Schedule of Fees Authorized, 50637-50642 [2012-20622]
Download as PDF
Federal Register / Vol. 77, No. 163 / Wednesday, August 22, 2012 / Rules and Regulations
ll3052.209–73 Limitation on Future
Contracting.
ll3052.215–70 Key Personnel or
Facilities.
ll3052.216–71 Determination of Award
Fee.
ll3052.216–72 Performance Evaluation
Plan.
ll3052.216–73 Distribution of Award
Fee.
ll3052.217–91 Performance. (USCG)
ll3052.217–92 Inspection and Manner of
Doing Work. (USCG)
ll3052.217–93 Subcontracts. (USCG)
ll3052.217–94 Lay Days. (USCG)
ll3052.217–95 Liability and Insurance.
(USCG)
ll3052.217–96 Title. (USCG)
ll3052.217–97 Discharge of Liens.
(USCG)
ll3052.217–98 Delays. (USCG)
ll3052.217–99 Department of Labor
Safety and Health Regulations for Ship
Repair. (USCG)
ll3052.217–100 Guarantee. (USCG)
ll3052.219–70 Small Business
Subcontracting Plan Reporting.
´ ´
ll3052.219–71 DHS Mentor Protege
Program.
ll3052.228–70 Insurance.
ll3052.228–90 Notification of Miller Act
Payment Bond Protection. (USCG)
ll3052.228–91 Loss of or Damage to
Leased Aircraft. (USCG)
ll3052.228–92 Fair Market Value of
Aircraft. (USCG)
ll3052.228–93 Risk and Indemnities.
(USCG)
ll3052.236–70 Special Provisions for
Work at Operating Airports.
ll3052.242–72 Contracting Officer’s
Technical Representative.
ll3052.247–70 F.o.B. Origin Information.
llAlternate I
llAlternate II
ll3052.247–71 F.o.B. Origin Only.
ll3052.247–72 F.o.B. Destination Only.
PART 3053—FORMS
43. Amend section 3053.204–70 by
revising paragraphs (a) through (c) to
read as follows:
■
3053.204–70
Administrative matters.
*
*
*
*
*
(a) DHS Form 700–1, Cumulative
Claim and Reconciliation Statement.
(See (HSAR) 48 CFR 3004.804–
570(a)(3).)
(b) DHS Form 700–2, Contractor’s
Assignment of Refunds, Rebates, Credits
and Other Amounts. (See (HSAR) 48
CFR 3004.804–570(a)(2).)
(c) DHS Form 700–3, Contractor
Release. (See (HSAR) 48 CFR 3004.804–
570(a)(1).)
3053.222–70
[Amended]
44. Amend section 3053.222–70 by
removing ‘‘DHS Form 0700–04’’ in the
last line and adding ‘‘DHS Form 700–4’’
in its place.
■
3053.303
[Amended]
45. Amend section 3053.303 by
removing ‘‘DHS Form 0700–01’’, ‘‘DHS
Form 0700–02’’, ‘‘DHS Form 0700–03’’,
and ‘‘DHS Form 0700–04’’ from the
table in the ‘‘Form No.’’ column, and
adding in their place, respectively ‘‘DHS
Form 700–1’’, ‘‘DHS Form 700–2’’,
‘‘DHS Form 700–3’’, and ‘‘DHS Form
700–4’’; and by removing the whole
entry for ‘‘Contractor Report of
Government Property/DHS Form 0700–
05.’’
■
3053.245–70
[Removed and Reserved]
46. Remove and reserve section
3053.245–70.
■
[FR Doc. 2012–20440 Filed 8–21–12; 8:45 am]
BILLING CODE 9110–9B–P
(End of clause)
3052.216–71
DEPARTMENT OF TRANSPORTATION
39. Amend section 3052.216–71,
Determination of Award Fee by
removing the words ‘‘(DEC 2003)’’ from
the title of the clause, adding in their
place the words ‘‘([DATE])’’ and by
removing paragraph (d).
[Amended]
wreier-aviles on DSK7SPTVN1PROD with RULES
National Highway Traffic Safety
Administration
[Docket No. NHTSA–2012–0080; Notice 2]
40. Amend section 3052.235–70 by
removing the words ‘‘48 CFR
3035.7000’’ in the introductory
paragraph and adding in their place the
reference to ‘‘48 CFR 3035.70–2.’’
Schedule of Fees Authorized
3052.242–71
SUMMARY:
■
[Removed]
41. Remove section 3052.242–71.
3052.245–70
[Removed]
42. Remove section 3052.245–70.
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The amendments established by
this final rule will become effective on
October 1, 2012. Petitions for
reconsideration must be received by
NHTSA not later than October 9, 2012.
Jkt 226001
National Highway Traffic
Safety Administration (NHTSA), DOT.
ACTION: Final rule.
AGENCY:
This document adopts fees for
Fiscal Year 2013 and until further
notice, as authorized by 49 U.S.C.
30141, relating to the registration of
importers and the importation of motor
vehicles not certified as conforming to
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Petitions for reconsideration
of this final rule should refer to the
docket and notice numbers identified
above and be submitted to:
Administrator, National Highway
Traffic Safety Administration, 1200 New
Jersey Avenue SE., West Building,
Washington, DC 20590. It is requested,
but not required, that 10 copies of the
petition be submitted. The petition must
be received not later than 45 days after
publication of this final rule in the
Federal Register. Petitions filed after
that time will be considered petitions
filed by interested persons to initiate
rulemaking pursuant to 49 U.S.C.
chapter 301.
ADDRESSES:
49 CFR Part 594
RIN 2127–AL09
■
■
the Federal motor vehicle safety
standards (FMVSS). These fees are
needed to maintain the registered
importer (RI) program.
We are increasing the fees for the
registration of a new RI from $795 to
$805 and the annual fee for renewing an
existing registration from $670 to $676.
The fee to reimburse Customs for
conformance bond processing costs will
decrease from $9.93 to $9.09 per bond.
The fee for the review, processing,
handling, and disbursement of cash
deposits that are submitted in lieu of a
conformance bond will decrease from
$514 to $495. We are decreasing the fees
for the importation of a vehicle covered
by an import eligibility decision made
on an individual model and model year
basis. For vehicles determined eligible
based on their substantial similarity to
a U.S. certified vehicle, the fee will
decrease from $158 to $101. For
vehicles determined eligible based on
their capability of being modified to
comply with all applicable FMVSS, the
fee will also decrease from $158 to $101.
The fee for the inspection of a vehicle
will remain $827. The fee for processing
a conformity package will decrease from
$17 to $12. If the vehicle has been
entered electronically with Customs
through the Automated Broker Interface
(ABI) and the RI has an email address,
the fee for processing the conformity
package will continue to be $6,
provided the fee is paid by credit card.
If NHTSA finds that the information in
the entry or the conformity package is
incorrect, the processing fee will remain
$57, representing the fee that is
currently charged when there are one or
more errors in the ABI entry or
omissions in the statement of
conformity.
DATES:
[Amended]
■
3052.235–70
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Federal Register / Vol. 77, No. 163 / Wednesday, August 22, 2012 / Rules and Regulations
The petition must contain a brief
statement of the complaint and an
explanation as to why compliance with
the final rule is not practicable, is
unreasonable, or is not in the public
interest. Unless otherwise specified in
the final rule, the statement and
explanation together may not exceed 15
pages in length, but necessary
attachments may be appended to the
submission without regard to the 15page limit. If it is requested that
additional facts be considered, the
petitioner must state the reason why
they were not presented to the
Administrator within the prescribed
time. The Administrator does not
consider repetitious petitions and
unless the Administrator otherwise
provides, the filing of a petition does
not stay the effectiveness of the final
rule.
FOR FURTHER INFORMATION CONTACT:
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Clint Lindsay, Office of Vehicle Safety
Compliance, NHTSA (202–366–5291).
For legal issues, you may call Nicholas
Englund, Office of Chief Counsel,
NHTSA (202–366–5263).
SUPPLEMENTARY INFORMATION:
Introduction
This rule was preceded by a notice of
proposed rulemaking (NPRM) that
NHTSA published on June 13, 2012 (77
FR 35338).
The National Traffic and Motor
Vehicle Safety Act, as amended by the
Imported Vehicle Safety Compliance
Act of 1988, and recodified at 49 U.S.C.
30141–30147 (‘‘the Act’’), provides for
fees to cover the costs of the importer
registration program, the cost of making
import eligibility decisions, and the cost
of processing the bonds furnished to
Customs. Certain fees became effective
on January 31, 1990, and have been in
effect, with modifications, since then.
On June 24, 1996, we published a notice
in the Federal Register at 61 FR 32411
that discussed the rulemaking history of
49 CFR Part 594 and the fees authorized
by the Act. The reader is referred to that
notice for background information
relating to this rulemaking action.
We are required to review and make
appropriate adjustments at least every
two years in the fees established for the
administration of the RI program. See 49
U.S.C. 30141(e). The fees applicable in
any fiscal year (FY) are to be established
before the beginning of such year. Id.
We last amended the fee schedule in
2010. See final rule published on
August 11, 2010 at 75 FR 48608. Those
fees apply to Fiscal Years 2011 and
2012.
The fees adopted in this final rule are
based on time expenditures and costs
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Jkt 226001
associated with the tasks for which the
fees are assessed. The fees adopted in
this notice reflect the freeze in General
Schedule salary rates since January 2010
and the slight increases in indirect costs
attributed to the agency’s overhead costs
since the fees were last adjusted.
Comments
There were no comments in response
to the notice of proposed rulemaking.
Requirements of the Fee Regulation
Section 594.6—Annual Fee for
Administration of the Importer
Registration Program
Section 30141(a)(3) of Title 49, U.S.
Code provides that RIs must pay the
annual fees established ‘‘to pay for the
costs of carrying out the registration
program for importers * * *.’’ This fee
is payable both by new applicants and
by existing RIs. To maintain its
registration, each RI, at the time it
submits its annual fee, must also file a
statement affirming that the information
it furnished in its registration
application (or in later submissions
amending that information) remains
correct. 49 CFR 592.5(f).
To comply with the statutory
directive, we reviewed the existing fees
and their bases in an attempt to
establish fees that would be sufficient to
recover the costs of carrying out the
registration program for importers for at
least the next two fiscal years. The
initial component of the Registration
Program Fee is the fee attributable to
processing and acting upon registration
applications. We will increase this fee
from $320 to $330 for new applications.
We have also determined that the fee for
the review of the annual statement
submitted by existing RIs who wish to
renew their registrations will be
increased from $195 to $201. These fee
adjustments reflect our time
expenditures in reviewing both new
applications and annual statements with
accompanying documentation, and the
small increases in indirect costs
attributed to the agency’s overhead costs
in the two years since the fees were last
adjusted.
We must also recover costs
attributable to maintenance of the
registration program that arise from the
need for us to review a registrant’s
annual statement and to verify the
continuing validity of information
already submitted. These costs also
include anticipated costs attributable to
the possible revocation or suspension of
registrations and reflect the amount of
time that we have devoted to those
matters in the past two years.
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Based upon our review of these costs,
the portion of the fee attributable to the
maintenance of the registration program
is approximately $475 for each RI.
When this $475 is added to the $330
representing the registration application
component, the cost to an applicant for
RI status comes to $805, which is the fee
we are adopting. This represents an
increase of $10 over the existing fee.
When the $475 is added to the $201
representing the annual statement
component, the total cost to an RI for
renewing its registration comes to $676,
which represents an increase of $6.
Section 594.6(h) enumerates indirect
costs associated with processing the
annual renewal of RI registrations. The
provision states that these costs
represent a pro rata allocation of the
average salary and benefits of employees
who process the annual statements and
perform related functions, and ‘‘a pro
rata allocation of the costs attributable
to maintaining the office space, and the
computer or word processor.’’ For the
purpose of establishing the fees that are
currently in existence, indirect costs are
$20.67 per man-hour. We are increasing
this figure by $0.99, to $21.66. This
increase is based on the difference
between enacted budgetary costs within
the Department of Transportation for the
last two fiscal years, which were higher
than the estimates used when the fee
schedule was last amended, and takes
into account other projected increases
over the next two fiscal years.
Sections 594.7, 594.8—Fees To Cover
Agency Costs in Making Importation
Eligibility Decisions
Section 30141(a)(3)(B) also requires
registered importers to pay other fees
the Secretary of Transportation
establishes to cover the costs of ‘‘making
the decisions under this subchapter.’’
This includes decisions on whether the
vehicle sought to be imported is
substantially similar to a motor vehicle
that was originally manufactured for
importation into and sale in the United
States and certified by its original
manufacturer as complying with all
applicable FMVSS, and whether the
vehicle is capable of being readily
altered to meet those standards.
Alternatively, where there is no
substantially similar U.S.-certified
motor vehicle, the decision is whether
the safety features of the vehicle comply
with, or are capable of being altered to
comply with, the FMVSS based on
destructive test information or such
other evidence that NHTSA deems to be
adequate. These decisions are made in
response to petitions submitted by RIs
or manufacturers, or on the
Administrator’s own initiative.
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Federal Register / Vol. 77, No. 163 / Wednesday, August 22, 2012 / Rules and Regulations
The fee for a vehicle imported under
an eligibility decision made in response
to a petition is payable in part by the
petitioner and in part by other
importers. The fee to be charged for
each vehicle is the estimated pro rata
share of the costs in making all the
eligibility decisions in a fiscal year. The
agency’s direct and indirect costs must
be taken into account in the
computation of these costs.
Since we last amended the fee
schedule, the overall number of vehicle
imports by RIs has increased, while the
number of petitions has remained
approximately the same. The total
number of vehicles that RIs imported
each year from 2009 to 2011 more than
doubled from approximately 10,000 to
23,000, respectively. Over the same
period, the number of vehicles imported
under an import eligibility petition that
was submitted by an RI (as opposed to
an import eligibility decision initiated
by the agency) increased from 485 in
2009 to 514 in 2010. That number
subsequently decreased to 404 in 2011.
Because the number of petitions has
remained level over the past two years—
averaging 12 per year—the agency has
devoted approximately the same
amount of staff time reviewing and
processing import eligibility petitions.
Based on these trends, the pro rata
share of petition costs assessed against
the importer of each vehicle covered by
the eligibility decision will decrease.
We project that for FY 2013 and 2014,
the agency’s annual costs for processing
these 12 petitions will be $45,591. The
petitioners will pay $4,600 of that
amount in the processing fees that
accompany the filing of their petitions,
leaving the remaining $40,991 to be
recovered from the importers of the
approximately 404 vehicles projected to
be imported under petition-based
import eligibility decisions. Dividing
$40,991 by 404 yields a pro rata fee of
$101 for each vehicle imported under an
eligibility decision that results from the
granting of a petition. We are therefore
decreasing the pro rata share of petition
costs that are to be assessed against the
importer of each vehicle from $158 to
$101, which represents a decrease of
$57. The same $101 fee would be paid
regardless of whether the vehicle was
petitioned under 49 CFR 593.6(a), based
on the substantial similarity of the
vehicle to a U.S.-certified model, or was
petitioned under 49 CFR 593.6(b), based
on the safety features of the vehicle
complying with, or being capable of
being modified to comply with, all
applicable FMVSS.
We are not increasing the current fee
of $175 that covers the initial processing
of a ‘‘substantially similar’’ petition.
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Jkt 226001
Likewise, we are also maintaining the
existing fee of $800 to cover the initial
costs for processing petitions for
vehicles that have no substantially
similar U.S.-certified counterpart. In the
event that a petitioner requests an
inspection of a vehicle, the fee for such
an inspection will remain $827 for
vehicles that are the subject of either
type of petition.
The importation fee varies depending
upon the basis on which the vehicle is
determined to be eligible. For vehicles
covered by an eligibility decision on the
agency’s own initiative (other than
vehicles imported from Canada that are
covered by import eligibility numbers
VSA–80 through 83, for which no
eligibility decision fee is assessed), the
fee remains $125. NHTSA determined
that the costs associated with previous
eligibility determinations on the
agency’s own initiative would be fully
recovered by October 1, 2012. We will
apply the fee of $125 per vehicle only
to vehicles covered by determinations
made by the agency on its own initiative
on or after October 1, 2012.
Section 594.9—Fee for Reimbursement
of Bond Processing Costs and Costs for
Processing Offers of Cash Deposits or
Obligations of the United States in Lieu
of Sureties on Bonds
Section 30141(a)(3) also requires a
registered importer to pay any other fees
the Secretary of Transportation
establishes ‘‘to pay for the costs of—(A)
processing bonds provided to the
Secretary of the Treasury * * *’’ upon
the importation of a nonconforming
vehicle to ensure that the vehicle would
be brought into compliance within a
reasonable time, or if it is not brought
into compliance within such time, that
it be exported, without cost to the
United States, or abandoned to the
United States.
The Department of Homeland
Security (Customs) exercises the
functions associated with the processing
of these bonds. To carry out the statute,
we make a reasonable determination of
the costs that Department incurs in
processing the bonds. In essence, the
cost to Customs is based upon an
estimate of the time that a GS–9, Step
5 employee spends on each entry,
which Customs has judged to be 20
minutes.
When the fee schedule was last
amended, we projected General
Schedule salary raises to be effective in
January 2011 and 2012. Based on our
projections over the next two fiscal
years, we are decreasing the processing
fee by $0.84, from $9.93 per bond to
$9.09. This decrease reflects the fact that
GS–9 salaries have been frozen since we
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50639
last amended the fee schedule in 2010.
The $9.09 fee will more closely reflect
the direct and indirect costs that are
actually associated with processing the
bonds.
In lieu of sureties on a DOT
conformance bond, an importer may
offer United States money, United States
bonds (except for savings bonds),
United States certificates of
indebtedness, Treasury notes, or
Treasury bills (collectively referred to as
‘‘cash deposits’’) in an amount equal to
the amount of the bond. 49 CFR
591.10(a). The receipt, processing,
handling, and disbursement of the cash
deposits that have been tendered by RIs
cause the agency to consume a
considerable amount of staff time and
material resources. NHTSA has
concluded that the expense incurred by
the agency to receive, process, handle,
and disburse cash deposits may be
treated as part of the bond processing
cost, which NHTSA is authorized to set
a fee under 49 U.S.C. 30141(a)(3)(A). We
first established a fee of $459 for each
vehicle imported on and after October 1,
2008, for which cash deposits or
obligations of the United States are
furnished in lieu of a conformance
bond. See the Final Rule published on
July 11, 2008 at 73 FR 39890.
The agency considered its direct and
indirect costs in calculating the fee for
the review, processing, handling, and
disbursement of cash deposits
submitted by importers and RIs in lieu
of sureties on a DOT conformance bond.
We are decreasing the fee from $514 to
$495. The factors that the agency has
taken into account in proposing the fee
include time expended by agency
personnel, the slight increase in
overhead costs, and the reduction in
projected salary costs based on the
General Schedule salary freeze since
January 2010.
Section 594.10—Fee for Review and
Processing of Conformity Certificate
Each RI is currently required to pay
$17 per vehicle to cover the costs the
agency incurs in reviewing a certificate
of conformity. We have found that these
costs have decreased from $17 to an
average of $12 per vehicle. Although our
overhead costs increased, the salary and
benefit costs are less than our previous
projections based on the General
Schedule salary freeze. The number of
certificates of conformity submitted for
agency review has increased. This has
decreased the agency’s cost attributed to
the review of each certificate of
conformity. Based on these costs, we are
decreasing the fee charged for vehicles
for which a paper entry and fee payment
is made, from $17 to $12, a difference
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Federal Register / Vol. 77, No. 163 / Wednesday, August 22, 2012 / Rules and Regulations
of $5 per vehicle. However, if an RI
enters a vehicle through the Automated
Broker Interface (ABI) system, has an
email address to receive
communications from NHTSA, and pays
the fee by credit card, the cost savings
that we realize allow us to significantly
reduce the fee to $6. We are maintaining
the fee of $6 per vehicle if all the
information in the ABI entry is correct.
Errors in ABI entries not only
eliminate any time savings, but also
require additional staff time to be
expended in reconciling the erroneous
ABI entry information to the conformity
data that is ultimately submitted. Our
experience with these errors has shown
that staff members must examine
records, make time-consuming long
distance telephone calls, and often
consult supervisory personnel to resolve
the conflicts in the data. We have
calculated this staff and supervisory
time, as well as the telephone charges,
to amount to approximately $57 for each
erroneous ABI entry. Adding this to the
$6 fee for the review of conformity
packages on automated entries yields a
total of $63, representing no increase in
the fee that is currently charged when
there are one or more errors in the ABI
entry or in the statement of conformity.
Statutory Basis for the Final Rule and
Effective Date
NHTSA is required under 49 U.S.C.
30141(e) to ‘‘review and make
appropriate adjustments at least every 2
years in the amounts of the fees’’
relating to the registration of importers,
the processing of bonds, and making
decisions concerning the importation of
nonconforming vehicles. The statute
further requires the agency to ‘‘establish
the fees for each fiscal year before the
beginning of that year.’’ This final rule
implements the statutory provisions. In
the NPRM, we proposed to make this
rule effective October 1, 2012, and did
not receive any comments on this issue.
Accordingly, the effective date of this
final rule is October 1, 2012.
Rulemaking Analyses and Notices
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A. Executive Order 12866 and DOT
Regulatory Policies and Procedures
Executive Order 12866, ‘‘Regulatory
Planning and Review’’ (58 FR 51735,
October 4, 1993), provides for making
determinations whether a regulatory
action is ‘‘significant’’ and therefore
subject to Office of Management and
Budget (OMB) review and to the
requirements of the Executive Order.
The Order defines a ‘‘significant
regulatory action’’ as one that is likely
to result in a rule that may:
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(1) Have an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or Tribal governments or
communities;
(2) Create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) Materially alter the budgetary
impact of entitlements, grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
NHTSA has considered the impact of
this rulemaking action under Executive
Order 12866 and the Department of
Transportation’s regulatory policies and
procedures. This rulemaking is not
significant. Accordingly, the Office of
Management and Budget has not
reviewed this rulemaking document
under Executive Order 12886. Further,
NHTSA has determined that the
rulemaking is not significant under
Department of Transportation’s
regulatory policies and procedures.
Based on the level of the fees and the
volume of affected vehicles, NHTSA
currently anticipates that the costs of
the final rule would be so minimal as
not to warrant preparation of a full
regulatory evaluation. The action does
not involve any substantial public
interest or controversy. The rule will
have no substantial effect upon State
and local governments. There will be no
substantial impacts upon a major
transportation safety program. A
regulatory evaluation analyzing the
economic impact of the final rule
establishing the registered importer
program, adopted on September 29,
1989, was prepared, and is available for
review.
B. Regulatory Flexibility Act
Pursuant to the Regulatory Flexibility
Act (5 U.S.C. 601 et seq., as amended by
the Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996), whenever an agency is required
to publish a notice of proposed
rulemaking for any proposed or final
rule, it must prepare and make available
for public comment a regulatory
flexibility analysis that describes the
effect of the rule on small entities (i.e.,
small businesses, small organizations,
and small governmental jurisdictions).
The Small Business Administration’s
regulations at 13 CFR Part 121 define a
small business, in part, as a business
entity ‘‘which operates primarily within
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the United States.’’ (13 CFR 121.105(a)).
No regulatory flexibility analysis is
required if the head of an agency
certifies that the rule would not have a
significant economic impact on a
substantial number of small entities.
The SBREFA amended the Regulatory
Flexibility Act to require Federal
agencies to provide a statement of the
factual basis for certifying that a rule
would not have a significant economic
impact on a substantial number of small
entities.
The agency has considered the effects
of this rulemaking under the Regulatory
Flexibility Act, and certifies that the
rules being adopted will not have a
significant economic impact upon a
substantial number of small entities.
The following is NHTSA’s statement
providing the factual basis for the
certification (5 U.S.C. 605(b)). The
adopted amendments will primarily
affect entities that currently modify
nonconforming vehicles and that are
small businesses within the meaning of
the Regulatory Flexibility Act; however,
the agency has no reason to believe that
these companies would be unable to pay
the fees proposed by this action. In most
instances, these fees would not be
changed or be only modestly increased
(and in some instances decreased) from
the fees now being paid by these
entities. Moreover, consistent with
prevailing industry practices, these fees
should be passed through to the
ultimate purchasers of the vehicles that
are altered and, in most instances, sold
by the affected registered importers. The
cost to owners or purchasers of
nonconforming vehicles that are altered
to conform to the FMVSS may be
expected to increase (or decrease) to the
extent necessary to reimburse the
registered importer for the fees payable
to the agency for the cost of carrying out
the registration program and making
eligibility decisions, and to compensate
Customs for its bond processing costs.
Governmental jurisdictions will not
be affected at all since they are generally
neither importers nor purchasers of
nonconforming motor vehicles.
C. Executive Order 13132 (Federalism)
NHTSA has examined today’s final
rule pursuant to Executive Order 13132
(64 FR 43255, August 10, 1999) and
concluded that no additional
consultation with States, local
governments, or their representatives is
mandated beyond the rulemaking
process. The agency has concluded that
the rule does not have sufficient
federalism implications to warrant
either consultation with State and local
officials or preparation of a federalism
summary impact statement. The rule
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does not have ‘‘substantial direct effects
on the States, on the relationship
between the national government and
the States, or on the distribution of
power and the responsibilities among
the various levels of government.’’
Further, no consultation is needed to
discuss the issue of preemption in
connection with today’s final rule. The
issue of preemption can arise in
connection with NHTSA rules in two
ways.
First, the National Traffic and Motor
Vehicle Safety Act contains an express
preemption provision: ‘‘When a motor
vehicle safety standard is in effect under
this chapter, a State or a political
subdivision of a State may prescribe or
continue in effect a standard applicable
to the same aspect of performance of a
motor vehicle or motor vehicle
equipment only if the standard is
identical to the standard prescribed
under this chapter.’’ 49 U.S.C.
30103(b)(1). It is this statutory command
that unavoidably preempts State
legislative and administrative law, not
today’s rulemaking, so consultation is
unnecessary.
Second, the Supreme Court has
recognized the possibility of implied
preemption: In some instances, State
requirements imposed on motor vehicle
manufacturers, including sanctions
imposed by State tort law, can stand as
an obstacle to the accomplishment and
execution of some of the NHTSA safety
standards. When such a conflict is
discerned, the Supremacy Clause of the
Constitution makes the State
requirements unenforceable. See Geier
v. American Honda Motor Co., 529 U.S.
861 (2000).
NHTSA has considered the nature
(e.g., the language and structure of the
regulatory text) and purpose of today’s
final rule and does not foresee any
potential State requirements that might
conflict with it. Without any conflict,
there could not be any implied
preemption of state law, including state
tort law.
D. National Environmental Policy Act
NHTSA has analyzed this action for
purposes of the National Environmental
Policy Act. The action will not have a
significant effect upon the environment
because it is anticipated that the annual
volume of motor vehicles imported
through registered importers will not
vary significantly from that existing
before promulgation of the rule.
E. Executive Order 12988 (Civil Justice
Reform)
Pursuant to Executive Order 12988
‘‘Civil Justice Reform,’’ the agency has
considered whether the amendments
VerDate Mar<15>2010
15:22 Aug 21, 2012
Jkt 226001
adopted in this final rule will have any
retroactive effect. NHTSA concludes
that those amendments will not have
any retroactive effect. Judicial review of
the rule may be obtained pursuant to 5
U.S.C. 702. That section does not
require that a petition for
reconsideration be filed prior to seeking
judicial review.
F. Unfunded Mandates Reform Act of
1995
Section 202 of the Unfunded
Mandates Reform Act of 1995 (UMRA)
requires agencies to prepare a written
assessment of the costs, benefits, and
other effects of proposed or final rules
that include a Federal mandate likely to
result in the expenditure by State, local,
or tribal governments, in the aggregate,
or by the private sector, of more than
$100 million annually (adjusted for
inflation with the base year of 1995).
Before promulgating a rule for which a
written assessment is needed, Section
205 of the UMRA generally requires
NHTSA to identify and consider a
reasonable number of regulatory
alternatives and to adopt the least
costly, most cost-effective, or least
burdensome alternative that achieves
the objectives of the rule. The
provisions of Section 205 do not apply
when they are inconsistent with
applicable law. Moreover, Section 205
allows NHTSA to adopt an alternative
other than the least costly, most costeffective or least burdensome alternative
if the agency publishes with the final
rule an explanation why that alternative
was not adopted. Because this final rule
will not require the expenditure of
resources beyond $100 million
annually, this action is not subject to the
requirements of Sections 202 and 205 of
the UMRA.
G. Paperwork Reduction Act
Under the Paperwork Reduction Act
of 1995, a person is not required to
respond to a collection of information
by a Federal agency unless the
collection displays a valid OMB control
number. Part 594 includes collections of
information for which NHTSA has
obtained OMB Clearance No. 2127–
0002, a consolidated collection of
information for ‘‘Importation of Vehicles
and Equipment Subject to the Federal
Motor Vehicle Safety, Bumper and Theft
Prevention Standards,’’ approved
through January 31, 2014. This final rule
will not affect the burden hours
associated with Clearance No. 2127–
0002 because we are only adjusting the
fees associated with participating in the
registered importer program. The new
fees that we are adopting will not
impose new collection of information
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Fmt 4700
Sfmt 4700
50641
requirements or otherwise affect the
scope of the program.
H. Executive Order 13045
Executive Order 13045, ‘‘Protection of
Children from Environmental Health
and Safety Risks’’ (62 FR 19855, April
23, 1997), applies to any rule that (1) is
determined to be ‘‘economically
significant’’ as defined under E.O.
12866, and (2) concerns an
environmental, health, or safety risk that
NHTSA has reason to believe may have
a disproportionate effect on children. If
the regulatory action meets both criteria,
we must evaluate the environmental
health or safety effects of the planned
rule on children, and explain why the
planned rule is preferable to other
potentially effective and reasonably
feasible alternatives considered by us.
This rulemaking is not economically
significant and does not concern an
environmental, health, or safety risk.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104–
113, (15 U.S.C. 272) directs the agency
to use voluntary consensus standards in
its regulatory activities unless doing so
would be inconsistent with applicable
law or otherwise impractical. Voluntary
consensus standards are technical
standards (e.g., materials specifications,
test methods, sampling procedures, and
business practices) that are developed or
adopted by voluntary consensus
standards bodies, such as the Society of
Automotive Engineers (SAE). The
NTTAA directs the agency to provide
Congress, through the OMB,
explanations when it decides not to use
available and applicable voluntary
consensus standards.
In this final rule, we are adjusting the
fees associated with the registered
importer program. We are making no
substantive changes to the program nor
did we adopt any technical standards.
For these reasons, Section 12(d) of the
NTTAA does not apply.
J. Privacy Act
Anyone is able to search the
electronic form of all submissions
received into any of our dockets by the
name of the individual submitting the
comment or petition (or signing the
comment or petition, if submitted on
behalf of an association, business, labor
union, etc.). You may review DOT’s
complete Privacy Act Statement in the
Federal Register published on April 11,
2000 (Volume 65, Number 70; Pages
19477–78) or you may visit https://
www.regulations.gov.
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Federal Register / Vol. 77, No. 163 / Wednesday, August 22, 2012 / Rules and Regulations
K. Regulation Identifier Number (RIN)
The Department of Transportation
assigns a regulation identifier number
(RIN) to each regulatory action listed in
the Unified Agenda of Federal
Regulations. The Regulatory Information
Service Center publishes the Unified
Agenda in April and October of each
year. You may use the RIN that appears
in the heading on the first page of this
document to find this action in the
Unified Agenda.
List of Subjects in 49 CFR Part 594
Imports, Motor vehicle safety, Motor
vehicles.
In consideration of the foregoing, 49
CFR Part 594 is amended as follows:
1. The authority citation for part 594
continues to read as follows:
■
Authority: 49 U.S.C. 30141, 31 U.S.C.
9701; delegation of authority at 49 CFR 1.50.
2. Amend § 594.6 by:
a. Revising the introductory text of
paragraph (a);
■ b. Revising paragraph (b);
■ c. Revising in paragraph (d) the first
sentence;
■ d. Revising the second sentence of
paragraph (h); and
■ e. Revising paragraph (i) to read as
follows:
■
■
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(a) Each person filing an application
to be granted the status of a Registered
Importer pursuant to part 592 of this
chapter on or after October 1, 2012,
must pay an annual fee of $805, as
calculated below, based upon the direct
and indirect costs attributable to:
*
*
*
*
*
(b) That portion of the initial annual
fee attributable to the processing of the
application for applications filed on and
after October 1, 2012, is $330. The sum
of $330, representing this portion, shall
not be refundable if the application is
denied or withdrawn.
*
*
*
*
*
(d) That portion of the initial annual
fee attributable to the remaining
activities of administering the
registration program on and after
October 1, 2012, is set forth in
paragraph (i) of this section. * * *
*
*
*
*
*
(h) * * * This cost is $21.66 per manhour for the period beginning October 1,
2012.
(i) Based upon the elements and
indirect costs of paragraphs (f), (g), and
(h) of this section, the component of the
Jkt 226001
[FR Doc. 2012–20622 Filed 8–21–12; 8:45 am]
BILLING CODE 4910–59–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 640
§ 594.7 Fee for filing petitions for a
determination whether a vehicle is eligible
for importation.
[Docket No. 110908576–2240–02]
*
*
*
*
*
(e) For petitions filed on and after
October 1, 2012, the fee payable for
seeking a determination under
paragraph (a)(1) of this section is $175.
* * *
*
*
*
*
*
■ 4. Amend § 594.8 by revising the first
sentence of paragraph (b) and the first
sentence of paragraph (c) to read as
follows:
RIN 0648–BB44
SUMMARY:
*
§ 594.6 Annual fee for administration of
the registration program.
15:22 Aug 21, 2012
Issued on: August 16, 2012.
Daniel C. Smith,
Senior Associate Administrator for Vehicle
Safety.
§ 594.8 Fee for importing a vehicle
pursuant to a determination by the
Administrator.
PART 594—SCHEDULE OF FEES
AUTHORIZED BY 49 U.S.C. 30141
VerDate Mar<15>2010
initial annual fee attributable to
administration of the registration
program, covering the period beginning
October 1, 2012, is $475. When added
to the costs of registration of $330, as set
forth in paragraph (b) of this section, the
costs per applicant to be recovered
through the annual fee are $805. The
annual renewal registration fee for the
period beginning October 1, 2012, is
$676.
■ 3. Amend § 594.7 by revising the first
sentence of paragraph (e) to read as
follows:
*
*
*
*
(b) If a determination has been made
pursuant to a petition, the fee for each
vehicle is $101. * * *
(c) If a determination has been made
on or after October 1, 2012, pursuant to
the Administrator’s initiative, the fee for
each vehicle is $125. * * *
■ 5. Amend § 594.9 by revising
paragraphs (c) and (e) to read as follows:
§ 594.9 Fee for reimbursement of bond
processing costs and costs for processing
offers of cash deposits or obligations of the
United States in lieu of sureties on bonds.
*
*
*
*
*
(c) The bond processing fee for each
vehicle imported on and after October 1,
2012, for which a certificate of
conformity is furnished, is $9.09.
*
*
*
*
*
(e) The fee for each vehicle imported
on and after October 1, 2012, for which
cash deposits or obligations of the
United States are furnished in lieu of a
conformance bond, is $495.
6. Amend § 594.10 by revising the
first sentence of paragraph (d) to read as
follows:
§ 594.10 Fee for review and processing of
conformity certificate.
*
*
*
*
*
(d) The review and processing fee for
each certificate of conformity submitted
on and after October 1, 2012 is $12.
* * *
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Fmt 4700
Sfmt 4700
Spiny Lobster Fishery of the Gulf of
Mexico and South Atlantic;
Amendment 11; Correction
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule; correction.
AGENCY:
This document contains a
correction to the final rule to implement
Amendment 11 to the Fishery
Management Plan for the Spiny Lobster
Fishery in the Gulf of Mexico and South
Atlantic Regions that published on
Friday, July 27, 2012.
DATES: This correction is effective
August 27, 2012.
FOR FURTHER INFORMATION CONTACT:
Scott Sandorf, 727–824–5305; email:
scott.sandorf@noaa.gov.
SUPPLEMENTARY INFORMATION:
Correction
On July 27, 2012 (77 FR 44168, July
27, 2012), incorrect latitudinal
coordinates for Lobster Trap Gear
Closed Areas 16 and 17, and
longitudinal coordinates for Lobster
Trap Gear Closed Area 18 were
published. In rule document 2012–
18303 appearing on pages 44168–44172
in the issue of Friday July 27, 2012,
make the following corrections:
PART 640—[CORRECTED]
1. On page 44170, in the first column,
under § 640.22, in paragraphs (b)(4)(xvi)
and (b)(4)(xvii), Point D is corrected;
and in paragraph (b)(4)(xviii), Points B
and C are corrected to read as follows:
■
§ 640.22
Gear and diving restriction.
*
*
*
*
* *
*
(b) * *
(4) * *
(xvi) *
E:\FR\FM\22AUR1.SGM
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*
*
Agencies
[Federal Register Volume 77, Number 163 (Wednesday, August 22, 2012)]
[Rules and Regulations]
[Pages 50637-50642]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-20622]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration
49 CFR Part 594
[Docket No. NHTSA-2012-0080; Notice 2]
RIN 2127-AL09
Schedule of Fees Authorized
AGENCY: National Highway Traffic Safety Administration (NHTSA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This document adopts fees for Fiscal Year 2013 and until
further notice, as authorized by 49 U.S.C. 30141, relating to the
registration of importers and the importation of motor vehicles not
certified as conforming to the Federal motor vehicle safety standards
(FMVSS). These fees are needed to maintain the registered importer (RI)
program.
We are increasing the fees for the registration of a new RI from
$795 to $805 and the annual fee for renewing an existing registration
from $670 to $676. The fee to reimburse Customs for conformance bond
processing costs will decrease from $9.93 to $9.09 per bond. The fee
for the review, processing, handling, and disbursement of cash deposits
that are submitted in lieu of a conformance bond will decrease from
$514 to $495. We are decreasing the fees for the importation of a
vehicle covered by an import eligibility decision made on an individual
model and model year basis. For vehicles determined eligible based on
their substantial similarity to a U.S. certified vehicle, the fee will
decrease from $158 to $101. For vehicles determined eligible based on
their capability of being modified to comply with all applicable FMVSS,
the fee will also decrease from $158 to $101. The fee for the
inspection of a vehicle will remain $827. The fee for processing a
conformity package will decrease from $17 to $12. If the vehicle has
been entered electronically with Customs through the Automated Broker
Interface (ABI) and the RI has an email address, the fee for processing
the conformity package will continue to be $6, provided the fee is paid
by credit card. If NHTSA finds that the information in the entry or the
conformity package is incorrect, the processing fee will remain $57,
representing the fee that is currently charged when there are one or
more errors in the ABI entry or omissions in the statement of
conformity.
DATES: The amendments established by this final rule will become
effective on October 1, 2012. Petitions for reconsideration must be
received by NHTSA not later than October 9, 2012.
ADDRESSES: Petitions for reconsideration of this final rule should
refer to the docket and notice numbers identified above and be
submitted to: Administrator, National Highway Traffic Safety
Administration, 1200 New Jersey Avenue SE., West Building, Washington,
DC 20590. It is requested, but not required, that 10 copies of the
petition be submitted. The petition must be received not later than 45
days after publication of this final rule in the Federal Register.
Petitions filed after that time will be considered petitions filed by
interested persons to initiate rulemaking pursuant to 49 U.S.C. chapter
301.
[[Page 50638]]
The petition must contain a brief statement of the complaint and an
explanation as to why compliance with the final rule is not
practicable, is unreasonable, or is not in the public interest. Unless
otherwise specified in the final rule, the statement and explanation
together may not exceed 15 pages in length, but necessary attachments
may be appended to the submission without regard to the 15-page limit.
If it is requested that additional facts be considered, the petitioner
must state the reason why they were not presented to the Administrator
within the prescribed time. The Administrator does not consider
repetitious petitions and unless the Administrator otherwise provides,
the filing of a petition does not stay the effectiveness of the final
rule.
FOR FURTHER INFORMATION CONTACT: Clint Lindsay, Office of Vehicle
Safety Compliance, NHTSA (202-366-5291). For legal issues, you may call
Nicholas Englund, Office of Chief Counsel, NHTSA (202-366-5263).
SUPPLEMENTARY INFORMATION:
Introduction
This rule was preceded by a notice of proposed rulemaking (NPRM)
that NHTSA published on June 13, 2012 (77 FR 35338).
The National Traffic and Motor Vehicle Safety Act, as amended by
the Imported Vehicle Safety Compliance Act of 1988, and recodified at
49 U.S.C. 30141-30147 (``the Act''), provides for fees to cover the
costs of the importer registration program, the cost of making import
eligibility decisions, and the cost of processing the bonds furnished
to Customs. Certain fees became effective on January 31, 1990, and have
been in effect, with modifications, since then. On June 24, 1996, we
published a notice in the Federal Register at 61 FR 32411 that
discussed the rulemaking history of 49 CFR Part 594 and the fees
authorized by the Act. The reader is referred to that notice for
background information relating to this rulemaking action.
We are required to review and make appropriate adjustments at least
every two years in the fees established for the administration of the
RI program. See 49 U.S.C. 30141(e). The fees applicable in any fiscal
year (FY) are to be established before the beginning of such year. Id.
We last amended the fee schedule in 2010. See final rule published on
August 11, 2010 at 75 FR 48608. Those fees apply to Fiscal Years 2011
and 2012.
The fees adopted in this final rule are based on time expenditures
and costs associated with the tasks for which the fees are assessed.
The fees adopted in this notice reflect the freeze in General Schedule
salary rates since January 2010 and the slight increases in indirect
costs attributed to the agency's overhead costs since the fees were
last adjusted.
Comments
There were no comments in response to the notice of proposed
rulemaking.
Requirements of the Fee Regulation
Section 594.6--Annual Fee for Administration of the Importer
Registration Program
Section 30141(a)(3) of Title 49, U.S. Code provides that RIs must
pay the annual fees established ``to pay for the costs of carrying out
the registration program for importers * * *.'' This fee is payable
both by new applicants and by existing RIs. To maintain its
registration, each RI, at the time it submits its annual fee, must also
file a statement affirming that the information it furnished in its
registration application (or in later submissions amending that
information) remains correct. 49 CFR 592.5(f).
To comply with the statutory directive, we reviewed the existing
fees and their bases in an attempt to establish fees that would be
sufficient to recover the costs of carrying out the registration
program for importers for at least the next two fiscal years. The
initial component of the Registration Program Fee is the fee
attributable to processing and acting upon registration applications.
We will increase this fee from $320 to $330 for new applications. We
have also determined that the fee for the review of the annual
statement submitted by existing RIs who wish to renew their
registrations will be increased from $195 to $201. These fee
adjustments reflect our time expenditures in reviewing both new
applications and annual statements with accompanying documentation, and
the small increases in indirect costs attributed to the agency's
overhead costs in the two years since the fees were last adjusted.
We must also recover costs attributable to maintenance of the
registration program that arise from the need for us to review a
registrant's annual statement and to verify the continuing validity of
information already submitted. These costs also include anticipated
costs attributable to the possible revocation or suspension of
registrations and reflect the amount of time that we have devoted to
those matters in the past two years.
Based upon our review of these costs, the portion of the fee
attributable to the maintenance of the registration program is
approximately $475 for each RI. When this $475 is added to the $330
representing the registration application component, the cost to an
applicant for RI status comes to $805, which is the fee we are
adopting. This represents an increase of $10 over the existing fee.
When the $475 is added to the $201 representing the annual statement
component, the total cost to an RI for renewing its registration comes
to $676, which represents an increase of $6.
Section 594.6(h) enumerates indirect costs associated with
processing the annual renewal of RI registrations. The provision states
that these costs represent a pro rata allocation of the average salary
and benefits of employees who process the annual statements and perform
related functions, and ``a pro rata allocation of the costs
attributable to maintaining the office space, and the computer or word
processor.'' For the purpose of establishing the fees that are
currently in existence, indirect costs are $20.67 per man-hour. We are
increasing this figure by $0.99, to $21.66. This increase is based on
the difference between enacted budgetary costs within the Department of
Transportation for the last two fiscal years, which were higher than
the estimates used when the fee schedule was last amended, and takes
into account other projected increases over the next two fiscal years.
Sections 594.7, 594.8--Fees To Cover Agency Costs in Making Importation
Eligibility Decisions
Section 30141(a)(3)(B) also requires registered importers to pay
other fees the Secretary of Transportation establishes to cover the
costs of ``making the decisions under this subchapter.'' This includes
decisions on whether the vehicle sought to be imported is substantially
similar to a motor vehicle that was originally manufactured for
importation into and sale in the United States and certified by its
original manufacturer as complying with all applicable FMVSS, and
whether the vehicle is capable of being readily altered to meet those
standards. Alternatively, where there is no substantially similar U.S.-
certified motor vehicle, the decision is whether the safety features of
the vehicle comply with, or are capable of being altered to comply
with, the FMVSS based on destructive test information or such other
evidence that NHTSA deems to be adequate. These decisions are made in
response to petitions submitted by RIs or manufacturers, or on the
Administrator's own initiative.
[[Page 50639]]
The fee for a vehicle imported under an eligibility decision made
in response to a petition is payable in part by the petitioner and in
part by other importers. The fee to be charged for each vehicle is the
estimated pro rata share of the costs in making all the eligibility
decisions in a fiscal year. The agency's direct and indirect costs must
be taken into account in the computation of these costs.
Since we last amended the fee schedule, the overall number of
vehicle imports by RIs has increased, while the number of petitions has
remained approximately the same. The total number of vehicles that RIs
imported each year from 2009 to 2011 more than doubled from
approximately 10,000 to 23,000, respectively. Over the same period, the
number of vehicles imported under an import eligibility petition that
was submitted by an RI (as opposed to an import eligibility decision
initiated by the agency) increased from 485 in 2009 to 514 in 2010.
That number subsequently decreased to 404 in 2011. Because the number
of petitions has remained level over the past two years--averaging 12
per year--the agency has devoted approximately the same amount of staff
time reviewing and processing import eligibility petitions.
Based on these trends, the pro rata share of petition costs
assessed against the importer of each vehicle covered by the
eligibility decision will decrease. We project that for FY 2013 and
2014, the agency's annual costs for processing these 12 petitions will
be $45,591. The petitioners will pay $4,600 of that amount in the
processing fees that accompany the filing of their petitions, leaving
the remaining $40,991 to be recovered from the importers of the
approximately 404 vehicles projected to be imported under petition-
based import eligibility decisions. Dividing $40,991 by 404 yields a
pro rata fee of $101 for each vehicle imported under an eligibility
decision that results from the granting of a petition. We are therefore
decreasing the pro rata share of petition costs that are to be assessed
against the importer of each vehicle from $158 to $101, which
represents a decrease of $57. The same $101 fee would be paid
regardless of whether the vehicle was petitioned under 49 CFR 593.6(a),
based on the substantial similarity of the vehicle to a U.S.-certified
model, or was petitioned under 49 CFR 593.6(b), based on the safety
features of the vehicle complying with, or being capable of being
modified to comply with, all applicable FMVSS.
We are not increasing the current fee of $175 that covers the
initial processing of a ``substantially similar'' petition. Likewise,
we are also maintaining the existing fee of $800 to cover the initial
costs for processing petitions for vehicles that have no substantially
similar U.S.-certified counterpart. In the event that a petitioner
requests an inspection of a vehicle, the fee for such an inspection
will remain $827 for vehicles that are the subject of either type of
petition.
The importation fee varies depending upon the basis on which the
vehicle is determined to be eligible. For vehicles covered by an
eligibility decision on the agency's own initiative (other than
vehicles imported from Canada that are covered by import eligibility
numbers VSA-80 through 83, for which no eligibility decision fee is
assessed), the fee remains $125. NHTSA determined that the costs
associated with previous eligibility determinations on the agency's own
initiative would be fully recovered by October 1, 2012. We will apply
the fee of $125 per vehicle only to vehicles covered by determinations
made by the agency on its own initiative on or after October 1, 2012.
Section 594.9--Fee for Reimbursement of Bond Processing Costs and Costs
for Processing Offers of Cash Deposits or Obligations of the United
States in Lieu of Sureties on Bonds
Section 30141(a)(3) also requires a registered importer to pay any
other fees the Secretary of Transportation establishes ``to pay for the
costs of--(A) processing bonds provided to the Secretary of the
Treasury * * *'' upon the importation of a nonconforming vehicle to
ensure that the vehicle would be brought into compliance within a
reasonable time, or if it is not brought into compliance within such
time, that it be exported, without cost to the United States, or
abandoned to the United States.
The Department of Homeland Security (Customs) exercises the
functions associated with the processing of these bonds. To carry out
the statute, we make a reasonable determination of the costs that
Department incurs in processing the bonds. In essence, the cost to
Customs is based upon an estimate of the time that a GS-9, Step 5
employee spends on each entry, which Customs has judged to be 20
minutes.
When the fee schedule was last amended, we projected General
Schedule salary raises to be effective in January 2011 and 2012. Based
on our projections over the next two fiscal years, we are decreasing
the processing fee by $0.84, from $9.93 per bond to $9.09. This
decrease reflects the fact that GS-9 salaries have been frozen since we
last amended the fee schedule in 2010. The $9.09 fee will more closely
reflect the direct and indirect costs that are actually associated with
processing the bonds.
In lieu of sureties on a DOT conformance bond, an importer may
offer United States money, United States bonds (except for savings
bonds), United States certificates of indebtedness, Treasury notes, or
Treasury bills (collectively referred to as ``cash deposits'') in an
amount equal to the amount of the bond. 49 CFR 591.10(a). The receipt,
processing, handling, and disbursement of the cash deposits that have
been tendered by RIs cause the agency to consume a considerable amount
of staff time and material resources. NHTSA has concluded that the
expense incurred by the agency to receive, process, handle, and
disburse cash deposits may be treated as part of the bond processing
cost, which NHTSA is authorized to set a fee under 49 U.S.C.
30141(a)(3)(A). We first established a fee of $459 for each vehicle
imported on and after October 1, 2008, for which cash deposits or
obligations of the United States are furnished in lieu of a conformance
bond. See the Final Rule published on July 11, 2008 at 73 FR 39890.
The agency considered its direct and indirect costs in calculating
the fee for the review, processing, handling, and disbursement of cash
deposits submitted by importers and RIs in lieu of sureties on a DOT
conformance bond. We are decreasing the fee from $514 to $495. The
factors that the agency has taken into account in proposing the fee
include time expended by agency personnel, the slight increase in
overhead costs, and the reduction in projected salary costs based on
the General Schedule salary freeze since January 2010.
Section 594.10--Fee for Review and Processing of Conformity Certificate
Each RI is currently required to pay $17 per vehicle to cover the
costs the agency incurs in reviewing a certificate of conformity. We
have found that these costs have decreased from $17 to an average of
$12 per vehicle. Although our overhead costs increased, the salary and
benefit costs are less than our previous projections based on the
General Schedule salary freeze. The number of certificates of
conformity submitted for agency review has increased. This has
decreased the agency's cost attributed to the review of each
certificate of conformity. Based on these costs, we are decreasing the
fee charged for vehicles for which a paper entry and fee payment is
made, from $17 to $12, a difference
[[Page 50640]]
of $5 per vehicle. However, if an RI enters a vehicle through the
Automated Broker Interface (ABI) system, has an email address to
receive communications from NHTSA, and pays the fee by credit card, the
cost savings that we realize allow us to significantly reduce the fee
to $6. We are maintaining the fee of $6 per vehicle if all the
information in the ABI entry is correct.
Errors in ABI entries not only eliminate any time savings, but also
require additional staff time to be expended in reconciling the
erroneous ABI entry information to the conformity data that is
ultimately submitted. Our experience with these errors has shown that
staff members must examine records, make time-consuming long distance
telephone calls, and often consult supervisory personnel to resolve the
conflicts in the data. We have calculated this staff and supervisory
time, as well as the telephone charges, to amount to approximately $57
for each erroneous ABI entry. Adding this to the $6 fee for the review
of conformity packages on automated entries yields a total of $63,
representing no increase in the fee that is currently charged when
there are one or more errors in the ABI entry or in the statement of
conformity.
Statutory Basis for the Final Rule and Effective Date
NHTSA is required under 49 U.S.C. 30141(e) to ``review and make
appropriate adjustments at least every 2 years in the amounts of the
fees'' relating to the registration of importers, the processing of
bonds, and making decisions concerning the importation of nonconforming
vehicles. The statute further requires the agency to ``establish the
fees for each fiscal year before the beginning of that year.'' This
final rule implements the statutory provisions. In the NPRM, we
proposed to make this rule effective October 1, 2012, and did not
receive any comments on this issue. Accordingly, the effective date of
this final rule is October 1, 2012.
Rulemaking Analyses and Notices
A. Executive Order 12866 and DOT Regulatory Policies and Procedures
Executive Order 12866, ``Regulatory Planning and Review'' (58 FR
51735, October 4, 1993), provides for making determinations whether a
regulatory action is ``significant'' and therefore subject to Office of
Management and Budget (OMB) review and to the requirements of the
Executive Order. The Order defines a ``significant regulatory action''
as one that is likely to result in a rule that may:
(1) Have an annual effect on the economy of $100 million or more or
adversely affect in a material way the economy, a sector of the
economy, productivity, competition, jobs, the environment, public
health or safety, or State, local, or Tribal governments or
communities;
(2) Create a serious inconsistency or otherwise interfere with an
action taken or planned by another agency;
(3) Materially alter the budgetary impact of entitlements, grants,
user fees, or loan programs or the rights and obligations of recipients
thereof; or
(4) Raise novel legal or policy issues arising out of legal
mandates, the President's priorities, or the principles set forth in
the Executive Order.
NHTSA has considered the impact of this rulemaking action under
Executive Order 12866 and the Department of Transportation's regulatory
policies and procedures. This rulemaking is not significant.
Accordingly, the Office of Management and Budget has not reviewed this
rulemaking document under Executive Order 12886. Further, NHTSA has
determined that the rulemaking is not significant under Department of
Transportation's regulatory policies and procedures. Based on the level
of the fees and the volume of affected vehicles, NHTSA currently
anticipates that the costs of the final rule would be so minimal as not
to warrant preparation of a full regulatory evaluation. The action does
not involve any substantial public interest or controversy. The rule
will have no substantial effect upon State and local governments. There
will be no substantial impacts upon a major transportation safety
program. A regulatory evaluation analyzing the economic impact of the
final rule establishing the registered importer program, adopted on
September 29, 1989, was prepared, and is available for review.
B. Regulatory Flexibility Act
Pursuant to the Regulatory Flexibility Act (5 U.S.C. 601 et seq.,
as amended by the Small Business Regulatory Enforcement Fairness Act
(SBREFA) of 1996), whenever an agency is required to publish a notice
of proposed rulemaking for any proposed or final rule, it must prepare
and make available for public comment a regulatory flexibility analysis
that describes the effect of the rule on small entities (i.e., small
businesses, small organizations, and small governmental jurisdictions).
The Small Business Administration's regulations at 13 CFR Part 121
define a small business, in part, as a business entity ``which operates
primarily within the United States.'' (13 CFR 121.105(a)). No
regulatory flexibility analysis is required if the head of an agency
certifies that the rule would not have a significant economic impact on
a substantial number of small entities. The SBREFA amended the
Regulatory Flexibility Act to require Federal agencies to provide a
statement of the factual basis for certifying that a rule would not
have a significant economic impact on a substantial number of small
entities.
The agency has considered the effects of this rulemaking under the
Regulatory Flexibility Act, and certifies that the rules being adopted
will not have a significant economic impact upon a substantial number
of small entities.
The following is NHTSA's statement providing the factual basis for
the certification (5 U.S.C. 605(b)). The adopted amendments will
primarily affect entities that currently modify nonconforming vehicles
and that are small businesses within the meaning of the Regulatory
Flexibility Act; however, the agency has no reason to believe that
these companies would be unable to pay the fees proposed by this
action. In most instances, these fees would not be changed or be only
modestly increased (and in some instances decreased) from the fees now
being paid by these entities. Moreover, consistent with prevailing
industry practices, these fees should be passed through to the ultimate
purchasers of the vehicles that are altered and, in most instances,
sold by the affected registered importers. The cost to owners or
purchasers of nonconforming vehicles that are altered to conform to the
FMVSS may be expected to increase (or decrease) to the extent necessary
to reimburse the registered importer for the fees payable to the agency
for the cost of carrying out the registration program and making
eligibility decisions, and to compensate Customs for its bond
processing costs.
Governmental jurisdictions will not be affected at all since they
are generally neither importers nor purchasers of nonconforming motor
vehicles.
C. Executive Order 13132 (Federalism)
NHTSA has examined today's final rule pursuant to Executive Order
13132 (64 FR 43255, August 10, 1999) and concluded that no additional
consultation with States, local governments, or their representatives
is mandated beyond the rulemaking process. The agency has concluded
that the rule does not have sufficient federalism implications to
warrant either consultation with State and local officials or
preparation of a federalism summary impact statement. The rule
[[Page 50641]]
does not have ``substantial direct effects on the States, on the
relationship between the national government and the States, or on the
distribution of power and the responsibilities among the various levels
of government.''
Further, no consultation is needed to discuss the issue of
preemption in connection with today's final rule. The issue of
preemption can arise in connection with NHTSA rules in two ways.
First, the National Traffic and Motor Vehicle Safety Act contains
an express preemption provision: ``When a motor vehicle safety standard
is in effect under this chapter, a State or a political subdivision of
a State may prescribe or continue in effect a standard applicable to
the same aspect of performance of a motor vehicle or motor vehicle
equipment only if the standard is identical to the standard prescribed
under this chapter.'' 49 U.S.C. 30103(b)(1). It is this statutory
command that unavoidably preempts State legislative and administrative
law, not today's rulemaking, so consultation is unnecessary.
Second, the Supreme Court has recognized the possibility of implied
preemption: In some instances, State requirements imposed on motor
vehicle manufacturers, including sanctions imposed by State tort law,
can stand as an obstacle to the accomplishment and execution of some of
the NHTSA safety standards. When such a conflict is discerned, the
Supremacy Clause of the Constitution makes the State requirements
unenforceable. See Geier v. American Honda Motor Co., 529 U.S. 861
(2000).
NHTSA has considered the nature (e.g., the language and structure
of the regulatory text) and purpose of today's final rule and does not
foresee any potential State requirements that might conflict with it.
Without any conflict, there could not be any implied preemption of
state law, including state tort law.
D. National Environmental Policy Act
NHTSA has analyzed this action for purposes of the National
Environmental Policy Act. The action will not have a significant effect
upon the environment because it is anticipated that the annual volume
of motor vehicles imported through registered importers will not vary
significantly from that existing before promulgation of the rule.
E. Executive Order 12988 (Civil Justice Reform)
Pursuant to Executive Order 12988 ``Civil Justice Reform,'' the
agency has considered whether the amendments adopted in this final rule
will have any retroactive effect. NHTSA concludes that those amendments
will not have any retroactive effect. Judicial review of the rule may
be obtained pursuant to 5 U.S.C. 702. That section does not require
that a petition for reconsideration be filed prior to seeking judicial
review.
F. Unfunded Mandates Reform Act of 1995
Section 202 of the Unfunded Mandates Reform Act of 1995 (UMRA)
requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local, or
tribal governments, in the aggregate, or by the private sector, of more
than $100 million annually (adjusted for inflation with the base year
of 1995). Before promulgating a rule for which a written assessment is
needed, Section 205 of the UMRA generally requires NHTSA to identify
and consider a reasonable number of regulatory alternatives and to
adopt the least costly, most cost-effective, or least burdensome
alternative that achieves the objectives of the rule. The provisions of
Section 205 do not apply when they are inconsistent with applicable
law. Moreover, Section 205 allows NHTSA to adopt an alternative other
than the least costly, most cost-effective or least burdensome
alternative if the agency publishes with the final rule an explanation
why that alternative was not adopted. Because this final rule will not
require the expenditure of resources beyond $100 million annually, this
action is not subject to the requirements of Sections 202 and 205 of
the UMRA.
G. Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995, a person is not required
to respond to a collection of information by a Federal agency unless
the collection displays a valid OMB control number. Part 594 includes
collections of information for which NHTSA has obtained OMB Clearance
No. 2127-0002, a consolidated collection of information for
``Importation of Vehicles and Equipment Subject to the Federal Motor
Vehicle Safety, Bumper and Theft Prevention Standards,'' approved
through January 31, 2014. This final rule will not affect the burden
hours associated with Clearance No. 2127-0002 because we are only
adjusting the fees associated with participating in the registered
importer program. The new fees that we are adopting will not impose new
collection of information requirements or otherwise affect the scope of
the program.
H. Executive Order 13045
Executive Order 13045, ``Protection of Children from Environmental
Health and Safety Risks'' (62 FR 19855, April 23, 1997), applies to any
rule that (1) is determined to be ``economically significant'' as
defined under E.O. 12866, and (2) concerns an environmental, health, or
safety risk that NHTSA has reason to believe may have a
disproportionate effect on children. If the regulatory action meets
both criteria, we must evaluate the environmental health or safety
effects of the planned rule on children, and explain why the planned
rule is preferable to other potentially effective and reasonably
feasible alternatives considered by us. This rulemaking is not
economically significant and does not concern an environmental, health,
or safety risk.
I. National Technology Transfer and Advancement Act
Section 12(d) of the National Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104-113, (15 U.S.C. 272) directs the
agency to use voluntary consensus standards in its regulatory
activities unless doing so would be inconsistent with applicable law or
otherwise impractical. Voluntary consensus standards are technical
standards (e.g., materials specifications, test methods, sampling
procedures, and business practices) that are developed or adopted by
voluntary consensus standards bodies, such as the Society of Automotive
Engineers (SAE). The NTTAA directs the agency to provide Congress,
through the OMB, explanations when it decides not to use available and
applicable voluntary consensus standards.
In this final rule, we are adjusting the fees associated with the
registered importer program. We are making no substantive changes to
the program nor did we adopt any technical standards. For these
reasons, Section 12(d) of the NTTAA does not apply.
J. Privacy Act
Anyone is able to search the electronic form of all submissions
received into any of our dockets by the name of the individual
submitting the comment or petition (or signing the comment or petition,
if submitted on behalf of an association, business, labor union, etc.).
You may review DOT's complete Privacy Act Statement in the Federal
Register published on April 11, 2000 (Volume 65, Number 70; Pages
19477-78) or you may visit https://www.regulations.gov.
[[Page 50642]]
K. Regulation Identifier Number (RIN)
The Department of Transportation assigns a regulation identifier
number (RIN) to each regulatory action listed in the Unified Agenda of
Federal Regulations. The Regulatory Information Service Center
publishes the Unified Agenda in April and October of each year. You may
use the RIN that appears in the heading on the first page of this
document to find this action in the Unified Agenda.
List of Subjects in 49 CFR Part 594
Imports, Motor vehicle safety, Motor vehicles.
In consideration of the foregoing, 49 CFR Part 594 is amended as
follows:
PART 594--SCHEDULE OF FEES AUTHORIZED BY 49 U.S.C. 30141
0
1. The authority citation for part 594 continues to read as follows:
Authority: 49 U.S.C. 30141, 31 U.S.C. 9701; delegation of
authority at 49 CFR 1.50.
0
2. Amend Sec. 594.6 by:
0
a. Revising the introductory text of paragraph (a);
0
b. Revising paragraph (b);
0
c. Revising in paragraph (d) the first sentence;
0
d. Revising the second sentence of paragraph (h); and
0
e. Revising paragraph (i) to read as follows:
Sec. 594.6 Annual fee for administration of the registration program.
(a) Each person filing an application to be granted the status of a
Registered Importer pursuant to part 592 of this chapter on or after
October 1, 2012, must pay an annual fee of $805, as calculated below,
based upon the direct and indirect costs attributable to:
* * * * *
(b) That portion of the initial annual fee attributable to the
processing of the application for applications filed on and after
October 1, 2012, is $330. The sum of $330, representing this portion,
shall not be refundable if the application is denied or withdrawn.
* * * * *
(d) That portion of the initial annual fee attributable to the
remaining activities of administering the registration program on and
after October 1, 2012, is set forth in paragraph (i) of this section. *
* *
* * * * *
(h) * * * This cost is $21.66 per man-hour for the period beginning
October 1, 2012.
(i) Based upon the elements and indirect costs of paragraphs (f),
(g), and (h) of this section, the component of the initial annual fee
attributable to administration of the registration program, covering
the period beginning October 1, 2012, is $475. When added to the costs
of registration of $330, as set forth in paragraph (b) of this section,
the costs per applicant to be recovered through the annual fee are
$805. The annual renewal registration fee for the period beginning
October 1, 2012, is $676.
0
3. Amend Sec. 594.7 by revising the first sentence of paragraph (e) to
read as follows:
Sec. 594.7 Fee for filing petitions for a determination whether a
vehicle is eligible for importation.
* * * * *
(e) For petitions filed on and after October 1, 2012, the fee
payable for seeking a determination under paragraph (a)(1) of this
section is $175. * * *
* * * * *
0
4. Amend Sec. 594.8 by revising the first sentence of paragraph (b)
and the first sentence of paragraph (c) to read as follows:
Sec. 594.8 Fee for importing a vehicle pursuant to a determination by
the Administrator.
* * * * *
(b) If a determination has been made pursuant to a petition, the
fee for each vehicle is $101. * * *
(c) If a determination has been made on or after October 1, 2012,
pursuant to the Administrator's initiative, the fee for each vehicle is
$125. * * *
0
5. Amend Sec. 594.9 by revising paragraphs (c) and (e) to read as
follows:
Sec. 594.9 Fee for reimbursement of bond processing costs and costs
for processing offers of cash deposits or obligations of the United
States in lieu of sureties on bonds.
* * * * *
(c) The bond processing fee for each vehicle imported on and after
October 1, 2012, for which a certificate of conformity is furnished, is
$9.09.
* * * * *
(e) The fee for each vehicle imported on and after October 1, 2012,
for which cash deposits or obligations of the United States are
furnished in lieu of a conformance bond, is $495.
6. Amend Sec. 594.10 by revising the first sentence of paragraph
(d) to read as follows:
Sec. 594.10 Fee for review and processing of conformity certificate.
* * * * *
(d) The review and processing fee for each certificate of
conformity submitted on and after October 1, 2012 is $12. * * *
Issued on: August 16, 2012.
Daniel C. Smith,
Senior Associate Administrator for Vehicle Safety.
[FR Doc. 2012-20622 Filed 8-21-12; 8:45 am]
BILLING CODE 4910-59-P