Schedule of Fees Authorized, 35338-35343 [2012-14366]
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security of data in their custody or
control?
Specifically with respect to section
222, we seek comment on the
applicability and significance in this
context of telecommunications carriers’
duty under section 222(a) to protect
customer information. Further, the
definition of CPNI in section 222(h)(1)
includes information ‘‘that is made
available to a carrier by the customer
solely by virtue of the carrier-customer
relationship,’’ a phrase that on its face
could apply to information collected at
a carrier’s direction even before it has
been transmitted to the carrier. We seek
comment on this analysis. We further
seek comment on which, if any, of the
following factors are relevant to
assessing a wireless provider’s
obligations under section 222 and the
Commission’s implementing rules, or
other provisions of law within this
Commission’s jurisdiction, and in what
ways: whether the device is sold by the
service provider; whether the device is
locked to the service provider’s network
so that it would not work with a
different service provider; the degree of
control that the service provider
exercises over the design, integration,
installation, or use of the software that
collects and stores information; the
service provider’s role in selecting,
integrating, and updating the device’s
operating system, preinstalled software,
and security capabilities; the manner in
which the collected information is used;
whether the information pertains to
voice service, data service, or both; and
the role of third parties in collecting and
storing data.
Are any other factors relevant? If so,
what are these other factors, and what
is their relevance? What privacy and
security obligations should apply to
customer information that service
providers cause to be collected by and
stored on mobile communications
devices? How does the obligation of
carriers to ‘‘take reasonable measures to
discover and protect against attempts to
gain unauthorized access to CPNI’’
apply in this context? What should be
the obligations when service providers
use a third party to collect, store, host,
or analyze such data? What would be
the advantages and disadvantages of
clarifying mobile service providers’
obligations, if any, with respect to
information stored on mobile devices—
for instance through a declaratory
ruling? What are the potential costs and
benefits associated with such
clarification?
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Federal Communications Commission.
Jennifer Tatel,
Associate General Counsel, Office of General
Counsel.
[FR Doc. 2012–14496 Filed 6–12–12; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
49 CFR Part 594
[Docket No. NHTSA 2012–0080, Notice 1]
RIN 2127–AL09
Schedule of Fees Authorized
National Highway Traffic
Safety Administration (NHTSA), DOT.
ACTION: Notice of proposed rulemaking.
AGENCY:
This document proposes fees
for Fiscal Year 2013 and until further
notice, as authorized by 49 U.S.C.
30141, relating to the registration of
importers and the importation of motor
vehicles not certified as conforming to
the Federal motor vehicle safety
standards (FMVSS). These fees are
needed to maintain the registered
importer (RI) program.
DATES: You should submit your
comments early enough to ensure that
Docket Management receives them not
later than July 13, 2012.
ADDRESSES: Comments should refer to
the docket and notice numbers above
and be submitted by any of the
following methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov. Follow the
online instructions for submitting
comments.
• Mail: Docket Management Facility:
U.S. Department of Transportation, 1200
New Jersey Avenue SE., West Building
Ground Floor, Room W12–140,
Washington, DC 20590–0001.
• Hand Delivery or Courier: West
Building Ground Floor, Room W12–140,
1200 New Jersey Avenue SE., between
9 a.m. and 5 p.m. ET, Monday through
Friday, except Federal holidays.
• Fax: 202–493–2251.
Instructions: For detailed instructions
on submitting comments and additional
information on the rulemaking process,
see the Public Participation heading of
the Supplementary Information section
of this document. Note that all
comments received will be posted
without change to https://
www.regulations.gov, including any
personal information provided. Please
see the Privacy Act heading below.
SUMMARY:
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Privacy Act: Anyone is able to search
the electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (65 FR
19477–78) or you may visit https://
DocketInfo.dot.gov.
Docket: For access to the docket to
read background documents or
comments received, go to https://
www.regulations.gov or to the street
address listed above. Follow the online
instructions for accessing the dockets.
FOR FURTHER INFORMATION CONTACT:
Clint Lindsay, Office of Vehicle Safety
Compliance, NHTSA (202–366–5291).
For legal issues, you may call Nicholas
Englund, Office of Chief Counsel,
NHTSA (202–366–5263). You may call
Docket Management at 202–366–9324.
You may visit the Docket in person from
9 a.m. to 5 p.m., Monday through
Friday.
SUPPLEMENTARY INFORMATION:
Introduction
NHTSA published a notice on June
24, 1996 (61 FR 32411) fully discussing
the rulemaking history of 49 CFR Part
594 and the fees authorized by the
Imported Vehicle Safety Compliance
Act of 1988, Public Law 100–562, since
recodified at 49 U.S.C. 30141–47. The
reader is referred to that notice for
background information relating to this
rulemaking action. Certain fees were
initially established to become effective
January 31, 1990, and have been
periodically adjusted since then.
We are required to review and make
appropriate adjustments at least every
two years in the fees established for the
administration of the RI program. See 49
U.S.C. 30141(e). The fees applicable in
any fiscal year (FY) are to be established
before the beginning of such year. Ibid.
We are proposing fees that would
become effective on October 1, 2012, the
beginning of fiscal year (FY) 2013. The
statute authorizes fees to cover the costs
of the importer registration program, to
cover the cost of making import
eligibility decisions, and to cover the
cost of processing the bonds furnished
to the Department of Homeland Security
(Customs). We last amended the fee
schedule in 2010. See final rule
published on August 11, 2010 at 75 FR
48608. Those fees apply to Fiscal Years
2011 and 2012.
Proposed fees are based on time and
costs associated with the tasks for which
the fees are assessed. The fees proposed
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in this notice reflect the freeze in
General Schedule salary rates since
January 2010 and the slight increases in
indirect costs attributed to the agency’s
overhead costs since the fees were last
adjusted.
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Requirements of the Fee Regulation
Section 594.6—Annual Fee for
Administration of the Importer
Registration Program
Section 30141(a)(3) of Title 49, U.S.
Code provides that RIs must pay the
annual fees established ‘‘to pay for the
costs of carrying out the registration
program for importers. * * *’’ This fee
is payable both by new applicants and
by existing RIs. To maintain its
registration, each RI, at the time it
submits its annual fee, must also file a
statement affirming that the information
it furnished in its registration
application (or in later submissions
amending that information) remains
correct. 49 CFR 592.5(f).
To comply with the statutory
directive, we reviewed the existing fees
and their bases in an attempt to
establish fees that would be sufficient to
recover the costs of carrying out the
registration program for importers for at
least the next two fiscal years. The
initial component of the Registration
Program Fee is the fee attributable to
processing and acting upon registration
applications. We have tentatively
determined that this fee should be
increased from $320 to $330 for new
applications. We also have tentatively
determined that the fee for the review of
the annual statement should be
increased from $195 to $201. The
proposed adjustments reflect our time
expenditures in reviewing both new
applications and annual statements with
accompanying documentation, and the
small increases in indirect costs
attributed to the agency’s overhead costs
in the two years since the fees were last
adjusted.
We must also recover costs
attributable to maintenance of the
registration program that arise from the
need for us to review a registrant’s
annual statement and to verify the
continuing validity of information
already submitted. These costs also
include anticipated costs attributable to
the possible revocation or suspension of
registrations and reflect the amount of
time that we have devoted to those
matters in the past two years.
Based upon our review of these costs,
the portion of the fee attributable to the
maintenance of the registration program
is approximately $475 for each RI.
When this $475 is added to the $330
representing the registration application
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component, the cost to an applicant for
RI status comes to $805, which is the fee
we propose. This represents an increase
of $10 over the existing fee. When the
$475 is added to the $201 representing
the annual statement component, the
total cost to an RI for renewing its
registration comes to $676, which
represents an increase of $6.
Sec. 594.6(h) enumerates indirect
costs associated with processing the
annual renewal of RI registrations. The
provision states that these costs
represent a pro rata allocation of the
average salary and benefits of employees
who process the annual statements and
perform related functions, and ‘‘a pro
rata allocation of the costs attributable
to maintaining the office space, and the
computer or word processor.’’ For the
purpose of establishing the fees that are
currently in existence, indirect costs are
$20.67 per man-hour. We are proposing
to increase this figure by $0.99, to
$21.66. This proposed increase is based
on the difference between enacted
budgetary costs within the Department
of Transportation for the last two fiscal
years, which were higher than the
estimates used when the fee schedule
was last amended, and takes into
account other projected increases over
the next two fiscal years.
Sections 594.7, 594.8—Fees To Cover
Agency Costs in Making Importation
Eligibility Decisions
Section 30141(a)(3)(B) also requires
registered importers to pay other fees
the Secretary of Transportation
establishes to cover the costs of ‘‘making
the decisions under this subchapter.’’
This includes decisions on whether the
vehicle sought to be imported is
substantially similar to a motor vehicle
that was originally manufactured for
importation into and sale in the United
States and certified by its original
manufacturer as complying with all
applicable FMVSS, and whether the
vehicle is capable of being readily
altered to meet those standards.
Alternatively, where there is no
substantially similar U.S. certified
motor vehicle, the decision is whether
the safety features of the vehicle comply
with, or are capable of being altered to
comply with, the FMVSS based on
destructive test information or such
other evidence that NHTSA deems to be
adequate. These decisions are made in
response to petitions submitted by RIs
or manufacturers, or on the
Administrator’s own initiative.
The fee for a vehicle imported under
an eligibility decision made in response
to a petition is payable in part by the
petitioner and in part by other
importers. The fee to be charged for
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each vehicle is the estimated pro rata
share of the costs in making all the
eligibility decisions in a fiscal year. The
agency’s direct and indirect costs must
be taken into account in the
computation of these costs.
Since we last amended the fee
schedule, the overall number of vehicle
imports by RIs has increased, while the
number of petitions has remained
approximately the same. The total
number of vehicles that RIs imported
between 2009 and 2011 more than
doubled from approximately 10,000 to
23,000, respectively. Over the same
period, the number of vehicles imported
under an import eligibility petition that
was submitted by an RI (as opposed to
an import eligibility decision initiated
by the agency) increased from 485 in
2009 to 514 in 2010. That number
subsequently decreased to 404 in 2011.
Because the number of petitions has
remained level over the past two years—
averaging 12 per year—the agency has
devoted approximately the same
amount of staff time reviewing and
processing import eligibility petitions.
Based on these trends, the pro rata
share of petition costs assessed against
the importer of each vehicle covered by
the eligibility decision will decrease.
We project that for FY 2013 and 2014,
the agency’s costs for processing these
12 petitions will be $45,591. The
petitioners will pay $4,600 of that
amount in the processing fees that
accompany the filing of their petitions,
leaving the remaining $40,991 to be
recovered from the importers of the
approximately 404 vehicles projected to
be imported under petition-based
import eligibility decisions. Dividing
$40,991 by 404 yields a pro rata fee of
$101 for each vehicle imported under an
eligibility decision that results from the
granting of a petition. We are therefore
proposing to decrease the pro rata share
of petition costs that are to be assessed
against the importer of each vehicle
from $158 to $101, which represents a
decrease of $57. The same $101 fee
would be paid regardless of whether the
vehicle was petitioned under 49 CFR
593.6(a), based on the substantial
similarity of the vehicle to a U.S.certified model, or was petitioned under
49 CFR 593.6(b), based on the safety
features of the vehicle complying with,
or being capable of being modified to
comply with, all applicable FMVSS.
We are proposing no increase in the
current fee of $175 that covers the initial
processing of a ‘‘substantially similar’’
petition. Likewise, we are also
proposing to maintain the existing fee of
$800 to cover the initial costs for
processing petitions for vehicles that
have no substantially similar U.S.-
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certified counterpart. In the event that a
petitioner requests an inspection of a
vehicle, the fee for such an inspection
would remain $827 for vehicles that are
the subject of either type of petition.
The importation fee varies depending
upon the basis on which the vehicle is
determined to be eligible. For vehicles
covered by an eligibility decision on the
agency’s own initiative (other than
vehicles imported from Canada that are
covered by import eligibility numbers
VSA–80 through 83, for which no
eligibility decision fee is assessed), we
are proposing that the fee remain $125.
NHTSA determined that the costs
associated with previous eligibility
determinations on the agency’s own
initiative would be fully recovered by
October 1, 2012. We propose to apply
the fee of $125 per vehicle only to
vehicles covered by determinations
made by the agency on its own initiative
on or after October 1, 2012.
Section 594.9—Fee for Reimbursement
of Bond Processing Costs and Costs for
Processing Offers of Cash Deposits or
Obligations of the United States in Lieu
of Sureties on Bonds
Section 30141(a)(3) also requires a
registered importer to pay any other fees
the Secretary of Transportation
establishes ‘‘to pay for the costs of—(A)
processing bonds provided to the
Secretary of the Treasury * * *.’’ upon
the importation of a nonconforming
vehicle to ensure that the vehicle would
be brought into compliance within a
reasonable time, or if it is not brought
into compliance within such time, that
it be exported, without cost to the
United States, or abandoned to the
United States.
The Department of Homeland
Security (Customs) exercises the
functions associated with the processing
of these bonds. To carry out the statute,
we make a reasonable determination of
the costs that Department incurs in
processing the bonds. In essence, the
cost to Customs is based upon an
estimate of the time that a GS–9, Step
5 employee spends on each entry,
which Customs has judged to be 20
minutes.
When the fee schedule was last
amended, we projected General
Schedule salary raises to be effective in
January 2011 and 2012. Based on our
projections over the next two fiscal
years, we are proposing that the
processing fee be decreased by $0.84,
from $9.93 per bond to $9.09. This
decrease reflects the fact that GS–9
salaries have been frozen since we last
amended the fee schedule in 2010. The
$9.09 proposed fee would more closely
reflect the direct and indirect costs that
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should be associated with processing
the bonds.
In lieu of sureties on a DOT
conformance bond, an importer may
offer United States money, United States
bonds (except for savings bonds),
United States certificates of
indebtedness, Treasury notes, or
Treasury bills (collectively referred to as
‘‘cash deposits’’) in an amount equal to
the amount of the bond. 49 CFR
591.10(a). The receipt, processing,
handling, and disbursement of the cash
deposits that have been tendered by RIs
cause the agency to consume a
considerable amount of staff time and
material resources. NHTSA has
concluded that the expense incurred by
the agency to receive, process, handle,
and disburse cash deposits may be
treated as part of the bond processing
cost, for which NHTSA is authorized to
set a fee under 49 U.S.C. 30141(a)(3)(A).
We first established a fee of $459 for
each vehicle imported on and after
October 1, 2008, for which cash deposits
or obligations of the United States are
furnished in lieu of a conformance
bond. See the Final Rule published on
July 11, 2008 at 73 FR 39890.
The agency considered its direct and
indirect costs in calculating the fee for
the review, processing, handling, and
disbursement of cash deposits
submitted by importers and RIs in lieu
of sureties on a DOT conformance bond.
We are proposing to decrease the fee
from $514 to $495, which represents a
decrease of $19. The factors that the
agency has taken into account in
proposing the fee include time
expended by agency personnel, the
slight increase in overhead costs, and
the reduction in projected salary costs
based on the General Schedule salary
freeze since January 2010.
Section 594.10—Fee for Review and
Processing of Conformity Certificate
Each RI is currently required to pay
$17 per vehicle to cover the costs the
agency incurs in reviewing a certificate
of conformity. We estimate that these
costs will decrease from $17 to an
average of $12 per vehicle. Although our
overhead costs increased, the salary and
benefit costs are less than our previous
projections based on the General
Schedule salary freeze. The number of
certificates of conformity submitted for
agency review has increased. This has
decreased the agency’s cost attributed to
the review of each certificate of
conformity. Based on these estimates,
we are proposing to decrease the fee
charged for vehicles for which a paper
entry and fee payment is made, from
$17 to $12, a difference of $5 per
vehicle. However, if an RI enters a
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vehicle through the Automated Broker
Interface (ABI) system, has an email
address to receive communications from
NHTSA, and pays the fee by credit card,
the cost savings that we realize allow us
to significantly reduce the fee to $6. We
propose to apply the fee of $6 per
vehicle if all the information in the ABI
entry is correct.
Errors in ABI entries not only
eliminate any time savings, but also
require additional staff time to be
expended in reconciling the erroneous
ABI entry information to the conformity
data that is ultimately submitted. Our
experience with these errors has shown
that staff members must examine
records, make time-consuming long
distance telephone calls, and often
consult supervisory personnel to resolve
the conflicts in the data. We have
calculated this staff and supervisory
time, as well the telephone charges, to
amount to approximately $57 for each
erroneous ABI entry. Adding this to the
$6 fee for the review of conformity
packages on automated entries yields a
total of $63, representing no increase in
the fee that is currently charged when
there are one or more errors in the ABI
entry or in the statement of conformity.
Effective Date
The proposed effective date of the
final rule is October 1, 2012.
Rulemaking Analyses
A. Executive Order 12866 and DOT
Regulatory Policies and Procedures
Executive Order 12866, ‘‘Regulatory
Planning and Review’’ (58 FR 51735,
October 4, 1993), provides for making
determinations whether a regulatory
action is ‘‘significant’’ and therefore
subject to Office of Management and
Budget (OMB) review and to the
requirements of the Executive Order.
The Order defines a ‘‘significant
regulatory action’’ as one that is likely
to result in a rule that may:
(1) Have an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or Tribal governments or
communities;
(2) Create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) Materially alter the budgetary
impact of entitlements, grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
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NHTSA has considered the impact of
this rulemaking action under Executive
Order 12866 and the Department of
Transportation’s regulatory policies and
procedures. This rulemaking is not
significant. Accordingly, the Office of
Management and Budget has not
reviewed this rulemaking document
under Executive Order 12886. Further,
NHTSA has determined that the
rulemaking is not significant under
Department of Transportation’s
regulatory policies and procedures.
Based on the level of the fees and the
volume of affected vehicles, NHTSA
currently anticipates that if made final,
the costs of the proposed rule would be
so minimal as not to warrant
preparation of a full regulatory
evaluation. The action does not involve
any substantial public interest or
controversy. If made final, the rule
would have no substantial effect upon
State and local governments. There
would be no substantial impact upon a
major transportation safety program. A
regulatory evaluation analyzing the
economic impact of the final rule
establishing the registered importer
program, adopted on September 29,
1989, was prepared, and is available for
review in the docket.
B. Regulatory Flexibility Act
Pursuant to the Regulatory Flexibility
Act (5 U.S.C. 601 et seq., as amended by
the Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996), whenever an agency is required
to publish a notice of proposed
rulemaking for any proposed or final
rule, it must prepare and make available
for public comment a regulatory
flexibility analysis that describes the
effect of the rule on small entities (i.e.,
small businesses, small organizations,
and small governmental jurisdictions).
The Small Business Administration’s
regulations at 13 CFR Part 121 define a
small business, in part, as a business
entity ‘‘which operates primarily within
the United States.’’ (13 CFR
§ 121.105(a)). No regulatory flexibility
analysis is required if the head of an
agency certifies that the rule would not
have a significant economic impact on
a substantial number of small entities.
The SBREFA amended the Regulatory
Flexibility Act to require Federal
agencies to provide a statement of the
factual basis for certifying that a rule
would not have a significant economic
impact on a substantial number of small
entities.
The agency has considered the effects
of this proposed rulemaking under the
Regulatory Flexibility Act, and certifies
that if the proposed amendments are
adopted they would not have a
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significant economic impact upon a
substantial number of small entities.
The following is NHTSA’s statement
providing the factual basis for the
certification (5 U.S.C. 605(b)). The
proposed amendments would primarily
affect entities that currently modify
nonconforming vehicles and that are
small businesses within the meaning of
the Regulatory Flexibility Act; however,
the agency has no reason to believe that
these companies would be unable to pay
the fees proposed by this action. In most
instances, these fees would not be
changed or be only modestly increased
(and in some instances decreased) from
the fees now being paid by these
entities. Moreover, consistent with
prevailing industry practices, these fees
should be passed through to the
ultimate purchasers of the vehicles that
are altered and, in most instances, sold
by the affected registered importers. The
cost to owners or purchasers of
nonconforming vehicles that are altered
to conform to the FMVSS may be
expected to increase (or decrease) to the
extent necessary to reimburse the
registered importer for the fees payable
to the agency for the cost of carrying out
the registration program and making
eligibility decisions, and to compensate
Customs for its bond processing costs.
Governmental jurisdictions would not
be affected at all since they are generally
neither importers nor purchasers of
nonconforming motor vehicles.
C. Executive Order 13132 (Federalism)
Executive Order 13132 on
‘‘Federalism’’ requires NHTSA to
develop an accountable process to
ensure ‘‘meaningful and timely input by
State and local officials in the
development of regulatory policies that
have Federalism implications.’’
Executive Order 13132 defines the term
‘‘policies that have federalism
implications’’ to include regulations
that have ‘‘substantial direct effects on
the States, on the relationship between
the national government and the States,
or on the distribution of power and
responsibilities among the various
levels of government.’’ Under Executive
Order 13132, NHTSA may not issue a
regulation that has federalism
implications, that imposes substantial
direct compliance costs, and that is not
required by statute, unless the Federal
government provides the funds
necessary to pay the direct compliance
costs incurred by State and local
governments, or NHTSA consults with
State and local officials early in the
process of developing the proposed
regulation.
The proposed rule would not have
substantial direct effects on the States,
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35341
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government as specified in
Executive Order 13132. Moreover,
NHTSA is required by statute to impose
fees for the administration of the RI
program and to review and make
necessary adjustments in those fees at
least every two years. Thus, the
requirements of section 6 of the
Executive Order do not apply to this
rulemaking action.
D. National Environmental Policy Act
NHTSA has analyzed this action for
purposes of the National Environmental
Policy Act. The action would not have
a significant effect upon the
environment because it is anticipated
that the annual volume of motor
vehicles imported through registered
importers would not vary significantly
from that existing before promulgation
of the rule.
E. Executive Order 12988 (Civil Justice
Reform)
Pursuant to Executive Order 12988
‘‘Civil Justice Reform,’’ the agency has
considered whether this proposed rule
would have any retroactive effect.
NHTSA concludes that this proposed
rule would not have any retroactive
effect. Judicial review of a rule based on
this proposal may be obtained pursuant
to 5 U.S.C. 702. That section does not
require that a petition for
reconsideration be filed prior to seeking
judicial review.
F. Unfunded Mandates Reform Act of
1995
Section 202 of the Unfunded
Mandates Reform Act of 1995 (UMRA)
requires agencies to prepare a written
assessment of the costs, benefits, and
other effects of proposed or final rules
that include a Federal mandate likely to
result in the expenditure by State, local,
or tribal governments, in the aggregate,
or by the private sector, of more than
$100 million annually (adjusted for
inflation with the base year of 1995).
Before promulgating a rule for which a
written assessment is needed, Section
205 of the UMRA generally requires
NHTSA to identify and consider a
reasonable number of regulatory
alternatives and to adopt the least
costly, most cost-effective, or least
burdensome alternative that achieves
the objectives of the rule. The
provisions of Section 205 do not apply
when they are inconsistent with
applicable law. Moreover, Section 205
allows NHTSA to adopt an alternative
other than the least costly, most cost-
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effective or least burdensome alternative
if the agency publishes with the final
rule an explanation why that alternative
was not adopted. Because a final rule
based on this proposal would not
require the expenditure of resources
beyond $100 million annually, this
action is not subject to the requirements
of Sections 202 and 205 of the UMRA.
erowe on DSK2VPTVN1PROD with PROPOSALS-1
G. Plain Language
Executive Order 12866 and the
President’s memorandum of June 1,
1998, require each agency to write all
rules in plain language. Application of
the principles of plain language
includes consideration of the following
questions:
—Have we organized the material to suit
the public’s needs?
—Are the requirements in the proposed
rule clearly stated?
—Does the proposed rule contain
technical language or jargon that is
unclear?
—Would a different format (grouping
and order of sections, use of heading,
paragraphing) make the rule easier to
understand?
—Would more (but shorter) sections be
better?
—Could we improve clarity by adding
tables, lists, or diagrams?
—What else could we do to make the
rule easier to understand?
If you have any responses to these
questions, please include them in your
comments on this document.
H. Paperwork Reduction Act
Under the Paperwork Reduction Act
of 1995, a person is not required to
respond to a collection of information
by a Federal agency unless the
collection displays a valid OMB control
number. Part 594 includes collections of
information for which NHTSA has
obtained OMB Clearance No. 2127–
0002, a consolidated collection of
information for ‘‘Importation of Vehicles
and Equipment Subject to the Federal
Motor Vehicle Safety, Bumper and Theft
Prevention Standards,’’ approved
through 01/31/2014. This proposed rule,
if made final, would not affect the
burden hours associated with Clearance
No. 2127–0002 because we are
proposing only to adjust the fees
associated with participating in the
registered importer program. These
proposed new fees will not impose new
collection of information requirements
or otherwise affect the scope of the
program.
I. Executive Order 13045
Executive Order 13045 applies to any
rule that (1) is determined to be
‘‘economically significant’’ as defined
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13:47 Jun 12, 2012
Jkt 226001
under E.O. 12866, and (2) concerns an
environmental, health, or safety risk that
NHTSA has reason to believe may have
a disproportionate effect on children. If
the regulatory action meets both criteria,
we must evaluate the environmental
health or safety effects of the planned
rule on children, and explain why the
planned rule is preferable to other
potentially effective and reasonably
feasible alternatives considered by us.
This rulemaking is not economically
significant and does not concern an
environmental, health, or safety risk.
J. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104–
113, section 12(d) (15 U.S.C. 272)
directs NHTSA to use voluntary
consensus standards in its regulatory
activities unless doing so would be
inconsistent with applicable law or
otherwise impractical. Voluntary
consensus standards are technical
standards (e.g., materials specifications,
test methods, sampling procedures, and
business practices) that are developed or
adopted by voluntary consensus
standards bodies, such as the Society of
Automotive Engineers (SAE). The
NTTAA directs the agency to provide
Congress, through the OMB,
explanations when we decide not to use
available and applicable voluntary
consensus standards.
In this proposed rule, we propose to
adjust the fees associated with the
registered importer program. We
propose no substantive changes to the
program nor do we propose any
technical standards. For these reasons,
Section 12(d) of the NTTAA would not
apply.
K. Public Participation
How do I prepare and submit
comments?
Your comments must be written and
in English. To ensure that your
comments are correctly filed in the
Docket, please include the docket
number of this document in your
comments.
Your comments must not be more
than 15 pages long. 49 CFR 553.21. We
established this limit to encourage you
to write your primary comments in a
concise fashion. However, you may
attach necessary additional documents
to your comments. There is no limit on
the length of the attachments.
Please submit two copies of your
comments, including the attachments,
to Docket Management at the beginning
of this document, under ADDRESSES.
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Fmt 4702
Sfmt 4702
You may also submit your comments
electronically to the docket following
the steps outlined under ADDRESSES.
How can I be sure that my comments
were received?
If you wish Docket Management to
notify you upon its receipt of your
comments, enclose a self-addressed,
stamped postcard in the envelope
containing your comments. Upon
receiving your comments, Docket
Management will return the postcard by
mail.
How do I submit confidential business
information?
If you wish to submit any information
under a claim of confidentiality, you
should submit the following to the
NHTSA Office of Chief Counsel (NCC–
110), 1200 New Jersey Avenue SE.,
Washington, DC 20590: (1) A complete
copy of the submission; (2) a redacted
copy of the submission with the
confidential information removed; and
(3) either a second complete copy or
those portions of the submission
containing the material for which
confidential treatment is claimed and
any additional information that you
deem important to the Chief Counsel’s
consideration of your confidentiality
claim. A request for confidential
treatment that complies with 49 CFR
Part 512 must accompany the complete
submission provided to the Chief
Counsel. For further information,
submitters who plan to request
confidential treatment for any portion of
their submissions are advised to review
49 CFR Part 512, particularly those
sections relating to document
submission requirements. Failure to
adhere to the requirements of Part 512
may result in the release of confidential
information to the public docket. In
addition, you should submit two copies
from which you have deleted the
claimed confidential business
information, to Docket Management at
the address given at the beginning of
this document under ADDRESSES.
Will the agency consider late
comments?
We will consider all comments that
Docket Management receives before the
close of business on the comment
closing date indicated at the beginning
of this notice under DATES. In
accordance with our policies, to the
extent possible, we will also consider
comments that Docket Management
receives after the specified comment
closing date. If Docket Management
receives a comment too late for us to
consider in developing the proposed
rule, we will consider that comment as
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Federal Register / Vol. 77, No. 114 / Wednesday, June 13, 2012 / Proposed Rules
35343
must pay an annual fee of $805, as
calculated below, based upon the direct
and indirect costs attributable to: * * *
*
*
*
*
*
(b) That portion of the initial annual
fee attributable to the processing of the
application for applications filed on and
after October 1, 2012, is $330. The sum
of $330, representing this portion, shall
not be refundable if the application is
denied or withdrawn.
*
*
*
*
*
(d) That portion of the initial annual
fee attributable to the remaining
activities of administering the
registration program on and after
October 1, 2012, is set forth in
paragraph (i) of this section. * * *
*
*
*
*
*
(h) * * * This cost is $21.66 per manhour for the period beginning October 1,
2012.
(i) Based upon the elements and
indirect costs of paragraphs (f), (g), and
(h) of this section, the component of the
initial annual fee attributable to
administration of the registration
program, covering the period beginning
October 1, 2012, is $475. When added
to the costs of registration of $330, as set
forth in paragraph (b) of this section, the
costs per applicant to be recovered
through the annual fee are $805. The
annual renewal registration fee for the
period beginning October 1, 2012, is
$676.
*
*
*
*
*
3. Amend § 594.7 by revising the first
sentence of paragraph (e) to read as
follows:
§ 594.9 Fee for reimbursement of bond
processing costs and costs for processing
offers of cash deposits or obligations of the
United States in lieu of sureties on bonds.
Imports, Motor vehicle safety, Motor
vehicles.
§ 594.7 Fee for filing petitions for a
determination whether a vehicle is eligible
for importation.
PART 594—SCHEDULE OF FEES
AUTHORIZED BY 49 U.S.C. 30141
*
Provisions for Fees Related to
Hazardous Materials Endorsements
and Transportation Worker
Identification Credentials
an informal suggestion for future
rulemaking action.
How can I read the comments submitted
by other people?
You may read the comments received
by Docket Management at the address
and times given near the beginning of
this document under ADDRESSES.
You may also see the comments on
the Internet. To read the comments on
the Internet, go to https://
www.regulations.gov and follow the online instructions provided.
You may download the comments.
The comments are imaged documents,
in either TIFF or PDF format. Please
note that even after the comment closing
date, we will continue to file relevant
information in the Docket as it becomes
available. Further, some people may
submit late comments. Accordingly, we
recommend that you periodically search
the Docket for new material.
L. Regulation Identifier Number (RIN)
The Department of Transportation
assigns a regulation identifier number
(RIN) to each regulatory action listed in
the Unified Agenda of Federal
Regulations. The Regulatory Information
Service Center publishes the Unified
Agenda in April and October of each
year. You may use the RIN that appears
in the heading on the first page of this
document to find this action in the
Unified Agenda.
In consideration of the foregoing,
NHTSA proposes to amend 49 CFR part
594 as follows:
List of Subjects in 49 CFR Part 594
1. The authority citation for part 594
continues to read as follows:
erowe on DSK2VPTVN1PROD with PROPOSALS-1
Authority: 49 U.S.C. 30141, 31 U.S.C.
9701; delegation of authority at 49 CFR 1.50.
2. Amend § 594.6 by:
(a) Revising the introductory text of
paragraph (a);
(b) Revising paragraph (b);
(c) Revising in paragraph (d) the first
sentence;
(d) Revising the second sentence of
paragraph (h); and
(e) Revising paragraph (i) to read as
follows:
§ 594.6 Annual fee for administration of
the registration program.
(a) Each person filing an application
to be granted the status of a Registered
Importer pursuant to part 592 of this
chapter on or after October 1, 2012,
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13:47 Jun 12, 2012
Jkt 226001
*
*
*
*
(e) For petitions filed on and after
October 1, 2012, the fee payable for
seeking a determination under
paragraph (a)(1) of this section is $175.
* * *
*
*
*
*
*
4. Amend § 594.8 by revising the first
sentence of paragraph (b) and the first
sentence of (c) to read as follows:
§ 594.8 Fee for importing a vehicle
pursuant to a determination by the
Administrator.
*
*
*
*
*
(b) If a determination has been made
pursuant to a petition, the fee for each
vehicle is $101. * * *
(c) If a determination has been made
on or after October 1, 2012, pursuant to
the Administrator’s initiative, the fee for
each vehicle is $125. * * *
5. Amend § 594.9 by revising
paragraph (c) and (e) to read as follows:
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Fmt 4702
Sfmt 4702
*
*
*
*
*
(c) The bond processing fee for each
vehicle imported on and after October 1,
2012, for which a certificate of
conformity is furnished, is $9.09.
*
*
*
*
*
(e) The fee for each vehicle imported
on and after October 1, 2012, for which
cash deposits or obligations of the
United States are furnished in lieu of a
conformance bond, is $495.
6. Amend § 594.10 by revising the
first sentence of paragraph (d) to read as
follows:
§ 594.10 Fee for review and processing of
conformity certificate.
*
*
*
*
*
(d) The review and processing fee for
each certificate of conformity submitted
on and after October 1, 2012 is $12.
* * *
Issued on: June 6, 2012.
Daniel C. Smith,
Senior Associate Administrator for Vehicle
Safety.
[FR Doc. 2012–14366 Filed 6–12–12; 8:45 am]
BILLING CODE 4910–59–P
DEPARTMENT OF HOMELAND
SECURITY
Transportation Security Administration
49 CFR Part 1572
[Docket No. TSA–2004–19605]
Transportation Security
Administration, DHS.
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
The Transportation Security
Administration (TSA) has a statutory
obligation to recover its costs for
conducting security threat assessments
(STAs) and credentialing for Hazardous
Materials Endorsements (HMEs) and
Transportation Worker Identification
Credentials (TWICs). These fees
reimburse TSA for the costs of
administering the programs. The
proposed rule advises that future
revisions to fee schedules will be
published in the Federal Register. After
public comments, TSA proposes to
publish a final rule that removes
specific fee amounts from 49 CFR
1572.403 (state collection of HME fee),
SUMMARY:
E:\FR\FM\13JNP1.SGM
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Agencies
[Federal Register Volume 77, Number 114 (Wednesday, June 13, 2012)]
[Proposed Rules]
[Pages 35338-35343]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-14366]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration
49 CFR Part 594
[Docket No. NHTSA 2012-0080, Notice 1]
RIN 2127-AL09
Schedule of Fees Authorized
AGENCY: National Highway Traffic Safety Administration (NHTSA), DOT.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: This document proposes fees for Fiscal Year 2013 and until
further notice, as authorized by 49 U.S.C. 30141, relating to the
registration of importers and the importation of motor vehicles not
certified as conforming to the Federal motor vehicle safety standards
(FMVSS). These fees are needed to maintain the registered importer (RI)
program.
DATES: You should submit your comments early enough to ensure that
Docket Management receives them not later than July 13, 2012.
ADDRESSES: Comments should refer to the docket and notice numbers above
and be submitted by any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov. Follow the online instructions for submitting
comments.
Mail: Docket Management Facility: U.S. Department of
Transportation, 1200 New Jersey Avenue SE., West Building Ground Floor,
Room W12-140, Washington, DC 20590-0001.
Hand Delivery or Courier: West Building Ground Floor, Room
W12-140, 1200 New Jersey Avenue SE., between 9 a.m. and 5 p.m. ET,
Monday through Friday, except Federal holidays.
Fax: 202-493-2251.
Instructions: For detailed instructions on submitting comments and
additional information on the rulemaking process, see the Public
Participation heading of the Supplementary Information section of this
document. Note that all comments received will be posted without change
to https://www.regulations.gov, including any personal information
provided. Please see the Privacy Act heading below.
Privacy Act: Anyone is able to search the electronic form of all
comments received into any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
complete Privacy Act Statement in the Federal Register published on
April 11, 2000 (65 FR 19477-78) or you may visit https://DocketInfo.dot.gov.
Docket: For access to the docket to read background documents or
comments received, go to https://www.regulations.gov or to the street
address listed above. Follow the online instructions for accessing the
dockets.
FOR FURTHER INFORMATION CONTACT: Clint Lindsay, Office of Vehicle
Safety Compliance, NHTSA (202-366-5291). For legal issues, you may call
Nicholas Englund, Office of Chief Counsel, NHTSA (202-366-5263). You
may call Docket Management at 202-366-9324. You may visit the Docket in
person from 9 a.m. to 5 p.m., Monday through Friday.
SUPPLEMENTARY INFORMATION:
Introduction
NHTSA published a notice on June 24, 1996 (61 FR 32411) fully
discussing the rulemaking history of 49 CFR Part 594 and the fees
authorized by the Imported Vehicle Safety Compliance Act of 1988,
Public Law 100-562, since recodified at 49 U.S.C. 30141-47. The reader
is referred to that notice for background information relating to this
rulemaking action. Certain fees were initially established to become
effective January 31, 1990, and have been periodically adjusted since
then.
We are required to review and make appropriate adjustments at least
every two years in the fees established for the administration of the
RI program. See 49 U.S.C. 30141(e). The fees applicable in any fiscal
year (FY) are to be established before the beginning of such year.
Ibid. We are proposing fees that would become effective on October 1,
2012, the beginning of fiscal year (FY) 2013. The statute authorizes
fees to cover the costs of the importer registration program, to cover
the cost of making import eligibility decisions, and to cover the cost
of processing the bonds furnished to the Department of Homeland
Security (Customs). We last amended the fee schedule in 2010. See final
rule published on August 11, 2010 at 75 FR 48608. Those fees apply to
Fiscal Years 2011 and 2012.
Proposed fees are based on time and costs associated with the tasks
for which the fees are assessed. The fees proposed
[[Page 35339]]
in this notice reflect the freeze in General Schedule salary rates
since January 2010 and the slight increases in indirect costs
attributed to the agency's overhead costs since the fees were last
adjusted.
Requirements of the Fee Regulation
Section 594.6--Annual Fee for Administration of the Importer
Registration Program
Section 30141(a)(3) of Title 49, U.S. Code provides that RIs must
pay the annual fees established ``to pay for the costs of carrying out
the registration program for importers. * * *'' This fee is payable
both by new applicants and by existing RIs. To maintain its
registration, each RI, at the time it submits its annual fee, must also
file a statement affirming that the information it furnished in its
registration application (or in later submissions amending that
information) remains correct. 49 CFR 592.5(f).
To comply with the statutory directive, we reviewed the existing
fees and their bases in an attempt to establish fees that would be
sufficient to recover the costs of carrying out the registration
program for importers for at least the next two fiscal years. The
initial component of the Registration Program Fee is the fee
attributable to processing and acting upon registration applications.
We have tentatively determined that this fee should be increased from
$320 to $330 for new applications. We also have tentatively determined
that the fee for the review of the annual statement should be increased
from $195 to $201. The proposed adjustments reflect our time
expenditures in reviewing both new applications and annual statements
with accompanying documentation, and the small increases in indirect
costs attributed to the agency's overhead costs in the two years since
the fees were last adjusted.
We must also recover costs attributable to maintenance of the
registration program that arise from the need for us to review a
registrant's annual statement and to verify the continuing validity of
information already submitted. These costs also include anticipated
costs attributable to the possible revocation or suspension of
registrations and reflect the amount of time that we have devoted to
those matters in the past two years.
Based upon our review of these costs, the portion of the fee
attributable to the maintenance of the registration program is
approximately $475 for each RI. When this $475 is added to the $330
representing the registration application component, the cost to an
applicant for RI status comes to $805, which is the fee we propose.
This represents an increase of $10 over the existing fee. When the $475
is added to the $201 representing the annual statement component, the
total cost to an RI for renewing its registration comes to $676, which
represents an increase of $6.
Sec. 594.6(h) enumerates indirect costs associated with processing
the annual renewal of RI registrations. The provision states that these
costs represent a pro rata allocation of the average salary and
benefits of employees who process the annual statements and perform
related functions, and ``a pro rata allocation of the costs
attributable to maintaining the office space, and the computer or word
processor.'' For the purpose of establishing the fees that are
currently in existence, indirect costs are $20.67 per man-hour. We are
proposing to increase this figure by $0.99, to $21.66. This proposed
increase is based on the difference between enacted budgetary costs
within the Department of Transportation for the last two fiscal years,
which were higher than the estimates used when the fee schedule was
last amended, and takes into account other projected increases over the
next two fiscal years.
Sections 594.7, 594.8--Fees To Cover Agency Costs in Making Importation
Eligibility Decisions
Section 30141(a)(3)(B) also requires registered importers to pay
other fees the Secretary of Transportation establishes to cover the
costs of ``making the decisions under this subchapter.'' This includes
decisions on whether the vehicle sought to be imported is substantially
similar to a motor vehicle that was originally manufactured for
importation into and sale in the United States and certified by its
original manufacturer as complying with all applicable FMVSS, and
whether the vehicle is capable of being readily altered to meet those
standards. Alternatively, where there is no substantially similar U.S.
certified motor vehicle, the decision is whether the safety features of
the vehicle comply with, or are capable of being altered to comply
with, the FMVSS based on destructive test information or such other
evidence that NHTSA deems to be adequate. These decisions are made in
response to petitions submitted by RIs or manufacturers, or on the
Administrator's own initiative.
The fee for a vehicle imported under an eligibility decision made
in response to a petition is payable in part by the petitioner and in
part by other importers. The fee to be charged for each vehicle is the
estimated pro rata share of the costs in making all the eligibility
decisions in a fiscal year. The agency's direct and indirect costs must
be taken into account in the computation of these costs.
Since we last amended the fee schedule, the overall number of
vehicle imports by RIs has increased, while the number of petitions has
remained approximately the same. The total number of vehicles that RIs
imported between 2009 and 2011 more than doubled from approximately
10,000 to 23,000, respectively. Over the same period, the number of
vehicles imported under an import eligibility petition that was
submitted by an RI (as opposed to an import eligibility decision
initiated by the agency) increased from 485 in 2009 to 514 in 2010.
That number subsequently decreased to 404 in 2011. Because the number
of petitions has remained level over the past two years--averaging 12
per year--the agency has devoted approximately the same amount of staff
time reviewing and processing import eligibility petitions.
Based on these trends, the pro rata share of petition costs
assessed against the importer of each vehicle covered by the
eligibility decision will decrease. We project that for FY 2013 and
2014, the agency's costs for processing these 12 petitions will be
$45,591. The petitioners will pay $4,600 of that amount in the
processing fees that accompany the filing of their petitions, leaving
the remaining $40,991 to be recovered from the importers of the
approximately 404 vehicles projected to be imported under petition-
based import eligibility decisions. Dividing $40,991 by 404 yields a
pro rata fee of $101 for each vehicle imported under an eligibility
decision that results from the granting of a petition. We are therefore
proposing to decrease the pro rata share of petition costs that are to
be assessed against the importer of each vehicle from $158 to $101,
which represents a decrease of $57. The same $101 fee would be paid
regardless of whether the vehicle was petitioned under 49 CFR 593.6(a),
based on the substantial similarity of the vehicle to a U.S.-certified
model, or was petitioned under 49 CFR 593.6(b), based on the safety
features of the vehicle complying with, or being capable of being
modified to comply with, all applicable FMVSS.
We are proposing no increase in the current fee of $175 that covers
the initial processing of a ``substantially similar'' petition.
Likewise, we are also proposing to maintain the existing fee of $800 to
cover the initial costs for processing petitions for vehicles that have
no substantially similar U.S.-
[[Page 35340]]
certified counterpart. In the event that a petitioner requests an
inspection of a vehicle, the fee for such an inspection would remain
$827 for vehicles that are the subject of either type of petition.
The importation fee varies depending upon the basis on which the
vehicle is determined to be eligible. For vehicles covered by an
eligibility decision on the agency's own initiative (other than
vehicles imported from Canada that are covered by import eligibility
numbers VSA-80 through 83, for which no eligibility decision fee is
assessed), we are proposing that the fee remain $125. NHTSA determined
that the costs associated with previous eligibility determinations on
the agency's own initiative would be fully recovered by October 1,
2012. We propose to apply the fee of $125 per vehicle only to vehicles
covered by determinations made by the agency on its own initiative on
or after October 1, 2012.
Section 594.9--Fee for Reimbursement of Bond Processing Costs and Costs
for Processing Offers of Cash Deposits or Obligations of the United
States in Lieu of Sureties on Bonds
Section 30141(a)(3) also requires a registered importer to pay any
other fees the Secretary of Transportation establishes ``to pay for the
costs of--(A) processing bonds provided to the Secretary of the
Treasury * * *.'' upon the importation of a nonconforming vehicle to
ensure that the vehicle would be brought into compliance within a
reasonable time, or if it is not brought into compliance within such
time, that it be exported, without cost to the United States, or
abandoned to the United States.
The Department of Homeland Security (Customs) exercises the
functions associated with the processing of these bonds. To carry out
the statute, we make a reasonable determination of the costs that
Department incurs in processing the bonds. In essence, the cost to
Customs is based upon an estimate of the time that a GS-9, Step 5
employee spends on each entry, which Customs has judged to be 20
minutes.
When the fee schedule was last amended, we projected General
Schedule salary raises to be effective in January 2011 and 2012. Based
on our projections over the next two fiscal years, we are proposing
that the processing fee be decreased by $0.84, from $9.93 per bond to
$9.09. This decrease reflects the fact that GS-9 salaries have been
frozen since we last amended the fee schedule in 2010. The $9.09
proposed fee would more closely reflect the direct and indirect costs
that should be associated with processing the bonds.
In lieu of sureties on a DOT conformance bond, an importer may
offer United States money, United States bonds (except for savings
bonds), United States certificates of indebtedness, Treasury notes, or
Treasury bills (collectively referred to as ``cash deposits'') in an
amount equal to the amount of the bond. 49 CFR 591.10(a). The receipt,
processing, handling, and disbursement of the cash deposits that have
been tendered by RIs cause the agency to consume a considerable amount
of staff time and material resources. NHTSA has concluded that the
expense incurred by the agency to receive, process, handle, and
disburse cash deposits may be treated as part of the bond processing
cost, for which NHTSA is authorized to set a fee under 49 U.S.C.
30141(a)(3)(A). We first established a fee of $459 for each vehicle
imported on and after October 1, 2008, for which cash deposits or
obligations of the United States are furnished in lieu of a conformance
bond. See the Final Rule published on July 11, 2008 at 73 FR 39890.
The agency considered its direct and indirect costs in calculating
the fee for the review, processing, handling, and disbursement of cash
deposits submitted by importers and RIs in lieu of sureties on a DOT
conformance bond. We are proposing to decrease the fee from $514 to
$495, which represents a decrease of $19. The factors that the agency
has taken into account in proposing the fee include time expended by
agency personnel, the slight increase in overhead costs, and the
reduction in projected salary costs based on the General Schedule
salary freeze since January 2010.
Section 594.10--Fee for Review and Processing of Conformity Certificate
Each RI is currently required to pay $17 per vehicle to cover the
costs the agency incurs in reviewing a certificate of conformity. We
estimate that these costs will decrease from $17 to an average of $12
per vehicle. Although our overhead costs increased, the salary and
benefit costs are less than our previous projections based on the
General Schedule salary freeze. The number of certificates of
conformity submitted for agency review has increased. This has
decreased the agency's cost attributed to the review of each
certificate of conformity. Based on these estimates, we are proposing
to decrease the fee charged for vehicles for which a paper entry and
fee payment is made, from $17 to $12, a difference of $5 per vehicle.
However, if an RI enters a vehicle through the Automated Broker
Interface (ABI) system, has an email address to receive communications
from NHTSA, and pays the fee by credit card, the cost savings that we
realize allow us to significantly reduce the fee to $6. We propose to
apply the fee of $6 per vehicle if all the information in the ABI entry
is correct.
Errors in ABI entries not only eliminate any time savings, but also
require additional staff time to be expended in reconciling the
erroneous ABI entry information to the conformity data that is
ultimately submitted. Our experience with these errors has shown that
staff members must examine records, make time-consuming long distance
telephone calls, and often consult supervisory personnel to resolve the
conflicts in the data. We have calculated this staff and supervisory
time, as well the telephone charges, to amount to approximately $57 for
each erroneous ABI entry. Adding this to the $6 fee for the review of
conformity packages on automated entries yields a total of $63,
representing no increase in the fee that is currently charged when
there are one or more errors in the ABI entry or in the statement of
conformity.
Effective Date
The proposed effective date of the final rule is October 1, 2012.
Rulemaking Analyses
A. Executive Order 12866 and DOT Regulatory Policies and Procedures
Executive Order 12866, ``Regulatory Planning and Review'' (58 FR
51735, October 4, 1993), provides for making determinations whether a
regulatory action is ``significant'' and therefore subject to Office of
Management and Budget (OMB) review and to the requirements of the
Executive Order. The Order defines a ``significant regulatory action''
as one that is likely to result in a rule that may:
(1) Have an annual effect on the economy of $100 million or more or
adversely affect in a material way the economy, a sector of the
economy, productivity, competition, jobs, the environment, public
health or safety, or State, local, or Tribal governments or
communities;
(2) Create a serious inconsistency or otherwise interfere with an
action taken or planned by another agency;
(3) Materially alter the budgetary impact of entitlements, grants,
user fees, or loan programs or the rights and obligations of recipients
thereof; or
(4) Raise novel legal or policy issues arising out of legal
mandates, the President's priorities, or the principles set forth in
the Executive Order.
[[Page 35341]]
NHTSA has considered the impact of this rulemaking action under
Executive Order 12866 and the Department of Transportation's regulatory
policies and procedures. This rulemaking is not significant.
Accordingly, the Office of Management and Budget has not reviewed this
rulemaking document under Executive Order 12886. Further, NHTSA has
determined that the rulemaking is not significant under Department of
Transportation's regulatory policies and procedures. Based on the level
of the fees and the volume of affected vehicles, NHTSA currently
anticipates that if made final, the costs of the proposed rule would be
so minimal as not to warrant preparation of a full regulatory
evaluation. The action does not involve any substantial public interest
or controversy. If made final, the rule would have no substantial
effect upon State and local governments. There would be no substantial
impact upon a major transportation safety program. A regulatory
evaluation analyzing the economic impact of the final rule establishing
the registered importer program, adopted on September 29, 1989, was
prepared, and is available for review in the docket.
B. Regulatory Flexibility Act
Pursuant to the Regulatory Flexibility Act (5 U.S.C. 601 et seq.,
as amended by the Small Business Regulatory Enforcement Fairness Act
(SBREFA) of 1996), whenever an agency is required to publish a notice
of proposed rulemaking for any proposed or final rule, it must prepare
and make available for public comment a regulatory flexibility analysis
that describes the effect of the rule on small entities (i.e., small
businesses, small organizations, and small governmental jurisdictions).
The Small Business Administration's regulations at 13 CFR Part 121
define a small business, in part, as a business entity ``which operates
primarily within the United States.'' (13 CFR Sec. 121.105(a)). No
regulatory flexibility analysis is required if the head of an agency
certifies that the rule would not have a significant economic impact on
a substantial number of small entities. The SBREFA amended the
Regulatory Flexibility Act to require Federal agencies to provide a
statement of the factual basis for certifying that a rule would not
have a significant economic impact on a substantial number of small
entities.
The agency has considered the effects of this proposed rulemaking
under the Regulatory Flexibility Act, and certifies that if the
proposed amendments are adopted they would not have a significant
economic impact upon a substantial number of small entities.
The following is NHTSA's statement providing the factual basis for
the certification (5 U.S.C. 605(b)). The proposed amendments would
primarily affect entities that currently modify nonconforming vehicles
and that are small businesses within the meaning of the Regulatory
Flexibility Act; however, the agency has no reason to believe that
these companies would be unable to pay the fees proposed by this
action. In most instances, these fees would not be changed or be only
modestly increased (and in some instances decreased) from the fees now
being paid by these entities. Moreover, consistent with prevailing
industry practices, these fees should be passed through to the ultimate
purchasers of the vehicles that are altered and, in most instances,
sold by the affected registered importers. The cost to owners or
purchasers of nonconforming vehicles that are altered to conform to the
FMVSS may be expected to increase (or decrease) to the extent necessary
to reimburse the registered importer for the fees payable to the agency
for the cost of carrying out the registration program and making
eligibility decisions, and to compensate Customs for its bond
processing costs.
Governmental jurisdictions would not be affected at all since they
are generally neither importers nor purchasers of nonconforming motor
vehicles.
C. Executive Order 13132 (Federalism)
Executive Order 13132 on ``Federalism'' requires NHTSA to develop
an accountable process to ensure ``meaningful and timely input by State
and local officials in the development of regulatory policies that have
Federalism implications.'' Executive Order 13132 defines the term
``policies that have federalism implications'' to include regulations
that have ``substantial direct effects on the States, on the
relationship between the national government and the States, or on the
distribution of power and responsibilities among the various levels of
government.'' Under Executive Order 13132, NHTSA may not issue a
regulation that has federalism implications, that imposes substantial
direct compliance costs, and that is not required by statute, unless
the Federal government provides the funds necessary to pay the direct
compliance costs incurred by State and local governments, or NHTSA
consults with State and local officials early in the process of
developing the proposed regulation.
The proposed rule would not have substantial direct effects on the
States, on the relationship between the national government and the
States, or on the distribution of power and responsibilities among the
various levels of government as specified in Executive Order 13132.
Moreover, NHTSA is required by statute to impose fees for the
administration of the RI program and to review and make necessary
adjustments in those fees at least every two years. Thus, the
requirements of section 6 of the Executive Order do not apply to this
rulemaking action.
D. National Environmental Policy Act
NHTSA has analyzed this action for purposes of the National
Environmental Policy Act. The action would not have a significant
effect upon the environment because it is anticipated that the annual
volume of motor vehicles imported through registered importers would
not vary significantly from that existing before promulgation of the
rule.
E. Executive Order 12988 (Civil Justice Reform)
Pursuant to Executive Order 12988 ``Civil Justice Reform,'' the
agency has considered whether this proposed rule would have any
retroactive effect. NHTSA concludes that this proposed rule would not
have any retroactive effect. Judicial review of a rule based on this
proposal may be obtained pursuant to 5 U.S.C. 702. That section does
not require that a petition for reconsideration be filed prior to
seeking judicial review.
F. Unfunded Mandates Reform Act of 1995
Section 202 of the Unfunded Mandates Reform Act of 1995 (UMRA)
requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local, or
tribal governments, in the aggregate, or by the private sector, of more
than $100 million annually (adjusted for inflation with the base year
of 1995). Before promulgating a rule for which a written assessment is
needed, Section 205 of the UMRA generally requires NHTSA to identify
and consider a reasonable number of regulatory alternatives and to
adopt the least costly, most cost-effective, or least burdensome
alternative that achieves the objectives of the rule. The provisions of
Section 205 do not apply when they are inconsistent with applicable
law. Moreover, Section 205 allows NHTSA to adopt an alternative other
than the least costly, most cost-
[[Page 35342]]
effective or least burdensome alternative if the agency publishes with
the final rule an explanation why that alternative was not adopted.
Because a final rule based on this proposal would not require the
expenditure of resources beyond $100 million annually, this action is
not subject to the requirements of Sections 202 and 205 of the UMRA.
G. Plain Language
Executive Order 12866 and the President's memorandum of June 1,
1998, require each agency to write all rules in plain language.
Application of the principles of plain language includes consideration
of the following questions:
--Have we organized the material to suit the public's needs?
--Are the requirements in the proposed rule clearly stated?
--Does the proposed rule contain technical language or jargon that is
unclear?
--Would a different format (grouping and order of sections, use of
heading, paragraphing) make the rule easier to understand?
--Would more (but shorter) sections be better?
--Could we improve clarity by adding tables, lists, or diagrams?
--What else could we do to make the rule easier to understand?
If you have any responses to these questions, please include them
in your comments on this document.
H. Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995, a person is not required
to respond to a collection of information by a Federal agency unless
the collection displays a valid OMB control number. Part 594 includes
collections of information for which NHTSA has obtained OMB Clearance
No. 2127-0002, a consolidated collection of information for
``Importation of Vehicles and Equipment Subject to the Federal Motor
Vehicle Safety, Bumper and Theft Prevention Standards,'' approved
through 01/31/2014. This proposed rule, if made final, would not affect
the burden hours associated with Clearance No. 2127-0002 because we are
proposing only to adjust the fees associated with participating in the
registered importer program. These proposed new fees will not impose
new collection of information requirements or otherwise affect the
scope of the program.
I. Executive Order 13045
Executive Order 13045 applies to any rule that (1) is determined to
be ``economically significant'' as defined under E.O. 12866, and (2)
concerns an environmental, health, or safety risk that NHTSA has reason
to believe may have a disproportionate effect on children. If the
regulatory action meets both criteria, we must evaluate the
environmental health or safety effects of the planned rule on children,
and explain why the planned rule is preferable to other potentially
effective and reasonably feasible alternatives considered by us. This
rulemaking is not economically significant and does not concern an
environmental, health, or safety risk.
J. National Technology Transfer and Advancement Act
Section 12(d) of the National Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104-113, section 12(d) (15 U.S.C. 272)
directs NHTSA to use voluntary consensus standards in its regulatory
activities unless doing so would be inconsistent with applicable law or
otherwise impractical. Voluntary consensus standards are technical
standards (e.g., materials specifications, test methods, sampling
procedures, and business practices) that are developed or adopted by
voluntary consensus standards bodies, such as the Society of Automotive
Engineers (SAE). The NTTAA directs the agency to provide Congress,
through the OMB, explanations when we decide not to use available and
applicable voluntary consensus standards.
In this proposed rule, we propose to adjust the fees associated
with the registered importer program. We propose no substantive changes
to the program nor do we propose any technical standards. For these
reasons, Section 12(d) of the NTTAA would not apply.
K. Public Participation
How do I prepare and submit comments?
Your comments must be written and in English. To ensure that your
comments are correctly filed in the Docket, please include the docket
number of this document in your comments.
Your comments must not be more than 15 pages long. 49 CFR 553.21.
We established this limit to encourage you to write your primary
comments in a concise fashion. However, you may attach necessary
additional documents to your comments. There is no limit on the length
of the attachments.
Please submit two copies of your comments, including the
attachments, to Docket Management at the beginning of this document,
under ADDRESSES. You may also submit your comments electronically to
the docket following the steps outlined under ADDRESSES.
How can I be sure that my comments were received?
If you wish Docket Management to notify you upon its receipt of
your comments, enclose a self-addressed, stamped postcard in the
envelope containing your comments. Upon receiving your comments, Docket
Management will return the postcard by mail.
How do I submit confidential business information?
If you wish to submit any information under a claim of
confidentiality, you should submit the following to the NHTSA Office of
Chief Counsel (NCC-110), 1200 New Jersey Avenue SE., Washington, DC
20590: (1) A complete copy of the submission; (2) a redacted copy of
the submission with the confidential information removed; and (3)
either a second complete copy or those portions of the submission
containing the material for which confidential treatment is claimed and
any additional information that you deem important to the Chief
Counsel's consideration of your confidentiality claim. A request for
confidential treatment that complies with 49 CFR Part 512 must
accompany the complete submission provided to the Chief Counsel. For
further information, submitters who plan to request confidential
treatment for any portion of their submissions are advised to review 49
CFR Part 512, particularly those sections relating to document
submission requirements. Failure to adhere to the requirements of Part
512 may result in the release of confidential information to the public
docket. In addition, you should submit two copies from which you have
deleted the claimed confidential business information, to Docket
Management at the address given at the beginning of this document under
ADDRESSES.
Will the agency consider late comments?
We will consider all comments that Docket Management receives
before the close of business on the comment closing date indicated at
the beginning of this notice under DATES. In accordance with our
policies, to the extent possible, we will also consider comments that
Docket Management receives after the specified comment closing date. If
Docket Management receives a comment too late for us to consider in
developing the proposed rule, we will consider that comment as
[[Page 35343]]
an informal suggestion for future rulemaking action.
How can I read the comments submitted by other people?
You may read the comments received by Docket Management at the
address and times given near the beginning of this document under
ADDRESSES.
You may also see the comments on the Internet. To read the comments
on the Internet, go to https://www.regulations.gov and follow the on-
line instructions provided.
You may download the comments. The comments are imaged documents,
in either TIFF or PDF format. Please note that even after the comment
closing date, we will continue to file relevant information in the
Docket as it becomes available. Further, some people may submit late
comments. Accordingly, we recommend that you periodically search the
Docket for new material.
L. Regulation Identifier Number (RIN)
The Department of Transportation assigns a regulation identifier
number (RIN) to each regulatory action listed in the Unified Agenda of
Federal Regulations. The Regulatory Information Service Center
publishes the Unified Agenda in April and October of each year. You may
use the RIN that appears in the heading on the first page of this
document to find this action in the Unified Agenda.
In consideration of the foregoing, NHTSA proposes to amend 49 CFR
part 594 as follows:
List of Subjects in 49 CFR Part 594
Imports, Motor vehicle safety, Motor vehicles.
PART 594--SCHEDULE OF FEES AUTHORIZED BY 49 U.S.C. 30141
1. The authority citation for part 594 continues to read as
follows:
Authority: 49 U.S.C. 30141, 31 U.S.C. 9701; delegation of
authority at 49 CFR 1.50.
2. Amend Sec. 594.6 by:
(a) Revising the introductory text of paragraph (a);
(b) Revising paragraph (b);
(c) Revising in paragraph (d) the first sentence;
(d) Revising the second sentence of paragraph (h); and
(e) Revising paragraph (i) to read as follows:
Sec. 594.6 Annual fee for administration of the registration program.
(a) Each person filing an application to be granted the status of a
Registered Importer pursuant to part 592 of this chapter on or after
October 1, 2012, must pay an annual fee of $805, as calculated below,
based upon the direct and indirect costs attributable to: * * *
* * * * *
(b) That portion of the initial annual fee attributable to the
processing of the application for applications filed on and after
October 1, 2012, is $330. The sum of $330, representing this portion,
shall not be refundable if the application is denied or withdrawn.
* * * * *
(d) That portion of the initial annual fee attributable to the
remaining activities of administering the registration program on and
after October 1, 2012, is set forth in paragraph (i) of this section. *
* *
* * * * *
(h) * * * This cost is $21.66 per man-hour for the period beginning
October 1, 2012.
(i) Based upon the elements and indirect costs of paragraphs (f),
(g), and (h) of this section, the component of the initial annual fee
attributable to administration of the registration program, covering
the period beginning October 1, 2012, is $475. When added to the costs
of registration of $330, as set forth in paragraph (b) of this section,
the costs per applicant to be recovered through the annual fee are
$805. The annual renewal registration fee for the period beginning
October 1, 2012, is $676.
* * * * *
3. Amend Sec. 594.7 by revising the first sentence of paragraph
(e) to read as follows:
Sec. 594.7 Fee for filing petitions for a determination whether a
vehicle is eligible for importation.
* * * * *
(e) For petitions filed on and after October 1, 2012, the fee
payable for seeking a determination under paragraph (a)(1) of this
section is $175. * * *
* * * * *
4. Amend Sec. 594.8 by revising the first sentence of paragraph
(b) and the first sentence of (c) to read as follows:
Sec. 594.8 Fee for importing a vehicle pursuant to a determination by
the Administrator.
* * * * *
(b) If a determination has been made pursuant to a petition, the
fee for each vehicle is $101. * * *
(c) If a determination has been made on or after October 1, 2012,
pursuant to the Administrator's initiative, the fee for each vehicle is
$125. * * *
5. Amend Sec. 594.9 by revising paragraph (c) and (e) to read as
follows:
Sec. 594.9 Fee for reimbursement of bond processing costs and costs
for processing offers of cash deposits or obligations of the United
States in lieu of sureties on bonds.
* * * * *
(c) The bond processing fee for each vehicle imported on and after
October 1, 2012, for which a certificate of conformity is furnished, is
$9.09.
* * * * *
(e) The fee for each vehicle imported on and after October 1, 2012,
for which cash deposits or obligations of the United States are
furnished in lieu of a conformance bond, is $495.
6. Amend Sec. 594.10 by revising the first sentence of paragraph
(d) to read as follows:
Sec. 594.10 Fee for review and processing of conformity certificate.
* * * * *
(d) The review and processing fee for each certificate of
conformity submitted on and after October 1, 2012 is $12. * * *
Issued on: June 6, 2012.
Daniel C. Smith,
Senior Associate Administrator for Vehicle Safety.
[FR Doc. 2012-14366 Filed 6-12-12; 8:45 am]
BILLING CODE 4910-59-P