
grade and removal actions, and
grievances and appeals of such actions;
(2) the termination of employees serving
initial appointment probation and
return to their former grade of
employees serving supervisory or
managerial probation; and (3) grievances
raised by agency employees, except EEO
complaints and grievances filed under
negotiated grievance procedures in
accordance with 5 U.S.C. 7121. The
records include, as appropriate: Copies
of the notice of proposed action;
materials upon which the NTSB relied
to support the reasons in the notice;
replies by the employee; statements of
VerDate Mar<15>2010
witnesses and affidavits; hearing
notices; reports of investigations; agency
decisions; and records of resolutions or
settlement agreements, which may
include reports of interviews and
hearing examiners; findings and
recommendations, copies of original
decisions, related correspondence and
exhibits, and records concerning
reconsideration requests.
18:42 Oct 10, 2012
Jkt 229001
The NTSB maintains this system of
records regarding the proposal,
processing, and documentation of
disciplinary and adverse employment
actions in order to comply with 5 CFR
parts 315 (subparts H and I), 432, 752,
or 754; in addition, the NTSB maintains
grievance information in accordance
with 5 CFR part 771.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine uses:
1. Disclosure to labor organization
officials to provide information defined
under 5 U.S.C. chapter 71, when the
information is relevant and necessary to
their duties of exclusive representation
concerning personnel policies,
practices, and matters affecting working
conditions;
2. Disclosure to other Federal or
foreign agencies that need the
information for an audit or investigation
of a civil, criminal, or regulatory
violation or potential violation;
3. Disclosure to any source from
which the NTSB requests additional
information for processing any of the
covered actions or in regard to an appeal
or administrative review procedure, to
the extent necessary to identify the
individual, inform the source of the
purpose(s) of the request, and identify
the type of information requested;
4. Disclosure to a Federal agency, in
response to its request, in connection
with hiring or retaining an employee,
issuing a security clearance, conducting
a security or suitability investigation of
an individual, or classifying jobs, to the
extent that the information is relevant
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and necessary to the requesting agency’s
decisions on the matter;
5. Disclosure to another Federal
agency, to a court, or to a party in
litigation before a court or in an
administrative proceeding being
conducted by a Federal agency, when
the Government is a party to the judicial
or administrative proceeding;
6. Disclosure to other agencies or
contractors for other agencies, when
disclosure is necessary to locate
individuals for personnel research or
survey response and in producing
summary descriptive statistics and
analytical studies in support of the
function for which the other
organization seeks to collect the record,
or for related workforce studies; the
NTSB notes that, while published
statistics and studies do not contain
individual identifiers, in some instances
the selection of elements of data
included in the study may be structured
in such a way as to make the data
individually identifiable by inference;
7. Disclosure to a party engaged in
litigation of information that is relevant
to subject matter concerning a pending
judicial or administrative proceeding,
when such disclosure is subject to
discovery or order from a court with
competent jurisdiction;
8. Disclosure to the Merit System
Protection Board in connection with
appeals, special studies of the civil
service and other merit systems, review
of agency rules and regulations,
investigations of alleged or possible
prohibited personnel practices, and
such other functions, as promulgated in
5 U.S.C. 1205 and 1206, and as specified
in 5 U.S.C. 7503(c) and 5 U.S.C. 7513(e),
or as may be authorized by any other
applicable statute.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains these records on
paper in file folders within a lectriever
in a locked file room.
RETRIEVABILITY:
The NTSB retrieves records by name.
SAFEGUARDS:
The NTSB maintains paper records
within this system in a locked file room
that is restricted through electronic
keycards to enter the room where
records are located. Access to and use
of these records is limited to those
persons whose official duties require
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such access, and the Facility Security
Access Control System (NTSB–24) logs
the date and time that each electronic
keycard was used to enter the location.
This system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB destroys these records five
years after the closing of the case.
SYSTEM LOCATION:
RETRIEVABILITY:
National Transportation Safety Board,
Office of Administration, 490 L’Enfant
Plaza SW., Washington, DC 20594.
The NTSB retrieves these records by
searching either by the employee’s name
or by the individual parking permit
number.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
NTSB employees who apply for
parking permits at the NTSB
headquarters facility.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains parking
applications, which include but are not
limited to, the applicant’s name,
address, telephone number, division,
grade level, vehicle, carpool, handicap
information, and justifications for the
priority of parking permits. The NTSB
collects parking applications from each
applicant on a regular annual basis.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
SYSTEM MANAGER AND ADDRESS:
Chief, Human Resources Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594.
40 U.S.C. 121(c); 41 CFR 102–74.305;
Executive Order No. 12,191, 45 FR 7,997
(Feb. 1, 1980).
PURPOSE(S):
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ‘‘Notification Procedure.’’
CONTESTING RECORD PROCEDURE:
Same as ‘‘Notification Procedure.’’
RECORD SOURCE CATEGORIES:
tkelley on DSK3SPTVN1PROD with NOTICES2
The NTSB obtains the records in this
system from: NTSB employees and
supervisors, NTSB Office of
Administration; representatives of
NTSB employees.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB–11
The NTSB maintains this system of
records in order to provide parking for
qualified NTSB employees located at
the NTSB headquarters facility in
Washington, DC.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine uses:
1. Disclosure to labor organization
officials to provide information defined
under 5 U.S.C. chapter 71, when the
information is relevant and necessary to
their duties of exclusive representation
concerning personnel policies,
practices, and matters affecting work
conditions;
2. Disclosure to other Federal or
foreign agencies that need the
information for an audit or investigation
of a civil, criminal, or regulatory
violation or potential violation.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
SYSTEM NAME:
The NTSB maintains these records on
paper in file folders.
Parking Permit Records.
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Fmt 4701
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SAFEGUARDS:
The NTSB maintains paper records
within this system in lockable file
cabinets that are restricted through
electronic keycards to enter the facility
where records are located. Access to and
use of these records is limited to those
persons whose official duties require
such access, and the Facility Security
Access Control System (NTSB–24) logs
the date and time that each electronic
keycard was used to enter the location.
This system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
RETENTION AND DISPOSAL:
As stated above, the NTSB collects
parking applications on a regular annual
basis. The NTSB retains applications for
a period of 3 years, after which the
NTSB destroys the applications,
pursuant to General Records Schedule
9.
SYSTEM MANAGER AND ADDRESS:
Chief, Administrative Operations,
Safety and Security Division, National
Transportation Safety Board, 490
L’Enfant Plaza SW., Washington, DC
20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
RECORD ACCESS PROCEDURE:
Same as ‘‘Notification Procedure.’’
CONTESTING RECORD PROCEDURE:
Same as ‘‘Notification Procedure.’’
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RECORD SOURCE CATEGORIES:
NTSB employees and supervisors,
NTSB Administrative Operations, Safety
and Security Division.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB–12
SYSTEM NAME:
Employee Travel Card Records.
SYSTEM LOCATION:
National Transportation Safety Board,
Office of Chief Financial Officer, 490
L’Enfant Plaza SW., Washington, DC
20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Current and former NTSB employees.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains credit card
applications, a list of terms and
conditions for use of credit cards, credit
card training documentation, monthly
reports regarding accounts, credit data,
and related documentation, all of which
may include an individual’s name,
Social Security number, and personal
contact information.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 5701; 31 U.S.C. 716, 1104,
3511–3512, 3701, 3711, 3717–3718,
3726; 41 CFR parts 301–304; Exec.
Order No. 9,397, 8 FR 16,095 (Nov. 30,
1943); Consolidated Appropriations Act
of 2005, Public Law 108–447, § 639, 118
Stat. 2809 (2004).
PURPOSE(S):
The NTSB collects information for
this system in order to facilitate the
process of obtaining travel cards for
NTSB employees. Such travel cards are
necessary for the provision of funds for
employees’ official travel.
tkelley on DSK3SPTVN1PROD with NOTICES2
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine uses:
1. Disclosure to the General Services
Administration and the Office of
Management and Budget for periodic
reporting required by statute, regulation,
and/or Executive Order;
2. Disclosure to the bank that issued
the credit card, for necessary recordkeeping purposes;
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18:42 Oct 10, 2012
Jkt 229001
3. Disclosure to the National Business
Center of the Department of Interior, for
facilitating collection of travel card
delinquencies by employee salary offset;
and
4. Disclosure to a consumer reporting
agency, for the purpose of obtaining the
credit reports necessary to provide the
credit cards, and not for the purposes
listed at 5 U.S.C. 552(b)(12) (referring to
Debt Collection Act).
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None, except as described at 5 U.S.C.
552a(b)(12).
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ‘‘Notification Procedure.’’
The NTSB maintains the information
in this system in file folders in an
electronic database.
CONTESTING RECORD PROCEDURE:
RETRIEVABILITY:
RECORD SOURCE CATEGORIES:
Records in this system are indexed by
name.
The NTSB obtains information in this
system from NTSB employees, the bank
issuing the credit card, the consumer
reporting agency, and outside vendors
who have provided travel services or
accommodations to an NTSB employee
for the employee’s official travel.
SAFEGUARDS:
Computerized records are maintained
in a secure, password protected
computer system. Access to and use of
these records is limited to those persons
whose official duties require such
access, and the Facility Security Access
Control System (NTSB–24) logs the date
and time that each electronic keycard
was used to enter the location. This
system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB retains electronic records
in this system until the NTSB no longer
needs the records because the employee
separates from Federal service and no
pending claims on the employee’s credit
card exists, or until the retention period
for the records has expired, pursuant to
General Records Schedule 9.
SYSTEM MANAGER AND ADDRESS:
Chief, Accounting Division, Office of
Chief Financial Officer, National
Transportation Safety Board, 490
L’Enfant Plaza SW., Washington, DC
20594.
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Frm 00012
Fmt 4701
Sfmt 4703
Same as ‘‘Notification Procedure.’’
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB–13
SYSTEM NAME:
Airman or Mariner Certificate
Enforcement Actions.
SYSTEM LOCATION:
Primary system: Office of
Administrative Law Judges, NTSB, 490
L’Enfant Plaza SW., Washington, DC
20594. Upon assignment of a case to an
NTSB Administrative Law Judge (ALJ)
located in Texas, the case file is
maintained at 624 Six Flags Drive, Suite
150, Arlington, Texas 76011; upon
assignment of a case to an NTSB ALJ in
Colorado, the case file is maintained at
4760 Oakland Street, Suite 500, Denver,
Colorado 80239. When a party appeals
the decision of the NTSB ALJ, the Office
of Administrative Law Judges transfers
the case’s docket file to the NTSB Office
of General Counsel, 490 L’Enfant Plaza
SW., Washington, DC 20594, until the
Safety Board has served a final ruling on
the appeal, at which time the Office of
General Counsel transfers the docket file
back to the Office of Administrative Law
Judges.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals who hold airman
certificates who have been subject to
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Federal Aviation Administration (FAA)
enforcement actions, or to whom the
FAA has denied certification; and
mariners who hold maritime licenses,
certificates, documents, or registers who
have been subject to U.S. Coast Guard
enforcement actions or certificate
denials.
CATEGORIES OF RECORDS IN THE SYSTEM:
The system includes, but is not
limited to, the petition or appeal filed
by an airman, pleadings from both
parties in the case; motions and
responses filed by the parties; relevant
documents related to these actions (i.e.,
Orders of Revocation, Orders of
Suspension, Orders of Assessment,
Denials of applications for issuance of
airman certificates); hearing notices,
transcripts of hearings, exhibits
introduced during hearings; and
Administrative Law Judges’ decisions.
For cases that a party appeals to the full
five-member Board, records will include
the following additional categories:
Notice of Appeal for review of the
Judge’s decision, and briefs in support
of that appeal; the Board’s Opinion and
Order resulting from the review; and
other correspondence that is initiated by
the Board, or parties pertaining to the
case. Where a case arises out of a U.S.
Coast Guard action, records will
include: hearing notices, pleadings from
both parties in the case; motions and
responses filed by the parties; in
addition, if a hearing occurred, records
will include the transcript of testimony
and exhibits from the hearing; the
decision of the Administrative Law
Judge, the U.S. Coast Guard order; the
Notice of Appeal of the Commandant’s
decision; parties’ appeal briefs; and the
Commandant’s decision on appeal.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 216B, 239–a–b; 49 U.S.C.
1133, 44106, 44703, 44709, 44710, and
46301.
PURPOSE(S):
tkelley on DSK3SPTVN1PROD with NOTICES2
The NTSB maintains this system in
order to fulfill Congress’s statutory
directive of deciding airman and
mariner appeals, in accordance with 49
U.S.C. 1133; the NTSB manages the case
load and tracks all documents related to
cases in this system of records.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
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18:42 Oct 10, 2012
Jkt 229001
compatible with the purpose for which
the record was collected under the
following routine uses:
1. Disclosure in response to discovery
ordered by a court, in accordance with
49 U.S.C. 1153; and
2. Publicly available records within
the system, which the Privacy Act does
not preclude from disclosure (e.g., final
decisions issued by ALJs and the
Board), are available on the NTSB Web
site, https://www.ntsb.gov.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records are primarily maintained on
paper in docket folders. In addition, the
Office of Administrative Law Judges
maintains certain information and
documents regarding each case in a
searchable electronic database.
RETRIEVABILITY:
The electronic database is indexed by
names of the certificate holder who is
the subject of the action and by docket
numbers, which are assigned when
individual cases are received and
docketed. Paper docket files are indexed
by the airman’s or mariner’s surname.
62071
disposition of the case. After the oneyear period has expired, the NTSB
sends files to the Federal Records
Center, National Archives and Records
Administration, which destroys the files
after 15 years in cases for which a
hearing occurred, or after 6 years in
cases in which no hearing occurred.
SYSTEM MANAGER AND ADDRESS:
Manager, ALJ Operations, National
Transportation Safety Board,
Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Certificate Number; and
3. Signature.
RECORD ACCESS PROCEDURE:
Same as ‘‘Notification Procedure.’’
CONTESTING RECORD PROCEDURE:
Same as ‘‘Notification Procedure.’’
SAFEGUARDS:
RECORD SOURCE CATEGORIES:
The NTSB maintains paper records
within this system in locked file
cabinets that are restricted through
electronic keycards to enter the facility
where records are located.
Computerized records are maintained in
secure, password protected computer
system. Access to and use of these
records is limited to those persons
whose official duties require such
access, and the Facility Security Access
Control System (NTSB–24) logs the date
and time that each electronic keycard
was used to enter the location. This
system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
The NTSB primarily obtains
information in the records from the
individual to whom a record pertains,
authorized representatives for these
individuals, from information supplied
by the certificate holder, and attorneys
and other representatives from the FAA
and the U.S. Coast Guard.
RETENTION AND DISPOSAL:
This system contains the individual’s
name, address, telephone number, email
address, and a description of the
The NTSB maintains paper docket
files for one year following the
PO 00000
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Fmt 4701
Sfmt 4703
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB–14
SYSTEM NAME:
Information Request Database
SYSTEM LOCATION:
National Transportation Safety Board,
Office of Chief Information Officer,
Records Management Division, 490
L’Enfant Plaza SW., Washington, DC
20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals seeking publicly available
information from the NTSB.
CATEGORIES OF RECORDS IN THE SYSTEM:
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requested records. The list may also
include the requester’s title, occupation,
and institutional affiliation.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 552(a)(2); 49 U.S.C. 1131(e).
The NTSB maintains this system in
order to provide individuals and
organizations, at their request, with
publicly available information that the
NTSB produces.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
The NTSB may disclose information
from this system of records in
accordance with subsection (b) of the
Privacy Act, and as described in
Appendix A, below.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records are maintained on paper and
electronically in databases.
RETRIEVABILITY:
The NTSB retrieves records in this
system by individual name, company
name, accident date, accident location,
accident investigation number and
mailing list title.
SAFEGUARDS:
tkelley on DSK3SPTVN1PROD with NOTICES2
The NTSB retains these records until
the request has been fulfilled and the
individual requests removal from the
system.
SYSTEM MANAGER AND ADDRESS:
PURPOSE(S):
The NTSB maintains paper records
within this system in lockable file
cabinets that are restricted through
electronic keycards to enter the facility
where records are located.
Computerized records are maintained in
secure, password protected computer
system. Access to and use of these
records is limited to those persons
whose official duties require such
access, and the Facility Security Access
Control System (NTSB–24) logs the date
and time that each electronic keycard
was used to enter the location. This
system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
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RETENTION AND DISPOSAL:
19:47 Oct 10, 2012
Jkt 229001
number(s); and a history of the
individual’s previous employment
positions and titles, including date
ranges, contact information of the
previous employer, and the individual’s
managerial status in such positions.
Records Management Officer,
National Transportation Safety Board,
Office of the Chief Information Officer,
Records Management Division, 490
L’Enfant Plaza SW., Washington, DC
20594.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
NOTIFICATION AND PROCEDURE:
PURPOSE(S):
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Date of correspondence; and
3. Signature.
The NTSB uses the data in this system
to control access to various NTSB
applications that require a listing of
employees by office and position. The
NTSB also generates a listing of
employees’ names and offices for an
internal office telephone directory from
this list.
RECORD ACCESS PROCEDURE:
Same as ‘‘Notification Procedure.’’
CONTESTING RECORD PROCEDURE:
Same as ‘‘Notification Procedure.’’
RECORD SOURCE CATEGORIES:
Individuals who provide their name
and mailing address directly to the
NTSB.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine use:
D Disclosure to other Federal agencies
that need the information for an audit or
investigation.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
SYSTEM NAME:
NTSB Staff Database.
STORAGE:
SYSTEM LOCATION:
National Transportation Safety Board,
Office of Chief Information Officer, 490
L’Enfant Plaza SW., Washington, DC
20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
All individuals who have a domain
account on the agency’s network. These
individuals include: Former and current
NTSB employees, consultants,
contractors, interns, and employees
from other Federal agencies who are
temporarily assigned to work at the
NTSB.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records within this system include
the individual’s name; photograph;
personal or agency-issued cell phone
Frm 00014
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
None.
NTSB–15
PO 00000
Federal Information Security
Management Act, enacted as Title III of
E-Government Act of 2002, Public Law
107–347, 116 Stat. 2899 (codified at 44
U.S.C. 3541 et seq.)
Fmt 4701
Sfmt 4703
The NTSB stores all records in this
system electronically in a database.
RETRIEVABILITY:
Records are indexed by name and
office identifier, and can be retrieved
using the web-based graphical user
interface.
SAFEGUARDS:
The NTSB maintains these
computerized records in a secure,
password protected computer system.
Access to and use of these records is
limited to those persons whose official
duties require such access, and the
username, date and time of any
additions or edits is logged. The Facility
Security Access Control System (NTSB–
24) logs the date and time that each
electronic keycard was used to enter the
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location. This system conforms to all
applicable Federal laws and regulations,
as well as NTSB policies and standards,
as they relate to information security
and data privacy. In this regard, the
following laws and regulations may
apply: the Privacy Act of 1974; the
Federal Information Security
Management Act of 2002; the Computer
Fraud and Abuse Act of 1986; the
Health Insurance Portability and
Accountability Act of 1996; the EGovernment Act of 2002; and
corresponding regulations
implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB maintains this data for the
duration of the use of the applications
for which the data supports. The NTSB
marks inactive or former employees as
such, but maintains the data for
historical relevance and auditing
purposes.
SYSTEM MANAGER AND ADDRESS:
Chief, Systems Support Division,
Office of the Chief Information Officer,
490 L’Enfant Plaza SW., Washington,
DC 20594.
NTSB–16
RETRIEVABILITY:
SYSTEM NAME:
Correspondence, Notations, and
Safety Recommendations.
SYSTEM LOCATION:
National Transportation Safety Board,
Office of the Managing Director, Safety
Recommendations and Quality
Assurance Division, Executive
Secretariat, 490 L’Enfant Plaza SW.,
Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Members of the public, other
government agencies, Members of
Congress, the White House, and
members of private industry seeking
information from or about the NTSB.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains the individual’s
name, address, and other contact
information, as well as a description of
the subject of the correspondence or
request, and a copy of the incoming
correspondence. The record may also
include the requester’s title, occupation,
and institutional affiliation.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 552(a)(2); 49 U.S.C. 1131(e).
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment or NTSB
service; and
5. Signature.
PURPOSE(S):
RECORD ACCESS PROCEDURE:
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
Same as ‘‘Notification Procedure.’’
CONTESTING RECORD PROCEDURE:
tkelley on DSK3SPTVN1PROD with NOTICES2
RECORD SOURCE CATEGORIES:
The NTSB obtains the information for
records within this system from the
individual, after the individual has
provided the information to the NTSB
Office of Administration, Human
Resources Division.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
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Jkt 229001
The NTSB maintains this system in
order to verify receipt, generate a
response, and establish a record of
correspondence addressed to the head
of the agency or that requires the
signature of the Chairman or an NTSB
office director.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
The NTSB may disclose information
in accordance with subsection (b) of the
Privacy Act, and as described in
Appendix A, below.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
STORAGE:
Same as ‘‘Notification Procedure.’’
The NTSB office that drafts the
response to the correspondence stores
an electronic copy in this system on a
secure, password-protected computer
network server; the NTSB Office of the
Managing Director stores some
categories of information electronically
in the system. The NTSB may transmit
some records to other offices within the
NTSB when a response to the
correspondence requires input from
another office.
PO 00000
Frm 00015
62073
Fmt 4701
Sfmt 4703
Records are indexed by individual’s
name, organization, date of
correspondence, date of response, and
subject matter.
SAFEGUARDS:
The NTSB maintains paper records
within this system in a secure, password
protected computer network server.
Access to and use of these records is
limited to authorized users of the
system whose official duties require
such access. This system conforms to all
applicable Federal laws and regulations,
as well as NTSB policies and standards,
as they relate to information security
and data privacy. In this regard, the
following laws and regulations may
apply: the Privacy Act of 1974; the
Federal Information Security
Management Act of 2002; the Computer
Fraud and Abuse Act of 1986; the
Health Insurance Portability and
Accountability Act of 1996; the EGovernment Act of 2002; and
corresponding regulations
implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB permanently maintains
records in the electronic system. The
NTSB maintains corresponding paper
records within this system until the
expiration of 3 years following the final
response to the correspondence, after
which the NTSB destroys the records by
shredding them.
SYSTEM MANAGER AND ADDRESS:
Executive Secretariat, Office of the
Managing Director, Safety
Recommendations and Quality
Assurance Division, National
Transportation Safety Board, 490
L’Enfant Plaza SW., Washington, DC
20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Date and subject of correspondence;
and
3. Signature.
RECORD ACCESS PROCEDURE:
Same as ‘‘Notification Procedure.’’
CONTESTING RECORD PROCEDURE:
Same as ‘‘Notification Procedure.’’
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RECORD SOURCE CATEGORIES:
Victims’ Right and Restitution Act (42
U.S.C. 10607) and the Crime Victims’
Rights Act (18 U.S.C. 3771).
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
EXEMPTIONS CLAIMED FOR THE SYSTEM:
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Date, location, or NTSB
investigation identifier pertaining to the
accident investigation from which the
NTSB created the record; and
3. Signature.
STORAGE:
Individuals who provide their name
and mailing address directly to the
NTSB in their correspondence.
RECORD ACCESS PROCEDURE:
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
None.
NTSB–17
SYSTEM NAME:
Office of Transportation Disaster
Assistance Family Member Database.
The NTSB stores information
electronically in a database.
SYSTEM LOCATION:
National Transportation Safety Board,
Office of Transportation Disaster
Assistance, 490 L’Enfant Plaza SW.,
Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Family members of those fatally
injured and survivors of transportation
accidents that are or have been the
subject of an NTSB investigation
CATEGORIES OF RECORDS IN THE SYSTEM:
Name and contact information of
victims of transportation accidents, as
well as the names and contact
information for victims’ family members
and legal next-of-kin.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
49 U.S.C. 1136 and 49 U.S.C. 1139.
PURPOSE(S):
The NTSB uses this system to
maintain mailing and telephone contact
information in order to provide services
and information to survivors of
transportation accidents, and/or fatally
injured family members and next-of-kin.
tkelley on DSK3SPTVN1PROD with NOTICES2
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine use:
1. Disclosure to other government
agencies, when necessary to determine
whether the victim and/or family
member has received information or
services in accordance with 49 U.S.C.
1136(c) and 49 U.S.C. 1139(c); and
2. Disclosure to state police or other
agencies, when necessary for safety of
Federal employees;
3. Disclosure to the FBI Office for
Victim Assistance if the investigation
becomes criminal in order to provide
federal crime victim service under
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The database containing information
in this system is searchable by NTSB
investigation number and date and
location of transportation accident.
SAFEGUARDS:
The computerized records that
compose this system of records are
maintained in secure, password
protected computer system. Access to
and use of these records is limited to
those persons whose official duties
require such access, and the Facility
Security Access Control System (NTSB–
24) logs the date and time that each
electronic keycard was used to enter the
location. This system conforms to all
applicable Federal laws and regulations,
as well as NTSB policies and standards,
as they relate to information security
and data privacy. In this regard, the
following laws and regulations may
apply: The Privacy Act of 1974; the
Federal Information Security
Management Act of 2002; the Computer
Fraud and Abuse Act of 1986; the
Health Insurance Portability and
Accountability Act of 1996; the EGovernment Act of 2002; and
corresponding regulations
implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB maintains the records in
this system indefinitely, unless an
individual requests removal from the
system.
SYSTEM MANAGER AND ADDRESS:
Director, Office of Transportation
Disaster Assistance, National
Transportation Safety Board, 490
L’Enfant Plaza SW., Washington, DC
20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Frm 00016
Fmt 4701
CONTESTING RECORD PROCEDURE:
Same as ‘‘Notification Procedure.’’
RETRIEVABILITY:
PO 00000
Same as ‘‘Notification Procedure.’’
Sfmt 4703
RECORD SOURCE CATEGORIES:
Individuals directly submit their own
contact information for inclusion in the
database; the NTSB may also obtain
information from other Federal agencies
who provide assistance to victims and
victims’ family members, or from
transportation operators who may have
passenger lists.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB–18
SYSTEM NAME:
Correspondence from Members of
Congress.
SYSTEM LOCATION:
National Transportation Safety Board,
Office of Communications, Government
Affairs Division, 490 L’Enfant Plaza
SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Senators, Members of Congress, and
congressional staff.
CATEGORIES OF RECORDS IN THE SYSTEM:
Requests and written correspondence
from Senators, Members of Congress,
and congressional staff, Safety Board
responses to congressional
correspondence, and records regarding
the Safety Board’s preparation of
responses to congressional inquiries and
correspondence.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 552(a)(2); 49 U.S.C. 1101–
1155.
PURPOSE(S):
The NTSB utilizes this system to track
and provide timely responses to
inquiries and correspondence from
Senators, Members of Congress, and
congressional staff.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
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Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine use:
D Disclosure to other government
agencies, when necessary, to respond to
congressional inquiries or
correspondence from Members of
Congress.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains these records in
paper folders within file cabinets and in
an electronic database.
SYSTEM MANAGER AND ADDRESS:
PURPOSE(S):
Director, Office of Communications,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594.
The NTSB uses this system to register
students, issue student transcripts and
certificates of completion of training
programs, and record associated tuition
payment for training courses at the
NTSB Training Center.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Subject of original correspondence;
and
3. Signature.
SYSTEM NAME:
Training Center Student Registration
Database
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
RECORD ACCESS PROCEDURES:
Same as ‘‘Notification Procedure.’’
Records are indexed by the surname
of the Senator or Member of Congress.
CONTESTING RECORD PROCEDURES:
SAFEGUARDS:
RECORD SOURCE CATEGORIES:
The NTSB maintains paper records
within this system in file cabinets that
are restricted through electronic
keycards to enter the facility where
records are located. Computerized
records are maintained in a secure,
password-protected computer system.
Access to and use of these records is
limited to those persons whose official
duties require such access, and the
Facility Security Access Control System
(NTSB–24) logs the date and time that
each electronic keycard was used to
enter the location. This system conforms
to all applicable Federal laws and
regulations, as well as NTSB policies
and standards, as they relate to
information security and data privacy.
In this regard, the following laws and
regulations may apply: The Privacy Act
of 1974; the Federal Information
Security Management Act of 2002; the
Computer Fraud and Abuse Act of 1986;
the Health Insurance Portability and
Accountability Act of 1996; the EGovernment Act of 2002; and
corresponding regulations
implementing these statutes.
Senators, Members of Congress,
congressional staff, and employees of
other Federal agencies.
tkelley on DSK3SPTVN1PROD with NOTICES2
The NTSB maintains these documents
until the Senator or Member of Congress
is no longer serving in Congress, or until
the NTSB determines that it no longer
needs the record after the NTSB has
responded to the request or inquiry. The
NTSB destroys records by shredding
them.
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ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine uses:
1. Disclosure to the Department of
Interior, National Business Center, for
processing credit card or check
payments for tuition, tuition refunds, or
for collection of delinquencies;
2. Disclosure to the Department of
State or an embassy for passports or
visas, or for responding to request for
disclosing international students and
associated countries, and tuition
collected;
3. Disclosure of limited information to
an employer for verification of training
completed;
4. Disclosure of limited information to
a college or university as students
requesting student transcripts; and
5. Disclosure to Congress for annual
reporting requirements.
RETRIEVABILITY:
RETENTION AND DISPOSAL:
62075
Same as ‘‘Notification Procedure.’’
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB–19
None.
SYSTEM LOCATION:
NTSB Training Center, 45065
Riverside Parkway, Ashburn, Virginia
20147.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Students, members of the public,
NTSB employees, and employees of
state and Federal agencies who have
registered to attend training course(s) at
the NTSB Training Center.
CATEGORIES OF RECORDS IN THE SYSTEM:
These records consist of course
applications and the revenue collected
for all training courses that are offered
to the public and to NTSB employees.
The applications include, but are not
limited to, the registrant’s name,
address, telephone and fax number,
email address, country, and payment
information.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
PO 00000
49 U.S.C. 1115 and 1118(c).
Frm 00017
Fmt 4701
Sfmt 4703
The NTSB stores the electronic
database in a system on a SQL server.
The NTSB maintains some paper
folders, which the NTSB keeps in a
locked cabinet at the NTSB Training
Center.
RETRIEVABILITY:
Records are indexed by registrant’s
name or by student identification code
assigned by the Office of the Assistant
to the Associate Managing Director for
the NTSB Training Center.
SAFEGUARDS:
The NTSB maintains paper records
within this system in locked file
cabinets that are restricted through
electronic keycards to enter the facility
where records are located.
Computerized records are maintained in
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secure, password protected computer
system. Access to and use of these
records is limited to those persons
whose official duties require such
access, and the Facility Security Access
Control System (NTSB–24) logs the date
and time that each electronic keycard
was used to enter the location. This
system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
RETENTION AND DISPOSAL:
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
The Training Center maintains
student records in the electronic system
for 10 years and paper files for 7 years,
in accordance with the budgeting and
financial management policy.
49 U.S.C. 1101–1155; 49 CFR 800.2(b)
and 831.13(a).
SYSTEM MANAGER AND ADDRESS:
Assistant to Associate Managing
Director for NTSB Training Center,
45065 Riverside Parkway, Ashburn,
Virginia 20147.
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Employer;
3. Description of course that the
individual attended or applied to
attend;
4. Student identification number; and
5. Signature.
Same as ‘‘Notification Procedure.’’
CONTESTING RECORD PROCEDURE:
tkelley on DSK3SPTVN1PROD with NOTICES2
SYSTEM NAME:
Public Affairs Phone Log
SYSTEM LOCATION:
Office of Public Affairs, National
Transportation Safety Board, 490
L’Enfant Plaza SW., Washington, DC
20594.
Same as ‘‘Notification Procedure.’’
RECORD SOURCE CATEGORIES:
The NTSB obtains information for this
system from course applications that
persons seeking to register for a training
course submit to the NTSB Training
Center.
Jkt 229001
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
RETENTION AND DISPOSAL:
Journalists who contact the NTSB
Public Affairs Office.
The NTSB maintains the records in
this system indefinitely.
CATEGORIES OF RECORDS IN THE SYSTEM:
SYSTEM MANAGER AND ADDRESS:
Name of caller, affiliation, phone
number, email address, subject of the
call, and additional relevant comments.
Director, Office of Public Affairs,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594.
PURPOSE(S):
The NTSB maintains this system to
keep a log of telephone activity for the
Office of Public Affairs as it pertains to
news media representatives.
The NTSB may disclose information
in accordance with subsection (b) of the
Privacy Act, and as described in
Appendix A, below.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Subject of original correspondence;
and
3. Signature.
RECORD ACCESS PROCEDURE:
Same as ‘‘Notification Procedure.’’
None.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
CONTESTING RECORD PROCEDURE:
Same as ‘‘Notification Procedure.’’
RECORD SOURCE CATEGORIES:
STORAGE:
The NTSB maintains records within
this system in an electronic database.
Journalists who contact the NTSB
Office of Public Affairs via telephone.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
RETRIEVABILITY:
The database containing these records
is searchable by name, affiliation,
subject matter, or NTSB public affairs
officer who handled the telephone call.
SAFEGUARDS:
RECORD ACCESS PROCEDURE:
18:42 Oct 10, 2012
NTSB–20
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
NOTIFICATION AND PROCEDURE:
VerDate Mar<15>2010
None.
The NTSB maintains the
computerized records in this system of
records in secure, password protected
computer system. Access to and use of
these records is limited to those persons
whose official duties require such
access, and the Facility Security Access
Control System (NTSB–24) logs the date
and time that each electronic keycard
was used to enter the location. This
system conforms to all applicable
PO 00000
Frm 00018
Fmt 4701
Sfmt 4703
None.
NTSB–21
SYSTEM NAME:
Respiratory Protection Program
Records.
SYSTEM LOCATION:
National Transportation Safety Board,
Office of Administration,
Administrative Operations, Safety and
Security Division, 490 L’Enfant Plaza
SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Current employees who have received
medical clearance and have been
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trained to don a half-face negative
pressure respirator.
CATEGORIES OF RECORDS IN THE SYSTEM:
Employee name, date of birth, office
location, job title, date of last medical
clearance, date of last physical exam,
medical clearance expiration date,
suggested activity level while donning a
respirator, date of training, date of fit
test and type of respirator issued.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
29 U.S.C. 653, 655, and 657; 29 CFR
1910.134(m).
PURPOSE(S):
The NTSB uses this system to
document employee medical
qualifications and training for respirator
usage pursuant to OSHA regulations, 29
CFR 1910.134(m).
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine uses:
1. Disclosure to other Federal
agencies, such as the Department of
Labor or the Office of Personnel
Management, that need the information
for an audit; and
2. Disclosure to other Federal agencies
when necessary for the investigation of
a potential civil, criminal, or regulatory
violation.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains these records in
an electronic database and in paper file
folders within a lockable file cabinet.
tkelley on DSK3SPTVN1PROD with NOTICES2
All records in this system are indexed
by name.
SAFEGUARDS:
The NTSB maintains paper records
within this system in a lockable file
cabinet that is restricted through
electronic keycards to enter the facility
where records are located.
Computerized records are maintained in
secure, password protected computer
18:42 Oct 10, 2012
RETENTION AND DISPOSAL:
The NTSB retains records within this
system indefinitely, but will destroy the
records when the NTSB determines it
no longer needs the records.
SYSTEM MANAGER AND ADDRESS:
Occupational Safety and Health
Specialist, National Transportation
Safety Board, 490 L’Enfant Plaza SW.,
Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza, SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment or NTSB
service; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ‘‘Notification Procedure.’’
CONTESTING RECORD PROCEDURE:
RETRIEVABILITY:
VerDate Mar<15>2010
system. Access to and use of these
records is limited to those persons
whose official duties require such
access, and the Facility Security Access
Control System (NTSB–24) logs the date
and time that each electronic keycard
was used to enter the location. This
system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
Jkt 229001
Same as ‘‘Notification Procedure.’’
62077
NTSB—22
SYSTEM NAME:
Occupational Safety and Health
Training Program.
SYSTEM LOCATION:
National Transportation Safety Board,
Office of Administration,
Administrative Operations, Safety and
Security Division, 490 L’Enfant Plaza
SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
All current NTSB employees, interns,
volunteers, contractors, and employees
from other Federal agencies who may be
on assignment at the NTSB. In addition,
this system may include records
concerning former NTSB employees,
depending upon when the employee
separated from the NTSB, as described
below.
CATEGORIES OF RECORDS IN THE SYSTEM:
Employee name, Social Security
number, office location, job title, and
indication of whether employee has
completed necessary training under the
NTSB Occupational Safety and Health
Program.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
29 U.S.C. 668 and 673; 29 CFR
1960.59.
PURPOSE(S):
The NTSB maintains this system in
order to document employee safety and
health training, as required by 29 CFR
1960.59.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
The NTSB may disclose information
from this system of records in
accordance with subsection (b) of the
Privacy Act, and described in Appendix
A, below.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
RECORD SOURCE CATEGORIES:
STORAGE:
Individuals to whom the records
apply, the individual’s supervisor (if the
individual was referred to the program
by his or her supervisor), and the
Occupational Safety and Health
Specialist.
The NTSB maintains these records in
an electronic database and in paper file
folders within a lockable file cabinet.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
PO 00000
None.
Frm 00019
Fmt 4701
Sfmt 4703
RETRIEVABILITY:
All records in this system are indexed
by name, training course(s) assigned,
and scores of quizzes administered
during the training.
E:\FR\FM\11OCN2.SGM
11OCN2
62078
Federal Register / Vol. 77, No. 197 / Thursday, October 11, 2012 / Notices
SAFEGUARDS:
The NTSB maintains paper records
within this system in a lockable file
cabinet that is restricted through
electronic keycards to enter the facility
where records are located.
Computerized records are maintained in
secure, password protected computer
system. Access to and use of these
records is limited to those persons
whose official duties require such
access, and the Facility Security Access
Control System (NTSB–24) logs the date
and time that each electronic keycard
was used to enter the location. This
system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB retains electronic and
paper records until the expiration of five
years after the employee leaves the
NTSB.
SYSTEM MANAGER AND ADDRESS:
Occupational Safety and Health
Specialist, National Transportation
Safety Board, 490 L’Enfant Plaza SW.,
Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza, SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security Number;
4. Dates of employment or NTSB
service; and
5. Signature.
tkelley on DSK3SPTVN1PROD with NOTICES2
RECORD ACCESS PROCEDURE:
Same as ‘‘Notification Procedure.’’
CONTESTING RECORD PROCEDURE:
Same as ‘‘Notification Procedure.’’
RECORD SOURCE CATEGORIES:
Individuals to whom the records
apply, the individual’s supervisor (if the
VerDate Mar<15>2010
18:42 Oct 10, 2012
Jkt 229001
individual was referred to the program
by his or her supervisor), and the
Manager of the Occupational Safety and
Health Program.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
NTSB–23
SYSTEM NAME:
Transit Subsidy Program Records.
SYSTEM LOCATION:
National Transportation Safety Board,
Office of Administration, 490 L’Enfant
Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
NTSB employees who apply for
transit subsidy benefits from the Federal
government.
CATEGORIES OF RECORDS IN THE SYSTEM:
These records consist of Transit
Subsidy applications which include, but
are not limited to, the applicant’s name,
address, telephone number, last four
digits of Social Security number, office
division, commuting costs, and
employee certification. The NTSB
collects these transit subsidy
applications on a regular annual basis.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 7905; 26 U.S.C. 132(f)(2); IRS
Revenue Procedure 2004–71, section
132(f)(2)(A).
PURPOSE(S):
The NTSB maintains this system of
records in order to provide transit
subsidy benefits to eligible NTSB
employees.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine uses:
1. Disclosure to the Department of
Transportation, for administration of the
transit subsidy program and distribution
of benefits to eligible recipients;
2. Disclosure to officials of labor
organizations under 5 U.S.C. chapter 71,
when relevant and necessary to the
organizations’ duties of exclusive
representation concerning personnel
policies, practices, and matters affecting
working conditions; and
3. Disclosure to the Internal Revenue
Service for taxable earnings and
Frm 00020
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
None.
PO 00000
withholding purposes, or for audit and
inspection and investigation purposes,
when necessary.
Fmt 4701
Sfmt 4703
STORAGE:
The NTSB maintains records within
this system in paper file folders within
a lockable file cabinet and in an
electronic database.
RETRIEVABILITY:
Records are indexed by employee’s
name or last four digits of employee’s
Social Security number.
SAFEGUARDS:
The NTSB maintains paper records
within this system in a lockable file
cabinet that is restricted through
electronic keycards to enter the facility
where records are located.
Computerized records are maintained in
secure, password protected computer
system. Access to and use of these
records is limited to those persons
whose official duties require such
access, and the Facility Security Access
Control System (NTSB–24) logs the date
and time that each electronic keycard
was used to enter the location. This
system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
RETENTION AND DISPOSAL:
As stated above, the NTSB collects
transit subsidy applications on a regular
annual basis. The NTSB retains
applications for a period of 3 years, after
which the NTSB destroys the
applications, pursuant to General
Records Schedule 9.
SYSTEM MANAGER AND ADDRESS:
Chief, Administrative Operations,
Safety and Security Division, National
Transportation Safety Board, 490
L’Enfant Plaza SW., Washington, DC
20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
E:\FR\FM\11OCN2.SGM
11OCN2
Federal Register / Vol. 77, No. 197 / Thursday, October 11, 2012 / Notices
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Last four digits of Social Security
Number;
3. Dates of employment or NTSB
service; and
4. Signature.
RECORD ACCESS PROCEDURE:
62079
PURPOSE(S):
RETENTION AND DISPOSAL:
The NTSB maintains this system to
provide individuals with an electronic
keycard to access secured office space
and areas within the NTSB headquarters
and regional office facilities.
The NTSB retains information in this
database for periods of up to six months.
The database runs on a regular schedule
with regard to deleting records within
the database after the passage of
approximately six months; deletion of
records older than six months occurs on
a rolling basis.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine uses:
1. Disclosure to property managers for
building maintenance and/or security
purposes; and
2. Disclosure to other Federal agencies
that need the information for an audit or
investigation.
SYSTEM MANAGER AND ADDRESS:
Chief, Administrative Operations,
Safety and Security Division, National
Transportation Safety Board, 490
L’Enfant Plaza SW., Washington, DC
20594.
NOTIFICATION AND PROCEDURE:
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Dates of employment or NTSB
service; and
3. Signature.
SYSTEM NAME:
STORAGE:
Facility Security Access Control
System.
RECORD ACCESS PROCEDURE:
The NTSB maintains this system in
specialized electronic database.
Same as ‘‘Notification Procedure.’’
CONTESTING RECORD PROCEDURE:
Same as ‘‘Notification Procedure.’’
RECORD SOURCE CATEGORIES:
Employees who apply for transit
subsidy benefits, applicants’
supervisors, the NTSB Office of
Administration, and the Department of
Transportation.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB–24
SYSTEM LOCATION:
National Transportation Safety Board,
Office of Administration, 490 L’Enfant
Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
All individuals and personnel that
require access to NTSB Headquarters
and regional office facilities. This
includes NTSB employees, contractors,
temporary employees, interns, property
managers, volunteer workers, and any
persons that the NTSB may permit to
access NTSB facilities.
tkelley on DSK3SPTVN1PROD with NOTICES2
CATEGORIES OF RECORDS IN THE SYSTEM:
These records consist of electronic
cardholder information, which includes,
but is not limited to, the individual’s
name, keycard number, personal
identification number, access level, and
cardholder history and transaction
reports.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Federal Information Security
Management Act, enacted as Title III of
E-Government Act of 2002, Public Law
107–347, 116 Stat. 2899 (codified at 44
U.S.C. 3541 et seq.)
VerDate Mar<15>2010
18:42 Oct 10, 2012
Jkt 229001
RETRIEVABILITY:
RECORD SOURCE CATEGORIES:
Individuals who require access to
NTSB headquarters and regional offices.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
SAFEGUARDS:
The NTSB maintains the
computerized records within this
system in secure, password protected
computer system. Access to and use of
these records is limited to those persons
whose official duties require such
access, and this System (NTSB–24) logs
the date and time that each electronic
keycard was used to enter the location.
This system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
Frm 00021
CONTESTING RECORD PROCEDURE:
Same as ‘‘Notification Procedure.’’
Records within this system are
indexed by individual’s name, keycard
number, personal identification number,
and access level.
PO 00000
Same as ‘‘Notification Procedure.’’
Fmt 4701
Sfmt 4703
None.
NTSB–25
SYSTEM NAME:
Employee Purchase Card Holders.
SYSTEM LOCATION:
National Transportation Safety Board,
Office of Administration, 490 L’Enfant
Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
NTSB employees who apply for and
use NTSB-assigned purchase cards.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system includes personal
information on individuals who apply
for and use Federal charge cards,
including individuals’ names, Social
Security numbers, business addresses
(including city, state, country, and zip
code), title or position, business
E:\FR\FM\11OCN2.SGM
11OCN2
62080
Federal Register / Vol. 77, No. 197 / Thursday, October 11, 2012 / Notices
telephone, business fax number, and
business email address. This system
also includes account processing and
management information, such as
purchase authorizations and vouchers,
charge card applications, charge card
receipts, terms and conditions for card
use, charge card transactions, contractor
monthly reports showing charges to
individual account numbers, account
balances, and other data needed to
authorize, account for, and pay
authorized purchase card expenses. The
NTSB also maintains in this system a
master list of open accounts that
includes: Cardholder names; transaction
and card limits; cardholder business
address and business telephone number;
and the name of the official who has
approved purchases using the purchase
card(s).
their respective missions, such as
conducting an audit;
4. Disclosure to an expert, consultant,
or contractor in the performance of a
Federal duty to which the information
is relevant, including issuance of
purchase cards; and
5. Disclosure to the National Business
Center of the Department of Interior, for
facilitating collection of travel card
delinquencies by employee salary offset.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
The NTSB may disclose records
within this system to a consumer
reporting agency when such disclosure
is compliant with 5 U.S.C. 552a(b)(12).
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
STORAGE:
40 U.S.C. 501–502; 41 U.S.C. chapter
4; Executive Order Nos. 9,397 and
12,931.
The NTSB stores records within this
system on paper in file folders, and
stores certain information from the
paper records in electronic media.
PURPOSE(S):
The NTSB uses this system to
establish and maintain accurate records
necessary for operating, controlling, and
managing a purchase charge card
program involving commercial
purchases by authorized NTSB
employees.
tkelley on DSK3SPTVN1PROD with NOTICES2
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine uses:
1. Disclosure to a Federal, state, local,
or foreign agency responsible for
investigating, prosecuting, enforcing, or
carrying out a statute, rule, regulation,
or order, where an agency becomes
aware of a violation or potential
violation of civil or criminal law or
regulation;
2. Disclosure to labor organization
officials to provide information defined
under 5 U.S.C. chapter 71, when the
information is relevant and necessary to
their duties of exclusive representation
concerning personnel policies,
practices, and matters affecting work
conditions;
3. Disclosure to the Government
Accountability Office (GAO) or other
Federal agencies when such agencies
require the information to carry out
VerDate Mar<15>2010
18:42 Oct 10, 2012
Jkt 229001
RETRIEVABILITY:
Records are indexed by name, credit
card number, credit limits and scores,
and Social Security numbers.
SAFEGUARDS:
RETENTION AND DISPOSAL:
The NTSB destroys these records after
the expiration of 3 years subsequent to
the NTSB’s final payment for the
purchase, in accordance with subpart
4.805 of the Federal Acquisition
Frm 00022
SYSTEM MANAGER AND ADDRESS:
Chief, Acquisition & Lease
Management Division, National
Transportation Safety Board, 490
L’Enfant Plaza SW., Washington, DC
20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment or NTSB
service; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ‘‘Notification Procedure.’’
CONTESTING RECORD PROCEDURE:
Same as ‘‘Notification Procedure.’’
The NTSB maintains paper records
within this system in a lockable file
cabinet that is restricted through
electronic keycards to enter the facility
where records are located.
Computerized records are maintained in
secure, password protected computer
system. Access to and use of these
records is limited to those persons
whose official duties require such
access, and the Facility Security Access
Control System (NTSB–24) logs the date
and time that each electronic keycard
was used to enter the location. This
system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: the
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
PO 00000
Regulations and General Records
Schedule 3, item 3a(1)(b).
Fmt 4701
Sfmt 4703
RECORD SOURCE CATEGORIES:
The NTSB obtains information in this
system from individuals submitting
Purchase Card applications, monthly
contractor reports, purchase records,
managers, other agencies, and nonFederal sources such as private firms.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB–26
SYSTEM NAME:
Office of Workers’ Compensation
Claim Records.
SYSTEM LOCATION:
National Transportation Safety Board,
Human Resources Division, 490
L’Enfant Plaza SW., Washington, DC
20594. In addition, the NTSB may
transfer records within this system to
the Department of Labor, which
maintains the records in accordance
with DOL/GOVT–1.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Current or former NTSB employees
who report an occupational injury or
illness.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system of records contains
information regarding the location and
E:\FR\FM\11OCN2.SGM
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Federal Register / Vol. 77, No. 197 / Thursday, October 11, 2012 / Notices
descriptions of an employee’s injury or
illness, treatment, and disposition of the
claim, as well as copies of Office of
Workers’ Compensation Program claim
forms, adjudication decisions, and
hearing transcripts.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 8101–8193.
PURPOSE(S):
The NTSB maintains this system in
accordance with statutory requirements
regarding the availability of workers’
compensation, and the handling of
claims for workers’ compensation.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine use:
D Disclosure to the Department of
Labor in accordance with an authorized
representative under Department of
Labor regulations, and to prepare
periodic statistical reports on
employees’ health and injury status for
transmission to and review by the
Department of Labor (DOL).
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None, except as described at 5 U.S.C.
552a(b)(12).
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains these records on
paper within file folders.
RETRIEVABILITY:
tkelley on DSK3SPTVN1PROD with NOTICES2
Jkt 229001
RETENTION AND DISPOSAL:
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
The NTSB destroys employee case
files 5 years after the disposition of the
worker’s compensation claim, in
accordance with the National Archives
and Records Administration’s General
Records Schedule 1, item 34.
Records regarding current NTSB
employees are located at: National
Transportation Safety Board, Human
Resources Division, 490 L’Enfant Plaza
SW., Washington, DC 20594. Records
regarding former NTSB employees who
have not transferred to another Federal
agency are located at the National
Personnel Records Center, National
Archives and Records Administration,
111 Winnebago Street, St. Louis,
Missouri 63118.
Current and former NTSB employees.
CATEGORIES OF RECORDS IN THE SYSTEM:
Chief, Human Resources Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594.
Records within this system reflect
Federal employees’ annual performance
appraisals, and documents in
connection with incentive awards. All
categories of records include identifying
information, such as employee’s name,
social security number, and date of
birth.
NOTIFICATION AND PROCEDURE:
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
SYSTEM MANAGER AND ADDRESS:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment or NTSB
service; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ‘‘Notification Procedure.’’
RECORD SOURCE CATEGORIES:
The NTSB maintains paper records
within this system in a locked file
cabinet that is restricted through
electronic keycards to enter the facility
where records are located. Access to and
use of these records is limited to those
persons whose official duties require
such access, and the Facility Security
Access Control System (NTSB–24) logs
the date and time that each electronic
keycard was used to enter the location.
This system conforms to all applicable
18:42 Oct 10, 2012
SYSTEM LOCATION:
Same as ‘‘Notification Procedure.’’
SAFEGUARDS:
VerDate Mar<15>2010
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
CONTESTING RECORD PROCEDURE:
The records within this system are
indexed by employee name,
organization, date of injury or illness,
and assigned DOL claim number.
62081
The NTSB obtains information for
records in this system from: Claimants;
NTSB supervisors or employees whose
official duties require the processing of
such claims; and Occupational Safety
and Health Administration, within the
Department of Labor.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB–27
SYSTEM NAME:
PO 00000
Employee Performance Folders.
Frm 00023
Fmt 4701
Sfmt 4703
5 U.S.C. chapter 43; 5 CFR part 293.
PURPOSE(S):
The NTSB maintains this system of
records to keep reports of incentive
award personnel actions and employee’s
annual performance appraisals. This
system of records is the repository of
basic factual data about an employee’s
performance while in the service for the
Federal government. Records in this
system have various uses by the agency
Human Resources Division, including
employee relations purposes and audit
purposes.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine uses:
1. Disclosure to labor organization
officials to provide information defined
under 5 U.S.C. chapter 71, when the
information is relevant and necessary to
their duties of exclusive representation
concerning personnel policies,
practices, and matters affecting work
conditions;
2. Disclosure to other Federal or
foreign agencies that need the
information for an audit or investigation
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11OCN2
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of a civil, criminal, or regulatory
violation or potential violation;
3. Disclosure to any source from
which the NTSB requests additional
information for processing any of the
covered actions or in regard to an appeal
or administrative review procedure, to
the extent necessary to identify the
individual, inform the source of the
purpose(s) of the request, and identify
the type of information requested;
4. Disclosure to a Federal agency, in
response to its request, in connection
with hiring or retaining an employee,
issuing a security clearance, conducting
a security or suitability investigation of
an individual, or classifying jobs, to the
extent that the information is relevant
and necessary to the requesting agency’s
decisions on the matter;
5. Disclosure to another Federal
agency, to a court, or to a party in
litigation before a court or in an
administrative proceeding being
conducted by a Federal agency, when
the Government is a party to the judicial
or administrative proceeding;
6. Disclosure to other agencies or
contractors for other agencies, when
disclosure is necessary to locate
individuals for personnel research or
survey response and in producing
summary descriptive statistics and
analytical studies in support of the
function for which the other
organization seeks to collect the record,
or for related workforce studies; the
NTSB notes that, while published
statistics and studies do not contain
individual identifiers, in some instances
the selection of elements of data
included in the study may be structured
in such a way as to make the data
individually identifiable by inference;
7. Disclosure to a party engaged in
litigation of information that is relevant
to subject matter concerning a pending
judicial or administrative proceeding,
when such disclosure is subject to
discovery or order from a court with
competent jurisdiction; and
8. Disclosure to the Merit System
Protection Board in connection with
appeals, special studies of the civil
service and other merit systems, review
of agency rules and regulations,
investigations of alleged or possible
prohibited personnel practices, and
such other functions, as promulgated in
5 U.S.C. 1205 and 1206, and as specified
in 5 U.S.C. 7503(c) and 7513(e), or as
may be authorized by any other
applicable statute.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
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POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
The NTSB maintains these records on
paper within file folders.
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment or NTSB
service; and
5. Signature.
RETRIEVABILITY:
RECORD ACCESS PROCEDURE:
STORAGE:
These records are indexed by name,
date of birth, and Social Security
number.
SAFEGUARDS:
The NTSB maintains paper records
within this system in a locked file room
that is restricted through electronic
keycards to enter the facility where
records are located. Access to and use
of these records is limited to those
persons whose official duties require
such access, and the Facility Security
Access Control System (NTSB–24) logs
the date and time that each electronic
keycard was used to enter location. This
system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB maintains each employee’s
Employee Performance Folder for the
period of the employee’s service in the
agency. When an employee transfers to
another Federal agency, the NTSB
transmits these records to the new
agency. When an employee retires,
resigns or dies, the NTSB forwards the
employee’s record to the National
Personnel Records Center.
SYSTEM MANAGER AND ADDRESS:
Chief, Administrative Services
Division, National Transportation Safety
Board, 490 L’Enfant Plaza SW.,
Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
PO 00000
Frm 00024
Fmt 4701
Sfmt 4703
Same as ‘‘Notification Procedure.’’
CONTESTING RECORD PROCEDURE:
Same as ‘‘Notification Procedure.’’
RECORD SOURCE CATEGORIES:
NTSB employees, supervisors,
officials with the NTSB Office of
Administration and Human Resources
Division, and management officials.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB–28
SYSTEM NAME:
Employee Medical Folders.
SYSTEM LOCATION:
Records regarding current NTSB
employees are located at: National
Transportation Safety Board, Human
Resources Division, 490 L’Enfant Plaza
SW., Washington, DC 20594.
Records regarding former NTSB
employees who have not transferred to
another Federal agency are located at
the National Personnel Records Center,
National Archives and Records
Administration, 111 Winnebago Street,
St. Louis, Missouri 63118.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Current and former NTSB employees.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records
reflecting Federal employees’ medical
documentation and any documents
pertaining to an employee’s medical
condition(s), including medical reports,
forms, and reports generated as a result
of requests for work accommodations or
benefits related to a medical condition.
All categories of records may include
identifying information, such as
employee’s name, Social Security
number, date of birth, and any medical
condition.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 1302; 5 CFR 501–511.
PURPOSE(S):
This system of records is the official
repository of employees’ medical
records; the NTSB maintains the records
in this system for employee relation
purposes, for handling potential work
performance issues, and for audit
purposes. The NTSB also maintains the
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Federal Register / Vol. 77, No. 197 / Thursday, October 11, 2012 / Notices
records in this system in order to ensure
that all relevant, necessary, accurate,
and timely data are available to support
any medical-related employment
decisions affecting the subject of the
records.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine uses:
1. Disclosure to labor organization
officials to provide information defined
under 5 U.S.C. chapter 71, when the
information is relevant and necessary to
their duties of exclusive representation
concerning personnel policies,
practices, and matters affecting work
conditions;
2. Disclosure to other agencies or
contractors for other agencies, when
disclosure is necessary to locate
individuals for personnel research or
survey response and in producing
summary descriptive statistics and
analytical studies in support of the
function for which the other
organization seeks to collect the record,
or for related workforce studies; the
NTSB notes that, while published
statistics and studies do not contain
individual identifiers, in some instances
the selection of elements of data
included in the study may be structured
in such a way as to make the data
individually identifiable by inference;
and
3. Disclosure to the Merit System
Protection Board in connection with
appeals, special studies of the civil
service and other merit systems, review
of agency rules and regulations,
investigations of alleged or possible
prohibited personnel practices, and
such other functions, as promulgated in
5 U.S.C. 1205 and 1206, and as specified
in 5 U.S.C. 7503(c) and 7513(e), or as
may be authorized by any other
applicable statute.
tkelley on DSK3SPTVN1PROD with NOTICES2
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains the records in
this system on paper within file folders.
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Jkt 229001
RETRIEVABILITY:
5. Signature.
These records are indexed by name,
date of birth, and Social Security
number.
The NTSB maintains paper records
within this system in a locked file room
that is restricted through electronic
keycards to enter the area where records
are located. Access to and use of these
records is limited to those persons
whose official duties require such
access, and the Facility Security Access
Control System (NTSB–24) logs the date
and time that each electronic keycard
was used to enter the location. This
system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: the
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
RETENTION AND DISPOSAL:
The Employee Medical Folder is
maintained for the period of the
employee’s service in the agency. When
an employee leaves the agency, these
records are either transferred with the
employee to the new agency or once an
employees either retires, resigns or dies,
the record is forwarded to the National
Personnel Records Center for permanent
storage, in accordance with General
Records Schedule 1, item 21.
SYSTEM MANAGER AND ADDRESS:
Chief, Human Resources Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594.
Same as ‘‘Notification Procedure.’’
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment or NTSB
service; and
Fmt 4701
Sfmt 4703
Same as ‘‘Notification Procedure.’’
RECORD SOURCE CATEGORIES:
NTSB employees, supervisors,
officials with the NTSB Office of
Administration and Human Resources
Division, other Federal agencies, and
management officials
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB–29
SYSTEM NAME:
Job Application and Merit Promotion
Files.
SYSTEM LOCATION:
National Transportation Safety Board,
Human Resources Division, 490
L’Enfant Plaza SW., Washington, DC
20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Current and former NTSB employees;
applicants for NTSB employment.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records
regarding current NTSB employees and
applicants for NTSB employment and
merit promotion within the NTSB,
including Form OF–612, applicants’
names, Social Security numbers, home
addresses, vacancy announcements,
employment history, training and
educational background, examination
results, supervisors’ evaluations, and
other records relevant to an individual’s
application for a position or promotion
at the NTSB.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 3301–3397, 5101–5115.
PURPOSE(S):
NOTIFICATION AND PROCEDURE:
Frm 00025
RECORD ACCESS PROCEDURE:
CONTESTING RECORD PROCEDURE:
SAFEGUARDS:
PO 00000
62083
The NTSB maintains this system of
records in order to process and respond
to applications for employment or
promotion at the NTSB.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine uses:
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11OCN2
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Federal Register / Vol. 77, No. 197 / Thursday, October 11, 2012 / Notices
1. Disclosure to labor organization
officials to provide information defined
under 5 U.S.C. chapter 71, when the
information is relevant and necessary to
their duties of exclusive representation
concerning personnel policies,
practices, and matters affecting work
conditions;
2. Disclosure to other agencies or
contractors for other agencies, when
disclosure is necessary to locate
individuals for personnel research or
survey response and in producing
summary descriptive statistics and
analytical studies in support of the
function for which the other
organization seeks to collect the record,
or for related workforce studies; the
NTSB notes that, while published
statistics and studies do not contain
individual identifiers, in some instances
the selection of elements of data
included in the study may be structured
in such a way as to make the data
individually identifiable by inference;
3. Disclosure to the Merit System
Protection Board in connection with
appeals, special studies of the civil
service and other merit systems, review
of agency rules and regulations,
investigations of alleged or possible
prohibited personnel practices, and
such other functions, as promulgated in
5 U.S.C. 1205 and 1206, and as specified
in 5 U.S.C. 7503(c) and 7513(e), or as
may be authorized by any other
applicable statute; and
4. Disclosure to the Office of Federal
Employees Life Insurance or to health
insurance carriers to provide benefit
information regarding NTSB employees.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
RETENTION AND DISPOSAL:
The NTSB destroys records from this
system concerning each vacancy or
promotion under merit competition
procedures after 2 years following either
the date of the selection of a candidate
for the position or the conclusion of an
Office of Personnel Management audit,
whichever is sooner, in accordance with
General Records Schedule 1, item 32.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains the records in
this system concerning merit
promotions on paper within file folders.
The NTSB maintains the records in this
system concerning job applications in
an electronic database.
RETRIEVABILITY:
Records concerning merit promotions
are indexed by name, date of birth, and
Social Security number; records
concerning applications for employment
are indexed by applicant’s name and by
vacancy announcement number.
Chief, Administrative Services
Division, National Transportation Safety
Board, 490 L’Enfant Plaza SW.,
Washington, DC 20594.
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment or NTSB
service; and
5. Signature.
RECORD ACCESS PROCEDURE:
SAFEGUARDS:
Same as ‘‘Notification Procedure.’’
The NTSB maintains paper records
within this system in a locked file
cabinet that is restricted through
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RECORD SOURCE CATEGORIES:
Applicants for NTSB positions, NTSB
employees, supervisors, officials with
the NTSB Office of Administration and
Human Resources Division, other
Federal agencies, and management
officials
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB–30
SYSTEM NAME:
Employee Training Records.
SYSTEM LOCATION:
NTSB Training Center, 45065
Riverside Parkway, Ashburn, Virginia
20147.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Current NTSB employees.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records include employee’s name and
Social Security number, business and
home address, and person to be notified
in case of emergency. Records reflect
career development plans, training
courses that individuals seek to attend
or have attended, and any related
records concerning mentoring or career
progression of employees. This system
also includes employees’ Individual
Development Plans.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
SYSTEM MANAGER AND ADDRESS:
NOTIFICATION AND PROCEDURE:
None.
tkelley on DSK3SPTVN1PROD with NOTICES2
electronic keycards to enter the facility
where records are located.
Computerized records are maintained in
secure, password protected computer
system. Access to and use of these
records is limited to those persons
whose official duties require such
access, and the Facility Security Access
Control System (NTSB–24) logs the date
and time that each electronic keycard
was used to enter the location. This
system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
CONTESTING RECORD PROCEDURE:
Same as ‘‘Notification Procedure.’’
PO 00000
Frm 00026
Fmt 4701
Sfmt 4703
5 U.S.C. 301 et seq., 2951, 3301,
4101–4121, 4302; 5 CFR part 293.
PURPOSE(S):
The NTSB maintains this system in
order to create and maintain a list of
training needs for developing future
training initiatives, and to assess
individuals’ training in the interest of
evaluating individuals’ skill levels.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS, AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine uses:
1. Disclosure to educational
institutions on appointment of a recent
graduate to a position in the Federal
service; and
2. Disclosure to officials of labor
organizations under 5 U.S.C. chapter 71,
when relevant and necessary to the
organizations’ duties of exclusive
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Federal Register / Vol. 77, No. 197 / Thursday, October 11, 2012 / Notices
representation concerning personnel
policies, practices, and matters affecting
working conditions.
accordance with General Records
Schedule 1, item 29b.
SYSTEM MANAGER(S) AND ADDRESS:
NTSB Training Officer, 45065
Riverside Parkway, Ashburn, Virginia
20147.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
NOTIFICATION AND PROCEDURE:
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM
STORAGE:
Records are stored on paper in file
folders at the NTSB Training Center, at
the address above. The NTSB may scan
all paper records into a learning
management system, which will
function as the master database of all
training activities and records.
RETRIEVABILITY:
The records are indexed by name,
within major topic categories. Once the
NTSB begins using the aforementioned
new database, records will be
retrievable by name, office, keyword,
class title, and date of training class.
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Social Security number;
3. Dates of employment; and
4. Signature.
RECORD ACCESS PROCEDURE:
Same as ‘‘Notification Procedure.’’
SAFEGUARDS:
Records are maintained in locked file
cabinets that are further secured in
locked rooms that are restricted through
electronic keycards to enter the facility
where records are located. Access to and
use of these records is limited to those
persons whose official duties require
such access, and the Facility Security
Access Control System (NTSB–24) logs
the date and time that each electronic
keycard was used to enter the location.
This system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: The
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
tkelley on DSK3SPTVN1PROD with NOTICES2
RETENTION AND DISPOSAL:
The NTSB maintains records within
this system for the period of the
employee’s service at the NTSB. When
an employee leaves the NTSB to begin
employment at another Federal agency,
the NTSB transfers these records to the
employee’s new Federal agency. When
an employee retires, resigns, or dies, the
NTSB forwards the employee’s record to
the National Personnel Records Center.
The NTSB or National Personnel
Records Center will destroy these
records by shredding them once they are
either obsolete or 5 years old, in
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CONTESTING RECORD PROCEDURE:
Same as ‘‘Notification Procedure.’’
RECORD SOURCE CATEGORIES:
The NTSB obtains information in this
system from the individual to whom the
record pertains and NTSB officials
responsible for the individual’s career
development and training.
EXEMPTIONS CLAIMED FOR THIS SYSTEM:
None.
NTSB–31
SYSTEM NAME:
Labor-Management Relations Records.
SYSTEM LOCATION:
National Transportation Safety Board,
Human Resources Division, 490
L’Enfant Plaza SW., Washington, DC
20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Current and former National
Transportation Safety Board employees
and union representatives.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains files on
grievances and arbitrations filed
pursuant to grievance procedures
negotiated in accordance with 5 U.S.C.
7121, including reports of interviews,
correspondence with arbitrators, hearing
transcripts, arbitration awards,
exceptions (i.e., appeals) to the Federal
Labor Relations Authority, and related
correspondence and exhibits.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
PO 00000
5 U.S.C. 7101–7135.
Frm 00027
Fmt 4701
Sfmt 4703
62085
PURPOSE(S):
The NTSB maintains this system of
records in order to comply with 5 U.S.C.
7101–7135.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USES AND
THE PURPOSES OF SUCH USES:
In addition to the disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine uses:
1. Disclosure to labor organization
officials to provide information defined
under 5 U.S.C. chapter 71, when the
information is relevant and necessary to
their duties of exclusive representation
concerning personnel policies,
practices, and matters affecting working
conditions (but information covered by
5 U.S.C. 7114(b)(4)(c) need not be
released to labor organizations);
2. Disclosure to other agencies or
contractors for other agencies, when
disclosure is necessary to locate
individuals for personnel research or
survey response and in producing
summary descriptive statistics and
analytical studies in support of the
function for which the other
organization seeks to collect the record,
or for related workforce studies; the
NTSB notes that, while published
statistics and studies do not contain
individual identifiers, in some instances
the selection of elements of data
included in the study may be structured
in such a way as to make the data
individually identifiable by inference;
and
3. Disclosure to the Merit System
Protection Board in connection with
appeals, special studies of the civil
service and other merit systems, review
of agency rules and regulations,
investigations of alleged or possible
prohibited personnel practices, and
such other functions, as promulgated in
5 U.S.C. 1205 and 1206, and as specified
in 5 U.S.C. 7503(c) and 7513(e), or as
may be authorized by any other
applicable statute.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains these records on
paper in file folders within an
automated file cabinet.
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Federal Register / Vol. 77, No. 197 / Thursday, October 11, 2012 / Notices
RETRIEVABILITY:
RECORD SOURCE CATEGORIES:
The NTSB indexes these records by
name.
The NTSB obtains the records in this
system from NTSB employees and
supervisors, NTSB Office of
Administration, representatives of
NTSB employees, arbitrators, the
Federal Labor Relations Authority, the
Federal Service Impasse Panel, and the
Federal Mediation and Conciliation
Service.
SAFEGUARDS:
The NTSB maintains paper records
within this system in a locked file room
that is restricted through electronic
keycards to enter the room where
records are located. Access to and use
of these records is limited to those
persons whose official duties require
such access, and the Facility Security
Access Control System (NTSB–24) logs
the date and time that each electronic
keycard was used to enter the location.
This system conforms to all applicable
Federal laws and regulations, as well as
NTSB policies and standards, as they
relate to information security and data
privacy. In this regard, the following
laws and regulations may apply: the
Privacy Act of 1974; the Federal
Information Security Management Act
of 2002; the Computer Fraud and Abuse
Act of 1986; the Health Insurance
Portability and Accountability Act of
1996; the E-Government Act of 2002;
and corresponding regulations
implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB destroys these records 5
years after the final resolution of the
case to which they apply, in accordance
with General Records Schedule 1, item
28b.
SYSTEM MANAGER AND ADDRESS:
Chief, Human Resources Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594.
tkelley on DSK3SPTVN1PROD with NOTICES2
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Chief, Records Management Division,
National Transportation Safety Board,
490 L’Enfant Plaza SW., Washington,
DC 20594. Individuals must comply
with NTSB regulations regarding the
Privacy Act, at 5 CFR part 802, and must
furnish the following information for
their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ‘‘Notification Procedure.’’
CONTESTING RECORD PROCEDURE:
Same as ‘‘Notification Procedure.’’
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EXEMPTIONS CLAIMED FOR THE SYSTEM:
To the extent that any records in this
system consist of attorney work product
or attorney-client communications, 5
U.S.C. 552a(d)(5) may apply to preclude
access to any information compiled in
reasonable anticipation of a civil action
or proceeding.
NTSB–32
SYSTEM NAME:
Public Financial Disclosure Reports
and Other Name-Retrieved Ethics
Program Records.
SYSTEM LOCATION:
National Transportation Safety Board,
Office of General Counsel, 490 L’Enfant
Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Current and former NTSB employees
who have filed financial disclosure
statements under the requirements of
the Ethics in Government Act of 1978
(hereinafter ‘‘Ethics Act’’), as amended,
or to whom the Ethics Act otherwise
applies.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains information that
is necessary for administration of all
provisions of the Ethics Act and the
Ethics Reform Act of 1989, as amended,
and Executive Order 12,674, as
modified. In particular, this system
contains financial information, as well
as information concerning: gifts
received, certain liabilities, former
employment, and assets placed in trust
pending disposal. The NTSB
incorporates by reference the text of
OGE/GOVT–1 into this Notice; as such,
this Notice contains a summary of the
information and provisions of OGE/
GOVT–1 and descriptions of how
NTSB–5 is consistent with OGE/GOVT–
1, and identifies any differences
between NTSB–32 and OGE/GOVT–1.
OGE/GOVT–1 is available at 68 FR 3098
(Jan. 22, 2003), as updated at 68 FR
24744 (May 8, 2003) and 76 FR 24489
(May 2, 2011).
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Title I of the Ethics in Government
Act of 1978, Public Law 95–521, 92 Stat.
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Frm 00028
Fmt 4701
Sfmt 4703
1824 (codified as amended 5 U.S.C.
7301, 7351, 7353, and other scattered
sections of 5 U.S.C.); 5 CFR part 2634;
31 U.S.C. 1353; Executive Order 12,674
(as modified by Executive Order
12,731).
PURPOSE(S):
The NTSB collects the records in this
system in order to comply with the
Ethics Act, and implementing Office of
Government Ethics (OGE) regulations
and applicable Executive Orders. The
collection of these records is necessary
to assure compliance with statutory and
regulatory requirements, and to preserve
and promote the integrity of public
officials and institutions. These
requirements also include the NTSB’s
Designated Agency Ethics Official
(DAEO) possession or maintenance of
information that the DAEO researches or
prepares for referral to an Inspector
General or the Department of Justice,
concerning employees or former
employees of the Federal Government
who are the subject of complaints of
misconduct or alleged violations of
ethics statutes.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS, AND
THE PURPOSES OF SUCH USES:
The NTSB notes that, when the
Director or other authorized officials of
OGE requests that the NTSB furnish
OGE with records from this system,
such disclosure will be in response to
OGE’s need for the records in the
performance of their official duties
under the Ethics Act, and other related
statutes, regulations, and Executive
Orders, pursuant to 5 U.S.C. 552a(b)(1).
In addition to other disclosures
permitted under subsection (b) of the
Privacy Act, and described in Appendix
A, below, the NTSB may disclose
information contained in this system of
records without the consent of the
subject individual if the disclosure is
compatible with the purpose for which
the record was collected under the
following routine use:
1. Disclosure of information furnished
by the reporting official, in accordance
with provisions of section 105 of the
Ethics Act, as amended, to any
requesting person;
2. Disclosure, in accordance with
section 105 of the Ethics Act, as
amended, and subject to the limitations
contained in 18 U.S.C. 208(d)(1), of any
determination granting an exemption
pursuant to section 208(d)(1) or 18
U.S.C. 208(b)(3), to any requesting
person;
3. Disclosure of information to any
source when necessary to obtain
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information relevant to a conflict-ofinterest investigation or determination;
4. Disclosure of public financial
disclosure reports and any
accompanying documents to reviewing
officials in a new office, department, or
agency when an employee transfers or is
detailed from a covered position in one
office, department, or agency to a
covered position in another office,
department, or agency.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM
STORAGE:
The NTSB primarily maintains these
records on paper in file folders. In
addition, the Office of General Counsel
maintains certain information about
current and former employees in
searchable electronic databases.
NTSB destroys these records by
shredding them.
SYSTEM MANAGER(S) AND ADDRESS:
Designated Agency Ethics Official,
National Transportation Safety Board,
490 East L’Enfant Plaza SW.,
Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about
whether this system of records contains
information about them may contact the
Designated Agency Ethics Official at the
following address: National
Transportation Safety Board, 490
L’Enfant Plaza SW., Washington, DC
20594. Individuals must comply with
NTSB regulations regarding the Privacy
Act, at 5 CFR part 802, and must furnish
the following information for their
records to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
RECORD ACCESS PROCEDURES:
RETRIEVABILITY:
Same as ‘‘Notification Procedure.’’
Records in this system are indexed
alphabetically by name.
CONTESTING RECORD PROCEDURES:
Same as ‘‘Notification Procedure.’’
SAFEGUARDS:
Paper records are maintained in
locked file cabinets that are restricted
through electronic keycards to enter the
facility where records are located.
Access to and use of these records is
limited to those persons whose official
duties require such access, and the
Facility Security Access Control System
(NTSB–24) logs the date and time that
each electronic keycard was used to
enter the location. This system conforms
to all applicable Federal laws and
regulations, as well as NTSB policies
and standards, as they relate to
information security and data privacy.
In this regard, the following laws and
regulations may apply: The Privacy Act
of 1974; the Federal Information
Security Management Act of 2002; the
Computer Fraud and Abuse Act of 1986;
the Health Insurance Portability and
Accountability Act of 1996; the EGovernment Act of 2002; and
corresponding regulations
implementing these statutes.
tkelley on DSK3SPTVN1PROD with NOTICES2
RETENTION AND DISPOSAL:
In accordance with General Records
Schedule 25, the NTSB retains these
records for a period of six years after
filing, or for such other period of time
as set forth in Schedule 25 for certain
types of ethics records. The NTSB may
retain records needed in an ongoing
investigation for a period that exceeds
six years, until the investigation no
longer requires such records. At the
expiration of the retention period, the
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RECORD SOURCE CATEGORIES:
62087
B. Disclosure Incident to Requesting
Information
Information may be disclosed to any source
from which additional information is
requested (to the extent necessary to identify
the individual, inform the source of the
purpose(s) of the request, and to identify the
type of information requested), when
necessary to obtain information relevant to
an agency decision concerning retention of
an employee or other personnel action (other
than hiring), retention of a security clearance,
the letting of a contract, or the issuance or
retention of a grant, or other benefit.
C. Disclosure to Requesting Agency
Disclosure may be made to a Federal, State,
local, foreign, or tribal or other public
authority of the fact that this system of
records contains information relevant to the
retention of an employee, the retention of a
security clearance, the letting of a contract,
or the issuance or retention of a license,
grant, or other benefit. The other agency or
licensing organization may then make a
request supported by the written consent of
the individual for the entire record if it so
chooses. No disclosure will be made unless
the information has been determined to be
sufficiently reliable to support a referral to
another office within the agency or to another
Federal agency for criminal, civil,
administrative, personnel, or regulatory
action.
Current and former NTSB employees,
or designated persons on behalf of such
employees, such as trustees, attorneys,
accountants, bankers, or relatives;
Federal officials who review the records
to make conflict-of-interest
determinations; persons alleging
conflicts of interest or violations of
other ethics laws, and persons contacted
during any investigation of the
allegations.
D. Disclosure to Congressional Offices
Information may be disclosed to a
congressional office from the record of an
individual in response to an inquiry from the
congressional office made at the written
request of the individual about whom the
record is maintained. The NTSB will not
make such a disclosure until the
congressional office has furnished
appropriate documentation of the
individual’s request, such as a copy of the
individual’s written request.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
E. Disclosure to Department of Justice
Information may be disclosed to the
Department of Justice, or in a proceeding
before a court, adjudicative body, or other
administrative body before which the NTSB
is authorized to appear, when:
1. The NTSB, or any component thereof; or
2. Any employee of the NTSB in his or her
official capacity; or
3. Any employee of the NTSB in his or her
individual capacity where the Department of
Justice or the NTSB has agreed to represent
the employee; or
4. The United States is a party to litigation
or has an interest in such litigation, and the
NTSB determines that the records are both
relevant and necessary to the litigation and
the use of such records is deemed by the
NTSB to be for a purpose that is compatible
with the purpose for which the records were
collected.
None.
Appendix A: General Routine Uses
Applicable to All Systems of Records
The NTSB may make the following
disclosures of information from the abovelisted systems of records.
A. Disclosure for Law Enforcement Purposes
When information indicates a violation or
potential violation of law, whether civil,
criminal or regulatory in nature, and whether
arising by general statute or particular
program statute, or by regulation, rule, or
order issued pursuant thereto, disclosure
may be made to the appropriate agency,
whether Federal, foreign, State, local, or
tribal, or other public authority responsible
for enforcing, investigating or prosecuting
such violation or charged with enforcing or
implementing the statute, rule, regulation, or
order issued pursuant thereto, if the
information disclosed is relevant to any
enforcement, regulatory, investigative or
prosecutive responsibility of the receiving
entity.
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Frm 00029
Fmt 4701
Sfmt 4703
F. Disclosure to the National Archives and
General Services Administration
Information may be disclosed to the
National Archives and Records
Administration or General Services
Administration for records management
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Federal Register / Vol. 77, No. 197 / Thursday, October 11, 2012 / Notices
inspections conducted under 44 U.S.C. 2904
and 2906.
G. Disclosure to Contractors, Grantees, Etc.
Information may be disclosed to agency
contractors, grantees, consultants, or
volunteers who have been engaged to assist
the agency in the performance of a contract,
service, grant, cooperative agreement, job, or
other activity for the NTSB related to this
system of records and who need to have
access to the records in order to perform the
activity for the NTSB. This includes Federal
agencies providing payroll, management, or
administrative services to the NTSB. When
appropriate, recipients shall be required to
comply with the requirements of the Privacy
Act of 1974 as provided at 5 U.S.C. 552a(m).
H. Disclosures for Administrative Claims,
Complaints and Appeals
tkelley on DSK3SPTVN1PROD with NOTICES2
Information from this system of records
may be disclosed to an authorized appeal
grievance examiner, formal complaints
examiner, equal employment opportunity
investigator, arbitrator or other person
properly engaged in investigation or
settlement of an administrative grievance,
complaint, claim, or appeal filed by an
employee or former employee, but only to the
extent that the information is relevant and
necessary to the proceeding. Agencies that
may obtain information under this routine
use include, but are not limited to, the Office
of Personnel Management, Office of Special
Counsel, Merit Systems Protection Board,
Federal Labor Relations Authority, Equal
Employment Opportunity Commission, and
Office of Government Ethics.
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I. Disclosure to the Office of Personnel
Management
Information from this system of records
may be disclosed to the Office of Personnel
Management pursuant to that agency’s
responsibility for evaluation and oversight of
Federal personnel management.
J. Disclosure in Connection With Litigation
Information from this system of records
may be disclosed in connection with
litigation or settlement discussions regarding
claims by or against the NTSB, including
public filing with a court, to the extent that
disclosure of the information is relevant and
necessary to the litigation or discussions and
except where court orders are otherwise
required under section (b)(11) of the Privacy
Act of 1974, codified at 5 U.S.C. 552a(b)(11).
K. Disclosure to Persons or Entities in
Response to an Actual or Suspected
Compromise or Breach of Personally
Identifiable Information
The NTSB may disclose information from
any of the above-listed system of records to
the appropriate agencies, entities, and/or
persons when: (a) The NTSB suspects or has
confirmed that the security or confidentiality
of personally identifiable information in the
system of records has been compromised; (b)
the NTSB has determined that, as a result of
the suspected or confirmed compromise, a
risk of harm to economic or property
interests, identity theft or fraud, or harm to
the security or integrity of this system exists;
and (c) the disclosure made to such agencies,
entities, and persons is reasonably necessary
to assist in connection with the NTSB’s
efforts to respond to the suspected or
confirmed compromise and prevent,
minimize, or remedy such harm.
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Frm 00030
Fmt 4701
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Appendix B: General Routine Uses
Applicable to All Systems of Records
As described in the above notices, some
NTSB records may be located in the
Government-wide systems of records listed
below:
1. EEOC/GOVT–1 Equal Employment
Opportunity in the Federal Government
Complaint and Appeal Records.
2. DOL/GOVT–1 Office of Workers’
Compensation Programs, Federal Employees’
Compensation Act File.
3. GSA/GOVT–3 Travel Charge Card
Program.
4. MSPB/GOVT–1 Appeals and Case
Records.
5. OGE/GOVT–1 Executive Branch
Personnel Public Financial Disclosure
Reports and Other Name-Retrieved Ethics
Program Records.
6. OGE/GOVT–2 Executive Branch
Confidential Financial Disclosure Reports.
7. OPM/GOVT–1 General Personnel
Records.
8. OPM/GOVT–2 Employee Performance
File System Records.
9. OPM/GOVT–3 Records of Adverse
Actions, Performance Based Reduction in
Grade and Removal Actions, and
Termination of Probationers.
10. OPM/GOVT–10 Employee Medical File
System Records.
Dated: October 4, 2012.
Candi R. Bing,
Federal Register Liaison Officer.
[FR Doc. 2012–24966 Filed 10–10–12; 8:45 am]
BILLING CODE 7533–01–P
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Agencies
[Federal Register Volume 77, Number 197 (Thursday, October 11, 2012)]
[Notices]
[Pages 62059-62088]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-24966]
[[Page 62059]]
Vol. 77
Thursday,
No. 197
October 11, 2012
Part V
National Transportation Safety Board
-----------------------------------------------------------------------
Privacy Act of 1974, as Amended; Revisions to Existing Systems of
Records; Notice
Federal Register / Vol. 77 , No. 197 / Thursday, October 11, 2012 /
Notices
[[Page 62060]]
-----------------------------------------------------------------------
NATIONAL TRANSPORTATION SAFETY BOARD
Privacy Act of 1974, as Amended; Revisions to Existing Systems of
Records
AGENCY: National Transportation Safety Board (NTSB).
ACTION: Notice of revised systems of records.
-----------------------------------------------------------------------
SUMMARY: The NTSB conducted a comprehensive review of previously
published notices describing the systems of records it maintains
pursuant to the Privacy Act of 1974. The NTSB is revising and
republishing all its systems of records (systems) notices as a result
of this review. The systems revisions are minor corrective and
administrative changes that do not meet the threshold criteria
established by the Office of Management and Budget (OMB) for either a
new or altered system of records.
DATES: This action will be effective without further notice 30 days
from the date of publication in the Federal Register, unless the NTSB
receives comments that result in a contrary determination.
ADDRESSES: You may send written comments using any of the following
methods:
1. Government-wide rulemaking Web site: Go to https://www.regulations.gov and follow the instructions for sending your
comments electronically.
2. Mail: Mail comments concerning this notice to Melba D. Moye,
CIO-40, National Transportation Safety Board, 490 L'Enfant Plaza SW.,
Washington, DC 20594-2000.
3. Fax: (202) 314-6132, Attention: Melba D. Moye
4. Hand Delivery: 6th Floor, National Transportation Safety Board,
CIO-40, 490 L'Enfant Plaza, SW., Washington, DC, between 9 a.m. and
4:30 p.m., Monday through Friday, except Federal holidays.
All comments received will be available for public inspection at the
above address.
FOR FURTHER INFORMATION CONTACT: Melba D. Moye, Office of Chief
Information Officer, Records Management Division, (202) 314-6551.
SUPPLEMENTARY INFORMATION: In accordance with the Privacy Act of 1974,
as amended (codified at 5 U.S.C. 552a), the NTSB notes that each of the
descriptions below includes a reference to the Chief of the NTSB's
Records Management Division. Individuals may request access to or
amendment of records pertaining to themselves by contacting the Chief
of the NTSB's Records Management Division, or the Chief's designee.
Several descriptions also reference particular General Records
Schedules; these Schedules are from the National Archives and Records
Administration (NARA), and are available on the NARA Web site.
Table of Contents: NTSB Systems of Records
NTSB-1 (Revoked)
NTSB-2 Official Personnel Folders
NTSB-3 Personnel Security and Investigative Records
NTSB-4 Employee Travel Records
NTSB-5 Executive Branch Confidential Financial Disclosure Reports
NTSB-6 Employee Payroll, Leave, and Attendance Records
NTSB-7 Equal Employment Opportunity (EEO) Discrimination Complaint
Records
NTSB-8 FOIA and Privacy Act Request Records
NTSB-9 (Revoked)
NTSB-10 Employee Records of Disciplinary Action, Adverse Action, and
Grievance and Appeal Files
NTSB-11 Parking Permit Records
NTSB-12 Employee Travel Card Records
NTSB-13 Airman or Mariner Certificate Enforcement Actions
NTSB-14 Information Request Database
NTSB-15 Local Area Network Database
NTSB-16 General Correspondence Database
NTSB-17 Office of Transportation Disaster Assistance Family Member
Database
NTSB-18 Correspondence From Members of Congress
NTSB-19 Training Center Student Registration Database
NTSB-20 Public Affairs Phone Log
NTSB-21 Respiratory Protection Program Records
NTSB-22 Occupational Health and Safety Training Program
NTSB-23 Transit Subsidy Program Records
NTSB-24 Facility Security Access Control System
NTSB-25 Employee Purchase Card Holders
NTSB-26 Office of Workers' Compensation Claim Records
NTSB-27 Employee Performance Folders
NTSB-28 Employee Medical Folders
NTSB-29 Job Application and Merit Promotion Files
NTSB-30 Training Records
NTSB-31 Labor-Management Relations Records
NTSB-32 Public Financial Disclosure Reports and Other Name-Retrieved
Ethics Program Records
Appendix A: General Routine Uses Applicable to All Systems of
Records
Appendix B: Government-Wide Systems of Records Applicable to the
NTSB
NTSB-2
SYSTEM NAME:
Official Personnel Folders.
SYSTEM LOCATION:
Records on current Federal employees are located within the
employing agency. Records maintained in paper may also be located at
OPM or with personnel officers, or at other designated offices of local
installations of the department or agency that employs the individual.
When agencies determine that duplicates of these records need to be
located in a second office, e.g., an administrative office closer to
where the employee actually works, such copies are covered by this
system. Some agencies have employed the Enterprise Human Resource
Integration (EHRI) data system to store their records electronically.
Although stored in EHRI, agencies are still responsible for the
maintenance of their records. Former Federal employees' paper Official
Personnel Folders (OPFs) are located at the National Personnel Records
Center, National Archives and Records Administration (NARA), 111
Winnebago Street, St. Louis, Missouri 63118. Former Federal employees'
electronic Official Personnel Folders (eOPF) are located in the EHRI
data system that is administered by NARA.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Current and certain former NTSB employees.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records include employee's name, Social Security number, date of
birth, home address, home telephone number, and specialized education.
Records reflect Federal service and work experience, including past and
present positions held, grades, salaries, duty station locations, and
notices of all personnel actions, such as appointments, promotions,
reassignments, demotions, details, transfers, reductions-in-force,
resignations, retirements, removal, and suspensions. Records also
include information concerning election and/or waiver of Federal
benefits, including employees' designation of beneficiaries for these
and other programs.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301 et seq., 1302, 2951, 3301, 4118, 8347; 5 CFR part 293;
Executive Order Nos. 9,397, 9,830, and 12,107.
PURPOSE(S):
The OPF, which may exist in various approved media, and other
general personnel records files, is the official repository of the
records, reports of personnel actions, and the documentation required
in connection with these actions affected during an employee's Federal
service. The personnel action reports and other documents, some of
which are filed in the OPF, give legal force and effect to
[[Page 62061]]
personnel transactions and establish employee rights and benefits under
pertinent laws and regulations governing Federal employment. These
files and records are maintained by OPM and agencies in accordance with
OPM regulations and instructions. They provide the basic source of
factual data about a person's Federal employment while in the service
and after his or her separation. Records in this system have various
uses by agency personnel offices, including screening qualifications of
employees; determining status, eligibility, and employee's rights and
benefits under pertinent laws and regulations governing Federal
employment; computing length of service; and other information needed
to provide personnel services. These records may also be used to locate
individuals for personnel research.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS, AND THE PURPOSES OF SUCH USES:
The OPF, which may exist in various approved media, and other
general personnel records files, is the official repository of the
records, reports of personnel actions, and the documentation required
in connection with these actions affected during an employee's Federal
service. The personnel action reports and other documents, some of
which are filed in the OPF, give legal force and effect to personnel
transactions and establish employee rights and benefits under pertinent
laws and regulations governing Federal employment. These files and
records are maintained by OPM and agencies in accordance with OPM
regulations and instructions. They provide the basic source of factual
data about a person's Federal employment while in the service and after
his or her separation. Records in this system have various uses by
agency personnel offices, including screening qualifications of
employees; determining status, eligibility, and employee's rights and
benefits under pertinent laws and regulations governing Federal
employment; computing length of service; and other information needed
to provide personnel services. These records may also be used to locate
individuals for personnel research.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM STORAGE:
These records are maintained in file folders, on lists and forms,
microfilm or microfiche, and in computer processable storage media such
as personnel system databases, PDF forms and data warehouse systems.
RETRIEVABILITY:
These records are retrieved by the name, Social Security number, or
date of birth of the individuals about whom they concern.
SAFEGUARDS:
Paper or microfiche/microfilmed records are located in locked metal
file cabinets or in secured rooms with access limited to those
personnel whose official duties require access. Access to computerized
records is limited, through use of user logins and passwords, access
codes, and entry logs, to those whose official duties require access.
Access to and use of these records is limited to those persons whose
official duties require such access, and the Facility Security Access
Control System (NTSB-24) logs the date and time that each electronic
keycard was used to enter the location.
This system conforms to all applicable Federal laws and
regulations, as well as NTSB policies and standards, as they relate to
information security and data privacy. In this regard, the following
laws and regulations may apply: The Privacy Act of 1974; the Federal
Information Security Management Act of 2002; the Computer Fraud and
Abuse Act of 1986; the Health Insurance Portability and Accountability
Act of 1996; the E-Government Act of 2002; and corresponding
regulations implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB maintains records within this system for the period of the
employee's service at the NTSB. When an employee leaves the NTSB to
begin employment at another Federal agency, the NTSB transfers these
records to the employee's new Federal agency. When an employee retires,
resigns, or dies, the NTSB forwards the employee's record to the
National Personnel Records Center for permanent storage, in accordance
with General Records Schedule 1, item 1.
a. SYSTEM MANAGER(S) AND ADDRESS: Manager, OCIO/RM, U.S. Office of
Personnel Management, 1900 E Street NW., Washington, DC 20415.
b. For current Federal employees, OPM has delegated to the
employing agency the Privacy Act responsibilities concerning access,
amendment, and disclosure of the records within this system notice.
Chief, Human Resources Division, National Transportation Safety Board,
490 L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment; and
5. Signature.
a. Former Federal employees who want access to their Official
Personnel Folders (OPF) should contact the National Personnel Records
Center (Civilian), 111 Winnebago Street, St. Louis, Missouri 63118,
regarding the records in this system. Individuals must furnish the
following information for their records to be located and identified:
a. Full name.
b. Date of birth.
c. Social security number.
d. Last employing agency (including duty station) and approximate
date(s) of the employment (for former Federal employees).
e. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
Information in this system is obtained from the individual to whom
the record pertains and NTSB officials responsible for pay, leave, and
activity reporting requirements.
RECORD SOURCE CATEGORIES:
Information in this system of records is provided by:
a. The individual on whom the record is maintained.
b. Educational institutions.
c. Agency officials and other individuals or entities.
d. Other sources of information maintained in an employee's OPF, in
accordance with Code of Federal Regulations part 293, and OPM's
[[Page 62062]]
Operating Manual, ``The Guide to Personnel Recordkeeping.''
EXEMPTIONS CLAIMED FOR THIS SYSTEM:
None.
NTSB-3
SYSTEM NAME:
Personnel Security and Investigative Records.
SYSTEM LOCATION:
National Transportation Safety Board, Human Resources Division, 490
L'Enfant Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Employees, prospective employees, and potential contractors seeking
access to sensitive materials or facilities.
CATEGORIES OF RECORDS IN THE SYSTEM:
Personnel security folders containing the results of name checks,
inquiries, record checks, and investigations furnished by the Office of
Personnel Management (OPM), the Federal Bureau of Investigation, or a
private service provider. Information in these records may contain
dates and places of birth, citizenship, marital status, military
status, and Social Security records. In addition, these records may
contain investigative information concerning an individual's character,
conduct, and behavior, as well as arrests, convictions, or judgments
regarding any legal or regulatory violations. Records may also contain
information from current and former supervisors, colleagues,
associates, and educators; in addition, records may contain financial
or medical records and any other information developed from the records
listed above.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Executive Order No. 10,450.
PURPOSE(S):
The NTSB maintains this system to determine whether the employment
of a job applicant, or retention of a current employee, is in the
interest of the Government, as well as which persons may have access to
classified or sensitive material and access to other facilities.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS, AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine uses:
1. Disclosure to other Federal agencies when necessary to allow the
individual to access classified or sensitive material that other
Federal agencies maintain;
2. Disclosure to other Federal agencies or private organizations
when necessary to allow the individual to visit a certain facility or
site; and
3. Disclosure to OPM, when necessary for an investigation,
personnel matter, or an assessment of agency compliance with Federal
personnel security and suitability program requirements.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM STORAGE:
Records are stored on paper in file folders within the Human
Resources Division or Office of Management at the NTSB, at the address
above.
RETRIEVABILITY:
These records are retrieved by either the name or Social Security
number of the individuals about whom they concern.
SAFEGUARDS:
Records are maintained in locked metal file cabinets that are
restricted through electronic keycards to enter the facility where
records are located. Access to and use of these records is limited to
those persons whose official duties require such access, and the
Facility Security Access Control System (NTSB-24) logs the date and
time that each electronic keycard was used to enter the location. This
system conforms to all applicable Federal laws and regulations, as well
as NTSB policies and standards, as they relate to information security
and data privacy. In this regard, the following laws and regulations
may apply: The Privacy Act of 1974; the Federal Information Security
Management Act of 2002; the Computer Fraud and Abuse Act of 1986; the
Health Insurance Portability and Accountability Act of 1996; the E-
Government Act of 2002; and corresponding regulations implementing
these statutes.
RETENTION AND DISPOSAL:
The NTSB maintains records within this system in accordance with
OPM directives and General Records Schedule 18, item 22. In general,
the NTSB destroys records in this system once the records are obsolete
or no longer warrant retention, such as at the conclusion of three
years following the year that the employee departed from the NTSB.
SYSTEM MANAGER(S) AND ADDRESS:
Chief, Human Resources Division, National Transportation Safety
Board, 490 L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
Information in this system is obtained from the individual to whom
the record pertains, and may be obtained from NTSB officials, former
employers, educational institutions, and individuals who are familiar
with the individual, as well as officials from other Federal agencies.
EXEMPTIONS CLAIMED FOR THIS SYSTEM:
None.
NTSB--4
SYSTEM NAME:
Employee Travel Records.
SYSTEM LOCATION:
National Transportation Safety Board, 490 L'Enfant Plaza SW.,
Washington, DC 20594. The National Business Center, which is a division
of the Department of Interior, stores some information electronically
off-site on behalf of the NTSB, at: National Business Center, DOI, Mail
Stop D-2600, 7301 West Mansfield Avenue, Lakewood, Colorado 80235-2230.
As described below, the National Business Center transfers the records
to the Federal Records Center after the expiration of one year
following the date of the employee's travel.
[[Page 62063]]
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Employees and invitational travelers who have traveled pursuant to
authorized official business of the NTSB.
CATEGORIES OF RECORDS IN THE SYSTEM:
Travel vouchers, which include receipts for various expenditures.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Travel Expense Amendments Act of 1975, Public Law 94-22, 89 Stat.
84 (codified at 5 U.S.C. 5701-5707).
PURPOSE(S):
The NTSB maintains this system to determine and verify amounts to
be paid to an employee or invitational traveler for reimbursement of
travel expenses for authorized, official travel performed on behalf of
the NTSB.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS, AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine use:
[ssquf] Disclosure to other Federal agencies that need the
information for an audit or investigation.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM STORAGE:
Records are system generated or scanned and saved in an electronic
database. In addition, some copies of the records are stored on paper
in file folders within the employee's office at the NTSB, at the
address above.
RETRIEVABILITY:
These records are indexed by name.
SAFEGUARDS:
Paper records are maintained in lockable file cabinets that are
restricted through electronic keycards to enter the facility where
records are located. Computerized records are maintained in a secure,
password protected computer system. Access to and use of these records
is limited to those persons whose official duties require such access,
and the Facility Security Access Control System (NTSB-24) logs the date
and time that each electronic keycard was used to enter the location.
This system conforms to all applicable Federal laws and regulations, as
well as NTSB policies and standards, as they relate to information
security and data privacy. In this regard, the following laws and
regulations may apply: The Privacy Act of 1974; the Federal Information
Security Management Act of 2002; the Computer Fraud and Abuse Act of
1986; the Health Insurance Portability and Accountability Act of 1996;
the E-Government Act of 2002; and corresponding regulations
implementing these statutes.
RETENTION AND DISPOSAL:
Pursuant to General Records Schedule 9, items 3 and 4, the NTSB
maintains records relating to reimbursing individuals for six years
after payment of the allowable travel expenses and maintains routine
administrative records for two years.
SYSTEM MANAGER(S) AND ADDRESS:
Chief Financial Officer, National Transportation Safety Board, 490
L'Enfant Plaza, SW., Washington, DC 20594.
NOTIFICATION PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza, SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
Information in this system is obtained from the individual to whom
the record pertains.
EXEMPTIONS CLAIMED FOR THIS SYSTEM:
None.
NTSB-5
SYSTEM NAME:
Executive Branch Confidential Financial Disclosure Reports.
SYSTEM LOCATION:
National Transportation Safety Board, Office of General Counsel,
490 L'Enfant Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Current and former NTSB employees who must submit confidential
financial disclosure reports under the requirements of the Ethics in
Government Act of 1978 (hereinafter ``Ethics Act''), as amended, or to
whom the Ethics Act otherwise applies. All such individuals are
described in the categories listed in Government-wide system of records
notice OGE/GOVT-2. The NTSB incorporates by reference the text of OGE/
GOVT-2 into this Notice; as such, this Notice contains a summary of the
information and provisions of OGE/GOVT-2 and descriptions of how NTSB-5
is consistent with OGE/GOVT-2, and identifies any differences between
NTSB-5 and OGE/GOVT-2. OGE/GOVT-2 is available at 68 FR 3098 (Jan. 22,
2003), as updated at 68 FR 24744 (May 8, 2003).
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains information that is necessary for
administration of all provisions of the Ethics Act and the Ethics
Reform Act of 1989, as amended, and Executive Order 12,674, as
modified. In particular, this system contains statements and amended
statements of personal and family holdings and other interests in
property; income; gifts and reimbursements; liabilities; agreements and
arrangements; outside positions; and other information related to
conflict-of-interest determinations. These statements may consist of
certifications of no new interests for the reporting period, and may be
supplemental or alternative confidential report forms.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Title I of the Ethics in Government Act of 1978, Public Law 95-521,
92 Stat. 1824 (codified as amended 5 U.S.C. 7301, 7351, 7353, and other
scattered sections of 5 U.S.C.); 5 CFR part 2634; Executive Order
12,674 (as modified by Executive Order 12,731).
PURPOSE(S):
The NTSB collects the records in this system in order to comply
with the Ethics Act, and implementing Office of Government Ethics (OGE)
regulations and applicable Executive Orders. The collection of these
records is necessary to assure compliance with statutory and regulatory
requirements, to determine if an actual or apparent conflict of
interest exists between the employment of
[[Page 62064]]
individuals by the Federal Government and their outside employment and
financial interests.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS, AND THE PURPOSES OF SUCH USES:
The NTSB notes that, when the Director or other authorized
officials of OGE requests that the NTSB furnish OGE with records from
this system, such disclosure will be in response to OGE's need for the
records in the performance of their official duties under the Ethics
Act, and other related statutes, regulations, and Executive Orders,
pursuant to 5 U.S.C. 552a(b)(1). In addition to other disclosures
permitted under subsection (b) of the Privacy Act, and described in
Appendix A, below, the NTSB may disclose information contained in this
system of records without the consent of the subject individual if the
disclosure is compatible with the purpose for which the record was
collected under the following routine use:
1. Disclosure of information to any source when necessary to obtain
information relevant to a conflict-of-interest investigation or
determination; and
2. Disclosure of the confidential financial disclosure report or
certificate of no new interests and any accompanying documents to
reviewing officials in a new office, department, or agency when an
employee transfers or is detailed from a covered position in one
office, department, or agency to a covered position in another office,
department, or agency.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM STORAGE:
The NTSB primarily maintains these records on paper in file
folders. In addition, the Office of General Counsel maintains certain
information about current and former employees in searchable electronic
databases.
RETRIEVABILITY:
Records in this system are indexed alphabetically by name.
SAFEGUARDS:
Paper records are maintained in locked file cabinets that are
restricted through electronic keycards to enter the facility where
records are located. Access to and use of these records is limited to
those persons whose official duties require such access, and the
Facility Security Access Control System (NTSB-24) logs the date and
time that each electronic keycard was used to enter the location. This
system conforms to all applicable Federal laws and regulations, as well
as NTSB policies and standards, as they relate to information security
and data privacy. In this regard, the following laws and regulations
may apply: the Privacy Act of 1974; the Federal Information Security
Management Act of 2002; the Computer Fraud and Abuse Act of 1986; the
Health Insurance Portability and Accountability Act of 1996; the E-
Government Act of 2002; and corresponding regulations implementing
these statutes.
RETENTION AND DISPOSAL:
In accordance with General Records Schedule 25, the NTSB retains
these records for a period of six years after filing, or for such other
period of time as set forth in Schedule 25 for certain types of ethics
records. The NTSB may retain records needed in an ongoing investigation
for a period that exceeds six years, until the investigation no longer
requires such records. At the expiration of the retention period, the
NTSB destroys these records by shredding them.
SYSTEM MANAGER(S) AND ADDRESS:
Designated Agency Ethics Official, National Transportation Safety
Board, 490 East L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Designated Agency
Ethics Official at the following address: National Transportation
Safety Board, 490 L'Enfant Plaza, SW., Washington, DC 20594.
Individuals must comply with NTSB regulations regarding the Privacy
Act, at 5 CFR part 802, and must furnish the following information for
their records to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
RECORD ACCESS PROCEDURES:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURES:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
Current and former NTSB employees, or designated persons on behalf
of such employees, such as trustees, attorneys, accountants, bankers,
or relatives; Federal officials who review the records to make
conflict-of-interest determinations; persons alleging conflicts of
interest or violations of other ethics laws, and persons contacted
during any investigation of the allegations.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-6
SYSTEM NAME:
Employee Payroll, Leave, and Attendance Records.
SYSTEM LOCATION:
National Transportation Safety Board, Human Resources Division, 490
L'Enfant Plaza SW., Washington, DC 20594. The National Business Center,
which is a division of the Department of Interior, stores some
information electronically off-site on behalf of the NTSB, at: National
Business Center, DOI, Payroll Operations Division, Mail Stop D-2600,
7301 West Mansfield Avenue, Lakewood, Colorado 80235-2230. In addition,
the NTSB stores payroll records pertaining to individuals who have
retired from the NTSB at the National Archives and Records
Administration, National Personnel Records Center (Civilian Personnel
Records Center), 111 Winnebago Street, St. Louis, Missouri 63118.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
All current and former employees of the NTSB.
CATEGORIES OF RECORDS IN THE SYSTEM:
The agency's system consists of four files. Official personnel
files held by the NTSB are governed by the U.S. Office of Personnel
Management (OPM)regulations, at 5 CFR parts 293 and 297.
1. Official personnel file: This file consists of the forms and
documents that record employees' Standard Form 50s, copies of benefits
election forms, and applications used for qualification determinations.
This is a paper file.
2. Security File: This file is described at NTSB-3, above.
Duplicates of the security records described in NTSB-3 may also exist
in this system, designated as NTSB-6.
3. Payroll file: This file consists of documents related to
employees' pay and related payroll deductions that are not filed in the
official personnel file. These files may contain copies of income tax
forms, savings bond elections, net deposits and allotments, union dues
elections, benefits elections, and records regarding garnishments. This
is a paper file.
4. Time and attendance reports: This system consists of credit hour
records,
[[Page 62065]]
biweekly summaries of hours worked and leave taken, flextime records,
leave applications, authorized premium pay, danger pay requests, and
corrections. This information is maintained in an electronic system,
and some records may exist on microfiche.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 CFR Parts 293 and 297; Executive Order 12107.
PURPOSE(S):
The NTSB uses these records to establish and maintain employee
qualifications, benefits and pay.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine uses:
1. Disclosure to the Treasury Department for payroll purposes or
for the issuance of savings bonds;
2. Disclosure to the Office of Personnel Management for retirement,
health and life insurance purposes, and to carry out the Government-
wide personnel management functions of the NTSB;
3. Disclosure to the National Finance Center for the Thrift Savings
Plan and Temporary Continuation of Coverage;
4. Disclosure to the Social Security Administration for compliance
with the Federal Insurance Compensation Act;
5. Disclosure to the Internal Revenue Service for taxable earnings
and withholding purposes, or for audit and inspection and investigation
purposes;
6. Disclosure to the Combined Federal Campaign for charitable
contribution purposes;
7. Disclosure to the American Federation of Government Employees
for union dues;
8. Disclosure to state and local government tax entities for income
tax purposes;
9. Disclosure to holders of judgment liens, for the purposes of
garnishments; and
10. Disclosure to arbitrators pursuant to a negotiated labor
agreement or to Equal Employment Opportunity investigators who hear or
investigate employee grievances or complaints of discrimination.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM STORAGE:
Official personnel files, security files, and payroll files and are
kept in file folders, which the NTSB maintains within metal file
cabinets in a locked office. Time and attendance reports are maintained
in an electronic system, as described above.
RETRIEVABILITY:
Official personnel files, payroll files, and time and attendance
reports are indexed by name.
SAFEGUARDS:
Records are maintained in locked file cabinets that are restricted
through electronic keycards to enter the facility where records are
located. Computerized records are maintained in a secure, password
protected computer system. Access to and use of these records is
limited to those persons whose official duties require such access, and
the Facility Security Access Control System (NTSB-24) logs the date and
time that each electronic keycard was used to enter the location. This
system conforms to all applicable Federal laws and regulations, as well
as NTSB policies and standards, as they relate to information security
and data privacy. In this regard, the following laws and regulations
may apply: The Privacy Act of 1974; the Federal Information Security
Management Act of 2002; the Computer Fraud and Abuse Act of 1986; the
Health Insurance Portability and Accountability Act of 1996; the E-
Government Act of 2002; and corresponding regulations implementing
these statutes.
RETENTION AND DISPOSAL:
The NTSB retains and disposes of records within this system as
follows:
1. The NTSB retains each employee's official personnel file until
the end of the first thirty days following the date of the individual's
separation from the NTSB if the individual is not thereafter employed
by a Federal agency, pursuant to General Records Schedule 1, item 1.
After expiration of the thirty-day period, the NTSB sends records to
the National Archives and Records Administration, National Personnel
Records Center, 111 Winnebago Street, St. Louis, Missouri. However, if
following the separation from the NTSB, the individual is employed by
another Federal agency, the NTSB maintains the records until that
Federal agency requests the records from the NTSB;
2. Security records are kept for three years following an
employee's separation, as described at NTSB-3, above;
3. The NTSB retains payroll records for three calendar years
following the year in which the employee separates; and
4. The NTSB retains time and attendance reports for six years after
the year of the employee's separation.
SYSTEM MANAGER AND ADDRESS:
Chief, Human Resources Division, National Transportation Safety
Board, 490 L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza, SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
Individuals about whom the records concern, individuals'
supervisors, and NTSB employees acting in their official capacities.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-7
SYSTEM NAME:
Equal Employment Opportunity (EEO) Discrimination Complaint
Records.
SYSTEM LOCATION:
National Transportation Safety Board, Office of Equal Employment
Opportunity Diversity and Inclusion, 490 L'Enfant Plaza SW.,
Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals, classes of individuals, or organizations which have
consulted an EEO Counselor regarding discrimination on the basis of
race, color, religion, sex, national origin, physical disability,
[[Page 62066]]
genetic information, or age because of a determination, or decision
made by a Safety Board official or which have filed a formal allegation
of discrimination.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system of records contains information or documents concerning
pre-complaint processing and formal allegations of discrimination. The
records consist of counselors' reports, the initial allegations,
letters or notices to the individual or organization, materials placed
into the record to support or refute the decision or determination,
statements of witnesses, investigative reports, instructions about
action to be taken to comply with decisions, and related
correspondence, opinions, recommendations, and final administrative
actions.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Executive Order No. 11,478; 42 U.S.C. 2000e; 29 U.S.C. 633a; 29 CFR
part 1614.
PURPOSE(S):
The NTSB uses these records to initiate, investigate, and resolve
discrimination complaints within the NTSB. The NTSB may also use these
records as a data source for management information for production of
summary descriptive statistics and analytical studies in support of the
function for which the NTSB collects and maintains the records, or for
related personnel management functions or manpower studies. In
addition, the NTSB may use these records to locate specific individuals
for personnel research or other personnel management functions.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine uses:
1. Disclosure to the Office of Personnel Management, Merit Systems
Protection Board (including its Office of the Special Counsel), Equal
Employment Opportunity Commission, the Federal Labor Relations
Authority (including the General Counsel of the Authority and the
Federal Service Impasses Panel), the Federal Mediation and Conciliation
Service, and to an arbitrator, in carrying out their functions;
2. Disclosure to other Federal or foreign agencies that need the
information for an audit or investigation of a civil, criminal, or
regulatory violation or potential violation;
3. A record from this system of records may be disclosed to a
Federal, state or local agency maintaining civil, criminal or other
relevant enforcement records or other pertinent records, such as
current licenses, if necessary to obtain a record relevant to an agency
decision concerning the hiring or retention of an employee, the
issuance of a security clearance, the letting of a contract or the
issuance of a license, grant or other benefit;
4. Disclosure to a Federal agency, in response to its request, in
connection with hiring or retaining an employee, issuing a security
clearance, conducting a security or suitability investigation of an
individual, or classifying jobs, to the extent that the information is
relevant and necessary to the requesting agency's decisions on the
matter;
5. Disclosure in response to a subpoena to the NTSB where Federal
agencies having the power to subpoena other Federal agencies' records,
such as the Internal Revenue Service or the Civil Rights Commission,
have issued the subpoena;
6. Where a contract between an NTSB office and a labor organization
recognized under Executive Order No. 11,491 or 5 U.S.C. Chapter 71
provides that the agency will disclose personal records relevant to the
organization's mission, the NTSB may disclose records in this system of
records to such organization;
7. Disclosure to a private entity with which the NTSB maintains a
contractual relationship for the purposes of investigating
discrimination claims or collating, analyzing, aggregating or otherwise
refining records in this system, where the private entity is subject to
a non-disclosure agreement and understands that it must honor Privacy
Act safeguards with respect to such records;
8. In the event of litigation where the defendant is (a) the NTSB,
any component of the NTSB, or any employee of the NTSB in his or her
official capacity; (b) the United States, where the NTSB determines
that the claim, if successful, is likely to directly affect the
operations of the NTSB or any of its components; or (c) any NTSB
employee in his or her individual capacity where the Department of
Justice has agreed to represent such employee, the NTSB may disclose
such records as it deems desirable or necessary to the Department of
Justice to enable the NTSB to present an effective defense, provided
such disclosure is compatible with the purpose for which the records
were collected;
9. Records may be disclosed to student volunteers, individuals
working under a personal services contract, and other individuals
performing functions for the NTSB but technically not having the status
of NTSB employees, if they need access to the records to perform their
assigned agency functions.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM STORAGE:
These records are maintained in file folders, binders, and index
cards.
RETRIEVABILITY:
These records are indexed by the names of the individuals or
organizations concerning which the NTSB maintains them.
SAFEGUARDS:
Records are maintained in lockable file cabinets that are
restricted through electronic keycards to enter the facility where
records are located. Access to and use of these records is limited to
those persons whose official duties require such access, and the
Facility Security Access Control System (NTSB-24) logs the date and
time that each electronic keycard was used to enter the location. This
system conforms to all applicable Federal laws and regulations, as well
as NTSB policies and standards, as they relate to information security
and data privacy. In this regard, the following laws and regulations
may apply: The Privacy Act of 1974; the Federal Information Security
Management Act of 2002; the Computer Fraud and Abuse Act of 1986; the
Health Insurance Portability and Accountability Act of 1996; the E-
Government Act of 2002; and corresponding regulations implementing
these statutes.
RETENTION AND DISPOSAL:
The records are retained for four years after final disposition of
the EEO complaint. After the four-year period expires, the NTSB
destroys the records, pursuant to General Records Schedule 1, item 25.
SYSTEM MANAGER AND ADDRESS:
Director, Office of Equal Employment Opportunity Diversity and
Inclusion, National Transportation Safety Board, 490 L'Enfant Plaza
SW., Washington, DC 20594.
[[Page 62067]]
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment; and
5. Signature.
RECORD ACCESS PROCEDURES:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURES:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
The NTSB obtains the records in this system from: The individual to
whom the record pertains; the NTSB or other officials; NTSB employees
or other witnesses; and the EEO director or other such persons or
organizations who create or submit official documents relating to the
counseling or formal allegation.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
To the extent that any records in this system consist of attorney
work product or attorney-client communications, 5 U.S.C. 552a(d)(5) may
apply to preclude access to any information compiled in reasonable
anticipation of a civil action or proceeding.
NTSB--8
SYSTEM NAME:
FOIA and Privacy Act Request Records.
SYSTEM LOCATION:
National Transportation Safety Board, Office of Chief Information
Officer, Records Management Division, 490 L'Enfant Plaza SW.,
Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Persons who submit requests for NTSB records under the Freedom of
Information Act (FOIA) or the Privacy Act (PA), and administrative
appeals based on responses to those requests.
CATEGORIES OF RECORDS IN THE SYSTEM:
Copies of written or electronic requests from individuals or
organizations made under the provisions of the FOIA or PA, NTSB
response letters, copies of requested records, and records concerning
an administrative appeal of the response, where the requester has
submitted such an appeal.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
The Freedom of Information Act, as amended, (codified at 5 U.S.C.
552); the Privacy Act of 1974, as amended (codified at 5 U.S.C. 552a).
PURPOSE(S):
The NTSB maintains these records to process requests made under the
provisions of the Freedom of Information Act and Privacy Act of 1974.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine uses:
1. Disclosure to a court, or other deciding agency or official,
when a requester has filed an appeal or court suit concerning a
request; and
2. Disclosure to another Federal agency when consultation or
referral is required to process a request.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records of correspondence regarding a requester's request or appeal
are stored manually in file folders and electronically, in a database.
Records within the scope of a requester's request may be stored on
audiotapes and/or videotapes, on computer disks, and electronically, in
databases.
RETRIEVABILITY:
The NTSB retrieves records in this system by unique assigned number
for each request, by the requester's name, or by the investigation
number, where the requester seeks information from a particular
accident investigation.
SAFEGUARDS:
Paper records are maintained in lockable file cabinets or shelving
and computerized records are maintained in secure, password protected
computer system. Access to and use of these records is limited to those
persons whose official duties require such access that is restricted
through electronic keycards to enter the facility where records are
located. Access to and use of these records is limited to those persons
whose official duties require such access, and the Facility Security
Access Control System (NTSB--24) logs the date and time that each
electronic keycard was used to enter the location. This system conforms
to all applicable Federal laws and regulations, as well as NTSB
policies and standards, as they relate to information security and data
privacy. In this regard, the following laws and regulations may apply:
The Privacy Act of 1974; the Federal Information Security Management
Act of 2002; the Computer Fraud and Abuse Act of 1986; the Health
Insurance Portability and Accountability Act of 1996; the E-Government
Act of 2002; and corresponding regulations implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB retains the records in this system until disposition or
destruction is authorized by title 44 of the United States Code or the
National Archives and Records Administration's General Records Schedule
14. The NTSB also disposes of records within this system in accordance
with General Records Schedule 14.
SYSTEM MANAGER AND ADDRESS:
Freedom of Information Act Officer, National Transportation Safety
Board, Attention: FOIA and Privacy Act Requester Service Center, CIO-
40, 490 L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Subject of FOIA request or Privacy Act record;
3. Date of FOIA or Privacy Act request; and
4. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
[[Page 62068]]
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
Individuals who submit requests and administrative appeals pursuant
to FOIA and PA, agency records obtained in the process of responding to
such requests and appeals and NTSB personnel who handle such requests
and appeals. These requests are accepted by fax, public web, postal
mail, and email.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-10
SYSTEM NAME:
Employee Records of Disciplinary Action, Adverse Action, and
Grievance and Appeal Files.
SYSTEM LOCATION:
National Transportation Safety Board, Human Resources Division, 490
L'Enfant Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Current and former National Transportation Safety Board Federal
employees against whom such action has been proposed or taken in
accordance with 5 CFR parts 315 (subparts H and I), 432, 752, or 754.
CATEGORIES OF RECORDS IN THE SYSTEM:
Current and former National Transportation Safety Board Federal
employees against whom such action has been proposed or taken in
accordance with 5 CFR parts 315 (subparts H and I), 432, 752, or 754,
or who have filed grievances pursuant to 5 CFR part 771.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records and documents concerning: (1) the
processing of disciplinary and adverse actions, performance-based
reduction in grade and removal actions, and grievances and appeals of
such actions; (2) the termination of employees serving initial
appointment probation and return to their former grade of employees
serving supervisory or managerial probation; and (3) grievances raised
by agency employees, except EEO complaints and grievances filed under
negotiated grievance procedures in accordance with 5 U.S.C. 7121. The
records include, as appropriate: Copies of the notice of proposed
action; materials upon which the NTSB relied to support the reasons in
the notice; replies by the employee; statements of witnesses and
affidavits; hearing notices; reports of investigations; agency
decisions; and records of resolutions or settlement agreements, which
may include reports of interviews and hearing examiners; findings and
recommendations, copies of original decisions, related correspondence
and exhibits, and records concerning reconsideration requests.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 1302, 3301, 3321, 4303, 4308, 5115, 5338, 7151, 7301,
7504, 7514, 7543, 7701, and 8347; 5 CFR part 771.
PURPOSE(S):
The NTSB maintains this system of records regarding the proposal,
processing, and documentation of disciplinary and adverse employment
actions in order to comply with 5 CFR parts 315 (subparts H and I),
432, 752, or 754; in addition, the NTSB maintains grievance information
in accordance with 5 CFR part 771.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine uses:
1. Disclosure to labor organization officials to provide
information defined under 5 U.S.C. chapter 71, when the information is
relevant and necessary to their duties of exclusive representation
concerning personnel policies, practices, and matters affecting working
conditions;
2. Disclosure to other Federal or foreign agencies that need the
information for an audit or investigation of a civil, criminal, or
regulatory violation or potential violation;
3. Disclosure to any source from which the NTSB requests additional
information for processing any of the covered actions or in regard to
an appeal or administrative review procedure, to the extent necessary
to identify the individual, inform the source of the purpose(s) of the
request, and identify the type of information requested;
4. Disclosure to a Federal agency, in response to its request, in
connection with hiring or retaining an employee, issuing a security
clearance, conducting a security or suitability investigation of an
individual, or classifying jobs, to the extent that the information is
relevant and necessary to the requesting agency's decisions on the
matter;
5. Disclosure to another Federal agency, to a court, or to a party
in litigation before a court or in an administrative proceeding being
conducted by a Federal agency, when the Government is a party to the
judicial or administrative proceeding;
6. Disclosure to other agencies or contractors for other agencies,
when disclosure is necessary to locate individuals for personnel
research or survey response and in producing summary descriptive
statistics and analytical studies in support of the function for which
the other organization seeks to collect the record, or for related
workforce studies; the NTSB notes that, while published statistics and
studies do not contain individual identifiers, in some instances the
selection of elements of data included in the study may be structured
in such a way as to make the data individually identifiable by
inference;
7. Disclosure to a party engaged in litigation of information that
is relevant to subject matter concerning a pending judicial or
administrative proceeding, when such disclosure is subject to discovery
or order from a court with competent jurisdiction;
8. Disclosure to the Merit System Protection Board in connection
with appeals, special studies of the civil service and other merit
systems, review of agency rules and regulations, investigations of
alleged or possible prohibited personnel practices, and such other
functions, as promulgated in 5 U.S.C. 1205 and 1206, and as specified
in 5 U.S.C. 7503(c) and 5 U.S.C. 7513(e), or as may be authorized by
any other applicable statute.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains these records on paper in file folders within a
lectriever in a locked file room.
RETRIEVABILITY:
The NTSB retrieves records by name.
SAFEGUARDS:
The NTSB maintains paper records within this system in a locked
file room that is restricted through electronic keycards to enter the
room where records are located. Access to and use of these records is
limited to those persons whose official duties require
[[Page 62069]]
such access, and the Facility Security Access Control System (NTSB-24)
logs the date and time that each electronic keycard was used to enter
the location. This system conforms to all applicable Federal laws and
regulations, as well as NTSB policies and standards, as they relate to
information security and data privacy. In this regard, the following
laws and regulations may apply: The Privacy Act of 1974; the Federal
Information Security Management Act of 2002; the Computer Fraud and
Abuse Act of 1986; the Health Insurance Portability and Accountability
Act of 1996; the E-Government Act of 2002; and corresponding
regulations implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB destroys these records five years after the closing of the
case.
SYSTEM MANAGER AND ADDRESS:
Chief, Human Resources Division, National Transportation Safety
Board, 490 L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
The NTSB obtains the records in this system from: NTSB employees
and supervisors, NTSB Office of Administration; representatives of NTSB
employees.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-11
SYSTEM NAME:
Parking Permit Records.
SYSTEM LOCATION:
National Transportation Safety Board, Office of Administration, 490
L'Enfant Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
NTSB employees who apply for parking permits at the NTSB
headquarters facility.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains parking applications, which include but are
not limited to, the applicant's name, address, telephone number,
division, grade level, vehicle, carpool, handicap information, and
justifications for the priority of parking permits. The NTSB collects
parking applications from each applicant on a regular annual basis.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
40 U.S.C. 121(c); 41 CFR 102-74.305; Executive Order No. 12,191, 45
FR 7,997 (Feb. 1, 1980).
PURPOSE(S):
The NTSB maintains this system of records in order to provide
parking for qualified NTSB employees located at the NTSB headquarters
facility in Washington, DC.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine uses:
1. Disclosure to labor organization officials to provide
information defined under 5 U.S.C. chapter 71, when the information is
relevant and necessary to their duties of exclusive representation
concerning personnel policies, practices, and matters affecting work
conditions;
2. Disclosure to other Federal or foreign agencies that need the
information for an audit or investigation of a civil, criminal, or
regulatory violation or potential violation.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains these records on paper in file folders.
RETRIEVABILITY:
The NTSB retrieves these records by searching either by the
employee's name or by the individual parking permit number.
SAFEGUARDS:
The NTSB maintains paper records within this system in lockable
file cabinets that are restricted through electronic keycards to enter
the facility where records are located. Access to and use of these
records is limited to those persons whose official duties require such
access, and the Facility Security Access Control System (NTSB-24) logs
the date and time that each electronic keycard was used to enter the
location. This system conforms to all applicable Federal laws and
regulations, as well as NTSB policies and standards, as they relate to
information security and data privacy. In this regard, the following
laws and regulations may apply: The Privacy Act of 1974; the Federal
Information Security Management Act of 2002; the Computer Fraud and
Abuse Act of 1986; the Health Insurance Portability and Accountability
Act of 1996; the E-Government Act of 2002; and corresponding
regulations implementing these statutes.
RETENTION AND DISPOSAL:
As stated above, the NTSB collects parking applications on a
regular annual basis. The NTSB retains applications for a period of 3
years, after which the NTSB destroys the applications, pursuant to
General Records Schedule 9.
SYSTEM MANAGER AND ADDRESS:
Chief, Administrative Operations, Safety and Security Division,
National Transportation Safety Board, 490 L'Enfant Plaza SW.,
Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
[[Page 62070]]
RECORD SOURCE CATEGORIES:
NTSB employees and supervisors, NTSB Administrative Operations,
Safety and Security Division.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-12
SYSTEM NAME:
Employee Travel Card Records.
SYSTEM LOCATION:
National Transportation Safety Board, Office of Chief Financial
Officer, 490 L'Enfant Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Current and former NTSB employees.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains credit card applications, a list of terms and
conditions for use of credit cards, credit card training documentation,
monthly reports regarding accounts, credit data, and related
documentation, all of which may include an individual's name, Social
Security number, and personal contact information.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 5701; 31 U.S.C. 716, 1104, 3511-3512, 3701, 3711, 3717-
3718, 3726; 41 CFR parts 301-304; Exec. Order No. 9,397, 8 FR 16,095
(Nov. 30, 1943); Consolidated Appropriations Act of 2005, Public Law
108-447, Sec. 639, 118 Stat. 2809 (2004).
PURPOSE(S):
The NTSB collects information for this system in order to
facilitate the process of obtaining travel cards for NTSB employees.
Such travel cards are necessary for the provision of funds for
employees' official travel.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine uses:
1. Disclosure to the General Services Administration and the Office
of Management and Budget for periodic reporting required by statute,
regulation, and/or Executive Order;
2. Disclosure to the bank that issued the credit card, for
necessary record-keeping purposes;
3. Disclosure to the National Business Center of the Department of
Interior, for facilitating collection of travel card delinquencies by
employee salary offset; and
4. Disclosure to a consumer reporting agency, for the purpose of
obtaining the credit reports necessary to provide the credit cards, and
not for the purposes listed at 5 U.S.C. 552(b)(12) (referring to Debt
Collection Act).
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None, except as described at 5 U.S.C. 552a(b)(12).
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains the information in this system in file folders
in an electronic database.
RETRIEVABILITY:
Records in this system are indexed by name.
SAFEGUARDS:
Computerized records are maintained in a secure, password protected
computer system. Access to and use of these records is limited to those
persons whose official duties require such access, and the Facility
Security Access Control System (NTSB-24) logs the date and time that
each electronic keycard was used to enter the location. This system
conforms to all applicable Federal laws and regulations, as well as
NTSB policies and standards, as they relate to information security and
data privacy. In this regard, the following laws and regulations may
apply: The Privacy Act of 1974; the Federal Information Security
Management Act of 2002; the Computer Fraud and Abuse Act of 1986; the
Health Insurance Portability and Accountability Act of 1996; the E-
Government Act of 2002; and corresponding regulations implementing
these statutes.
RETENTION AND DISPOSAL:
The NTSB retains electronic records in this system until the NTSB
no longer needs the records because the employee separates from Federal
service and no pending claims on the employee's credit card exists, or
until the retention period for the records has expired, pursuant to
General Records Schedule 9.
SYSTEM MANAGER AND ADDRESS:
Chief, Accounting Division, Office of Chief Financial Officer,
National Transportation Safety Board, 490 L'Enfant Plaza SW.,
Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
The NTSB obtains information in this system from NTSB employees,
the bank issuing the credit card, the consumer reporting agency, and
outside vendors who have provided travel services or accommodations to
an NTSB employee for the employee's official travel.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-13
SYSTEM NAME:
Airman or Mariner Certificate Enforcement Actions.
SYSTEM LOCATION:
Primary system: Office of Administrative Law Judges, NTSB, 490
L'Enfant Plaza SW., Washington, DC 20594. Upon assignment of a case to
an NTSB Administrative Law Judge (ALJ) located in Texas, the case file
is maintained at 624 Six Flags Drive, Suite 150, Arlington, Texas
76011; upon assignment of a case to an NTSB ALJ in Colorado, the case
file is maintained at 4760 Oakland Street, Suite 500, Denver, Colorado
80239. When a party appeals the decision of the NTSB ALJ, the Office of
Administrative Law Judges transfers the case's docket file to the NTSB
Office of General Counsel, 490 L'Enfant Plaza SW., Washington, DC
20594, until the Safety Board has served a final ruling on the appeal,
at which time the Office of General Counsel transfers the docket file
back to the Office of Administrative Law Judges.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals who hold airman certificates who have been subject to
[[Page 62071]]
Federal Aviation Administration (FAA) enforcement actions, or to whom
the FAA has denied certification; and mariners who hold maritime
licenses, certificates, documents, or registers who have been subject
to U.S. Coast Guard enforcement actions or certificate denials.
CATEGORIES OF RECORDS IN THE SYSTEM:
The system includes, but is not limited to, the petition or appeal
filed by an airman, pleadings from both parties in the case; motions
and responses filed by the parties; relevant documents related to these
actions (i.e., Orders of Revocation, Orders of Suspension, Orders of
Assessment, Denials of applications for issuance of airman
certificates); hearing notices, transcripts of hearings, exhibits
introduced during hearings; and Administrative Law Judges' decisions.
For cases that a party appeals to the full five-member Board, records
will include the following additional categories: Notice of Appeal for
review of the Judge's decision, and briefs in support of that appeal;
the Board's Opinion and Order resulting from the review; and other
correspondence that is initiated by the Board, or parties pertaining to
the case. Where a case arises out of a U.S. Coast Guard action, records
will include: hearing notices, pleadings from both parties in the case;
motions and responses filed by the parties; in addition, if a hearing
occurred, records will include the transcript of testimony and exhibits
from the hearing; the decision of the Administrative Law Judge, the
U.S. Coast Guard order; the Notice of Appeal of the Commandant's
decision; parties' appeal briefs; and the Commandant's decision on
appeal.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 216B, 239-a-b; 49 U.S.C. 1133, 44106, 44703, 44709,
44710, and 46301.
PURPOSE(S):
The NTSB maintains this system in order to fulfill Congress's
statutory directive of deciding airman and mariner appeals, in
accordance with 49 U.S.C. 1133; the NTSB manages the case load and
tracks all documents related to cases in this system of records.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine uses:
1. Disclosure in response to discovery ordered by a court, in
accordance with 49 U.S.C. 1153; and
2. Publicly available records within the system, which the Privacy
Act does not preclude from disclosure (e.g., final decisions issued by
ALJs and the Board), are available on the NTSB Web site, https://www.ntsb.gov.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records are primarily maintained on paper in docket folders. In
addition, the Office of Administrative Law Judges maintains certain
information and documents regarding each case in a searchable
electronic database.
RETRIEVABILITY:
The electronic database is indexed by names of the certificate
holder who is the subject of the action and by docket numbers, which
are assigned when individual cases are received and docketed. Paper
docket files are indexed by the airman's or mariner's surname.
SAFEGUARDS:
The NTSB maintains paper records within this system in locked file
cabinets that are restricted through electronic keycards to enter the
facility where records are located. Computerized records are maintained
in secure, password protected computer system. Access to and use of
these records is limited to those persons whose official duties require
such access, and the Facility Security Access Control System (NTSB-24)
logs the date and time that each electronic keycard was used to enter
the location. This system conforms to all applicable Federal laws and
regulations, as well as NTSB policies and standards, as they relate to
information security and data privacy. In this regard, the following
laws and regulations may apply: The Privacy Act of 1974; the Federal
Information Security Management Act of 2002; the Computer Fraud and
Abuse Act of 1986; the Health Insurance Portability and Accountability
Act of 1996; the E-Government Act of 2002; and corresponding
regulations implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB maintains paper docket files for one year following the
disposition of the case. After the one-year period has expired, the
NTSB sends files to the Federal Records Center, National Archives and
Records Administration, which destroys the files after 15 years in
cases for which a hearing occurred, or after 6 years in cases in which
no hearing occurred.
SYSTEM MANAGER AND ADDRESS:
Manager, ALJ Operations, National Transportation Safety Board,
Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Certificate Number; and
3. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
The NTSB primarily obtains information in the records from the
individual to whom a record pertains, authorized representatives for
these individuals, from information supplied by the certificate holder,
and attorneys and other representatives from the FAA and the U.S. Coast
Guard.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-14
SYSTEM NAME:
Information Request Database
SYSTEM LOCATION:
National Transportation Safety Board, Office of Chief Information
Officer, Records Management Division, 490 L'Enfant Plaza SW.,
Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals seeking publicly available information from the NTSB.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains the individual's name, address, telephone
number, email address, and a description of the
[[Page 62072]]
requested records. The list may also include the requester's title,
occupation, and institutional affiliation.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 552(a)(2); 49 U.S.C. 1131(e).
PURPOSE(S):
The NTSB maintains this system in order to provide individuals and
organizations, at their request, with publicly available information
that the NTSB produces.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
The NTSB may disclose information from this system of records in
accordance with subsection (b) of the Privacy Act, and as described in
Appendix A, below.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records are maintained on paper and electronically in databases.
RETRIEVABILITY:
The NTSB retrieves records in this system by individual name,
company name, accident date, accident location, accident investigation
number and mailing list title.
SAFEGUARDS:
The NTSB maintains paper records within this system in lockable
file cabinets that are restricted through electronic keycards to enter
the facility where records are located. Computerized records are
maintained in secure, password protected computer system. Access to and
use of these records is limited to those persons whose official duties
require such access, and the Facility Security Access Control System
(NTSB-24) logs the date and time that each electronic keycard was used
to enter the location. This system conforms to all applicable Federal
laws and regulations, as well as NTSB policies and standards, as they
relate to information security and data privacy. In this regard, the
following laws and regulations may apply: The Privacy Act of 1974; the
Federal Information Security Management Act of 2002; the Computer Fraud
and Abuse Act of 1986; the Health Insurance Portability and
Accountability Act of 1996; the E-Government Act of 2002; and
corresponding regulations implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB retains these records until the request has been fulfilled
and the individual requests removal from the system.
SYSTEM MANAGER AND ADDRESS:
Records Management Officer, National Transportation Safety Board,
Office of the Chief Information Officer, Records Management Division,
490 L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date of correspondence; and
3. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
Individuals who provide their name and mailing address directly to
the NTSB.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-15
SYSTEM NAME:
NTSB Staff Database.
SYSTEM LOCATION:
National Transportation Safety Board, Office of Chief Information
Officer, 490 L'Enfant Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
All individuals who have a domain account on the agency's network.
These individuals include: Former and current NTSB employees,
consultants, contractors, interns, and employees from other Federal
agencies who are temporarily assigned to work at the NTSB.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records within this system include the individual's name;
photograph; personal or agency-issued cell phone number(s); and a
history of the individual's previous employment positions and titles,
including date ranges, contact information of the previous employer,
and the individual's managerial status in such positions.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Federal Information Security Management Act, enacted as Title III
of E-Government Act of 2002, Public Law 107-347, 116 Stat. 2899
(codified at 44 U.S.C. 3541 et seq.)
PURPOSE(S):
The NTSB uses the data in this system to control access to various
NTSB applications that require a listing of employees by office and
position. The NTSB also generates a listing of employees' names and
offices for an internal office telephone directory from this list.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine use:
[ssquf] Disclosure to other Federal agencies that need the
information for an audit or investigation.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB stores all records in this system electronically in a
database.
RETRIEVABILITY:
Records are indexed by name and office identifier, and can be
retrieved using the web-based graphical user interface.
SAFEGUARDS:
The NTSB maintains these computerized records in a secure, password
protected computer system. Access to and use of these records is
limited to those persons whose official duties require such access, and
the username, date and time of any additions or edits is logged. The
Facility Security Access Control System (NTSB-24) logs the date and
time that each electronic keycard was used to enter the
[[Page 62073]]
location. This system conforms to all applicable Federal laws and
regulations, as well as NTSB policies and standards, as they relate to
information security and data privacy. In this regard, the following
laws and regulations may apply: the Privacy Act of 1974; the Federal
Information Security Management Act of 2002; the Computer Fraud and
Abuse Act of 1986; the Health Insurance Portability and Accountability
Act of 1996; the E-Government Act of 2002; and corresponding
regulations implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB maintains this data for the duration of the use of the
applications for which the data supports. The NTSB marks inactive or
former employees as such, but maintains the data for historical
relevance and auditing purposes.
SYSTEM MANAGER AND ADDRESS:
Chief, Systems Support Division, Office of the Chief Information
Officer, 490 L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment or NTSB service; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
The NTSB obtains the information for records within this system
from the individual, after the individual has provided the information
to the NTSB Office of Administration, Human Resources Division.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-16
SYSTEM NAME:
Correspondence, Notations, and Safety Recommendations.
SYSTEM LOCATION:
National Transportation Safety Board, Office of the Managing
Director, Safety Recommendations and Quality Assurance Division,
Executive Secretariat, 490 L'Enfant Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Members of the public, other government agencies, Members of
Congress, the White House, and members of private industry seeking
information from or about the NTSB.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains the individual's name, address, and other
contact information, as well as a description of the subject of the
correspondence or request, and a copy of the incoming correspondence.
The record may also include the requester's title, occupation, and
institutional affiliation.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 552(a)(2); 49 U.S.C. 1131(e).
PURPOSE(S):
The NTSB maintains this system in order to verify receipt, generate
a response, and establish a record of correspondence addressed to the
head of the agency or that requires the signature of the Chairman or an
NTSB office director.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
The NTSB may disclose information in accordance with subsection (b)
of the Privacy Act, and as described in Appendix A, below.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB office that drafts the response to the correspondence
stores an electronic copy in this system on a secure, password-
protected computer network server; the NTSB Office of the Managing
Director stores some categories of information electronically in the
system. The NTSB may transmit some records to other offices within the
NTSB when a response to the correspondence requires input from another
office.
RETRIEVABILITY:
Records are indexed by individual's name, organization, date of
correspondence, date of response, and subject matter.
SAFEGUARDS:
The NTSB maintains paper records within this system in a secure,
password protected computer network server. Access to and use of these
records is limited to authorized users of the system whose official
duties require such access. This system conforms to all applicable
Federal laws and regulations, as well as NTSB policies and standards,
as they relate to information security and data privacy. In this
regard, the following laws and regulations may apply: the Privacy Act
of 1974; the Federal Information Security Management Act of 2002; the
Computer Fraud and Abuse Act of 1986; the Health Insurance Portability
and Accountability Act of 1996; the E-Government Act of 2002; and
corresponding regulations implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB permanently maintains records in the electronic system.
The NTSB maintains corresponding paper records within this system until
the expiration of 3 years following the final response to the
correspondence, after which the NTSB destroys the records by shredding
them.
SYSTEM MANAGER AND ADDRESS:
Executive Secretariat, Office of the Managing Director, Safety
Recommendations and Quality Assurance Division, National Transportation
Safety Board, 490 L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date and subject of correspondence; and
3. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
[[Page 62074]]
RECORD SOURCE CATEGORIES:
Individuals who provide their name and mailing address directly to
the NTSB in their correspondence.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-17
SYSTEM NAME:
Office of Transportation Disaster Assistance Family Member
Database.
SYSTEM LOCATION:
National Transportation Safety Board, Office of Transportation
Disaster Assistance, 490 L'Enfant Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Family members of those fatally injured and survivors of
transportation accidents that are or have been the subject of an NTSB
investigation
CATEGORIES OF RECORDS IN THE SYSTEM:
Name and contact information of victims of transportation
accidents, as well as the names and contact information for victims'
family members and legal next-of-kin.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
49 U.S.C. 1136 and 49 U.S.C. 1139.
PURPOSE(S):
The NTSB uses this system to maintain mailing and telephone contact
information in order to provide services and information to survivors
of transportation accidents, and/or fatally injured family members and
next-of-kin.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine use:
1. Disclosure to other government agencies, when necessary to
determine whether the victim and/or family member has received
information or services in accordance with 49 U.S.C. 1136(c) and 49
U.S.C. 1139(c); and
2. Disclosure to state police or other agencies, when necessary for
safety of Federal employees;
3. Disclosure to the FBI Office for Victim Assistance if the
investigation becomes criminal in order to provide federal crime victim
service under Victims' Right and Restitution Act (42 U.S.C. 10607) and
the Crime Victims' Rights Act (18 U.S.C. 3771).
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB stores information electronically in a database.
RETRIEVABILITY:
The database containing information in this system is searchable by
NTSB investigation number and date and location of transportation
accident.
SAFEGUARDS:
The computerized records that compose this system of records are
maintained in secure, password protected computer system. Access to and
use of these records is limited to those persons whose official duties
require such access, and the Facility Security Access Control System
(NTSB-24) logs the date and time that each electronic keycard was used
to enter the location. This system conforms to all applicable Federal
laws and regulations, as well as NTSB policies and standards, as they
relate to information security and data privacy. In this regard, the
following laws and regulations may apply: The Privacy Act of 1974; the
Federal Information Security Management Act of 2002; the Computer Fraud
and Abuse Act of 1986; the Health Insurance Portability and
Accountability Act of 1996; the E-Government Act of 2002; and
corresponding regulations implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB maintains the records in this system indefinitely, unless
an individual requests removal from the system.
SYSTEM MANAGER AND ADDRESS:
Director, Office of Transportation Disaster Assistance, National
Transportation Safety Board, 490 L'Enfant Plaza SW., Washington, DC
20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date, location, or NTSB investigation identifier pertaining to
the accident investigation from which the NTSB created the record; and
3. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
Individuals directly submit their own contact information for
inclusion in the database; the NTSB may also obtain information from
other Federal agencies who provide assistance to victims and victims'
family members, or from transportation operators who may have passenger
lists.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-18
SYSTEM NAME:
Correspondence from Members of Congress.
SYSTEM LOCATION:
National Transportation Safety Board, Office of Communications,
Government Affairs Division, 490 L'Enfant Plaza SW., Washington, DC
20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Senators, Members of Congress, and congressional staff.
CATEGORIES OF RECORDS IN THE SYSTEM:
Requests and written correspondence from Senators, Members of
Congress, and congressional staff, Safety Board responses to
congressional correspondence, and records regarding the Safety Board's
preparation of responses to congressional inquiries and correspondence.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 552(a)(2); 49 U.S.C. 1101-1155.
PURPOSE(S):
The NTSB utilizes this system to track and provide timely responses
to inquiries and correspondence from Senators, Members of Congress, and
congressional staff.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the
[[Page 62075]]
Privacy Act, and described in Appendix A, below, the NTSB may disclose
information contained in this system of records without the consent of
the subject individual if the disclosure is compatible with the purpose
for which the record was collected under the following routine use:
[ssquf] Disclosure to other government agencies, when necessary, to
respond to congressional inquiries or correspondence from Members of
Congress.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains these records in paper folders within file
cabinets and in an electronic database.
RETRIEVABILITY:
Records are indexed by the surname of the Senator or Member of
Congress.
SAFEGUARDS:
The NTSB maintains paper records within this system in file
cabinets that are restricted through electronic keycards to enter the
facility where records are located. Computerized records are maintained
in a secure, password-protected computer system. Access to and use of
these records is limited to those persons whose official duties require
such access, and the Facility Security Access Control System (NTSB-24)
logs the date and time that each electronic keycard was used to enter
the location. This system conforms to all applicable Federal laws and
regulations, as well as NTSB policies and standards, as they relate to
information security and data privacy. In this regard, the following
laws and regulations may apply: The Privacy Act of 1974; the Federal
Information Security Management Act of 2002; the Computer Fraud and
Abuse Act of 1986; the Health Insurance Portability and Accountability
Act of 1996; the E-Government Act of 2002; and corresponding
regulations implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB maintains these documents until the Senator or Member of
Congress is no longer serving in Congress, or until the NTSB determines
that it no longer needs the record after the NTSB has responded to the
request or inquiry. The NTSB destroys records by shredding them.
SYSTEM MANAGER AND ADDRESS:
Director, Office of Communications, National Transportation Safety
Board, 490 L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Subject of original correspondence; and
3. Signature.
RECORD ACCESS PROCEDURES:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURES:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
Senators, Members of Congress, congressional staff, and employees
of other Federal agencies.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-19
SYSTEM NAME:
Training Center Student Registration Database
SYSTEM LOCATION:
NTSB Training Center, 45065 Riverside Parkway, Ashburn, Virginia
20147.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Students, members of the public, NTSB employees, and employees of
state and Federal agencies who have registered to attend training
course(s) at the NTSB Training Center.
CATEGORIES OF RECORDS IN THE SYSTEM:
These records consist of course applications and the revenue
collected for all training courses that are offered to the public and
to NTSB employees. The applications include, but are not limited to,
the registrant's name, address, telephone and fax number, email
address, country, and payment information.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
49 U.S.C. 1115 and 1118(c).
PURPOSE(S):
The NTSB uses this system to register students, issue student
transcripts and certificates of completion of training programs, and
record associated tuition payment for training courses at the NTSB
Training Center.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine uses:
1. Disclosure to the Department of Interior, National Business
Center, for processing credit card or check payments for tuition,
tuition refunds, or for collection of delinquencies;
2. Disclosure to the Department of State or an embassy for
passports or visas, or for responding to request for disclosing
international students and associated countries, and tuition collected;
3. Disclosure of limited information to an employer for
verification of training completed;
4. Disclosure of limited information to a college or university as
students requesting student transcripts; and
5. Disclosure to Congress for annual reporting requirements.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB stores the electronic database in a system on a SQL
server. The NTSB maintains some paper folders, which the NTSB keeps in
a locked cabinet at the NTSB Training Center.
RETRIEVABILITY:
Records are indexed by registrant's name or by student
identification code assigned by the Office of the Assistant to the
Associate Managing Director for the NTSB Training Center.
SAFEGUARDS:
The NTSB maintains paper records within this system in locked file
cabinets that are restricted through electronic keycards to enter the
facility where records are located. Computerized records are maintained
in
[[Page 62076]]
secure, password protected computer system. Access to and use of these
records is limited to those persons whose official duties require such
access, and the Facility Security Access Control System (NTSB-24) logs
the date and time that each electronic keycard was used to enter the
location. This system conforms to all applicable Federal laws and
regulations, as well as NTSB policies and standards, as they relate to
information security and data privacy. In this regard, the following
laws and regulations may apply: The Privacy Act of 1974; the Federal
Information Security Management Act of 2002; the Computer Fraud and
Abuse Act of 1986; the Health Insurance Portability and Accountability
Act of 1996; the E-Government Act of 2002; and corresponding
regulations implementing these statutes.
RETENTION AND DISPOSAL:
The Training Center maintains student records in the electronic
system for 10 years and paper files for 7 years, in accordance with the
budgeting and financial management policy.
SYSTEM MANAGER AND ADDRESS:
Assistant to Associate Managing Director for NTSB Training Center,
45065 Riverside Parkway, Ashburn, Virginia 20147.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Employer;
3. Description of course that the individual attended or applied to
attend;
4. Student identification number; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
The NTSB obtains information for this system from course
applications that persons seeking to register for a training course
submit to the NTSB Training Center.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-20
SYSTEM NAME:
Public Affairs Phone Log
SYSTEM LOCATION:
Office of Public Affairs, National Transportation Safety Board, 490
L'Enfant Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Journalists who contact the NTSB Public Affairs Office.
CATEGORIES OF RECORDS IN THE SYSTEM:
Name of caller, affiliation, phone number, email address, subject
of the call, and additional relevant comments.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
49 U.S.C. 1101-1155; 49 CFR 800.2(b) and 831.13(a).
PURPOSE(S):
The NTSB maintains this system to keep a log of telephone activity
for the Office of Public Affairs as it pertains to news media
representatives.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
The NTSB may disclose information in accordance with subsection (b)
of the Privacy Act, and as described in Appendix A, below.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains records within this system in an electronic
database.
RETRIEVABILITY:
The database containing these records is searchable by name,
affiliation, subject matter, or NTSB public affairs officer who handled
the telephone call.
SAFEGUARDS:
The NTSB maintains the computerized records in this system of
records in secure, password protected computer system. Access to and
use of these records is limited to those persons whose official duties
require such access, and the Facility Security Access Control System
(NTSB-24) logs the date and time that each electronic keycard was used
to enter the location. This system conforms to all applicable Federal
laws and regulations, as well as NTSB policies and standards, as they
relate to information security and data privacy. In this regard, the
following laws and regulations may apply: The Privacy Act of 1974; the
Federal Information Security Management Act of 2002; the Computer Fraud
and Abuse Act of 1986; the Health Insurance Portability and
Accountability Act of 1996; the E-Government Act of 2002; and
corresponding regulations implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB maintains the records in this system indefinitely.
SYSTEM MANAGER AND ADDRESS:
Director, Office of Public Affairs, National Transportation Safety
Board, 490 L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Subject of original correspondence; and
3. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
Journalists who contact the NTSB Office of Public Affairs via
telephone.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-21
SYSTEM NAME:
Respiratory Protection Program Records.
SYSTEM LOCATION:
National Transportation Safety Board, Office of Administration,
Administrative Operations, Safety and Security Division, 490 L'Enfant
Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Current employees who have received medical clearance and have been
[[Page 62077]]
trained to don a half-face negative pressure respirator.
CATEGORIES OF RECORDS IN THE SYSTEM:
Employee name, date of birth, office location, job title, date of
last medical clearance, date of last physical exam, medical clearance
expiration date, suggested activity level while donning a respirator,
date of training, date of fit test and type of respirator issued.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
29 U.S.C. 653, 655, and 657; 29 CFR 1910.134(m).
PURPOSE(S):
The NTSB uses this system to document employee medical
qualifications and training for respirator usage pursuant to OSHA
regulations, 29 CFR 1910.134(m).
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine uses:
1. Disclosure to other Federal agencies, such as the Department of
Labor or the Office of Personnel Management, that need the information
for an audit; and
2. Disclosure to other Federal agencies when necessary for the
investigation of a potential civil, criminal, or regulatory violation.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains these records in an electronic database and in
paper file folders within a lockable file cabinet.
RETRIEVABILITY:
All records in this system are indexed by name.
SAFEGUARDS:
The NTSB maintains paper records within this system in a lockable
file cabinet that is restricted through electronic keycards to enter
the facility where records are located. Computerized records are
maintained in secure, password protected computer system. Access to and
use of these records is limited to those persons whose official duties
require such access, and the Facility Security Access Control System
(NTSB-24) logs the date and time that each electronic keycard was used
to enter the location. This system conforms to all applicable Federal
laws and regulations, as well as NTSB policies and standards, as they
relate to information security and data privacy. In this regard, the
following laws and regulations may apply: The Privacy Act of 1974; the
Federal Information Security Management Act of 2002; the Computer Fraud
and Abuse Act of 1986; the Health Insurance Portability and
Accountability Act of 1996; the E-Government Act of 2002; and
corresponding regulations implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB retains records within this system indefinitely, but will
destroy the records when the NTSB determines it no longer needs the
records.
SYSTEM MANAGER AND ADDRESS:
Occupational Safety and Health Specialist, National Transportation
Safety Board, 490 L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza, SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment or NTSB service; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
Individuals to whom the records apply, the individual's supervisor
(if the individual was referred to the program by his or her
supervisor), and the Occupational Safety and Health Specialist.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB--22
SYSTEM NAME:
Occupational Safety and Health Training Program.
SYSTEM LOCATION:
National Transportation Safety Board, Office of Administration,
Administrative Operations, Safety and Security Division, 490 L'Enfant
Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
All current NTSB employees, interns, volunteers, contractors, and
employees from other Federal agencies who may be on assignment at the
NTSB. In addition, this system may include records concerning former
NTSB employees, depending upon when the employee separated from the
NTSB, as described below.
CATEGORIES OF RECORDS IN THE SYSTEM:
Employee name, Social Security number, office location, job title,
and indication of whether employee has completed necessary training
under the NTSB Occupational Safety and Health Program.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
29 U.S.C. 668 and 673; 29 CFR 1960.59.
PURPOSE(S):
The NTSB maintains this system in order to document employee safety
and health training, as required by 29 CFR 1960.59.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
The NTSB may disclose information from this system of records in
accordance with subsection (b) of the Privacy Act, and described in
Appendix A, below.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains these records in an electronic database and in
paper file folders within a lockable file cabinet.
RETRIEVABILITY:
All records in this system are indexed by name, training course(s)
assigned, and scores of quizzes administered during the training.
[[Page 62078]]
SAFEGUARDS:
The NTSB maintains paper records within this system in a lockable
file cabinet that is restricted through electronic keycards to enter
the facility where records are located. Computerized records are
maintained in secure, password protected computer system. Access to and
use of these records is limited to those persons whose official duties
require such access, and the Facility Security Access Control System
(NTSB-24) logs the date and time that each electronic keycard was used
to enter the location. This system conforms to all applicable Federal
laws and regulations, as well as NTSB policies and standards, as they
relate to information security and data privacy. In this regard, the
following laws and regulations may apply: The Privacy Act of 1974; the
Federal Information Security Management Act of 2002; the Computer Fraud
and Abuse Act of 1986; the Health Insurance Portability and
Accountability Act of 1996; the E-Government Act of 2002; and
corresponding regulations implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB retains electronic and paper records until the expiration
of five years after the employee leaves the NTSB.
SYSTEM MANAGER AND ADDRESS:
Occupational Safety and Health Specialist, National Transportation
Safety Board, 490 L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza, SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security Number;
4. Dates of employment or NTSB service; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
Individuals to whom the records apply, the individual's supervisor
(if the individual was referred to the program by his or her
supervisor), and the Manager of the Occupational Safety and Health
Program.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-23
SYSTEM NAME:
Transit Subsidy Program Records.
SYSTEM LOCATION:
National Transportation Safety Board, Office of Administration, 490
L'Enfant Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
NTSB employees who apply for transit subsidy benefits from the
Federal government.
CATEGORIES OF RECORDS IN THE SYSTEM:
These records consist of Transit Subsidy applications which
include, but are not limited to, the applicant's name, address,
telephone number, last four digits of Social Security number, office
division, commuting costs, and employee certification. The NTSB
collects these transit subsidy applications on a regular annual basis.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 7905; 26 U.S.C. 132(f)(2); IRS Revenue Procedure 2004-71,
section 132(f)(2)(A).
PURPOSE(S):
The NTSB maintains this system of records in order to provide
transit subsidy benefits to eligible NTSB employees.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine uses:
1. Disclosure to the Department of Transportation, for
administration of the transit subsidy program and distribution of
benefits to eligible recipients;
2. Disclosure to officials of labor organizations under 5 U.S.C.
chapter 71, when relevant and necessary to the organizations' duties of
exclusive representation concerning personnel policies, practices, and
matters affecting working conditions; and
3. Disclosure to the Internal Revenue Service for taxable earnings
and withholding purposes, or for audit and inspection and investigation
purposes, when necessary.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains records within this system in paper file folders
within a lockable file cabinet and in an electronic database.
RETRIEVABILITY:
Records are indexed by employee's name or last four digits of
employee's Social Security number.
SAFEGUARDS:
The NTSB maintains paper records within this system in a lockable
file cabinet that is restricted through electronic keycards to enter
the facility where records are located. Computerized records are
maintained in secure, password protected computer system. Access to and
use of these records is limited to those persons whose official duties
require such access, and the Facility Security Access Control System
(NTSB-24) logs the date and time that each electronic keycard was used
to enter the location. This system conforms to all applicable Federal
laws and regulations, as well as NTSB policies and standards, as they
relate to information security and data privacy. In this regard, the
following laws and regulations may apply: The Privacy Act of 1974; the
Federal Information Security Management Act of 2002; the Computer Fraud
and Abuse Act of 1986; the Health Insurance Portability and
Accountability Act of 1996; the E-Government Act of 2002; and
corresponding regulations implementing these statutes.
RETENTION AND DISPOSAL:
As stated above, the NTSB collects transit subsidy applications on
a regular annual basis. The NTSB retains applications for a period of 3
years, after which the NTSB destroys the applications, pursuant to
General Records Schedule 9.
SYSTEM MANAGER AND ADDRESS:
Chief, Administrative Operations, Safety and Security Division,
National Transportation Safety Board, 490 L'Enfant Plaza SW.,
Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains
[[Page 62079]]
information about them may contact the Chief, Records Management
Division, National Transportation Safety Board, 490 L'Enfant Plaza SW.,
Washington, DC 20594. Individuals must comply with NTSB regulations
regarding the Privacy Act, at 5 CFR part 802, and must furnish the
following information for their records to be located and identified:
1. Full name(s);
2. Last four digits of Social Security Number;
3. Dates of employment or NTSB service; and
4. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
Employees who apply for transit subsidy benefits, applicants'
supervisors, the NTSB Office of Administration, and the Department of
Transportation.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-24
SYSTEM NAME:
Facility Security Access Control System.
SYSTEM LOCATION:
National Transportation Safety Board, Office of Administration, 490
L'Enfant Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
All individuals and personnel that require access to NTSB
Headquarters and regional office facilities. This includes NTSB
employees, contractors, temporary employees, interns, property
managers, volunteer workers, and any persons that the NTSB may permit
to access NTSB facilities.
CATEGORIES OF RECORDS IN THE SYSTEM:
These records consist of electronic cardholder information, which
includes, but is not limited to, the individual's name, keycard number,
personal identification number, access level, and cardholder history
and transaction reports.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Federal Information Security Management Act, enacted as Title III
of E-Government Act of 2002, Public Law 107-347, 116 Stat. 2899
(codified at 44 U.S.C. 3541 et seq.)
PURPOSE(S):
The NTSB maintains this system to provide individuals with an
electronic keycard to access secured office space and areas within the
NTSB headquarters and regional office facilities.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine uses:
1. Disclosure to property managers for building maintenance and/or
security purposes; and
2. Disclosure to other Federal agencies that need the information
for an audit or investigation.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains this system in specialized electronic database.
RETRIEVABILITY:
Records within this system are indexed by individual's name,
keycard number, personal identification number, and access level.
SAFEGUARDS:
The NTSB maintains the computerized records within this system in
secure, password protected computer system. Access to and use of these
records is limited to those persons whose official duties require such
access, and this System (NTSB-24) logs the date and time that each
electronic keycard was used to enter the location. This system conforms
to all applicable Federal laws and regulations, as well as NTSB
policies and standards, as they relate to information security and data
privacy. In this regard, the following laws and regulations may apply:
The Privacy Act of 1974; the Federal Information Security Management
Act of 2002; the Computer Fraud and Abuse Act of 1986; the Health
Insurance Portability and Accountability Act of 1996; the E-Government
Act of 2002; and corresponding regulations implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB retains information in this database for periods of up to
six months. The database runs on a regular schedule with regard to
deleting records within the database after the passage of approximately
six months; deletion of records older than six months occurs on a
rolling basis.
SYSTEM MANAGER AND ADDRESS:
Chief, Administrative Operations, Safety and Security Division,
National Transportation Safety Board, 490 L'Enfant Plaza SW.,
Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Dates of employment or NTSB service; and
3. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
Individuals who require access to NTSB headquarters and regional
offices.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-25
SYSTEM NAME:
Employee Purchase Card Holders.
SYSTEM LOCATION:
National Transportation Safety Board, Office of Administration, 490
L'Enfant Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
NTSB employees who apply for and use NTSB-assigned purchase cards.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system includes personal information on individuals who apply
for and use Federal charge cards, including individuals' names, Social
Security numbers, business addresses (including city, state, country,
and zip code), title or position, business
[[Page 62080]]
telephone, business fax number, and business email address. This system
also includes account processing and management information, such as
purchase authorizations and vouchers, charge card applications, charge
card receipts, terms and conditions for card use, charge card
transactions, contractor monthly reports showing charges to individual
account numbers, account balances, and other data needed to authorize,
account for, and pay authorized purchase card expenses. The NTSB also
maintains in this system a master list of open accounts that includes:
Cardholder names; transaction and card limits; cardholder business
address and business telephone number; and the name of the official who
has approved purchases using the purchase card(s).
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
40 U.S.C. 501-502; 41 U.S.C. chapter 4; Executive Order Nos. 9,397
and 12,931.
PURPOSE(S):
The NTSB uses this system to establish and maintain accurate
records necessary for operating, controlling, and managing a purchase
charge card program involving commercial purchases by authorized NTSB
employees.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine uses:
1. Disclosure to a Federal, state, local, or foreign agency
responsible for investigating, prosecuting, enforcing, or carrying out
a statute, rule, regulation, or order, where an agency becomes aware of
a violation or potential violation of civil or criminal law or
regulation;
2. Disclosure to labor organization officials to provide
information defined under 5 U.S.C. chapter 71, when the information is
relevant and necessary to their duties of exclusive representation
concerning personnel policies, practices, and matters affecting work
conditions;
3. Disclosure to the Government Accountability Office (GAO) or
other Federal agencies when such agencies require the information to
carry out their respective missions, such as conducting an audit;
4. Disclosure to an expert, consultant, or contractor in the
performance of a Federal duty to which the information is relevant,
including issuance of purchase cards; and
5. Disclosure to the National Business Center of the Department of
Interior, for facilitating collection of travel card delinquencies by
employee salary offset.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
The NTSB may disclose records within this system to a consumer
reporting agency when such disclosure is compliant with 5 U.S.C.
552a(b)(12).
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB stores records within this system on paper in file
folders, and stores certain information from the paper records in
electronic media.
RETRIEVABILITY:
Records are indexed by name, credit card number, credit limits and
scores, and Social Security numbers.
SAFEGUARDS:
The NTSB maintains paper records within this system in a lockable
file cabinet that is restricted through electronic keycards to enter
the facility where records are located. Computerized records are
maintained in secure, password protected computer system. Access to and
use of these records is limited to those persons whose official duties
require such access, and the Facility Security Access Control System
(NTSB-24) logs the date and time that each electronic keycard was used
to enter the location. This system conforms to all applicable Federal
laws and regulations, as well as NTSB policies and standards, as they
relate to information security and data privacy. In this regard, the
following laws and regulations may apply: the Privacy Act of 1974; the
Federal Information Security Management Act of 2002; the Computer Fraud
and Abuse Act of 1986; the Health Insurance Portability and
Accountability Act of 1996; the E-Government Act of 2002; and
corresponding regulations implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB destroys these records after the expiration of 3 years
subsequent to the NTSB's final payment for the purchase, in accordance
with subpart 4.805 of the Federal Acquisition Regulations and General
Records Schedule 3, item 3a(1)(b).
SYSTEM MANAGER AND ADDRESS:
Chief, Acquisition & Lease Management Division, National
Transportation Safety Board, 490 L'Enfant Plaza SW., Washington, DC
20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment or NTSB service; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
The NTSB obtains information in this system from individuals
submitting Purchase Card applications, monthly contractor reports,
purchase records, managers, other agencies, and non-Federal sources
such as private firms.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-26
SYSTEM NAME:
Office of Workers' Compensation Claim Records.
SYSTEM LOCATION:
National Transportation Safety Board, Human Resources Division, 490
L'Enfant Plaza SW., Washington, DC 20594. In addition, the NTSB may
transfer records within this system to the Department of Labor, which
maintains the records in accordance with DOL/GOVT-1.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Current or former NTSB employees who report an occupational injury
or illness.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system of records contains information regarding the location
and
[[Page 62081]]
descriptions of an employee's injury or illness, treatment, and
disposition of the claim, as well as copies of Office of Workers'
Compensation Program claim forms, adjudication decisions, and hearing
transcripts.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 8101-8193.
PURPOSE(S):
The NTSB maintains this system in accordance with statutory
requirements regarding the availability of workers' compensation, and
the handling of claims for workers' compensation.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine use:
[ssquf] Disclosure to the Department of Labor in accordance with an
authorized representative under Department of Labor regulations, and to
prepare periodic statistical reports on employees' health and injury
status for transmission to and review by the Department of Labor (DOL).
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None, except as described at 5 U.S.C. 552a(b)(12).
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains these records on paper within file folders.
RETRIEVABILITY:
The records within this system are indexed by employee name,
organization, date of injury or illness, and assigned DOL claim number.
SAFEGUARDS:
The NTSB maintains paper records within this system in a locked
file cabinet that is restricted through electronic keycards to enter
the facility where records are located. Access to and use of these
records is limited to those persons whose official duties require such
access, and the Facility Security Access Control System (NTSB-24) logs
the date and time that each electronic keycard was used to enter the
location. This system conforms to all applicable Federal laws and
regulations, as well as NTSB policies and standards, as they relate to
information security and data privacy. In this regard, the following
laws and regulations may apply: The Privacy Act of 1974; the Federal
Information Security Management Act of 2002; the Computer Fraud and
Abuse Act of 1986; the Health Insurance Portability and Accountability
Act of 1996; the E-Government Act of 2002; and corresponding
regulations implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB destroys employee case files 5 years after the disposition
of the worker's compensation claim, in accordance with the National
Archives and Records Administration's General Records Schedule 1, item
34.
SYSTEM MANAGER AND ADDRESS:
Chief, Human Resources Division, National Transportation Safety
Board, 490 L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment or NTSB service; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
The NTSB obtains information for records in this system from:
Claimants; NTSB supervisors or employees whose official duties require
the processing of such claims; and Occupational Safety and Health
Administration, within the Department of Labor.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-27
SYSTEM NAME:
Employee Performance Folders.
SYSTEM LOCATION:
Records regarding current NTSB employees are located at: National
Transportation Safety Board, Human Resources Division, 490 L'Enfant
Plaza SW., Washington, DC 20594. Records regarding former NTSB
employees who have not transferred to another Federal agency are
located at the National Personnel Records Center, National Archives and
Records Administration, 111 Winnebago Street, St. Louis, Missouri
63118.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Current and former NTSB employees.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records within this system reflect Federal employees' annual
performance appraisals, and documents in connection with incentive
awards. All categories of records include identifying information, such
as employee's name, social security number, and date of birth.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. chapter 43; 5 CFR part 293.
PURPOSE(S):
The NTSB maintains this system of records to keep reports of
incentive award personnel actions and employee's annual performance
appraisals. This system of records is the repository of basic factual
data about an employee's performance while in the service for the
Federal government. Records in this system have various uses by the
agency Human Resources Division, including employee relations purposes
and audit purposes.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine uses:
1. Disclosure to labor organization officials to provide
information defined under 5 U.S.C. chapter 71, when the information is
relevant and necessary to their duties of exclusive representation
concerning personnel policies, practices, and matters affecting work
conditions;
2. Disclosure to other Federal or foreign agencies that need the
information for an audit or investigation
[[Page 62082]]
of a civil, criminal, or regulatory violation or potential violation;
3. Disclosure to any source from which the NTSB requests additional
information for processing any of the covered actions or in regard to
an appeal or administrative review procedure, to the extent necessary
to identify the individual, inform the source of the purpose(s) of the
request, and identify the type of information requested;
4. Disclosure to a Federal agency, in response to its request, in
connection with hiring or retaining an employee, issuing a security
clearance, conducting a security or suitability investigation of an
individual, or classifying jobs, to the extent that the information is
relevant and necessary to the requesting agency's decisions on the
matter;
5. Disclosure to another Federal agency, to a court, or to a party
in litigation before a court or in an administrative proceeding being
conducted by a Federal agency, when the Government is a party to the
judicial or administrative proceeding;
6. Disclosure to other agencies or contractors for other agencies,
when disclosure is necessary to locate individuals for personnel
research or survey response and in producing summary descriptive
statistics and analytical studies in support of the function for which
the other organization seeks to collect the record, or for related
workforce studies; the NTSB notes that, while published statistics and
studies do not contain individual identifiers, in some instances the
selection of elements of data included in the study may be structured
in such a way as to make the data individually identifiable by
inference;
7. Disclosure to a party engaged in litigation of information that
is relevant to subject matter concerning a pending judicial or
administrative proceeding, when such disclosure is subject to discovery
or order from a court with competent jurisdiction; and
8. Disclosure to the Merit System Protection Board in connection
with appeals, special studies of the civil service and other merit
systems, review of agency rules and regulations, investigations of
alleged or possible prohibited personnel practices, and such other
functions, as promulgated in 5 U.S.C. 1205 and 1206, and as specified
in 5 U.S.C. 7503(c) and 7513(e), or as may be authorized by any other
applicable statute.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains these records on paper within file folders.
RETRIEVABILITY:
These records are indexed by name, date of birth, and Social
Security number.
SAFEGUARDS:
The NTSB maintains paper records within this system in a locked
file room that is restricted through electronic keycards to enter the
facility where records are located. Access to and use of these records
is limited to those persons whose official duties require such access,
and the Facility Security Access Control System (NTSB-24) logs the date
and time that each electronic keycard was used to enter location. This
system conforms to all applicable Federal laws and regulations, as well
as NTSB policies and standards, as they relate to information security
and data privacy. In this regard, the following laws and regulations
may apply: The Privacy Act of 1974; the Federal Information Security
Management Act of 2002; the Computer Fraud and Abuse Act of 1986; the
Health Insurance Portability and Accountability Act of 1996; the E-
Government Act of 2002; and corresponding regulations implementing
these statutes.
RETENTION AND DISPOSAL:
The NTSB maintains each employee's Employee Performance Folder for
the period of the employee's service in the agency. When an employee
transfers to another Federal agency, the NTSB transmits these records
to the new agency. When an employee retires, resigns or dies, the NTSB
forwards the employee's record to the National Personnel Records
Center.
SYSTEM MANAGER AND ADDRESS:
Chief, Administrative Services Division, National Transportation
Safety Board, 490 L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment or NTSB service; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
NTSB employees, supervisors, officials with the NTSB Office of
Administration and Human Resources Division, and management officials.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-28
SYSTEM NAME:
Employee Medical Folders.
SYSTEM LOCATION:
Records regarding current NTSB employees are located at: National
Transportation Safety Board, Human Resources Division, 490 L'Enfant
Plaza SW., Washington, DC 20594.
Records regarding former NTSB employees who have not transferred to
another Federal agency are located at the National Personnel Records
Center, National Archives and Records Administration, 111 Winnebago
Street, St. Louis, Missouri 63118.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Current and former NTSB employees.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records reflecting Federal employees' medical
documentation and any documents pertaining to an employee's medical
condition(s), including medical reports, forms, and reports generated
as a result of requests for work accommodations or benefits related to
a medical condition. All categories of records may include identifying
information, such as employee's name, Social Security number, date of
birth, and any medical condition.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 1302; 5 CFR 501-511.
PURPOSE(S):
This system of records is the official repository of employees'
medical records; the NTSB maintains the records in this system for
employee relation purposes, for handling potential work performance
issues, and for audit purposes. The NTSB also maintains the
[[Page 62083]]
records in this system in order to ensure that all relevant, necessary,
accurate, and timely data are available to support any medical-related
employment decisions affecting the subject of the records.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine uses:
1. Disclosure to labor organization officials to provide
information defined under 5 U.S.C. chapter 71, when the information is
relevant and necessary to their duties of exclusive representation
concerning personnel policies, practices, and matters affecting work
conditions;
2. Disclosure to other agencies or contractors for other agencies,
when disclosure is necessary to locate individuals for personnel
research or survey response and in producing summary descriptive
statistics and analytical studies in support of the function for which
the other organization seeks to collect the record, or for related
workforce studies; the NTSB notes that, while published statistics and
studies do not contain individual identifiers, in some instances the
selection of elements of data included in the study may be structured
in such a way as to make the data individually identifiable by
inference; and
3. Disclosure to the Merit System Protection Board in connection
with appeals, special studies of the civil service and other merit
systems, review of agency rules and regulations, investigations of
alleged or possible prohibited personnel practices, and such other
functions, as promulgated in 5 U.S.C. 1205 and 1206, and as specified
in 5 U.S.C. 7503(c) and 7513(e), or as may be authorized by any other
applicable statute.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains the records in this system on paper within file
folders.
RETRIEVABILITY:
These records are indexed by name, date of birth, and Social
Security number.
SAFEGUARDS:
The NTSB maintains paper records within this system in a locked
file room that is restricted through electronic keycards to enter the
area where records are located. Access to and use of these records is
limited to those persons whose official duties require such access, and
the Facility Security Access Control System (NTSB-24) logs the date and
time that each electronic keycard was used to enter the location. This
system conforms to all applicable Federal laws and regulations, as well
as NTSB policies and standards, as they relate to information security
and data privacy. In this regard, the following laws and regulations
may apply: the Privacy Act of 1974; the Federal Information Security
Management Act of 2002; the Computer Fraud and Abuse Act of 1986; the
Health Insurance Portability and Accountability Act of 1996; the E-
Government Act of 2002; and corresponding regulations implementing
these statutes.
RETENTION AND DISPOSAL:
The Employee Medical Folder is maintained for the period of the
employee's service in the agency. When an employee leaves the agency,
these records are either transferred with the employee to the new
agency or once an employees either retires, resigns or dies, the record
is forwarded to the National Personnel Records Center for permanent
storage, in accordance with General Records Schedule 1, item 21.
SYSTEM MANAGER AND ADDRESS:
Chief, Human Resources Division, National Transportation Safety
Board, 490 L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment or NTSB service; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
NTSB employees, supervisors, officials with the NTSB Office of
Administration and Human Resources Division, other Federal agencies,
and management officials
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-29
SYSTEM NAME:
Job Application and Merit Promotion Files.
SYSTEM LOCATION:
National Transportation Safety Board, Human Resources Division, 490
L'Enfant Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Current and former NTSB employees; applicants for NTSB employment.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records regarding current NTSB employees and
applicants for NTSB employment and merit promotion within the NTSB,
including Form OF-612, applicants' names, Social Security numbers, home
addresses, vacancy announcements, employment history, training and
educational background, examination results, supervisors' evaluations,
and other records relevant to an individual's application for a
position or promotion at the NTSB.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 3301-3397, 5101-5115.
PURPOSE(S):
The NTSB maintains this system of records in order to process and
respond to applications for employment or promotion at the NTSB.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine uses:
[[Page 62084]]
1. Disclosure to labor organization officials to provide
information defined under 5 U.S.C. chapter 71, when the information is
relevant and necessary to their duties of exclusive representation
concerning personnel policies, practices, and matters affecting work
conditions;
2. Disclosure to other agencies or contractors for other agencies,
when disclosure is necessary to locate individuals for personnel
research or survey response and in producing summary descriptive
statistics and analytical studies in support of the function for which
the other organization seeks to collect the record, or for related
workforce studies; the NTSB notes that, while published statistics and
studies do not contain individual identifiers, in some instances the
selection of elements of data included in the study may be structured
in such a way as to make the data individually identifiable by
inference;
3. Disclosure to the Merit System Protection Board in connection
with appeals, special studies of the civil service and other merit
systems, review of agency rules and regulations, investigations of
alleged or possible prohibited personnel practices, and such other
functions, as promulgated in 5 U.S.C. 1205 and 1206, and as specified
in 5 U.S.C. 7503(c) and 7513(e), or as may be authorized by any other
applicable statute; and
4. Disclosure to the Office of Federal Employees Life Insurance or
to health insurance carriers to provide benefit information regarding
NTSB employees.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains the records in this system concerning merit
promotions on paper within file folders. The NTSB maintains the records
in this system concerning job applications in an electronic database.
RETRIEVABILITY:
Records concerning merit promotions are indexed by name, date of
birth, and Social Security number; records concerning applications for
employment are indexed by applicant's name and by vacancy announcement
number.
SAFEGUARDS:
The NTSB maintains paper records within this system in a locked
file cabinet that is restricted through electronic keycards to enter
the facility where records are located. Computerized records are
maintained in secure, password protected computer system. Access to and
use of these records is limited to those persons whose official duties
require such access, and the Facility Security Access Control System
(NTSB-24) logs the date and time that each electronic keycard was used
to enter the location. This system conforms to all applicable Federal
laws and regulations, as well as NTSB policies and standards, as they
relate to information security and data privacy. In this regard, the
following laws and regulations may apply: The Privacy Act of 1974; the
Federal Information Security Management Act of 2002; the Computer Fraud
and Abuse Act of 1986; the Health Insurance Portability and
Accountability Act of 1996; the E-Government Act of 2002; and
corresponding regulations implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB destroys records from this system concerning each vacancy
or promotion under merit competition procedures after 2 years following
either the date of the selection of a candidate for the position or the
conclusion of an Office of Personnel Management audit, whichever is
sooner, in accordance with General Records Schedule 1, item 32.
SYSTEM MANAGER AND ADDRESS:
Chief, Administrative Services Division, National Transportation
Safety Board, 490 L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment or NTSB service; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
Applicants for NTSB positions, NTSB employees, supervisors,
officials with the NTSB Office of Administration and Human Resources
Division, other Federal agencies, and management officials
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
NTSB-30
SYSTEM NAME:
Employee Training Records.
SYSTEM LOCATION:
NTSB Training Center, 45065 Riverside Parkway, Ashburn, Virginia
20147.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Current NTSB employees.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records include employee's name and Social Security number,
business and home address, and person to be notified in case of
emergency. Records reflect career development plans, training courses
that individuals seek to attend or have attended, and any related
records concerning mentoring or career progression of employees. This
system also includes employees' Individual Development Plans.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301 et seq., 2951, 3301, 4101-4121, 4302; 5 CFR part 293.
PURPOSE(S):
The NTSB maintains this system in order to create and maintain a
list of training needs for developing future training initiatives, and
to assess individuals' training in the interest of evaluating
individuals' skill levels.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS, AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine uses:
1. Disclosure to educational institutions on appointment of a
recent graduate to a position in the Federal service; and
2. Disclosure to officials of labor organizations under 5 U.S.C.
chapter 71, when relevant and necessary to the organizations' duties of
exclusive
[[Page 62085]]
representation concerning personnel policies, practices, and matters
affecting working conditions.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM STORAGE:
Records are stored on paper in file folders at the NTSB Training
Center, at the address above. The NTSB may scan all paper records into
a learning management system, which will function as the master
database of all training activities and records.
RETRIEVABILITY:
The records are indexed by name, within major topic categories.
Once the NTSB begins using the aforementioned new database, records
will be retrievable by name, office, keyword, class title, and date of
training class.
SAFEGUARDS:
Records are maintained in locked file cabinets that are further
secured in locked rooms that are restricted through electronic keycards
to enter the facility where records are located. Access to and use of
these records is limited to those persons whose official duties require
such access, and the Facility Security Access Control System (NTSB-24)
logs the date and time that each electronic keycard was used to enter
the location. This system conforms to all applicable Federal laws and
regulations, as well as NTSB policies and standards, as they relate to
information security and data privacy. In this regard, the following
laws and regulations may apply: The Privacy Act of 1974; the Federal
Information Security Management Act of 2002; the Computer Fraud and
Abuse Act of 1986; the Health Insurance Portability and Accountability
Act of 1996; the E-Government Act of 2002; and corresponding
regulations implementing these statutes.
RETENTION AND DISPOSAL:
The NTSB maintains records within this system for the period of the
employee's service at the NTSB. When an employee leaves the NTSB to
begin employment at another Federal agency, the NTSB transfers these
records to the employee's new Federal agency. When an employee retires,
resigns, or dies, the NTSB forwards the employee's record to the
National Personnel Records Center. The NTSB or National Personnel
Records Center will destroy these records by shredding them once they
are either obsolete or 5 years old, in accordance with General Records
Schedule 1, item 29b.
SYSTEM MANAGER(S) AND ADDRESS:
NTSB Training Officer, 45065 Riverside Parkway, Ashburn, Virginia
20147.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Social Security number;
3. Dates of employment; and
4. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
The NTSB obtains information in this system from the individual to
whom the record pertains and NTSB officials responsible for the
individual's career development and training.
EXEMPTIONS CLAIMED FOR THIS SYSTEM:
None.
NTSB-31
SYSTEM NAME:
Labor-Management Relations Records.
SYSTEM LOCATION:
National Transportation Safety Board, Human Resources Division, 490
L'Enfant Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Current and former National Transportation Safety Board employees
and union representatives.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains files on grievances and arbitrations filed
pursuant to grievance procedures negotiated in accordance with 5 U.S.C.
7121, including reports of interviews, correspondence with arbitrators,
hearing transcripts, arbitration awards, exceptions (i.e., appeals) to
the Federal Labor Relations Authority, and related correspondence and
exhibits.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 7101-7135.
PURPOSE(S):
The NTSB maintains this system of records in order to comply with 5
U.S.C. 7101-7135.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USES AND THE PURPOSES OF SUCH USES:
In addition to the disclosures permitted under subsection (b) of
the Privacy Act, and described in Appendix A, below, the NTSB may
disclose information contained in this system of records without the
consent of the subject individual if the disclosure is compatible with
the purpose for which the record was collected under the following
routine uses:
1. Disclosure to labor organization officials to provide
information defined under 5 U.S.C. chapter 71, when the information is
relevant and necessary to their duties of exclusive representation
concerning personnel policies, practices, and matters affecting working
conditions (but information covered by 5 U.S.C. 7114(b)(4)(c) need not
be released to labor organizations);
2. Disclosure to other agencies or contractors for other agencies,
when disclosure is necessary to locate individuals for personnel
research or survey response and in producing summary descriptive
statistics and analytical studies in support of the function for which
the other organization seeks to collect the record, or for related
workforce studies; the NTSB notes that, while published statistics and
studies do not contain individual identifiers, in some instances the
selection of elements of data included in the study may be structured
in such a way as to make the data individually identifiable by
inference; and
3. Disclosure to the Merit System Protection Board in connection
with appeals, special studies of the civil service and other merit
systems, review of agency rules and regulations, investigations of
alleged or possible prohibited personnel practices, and such other
functions, as promulgated in 5 U.S.C. 1205 and 1206, and as specified
in 5 U.S.C. 7503(c) and 7513(e), or as may be authorized by any other
applicable statute.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
The NTSB maintains these records on paper in file folders within an
automated file cabinet.
[[Page 62086]]
RETRIEVABILITY:
The NTSB indexes these records by name.
SAFEGUARDS:
The NTSB maintains paper records within this system in a locked
file room that is restricted through electronic keycards to enter the
room where records are located. Access to and use of these records is
limited to those persons whose official duties require such access, and
the Facility Security Access Control System (NTSB-24) logs the date and
time that each electronic keycard was used to enter the location. This
system conforms to all applicable Federal laws and regulations, as well
as NTSB policies and standards, as they relate to information security
and data privacy. In this regard, the following laws and regulations
may apply: the Privacy Act of 1974; the Federal Information Security
Management Act of 2002; the Computer Fraud and Abuse Act of 1986; the
Health Insurance Portability and Accountability Act of 1996; the E-
Government Act of 2002; and corresponding regulations implementing
these statutes.
RETENTION AND DISPOSAL:
The NTSB destroys these records 5 years after the final resolution
of the case to which they apply, in accordance with General Records
Schedule 1, item 28b.
SYSTEM MANAGER AND ADDRESS:
Chief, Human Resources Division, National Transportation Safety
Board, 490 L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Chief, Records
Management Division, National Transportation Safety Board, 490 L'Enfant
Plaza SW., Washington, DC 20594. Individuals must comply with NTSB
regulations regarding the Privacy Act, at 5 CFR part 802, and must
furnish the following information for their records to be located and
identified:
1. Full name(s);
2. Date of birth;
3. Social Security number;
4. Dates of employment; and
5. Signature.
RECORD ACCESS PROCEDURE:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURE:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
The NTSB obtains the records in this system from NTSB employees and
supervisors, NTSB Office of Administration, representatives of NTSB
employees, arbitrators, the Federal Labor Relations Authority, the
Federal Service Impasse Panel, and the Federal Mediation and
Conciliation Service.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
To the extent that any records in this system consist of attorney
work product or attorney-client communications, 5 U.S.C. 552a(d)(5) may
apply to preclude access to any information compiled in reasonable
anticipation of a civil action or proceeding.
NTSB-32
SYSTEM NAME:
Public Financial Disclosure Reports and Other Name-Retrieved Ethics
Program Records.
SYSTEM LOCATION:
National Transportation Safety Board, Office of General Counsel,
490 L'Enfant Plaza SW., Washington, DC 20594.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Current and former NTSB employees who have filed financial
disclosure statements under the requirements of the Ethics in
Government Act of 1978 (hereinafter ``Ethics Act''), as amended, or to
whom the Ethics Act otherwise applies.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains information that is necessary for
administration of all provisions of the Ethics Act and the Ethics
Reform Act of 1989, as amended, and Executive Order 12,674, as
modified. In particular, this system contains financial information, as
well as information concerning: gifts received, certain liabilities,
former employment, and assets placed in trust pending disposal. The
NTSB incorporates by reference the text of OGE/GOVT-1 into this Notice;
as such, this Notice contains a summary of the information and
provisions of OGE/GOVT-1 and descriptions of how NTSB-5 is consistent
with OGE/GOVT-1, and identifies any differences between NTSB-32 and
OGE/GOVT-1. OGE/GOVT-1 is available at 68 FR 3098 (Jan. 22, 2003), as
updated at 68 FR 24744 (May 8, 2003) and 76 FR 24489 (May 2, 2011).
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Title I of the Ethics in Government Act of 1978, Public Law 95-521,
92 Stat. 1824 (codified as amended 5 U.S.C. 7301, 7351, 7353, and other
scattered sections of 5 U.S.C.); 5 CFR part 2634; 31 U.S.C. 1353;
Executive Order 12,674 (as modified by Executive Order 12,731).
PURPOSE(S):
The NTSB collects the records in this system in order to comply
with the Ethics Act, and implementing Office of Government Ethics (OGE)
regulations and applicable Executive Orders. The collection of these
records is necessary to assure compliance with statutory and regulatory
requirements, and to preserve and promote the integrity of public
officials and institutions. These requirements also include the NTSB's
Designated Agency Ethics Official (DAEO) possession or maintenance of
information that the DAEO researches or prepares for referral to an
Inspector General or the Department of Justice, concerning employees or
former employees of the Federal Government who are the subject of
complaints of misconduct or alleged violations of ethics statutes.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS, AND THE PURPOSES OF SUCH USES:
The NTSB notes that, when the Director or other authorized
officials of OGE requests that the NTSB furnish OGE with records from
this system, such disclosure will be in response to OGE's need for the
records in the performance of their official duties under the Ethics
Act, and other related statutes, regulations, and Executive Orders,
pursuant to 5 U.S.C. 552a(b)(1). In addition to other disclosures
permitted under subsection (b) of the Privacy Act, and described in
Appendix A, below, the NTSB may disclose information contained in this
system of records without the consent of the subject individual if the
disclosure is compatible with the purpose for which the record was
collected under the following routine use:
1. Disclosure of information furnished by the reporting official,
in accordance with provisions of section 105 of the Ethics Act, as
amended, to any requesting person;
2. Disclosure, in accordance with section 105 of the Ethics Act, as
amended, and subject to the limitations contained in 18 U.S.C.
208(d)(1), of any determination granting an exemption pursuant to
section 208(d)(1) or 18 U.S.C. 208(b)(3), to any requesting person;
3. Disclosure of information to any source when necessary to obtain
[[Page 62087]]
information relevant to a conflict-of-interest investigation or
determination;
4. Disclosure of public financial disclosure reports and any
accompanying documents to reviewing officials in a new office,
department, or agency when an employee transfers or is detailed from a
covered position in one office, department, or agency to a covered
position in another office, department, or agency.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM STORAGE:
The NTSB primarily maintains these records on paper in file
folders. In addition, the Office of General Counsel maintains certain
information about current and former employees in searchable electronic
databases.
RETRIEVABILITY:
Records in this system are indexed alphabetically by name.
SAFEGUARDS:
Paper records are maintained in locked file cabinets that are
restricted through electronic keycards to enter the facility where
records are located. Access to and use of these records is limited to
those persons whose official duties require such access, and the
Facility Security Access Control System (NTSB-24) logs the date and
time that each electronic keycard was used to enter the location. This
system conforms to all applicable Federal laws and regulations, as well
as NTSB policies and standards, as they relate to information security
and data privacy. In this regard, the following laws and regulations
may apply: The Privacy Act of 1974; the Federal Information Security
Management Act of 2002; the Computer Fraud and Abuse Act of 1986; the
Health Insurance Portability and Accountability Act of 1996; the E-
Government Act of 2002; and corresponding regulations implementing
these statutes.
RETENTION AND DISPOSAL:
In accordance with General Records Schedule 25, the NTSB retains
these records for a period of six years after filing, or for such other
period of time as set forth in Schedule 25 for certain types of ethics
records. The NTSB may retain records needed in an ongoing investigation
for a period that exceeds six years, until the investigation no longer
requires such records. At the expiration of the retention period, the
NTSB destroys these records by shredding them.
SYSTEM MANAGER(S) AND ADDRESS:
Designated Agency Ethics Official, National Transportation Safety
Board, 490 East L'Enfant Plaza SW., Washington, DC 20594.
NOTIFICATION AND PROCEDURE:
Individuals wishing to inquire about whether this system of records
contains information about them may contact the Designated Agency
Ethics Official at the following address: National Transportation
Safety Board, 490 L'Enfant Plaza SW., Washington, DC 20594. Individuals
must comply with NTSB regulations regarding the Privacy Act, at 5 CFR
part 802, and must furnish the following information for their records
to be located and identified:
1. Full name(s);
2. Dates of employment; and
3. Signature.
RECORD ACCESS PROCEDURES:
Same as ``Notification Procedure.''
CONTESTING RECORD PROCEDURES:
Same as ``Notification Procedure.''
RECORD SOURCE CATEGORIES:
Current and former NTSB employees, or designated persons on behalf
of such employees, such as trustees, attorneys, accountants, bankers,
or relatives; Federal officials who review the records to make
conflict-of-interest determinations; persons alleging conflicts of
interest or violations of other ethics laws, and persons contacted
during any investigation of the allegations.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
Appendix A: General Routine Uses Applicable to All Systems of Records
The NTSB may make the following disclosures of information from
the above-listed systems of records.
A. Disclosure for Law Enforcement Purposes
When information indicates a violation or potential violation of
law, whether civil, criminal or regulatory in nature, and whether
arising by general statute or particular program statute, or by
regulation, rule, or order issued pursuant thereto, disclosure may
be made to the appropriate agency, whether Federal, foreign, State,
local, or tribal, or other public authority responsible for
enforcing, investigating or prosecuting such violation or charged
with enforcing or implementing the statute, rule, regulation, or
order issued pursuant thereto, if the information disclosed is
relevant to any enforcement, regulatory, investigative or
prosecutive responsibility of the receiving entity.
B. Disclosure Incident to Requesting Information
Information may be disclosed to any source from which additional
information is requested (to the extent necessary to identify the
individual, inform the source of the purpose(s) of the request, and
to identify the type of information requested), when necessary to
obtain information relevant to an agency decision concerning
retention of an employee or other personnel action (other than
hiring), retention of a security clearance, the letting of a
contract, or the issuance or retention of a grant, or other benefit.
C. Disclosure to Requesting Agency
Disclosure may be made to a Federal, State, local, foreign, or
tribal or other public authority of the fact that this system of
records contains information relevant to the retention of an
employee, the retention of a security clearance, the letting of a
contract, or the issuance or retention of a license, grant, or other
benefit. The other agency or licensing organization may then make a
request supported by the written consent of the individual for the
entire record if it so chooses. No disclosure will be made unless
the information has been determined to be sufficiently reliable to
support a referral to another office within the agency or to another
Federal agency for criminal, civil, administrative, personnel, or
regulatory action.
D. Disclosure to Congressional Offices
Information may be disclosed to a congressional office from the
record of an individual in response to an inquiry from the
congressional office made at the written request of the individual
about whom the record is maintained. The NTSB will not make such a
disclosure until the congressional office has furnished appropriate
documentation of the individual's request, such as a copy of the
individual's written request.
E. Disclosure to Department of Justice
Information may be disclosed to the Department of Justice, or in
a proceeding before a court, adjudicative body, or other
administrative body before which the NTSB is authorized to appear,
when:
1. The NTSB, or any component thereof; or
2. Any employee of the NTSB in his or her official capacity; or
3. Any employee of the NTSB in his or her individual capacity
where the Department of Justice or the NTSB has agreed to represent
the employee; or
4. The United States is a party to litigation or has an interest
in such litigation, and the NTSB determines that the records are
both relevant and necessary to the litigation and the use of such
records is deemed by the NTSB to be for a purpose that is compatible
with the purpose for which the records were collected.
F. Disclosure to the National Archives and General Services
Administration
Information may be disclosed to the National Archives and
Records Administration or General Services Administration for
records management
[[Page 62088]]
inspections conducted under 44 U.S.C. 2904 and 2906.
G. Disclosure to Contractors, Grantees, Etc.
Information may be disclosed to agency contractors, grantees,
consultants, or volunteers who have been engaged to assist the
agency in the performance of a contract, service, grant, cooperative
agreement, job, or other activity for the NTSB related to this
system of records and who need to have access to the records in
order to perform the activity for the NTSB. This includes Federal
agencies providing payroll, management, or administrative services
to the NTSB. When appropriate, recipients shall be required to
comply with the requirements of the Privacy Act of 1974 as provided
at 5 U.S.C. 552a(m).
H. Disclosures for Administrative Claims, Complaints and Appeals
Information from this system of records may be disclosed to an
authorized appeal grievance examiner, formal complaints examiner,
equal employment opportunity investigator, arbitrator or other
person properly engaged in investigation or settlement of an
administrative grievance, complaint, claim, or appeal filed by an
employee or former employee, but only to the extent that the
information is relevant and necessary to the proceeding. Agencies
that may obtain information under this routine use include, but are
not limited to, the Office of Personnel Management, Office of
Special Counsel, Merit Systems Protection Board, Federal Labor
Relations Authority, Equal Employment Opportunity Commission, and
Office of Government Ethics.
I. Disclosure to the Office of Personnel Management
Information from this system of records may be disclosed to the
Office of Personnel Management pursuant to that agency's
responsibility for evaluation and oversight of Federal personnel
management.
J. Disclosure in Connection With Litigation
Information from this system of records may be disclosed in
connection with litigation or settlement discussions regarding
claims by or against the NTSB, including public filing with a court,
to the extent that disclosure of the information is relevant and
necessary to the litigation or discussions and except where court
orders are otherwise required under section (b)(11) of the Privacy
Act of 1974, codified at 5 U.S.C. 552a(b)(11).
K. Disclosure to Persons or Entities in Response to an Actual or
Suspected Compromise or Breach of Personally Identifiable Information
The NTSB may disclose information from any of the above-listed
system of records to the appropriate agencies, entities, and/or
persons when: (a) The NTSB suspects or has confirmed that the
security or confidentiality of personally identifiable information
in the system of records has been compromised; (b) the NTSB has
determined that, as a result of the suspected or confirmed
compromise, a risk of harm to economic or property interests,
identity theft or fraud, or harm to the security or integrity of
this system exists; and (c) the disclosure made to such agencies,
entities, and persons is reasonably necessary to assist in
connection with the NTSB's efforts to respond to the suspected or
confirmed compromise and prevent, minimize, or remedy such harm.
Appendix B: General Routine Uses Applicable to All Systems of Records
As described in the above notices, some NTSB records may be
located in the Government-wide systems of records listed below:
1. EEOC/GOVT-1 Equal Employment Opportunity in the Federal
Government Complaint and Appeal Records.
2. DOL/GOVT-1 Office of Workers' Compensation Programs, Federal
Employees' Compensation Act File.
3. GSA/GOVT-3 Travel Charge Card Program.
4. MSPB/GOVT-1 Appeals and Case Records.
5. OGE/GOVT-1 Executive Branch Personnel Public Financial
Disclosure Reports and Other Name-Retrieved Ethics Program Records.
6. OGE/GOVT-2 Executive Branch Confidential Financial Disclosure
Reports.
7. OPM/GOVT-1 General Personnel Records.
8. OPM/GOVT-2 Employee Performance File System Records.
9. OPM/GOVT-3 Records of Adverse Actions, Performance Based
Reduction in Grade and Removal Actions, and Termination of
Probationers.
10. OPM/GOVT-10 Employee Medical File System Records.
Dated: October 4, 2012.
Candi R. Bing,
Federal Register Liaison Officer.
[FR Doc. 2012-24966 Filed 10-10-12; 8:45 am]
BILLING CODE 7533-01-P