Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 46529-46530 [2012-18973]
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Federal Register / Vol. 77, No. 150 / Friday, August 3, 2012 / Notices
Records should be revised to modify
Categories of Records in the System,
Purpose(s), Retrievability, Retention and
Disposal, and the System Manager(s)
and Address.
USPS 820.200
I. Background
CATEGORIES OF RECORDS IN THE SYSTEM:
SYSTEM NAME:
Mail Management and Tracking
Activity.
In its continuing effort to improve its
value-added services, the Postal Service
will launch two new programs in 2012.
The first will assist business mailers
with tracking mail pieces sent to their
customers. The tracking of these mail
pieces will utilize the 11-digit ZIP Code
and/or an Intelligent Mail Barcode. The
second will strengthen the digital
relationship with consumers and aid all
customers with package tracking and
visibility within the Postal Service
network and through other carrier
networks.
Additionally, in June, 2012, the Postal
Service made additional management
and organizational changes.
II. Rationale for Changes to USPS
Privacy Act Systems of Records
[CHANGE TO READ]
1. Customer information: Customer or
contact name, mail and email
address(es), title or role, phone
number(s), and cellphone carrier.
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[CHANGE TO READ]
5. Customer preference data: Hold
mail begin and end date, redelivery
date, delivery options, shipping and
pickup preferences, drop ship codes,
comments and instructions, mailing
frequency, preferred delivery dates, and
preferred means of contact.
*
*
*
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[ADD NEW TEXT]
7. Mail Images: Images of mail pieces
captured during normal mail processing
operations.
PURPOSE(S):
The Postal Service is enhancing our
customers’ visibility of their mailings.
The first program will automate the
process to provide business mailers
with mail piece induction information.
The second program will integrate
tracking information from multiple
carriers.
Lastly, in regards to the system
manager title update, there is a
continuing need to reflect changes in
the identity or title of responsible
officials.
III. Description of Changes to Systems
of Records
The Postal Service is modifying one
system of records listed below. Pursuant
to 5 U.S.C. 552a(e)(11), interested
persons are invited to submit written
data, views, or arguments on this
proposal. A report of the proposed
modifications has been sent to Congress
and to the Office of Management and
Budget for their evaluation. The Postal
Service does not expect this amended
notice to have any adverse effect on
individual privacy rights. The affected
system is as follows:
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[CHANGE TO READ]
3. To provide customers with
information about the status of mailings
within the USPS network or other
carrier networks.
[ADD NEW TEXT]
4. To provide business mailers with
information about the status of mailings
within the USPS mail processing
network.
[RENUMBER REMAINING TEXT]
RETRIEVABILITY:
[CHANGE TO READ]
By customer name, customer ID(s),
logon ID, mailing address(es), 11-digit
ZIP Code, or any Intelligent Mail
Barcode.
RETENTION AND DISPOSAL:
TKELLEY on DSK3SPTVN1PROD with NOTICES
USPS 820.200
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[ADD NEW TEXT]
5. Mailpiece images will be retained
up to 3 days.
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[RENUMBER REMAING TEXT AND
ADD NEW TEXT]
7. USPS and other carrier network
tracking records are retained for up to
30 days for mail and up to 90 days for
packages and special services.
*
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SYSTEM NAME:
SYSTEM MANAGER(S) AND ADDRESS:
Mail Management and Tracking
Activity.
Accordingly, for the reasons stated,
the Postal Service proposes changes in
the existing system of records as
follows:
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17:33 Aug 02, 2012
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President, Digital Solutions, United
States Postal Service, 475 L’Enfant Plaza
SW., Washington, DC 20260.
Chief Information Officer, United
States Postal Service, 475 L’Enfant Plaza
SW., Washington, DC 20260.
PO 00000
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46529
[CHANGE TO READ]
Chief Marketing/Sales Officer and
Executive Vice President, United States
Postal Service, 475 L’Enfant Plaza SW.,
Washington, DC 20260.
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Stanley F. Mires,
Attorney, Legal Policy & Legislative Advice.
[FR Doc. 2012–18957 Filed 8–2–12; 8:45 am]
BILLING CODE 7710–12–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–30156]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
July 27, 2012.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of July 2012.
A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
August 21, 2012, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
FOR FURTHER INFORMATION CONTACT:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Office of Investment Company
Regulation, 100 F Street NE.,
Washington, DC 20549–8010.
Industry Leaders Fund [File No. 811–
9150]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On June 25, 2012,
applicant made a liquidating
distribution to its shareholders, based
E:\FR\FM\03AUN1.SGM
03AUN1
46530
Federal Register / Vol. 77, No. 150 / Friday, August 3, 2012 / Notices
on net asset value. Expenses of $3,250
incurred in connection with the
liquidation were paid by Claremont
Investment Partners, LLC, applicant’s
investment adviser.
Filing Date: The application was filed
on June 29, 2012.
Applicant’s Address: 175 Oak Ridge
Ave., Summit, NJ 07901.
Santa Barbara Group of Mutual Funds
Inc. [File No. 811–7414]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On January 20,
2012, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $2,970
incurred in connection with the
liquidation were paid by applicant and
Hillcrest Wells Advisors, LLC,
applicant’s investment adviser.
Filing Date: The application was filed
on June 11, 2012.
Applicant’s Address: Hillcrest Wells
Advisors, LLC, 1270 Hillcrest Ave.,
Pasadena, CA 91106.
TKELLEY on DSK3SPTVN1PROD with NOTICES
Oppenheimer Principal Protected Trust
III [File No. 811–21561]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Oppenheimer
Main Street Funds, Inc. and, on January
21, 2012, made a final distribution to
shareholders based on net asset value.
Expenses of $44,850 incurred in
connection with the reorganization were
paid by applicant.
Filing Dates: The application was
filed on May 2, 2012, and amended on
July 3, 2012.
Applicant’s Address:
OppenheimerFunds Inc., 6803 S.
Tucson Way, Centennial, CO 80112.
Morgan Stanley Real Estate Fund [File
No 811–9117]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Morgan Stanley
Institutional Fund, Inc. and, on
November 14, 2011, made a final
distribution to its shareholders based on
net asset value. Expenses of
approximately $155,387 incurred in
connection with the reorganization were
paid by applicant.
Filing Date: The application was filed
on June 13, 2012.
Applicant’s Address: c/o Morgan
Stanley Investment Management Inc.,
522 Fifth Ave., New York, NY 10036.
Standard Insurance Company Separate
Account C [File No. 811–9619]
Summary: Applicant seeks an order
declaring that it has ceased to be an
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17:33 Aug 02, 2012
Jkt 226001
investment company. Applicant
requests deregistration based on
abandonment of registration. Applicant
is not now engaged, or intending to
engage, in any business activities other
than those necessary for winding up its
affairs.
Filing Dates: The application was
filed on February 24, 2012, and
amended on July 24, 2012.
Applicant’s Address: 1100 SW. 6th
Avenue, Portland, OR 97204–1093.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2012–18973 Filed 8–2–12; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–67527; File No. SR–ISE–
2012–66]
Self-Regulatory Organizations;
International Securities Exchange,
LLC; Notice of Filing and Immediate
Effectiveness of Proposed Rule
Change To Amend ISE Rule 2102 To
Extend the Single Stock Circuit
Breaker Pilot Program Until February
4, 2013
July 27, 2012.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b-4 thereunder,2
notice is hereby given that on July 18,
2012, the International Securities
Exchange, LLC (the ‘‘Exchange’’ or
‘‘ISE’’) filed with the Securities and
Exchange Commission (‘‘Commission’’)
the proposed rule change as described
in Items I and II below, which items
have been prepared by the selfregulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
Rule 2102 (Hours of Business) to extend
the expiration of the pilot rule.
The text of the proposed rule change
is available on the Exchange’s Internet
Web site at https://www.ise.com, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
1 15
2 17
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00158
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II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of, and basis for,
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
self-regulatory organization has
prepared summaries, set forth in
Sections A, B and C below, of the most
significant aspects of such statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to amend ISE
Rule 2102 to extend the expiration of
the pilot rule. Initial amendments to ISE
Rule 2102 to allow the Exchange to
pause trading in an individual stock
when the primary listing market for
such stock issues a trading pause were
approved by the Securities and
Exchange Commission (‘‘Commission’’)
on June 10, 2010 on a pilot basis to end
on December 10, 2010.3 The pilot was
then extended to expire on April 11,
2011.4 On March 21, 2011, ISE Rule
2102 was amended to state that the pilot
would expire on the earlier of August
11, 2011 or the date on which a limit
up/limit down mechanism to address
extraordinary market volatility, if
adopted, would apply.5 On August 9,
2011, ISE Rule 2102 was once again
amended to extend the pilot to January
31, 2012.6 On January 30, 2012, ISE
Rule 2102 was amended to extend the
pilot to July 31, 2012.7
On September 10, 2010, ISE Rule
2102 was amended to expand the pilot
rule to apply to the Russell 1000® Index
and other specified exchange traded
products.8 On June 23, 2011, ISE Rule
2102 was amended again to expand the
3 See Securities Exchange Act Release No. 62252
(June 10, 2010), 75 FR 34186 (June 16, 2010) (SR–
ISE–2010–48).
4 See Securities Exchange Act Release No. 63506
(December 9, 2010), 75 FR 78301 (December 15,
2010) (SR–ISE–2010–117).
5 See Securities Exchange Act Release No. 64193
(April 5, 2011), 76 FR 20062 (April 11, 2011) (SR–
ISE–2011–17).
6 See Securities Exchange Act Release No. 65072
(August 9, 2011), 76 FR 50513 (August 15, 2011)
(SR–ISE–2011–52).
7 See Securities Exchange Act Release No. 66271
(January 30, 2012), 77 FR 5587 (February 3, 2012)
(SR–ISE–2012–05).
8 See Securities Exchange Act Release No. 62884
(September 10, 2010), 75 FR 56618 (September 16,
2010) (SR–ISE–2010–66).
E:\FR\FM\03AUN1.SGM
03AUN1
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[Federal Register Volume 77, Number 150 (Friday, August 3, 2012)]
[Notices]
[Pages 46529-46530]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-18973]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-30156]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
July 27, 2012.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
July 2012. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on August 21, 2012, and
should be accompanied by proof of service on the applicant, in the form
of an affidavit or, for lawyers, a certificate of service. Hearing
requests should state the nature of the writer's interest, the reason
for the request, and the issues contested. Persons who wish to be
notified of a hearing may request notification by writing to the
Secretary, U.S. Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC,
Division of Investment Management, Office of Investment Company
Regulation, 100 F Street NE., Washington, DC 20549-8010.
Industry Leaders Fund [File No. 811-9150]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On June 25, 2012, applicant made a
liquidating distribution to its shareholders, based
[[Page 46530]]
on net asset value. Expenses of $3,250 incurred in connection with the
liquidation were paid by Claremont Investment Partners, LLC,
applicant's investment adviser.
Filing Date: The application was filed on June 29, 2012.
Applicant's Address: 175 Oak Ridge Ave., Summit, NJ 07901.
Santa Barbara Group of Mutual Funds Inc. [File No. 811-7414]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On January 20, 2012, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $2,970 incurred in connection with the liquidation were
paid by applicant and Hillcrest Wells Advisors, LLC, applicant's
investment adviser.
Filing Date: The application was filed on June 11, 2012.
Applicant's Address: Hillcrest Wells Advisors, LLC, 1270 Hillcrest
Ave., Pasadena, CA 91106.
Oppenheimer Principal Protected Trust III [File No. 811-21561]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Oppenheimer Main Street Funds, Inc. and, on January 21, 2012, made a
final distribution to shareholders based on net asset value. Expenses
of $44,850 incurred in connection with the reorganization were paid by
applicant.
Filing Dates: The application was filed on May 2, 2012, and amended
on July 3, 2012.
Applicant's Address: OppenheimerFunds Inc., 6803 S. Tucson Way,
Centennial, CO 80112.
Morgan Stanley Real Estate Fund [File No 811-9117]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Morgan Stanley Institutional Fund, Inc. and, on November 14, 2011, made
a final distribution to its shareholders based on net asset value.
Expenses of approximately $155,387 incurred in connection with the
reorganization were paid by applicant.
Filing Date: The application was filed on June 13, 2012.
Applicant's Address: c/o Morgan Stanley Investment Management Inc.,
522 Fifth Ave., New York, NY 10036.
Standard Insurance Company Separate Account C [File No. 811-9619]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant requests deregistration based on
abandonment of registration. Applicant is not now engaged, or intending
to engage, in any business activities other than those necessary for
winding up its affairs.
Filing Dates: The application was filed on February 24, 2012, and
amended on July 24, 2012.
Applicant's Address: 1100 SW. 6th Avenue, Portland, OR 97204-1093.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2012-18973 Filed 8-2-12; 8:45 am]
BILLING CODE 8011-01-P
