Sunshine Act Meeting, 40392 [2012-16771]
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40392
Federal Register / Vol. 77, No. 131 / Monday, July 9, 2012 / Notices
Non-Interested Directors will consider
at least annually the continued
appropriateness for the Investor of
participating in new and existing CoInvestment Transactions.
10. Each Investor will maintain the
records required by section 57(f)(3) of
the Act as if each of the investments
permitted under these conditions were
approved by the Required Majority
under section 57(f).
11. No Non-Interested Director of an
Investor will also be a director, general
partner, managing member or principal,
or otherwise an ‘‘affiliated person’’
(as defined in the Act), of Partners.
12. The expenses, if any, associated
with acquiring, holding or disposing of
any securities acquired in a CoInvestment Transaction (including,
without limitation, the expenses of the
distribution of any such securities
registered for sale under the Securities
Act) will, to the extent not payable by
GMC under its investment advisory
agreements with the Investors and
Partners, be shared by the Investors and
Partners in proportion to the relative
amounts of the securities held or being
acquired or disposed of, as the case may
be.
13. Any transaction fee (including
break-up or commitment fees but
excluding broker’s fees contemplated by
section 17(e) or 57(k) of the Act, as
applicable) received in connection with
a Co-Investment Transaction will be
distributed to the participating Investors
and Partners on a pro rata basis based
on the amounts they invested or
committed, as the case may be, in such
Co-Investment Transaction. If any
transaction fee is to be held by GMC
pending consummation of the
transaction, the fee will be deposited
into an account maintained by GMC at
a bank or banks having the
qualifications prescribed in section
26(a)(1) of the Act, and the account will
earn a competitive rate of interest that
will also be divided pro rata among the
Investors and Partners based on the
amounts they invest in such CoInvestment Transaction. None of
Partners, GMC or any affiliated person
of the Investors will receive additional
compensation or remuneration of any
kind as a result of or in connection with
a Co-Investment Transaction (other than
(a) in the case of the Investors and
Partners, the pro rata transaction fees
described above and fees or other
compensation described in condition
2(c)(iii)(C) and (b) in the case of GMC,
investment advisory fees paid in
accordance with the agreements
between GMC and the Investors or
Partners).
VerDate Mar<15>2010
16:20 Jul 06, 2012
Jkt 226001
For the Commission, by the Division of
Investment Management, under delegated
authority.
Kevin M. O’Neill,
Deputy Secretary.
Dated: July 3, 2012.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2012–16771 Filed 7–5–12; 11:15 am]
BILLING CODE 8011–01–P
[FR Doc. 2012–16626 Filed 7–6–12; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Tuesday, July 10, 2012 at 10:00 a.m.
and Friday, July 13, 2012 at 1:00 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meetings. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(2), (3), (5), (6), (7), 9(B)
and (10) and 17 CFR 200.402(a)(2), (3),
(5), (6), (7), 9(ii) and (10), permit
consideration of the scheduled matters
at the Closed Meeting.
Commissioner Gallagher, as duty
officer, voted to consider the items
listed for the Closed Meeting in closed
sessions.
The subject matter of the Closed
Meeting scheduled for Tuesday, July 10,
2012 will be:
Institution and settlement of an
injunctive action; and a personnel
matter.
The subject matter of the Closed
Meeting scheduled for Friday, July 13,
2012 will be:
Consideration of amicus participation;
Institution and settlement of
injunctive actions;
Institution and settlement of
administrative proceedings; and
Other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
PO 00000
Frm 00073
Fmt 4703
Sfmt 4703
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–67331; File No. SR–EDGX–
2012–24]
Self-Regulatory Organizations; EDGX
Exchange, Inc.; Notice of Filing of
Proposed Rule Changes To Amend
EDGX Rules Regarding Market Access
July 2, 2012.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on June 22,
2012, the EDGX Exchange, Inc. (the
‘‘Exchange’’ or ‘‘EDGX’’) filed with the
Securities and Exchange Commission
(the ‘‘Commission’’) the proposed rule
changes as described in Items I, II and
III below, which items have been
prepared by the self-regulatory
organization. The Commission is
publishing this notice to solicit
comments on the proposed rule changes
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
Rule 11.3 to (1) delete those provisions
that the Exchange believes have been
rendered superfluous and unnecessary
in light of the adoption by the
Commission of Rule 15c3–5 under the
Act; and (2) add a requirement for
Sponsoring Members 3 to maintain a list
of Sponsored Participants 4 which the
Sponsoring Member has authorized to
obtain access to the Exchange’s System,5
and to provide the list of Sponsored
Participants to the Exchange upon
request. The Exchange is also proposing
amendments to Rule 11.3(b)(1) and Rule
1.5(z) to align the definition of
Sponsored Participant with the
terminology used in Rule 15c3–5 to
describe such arrangements.
The text of the proposed rule changes
is attached as Exhibit 5 and is available
on the Exchange’s Web site at
www.directedge.com, at the Exchange’s
principal office and at the Public
Reference Room of the Commission.
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 As defined in EDGX Rule 1.5(aa).
4 As defined in EDGX Rule 1.5(z).
5 As defined in EDGX Rule 1.5(cc).
2 17
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09JYN1
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[Federal Register Volume 77, Number 131 (Monday, July 9, 2012)]
[Notices]
[Page 40392]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-16771]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold a Closed Meeting on Tuesday, July 10,
2012 at 10:00 a.m. and Friday, July 13, 2012 at 1:00 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meetings.
Certain staff members who have an interest in the matters also may be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(2), (3), (5), (6), (7), 9(B) and (10) and 17 CFR
200.402(a)(2), (3), (5), (6), (7), 9(ii) and (10), permit consideration
of the scheduled matters at the Closed Meeting.
Commissioner Gallagher, as duty officer, voted to consider the
items listed for the Closed Meeting in closed sessions.
The subject matter of the Closed Meeting scheduled for Tuesday,
July 10, 2012 will be:
Institution and settlement of an injunctive action; and a personnel
matter.
The subject matter of the Closed Meeting scheduled for Friday, July
13, 2012 will be:
Consideration of amicus participation;
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings; and
Other matters relating to enforcement proceedings.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 551-5400.
Dated: July 3, 2012.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2012-16771 Filed 7-5-12; 11:15 am]
BILLING CODE 8011-01-P
