Alderox, Inc., Applied Solar, Inc., Artes Medical, Inc., AskMeNow, Inc., Blink Logic Inc., and Convergence Ethanol, Inc.; Order of Suspension of Trading, 30349 [2012-12482]
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srobinson on DSK4SPTVN1PROD with NOTICES
Federal Register / Vol. 77, No. 99 / Tuesday, May 22, 2012 / Notices
Shares subject to the Exchange’s
existing rules governing the trading of
equity securities. In support of this
proposal, the Exchange has made
representations, including:
(1) The Shares will conform to the
initial and continued listing criteria
under NYSE Arca Equities Rule 8.600.
(2) The Exchange has appropriate
rules to facilitate transactions in the
Shares during all trading sessions.
(3) The Exchange’s surveillance
procedures applicable to derivative
products, which include Managed Fund
Shares, are adequate to properly
monitor Exchange trading of the Shares
in all trading sessions and to deter and
detect violations of Exchange rules and
applicable federal securities laws.
(4) Prior to the commencement of
trading, the Exchange will inform its
Equity Trading Permit Holders in an
Information Bulletin of the special
characteristics and risks associated with
trading the Shares. Specifically, the
Information Bulletin will discuss the
following: (a) The procedures for
purchases and redemptions of Shares in
Creation Unit aggregations (and that
Shares are not individually redeemable);
(b) NYSE Arca Equities Rule 9.2(a),
which imposes a duty of due diligence
on its Equity Trading Permit Holders to
learn the essential facts relating to every
customer prior to trading the Shares; (c)
the risks involved in trading the Shares
during the Opening and Late Trading
Sessions when an updated PIV will not
be calculated or publicly disseminated;
(d) how information regarding the PIV is
disseminated; (e) the requirement that
Equity Trading Permit Holders deliver a
prospectus to investors purchasing
newly issued Shares prior to or
concurrently with the confirmation of a
transaction; and (f) trading information.
(5) For initial and/or continued
listing, the Fund will be in compliance
with Rule 10A–3 under the Act,23 as
provided by NYSE Arca Equities Rule
5.3.
(6) The Fund will not: (a) Purchase
illiquid securities; (b) in accordance
with the Exemptive Order, invest in
options, futures, or swaps; or (c) except
for Underlying ETPs that may hold nonU.S. issues, otherwise invest in non-U.S.
issues.
(7) The Fund’s investments will be
consistent with the Fund’s investment
objective and will not be used to
enhance leverage.
(8) A minimum of 100,000 Shares of
the Fund will be outstanding at the
commencement of trading on the
Exchange.
This approval order is based on all of
the Exchange’s representations.
For the foregoing reasons, the
Commission finds that the proposed
rule change is consistent with Section
6(b)(5) of the Act 24 and the rules and
regulations thereunder applicable to a
national securities exchange.
IV. Conclusion
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act,25 that the
proposed rule change (SR–NYSEArca–
2012–24) be, and it hereby is, approved.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.26
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2012–12355 Filed 5–21–12; 8:45 am]
BILLING CODE 8011–01–P
17 CFR 240.10A–3.
VerDate Mar<15>2010
17:20 May 21, 2012
Jkt 226001
Inc. because it has not filed any periodic
reports since the period ended June 30,
2009.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of
Convergence Ethanol, Inc. because it has
not filed any periodic reports since the
period ended June 30, 2007.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
companies. Therefore, it is ordered,
pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that
trading in the securities of the abovelisted companies is suspended for the
period from 9:30 a.m. EDT on May 18,
2012, through 11:59 p.m. EDT on June
1, 2012.
SECURITIES AND EXCHANGE
COMMISSION
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[File No. 500–1]
[FR Doc. 2012–12482 Filed 5–18–12; 4:15 pm]
Alderox, Inc., Applied Solar, Inc., Artes
Medical, Inc., AskMeNow, Inc., Blink
Logic Inc., and Convergence Ethanol,
Inc.; Order of Suspension of Trading
BILLING CODE 8011–01–P
May 18, 2012.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Alderox,
Inc. because it has not filed any periodic
reports since the period ended March
31, 2008.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Applied
Solar, Inc. because it has not filed any
periodic reports since the period ended
February 28, 2009.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Artes
Medical, Inc. because it has not filed
any periodic reports since the period
ended September 30, 2008.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of AskMeNow,
Inc. because it has not filed any periodic
reports since the period ended March
31, 2008.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Blink Logic
24 15
U.S.C. 78f(b)(5).
U.S.C. 78s(b)(2).
26 17 CFR 200.30–3(a)(12).
25 15
23 See
30349
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SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #13074 and #13075]
Louisiana Disaster #LA–00044
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:
This is a notice of an
Administrative declaration of a disaster
for the State of Louisiana dated 05/15/
2012.
Incident: Severe Storms and Flooding.
Incident Period: 03/11/2012 through
03/12/2012.
Effective Date: 05/15/2012.
Physical Loan Application Deadline
Date: 07/16/2012.
Economic Injury (EIDL) Loan
Application Deadline Date: 02/15/2013.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
Administrator’s disaster declaration,
applications for disaster loans may be
filed at the address listed above or other
locally announced locations.
SUMMARY:
E:\FR\FM\22MYN1.SGM
22MYN1
Agencies
[Federal Register Volume 77, Number 99 (Tuesday, May 22, 2012)]
[Notices]
[Page 30349]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-12482]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
Alderox, Inc., Applied Solar, Inc., Artes Medical, Inc.,
AskMeNow, Inc., Blink Logic Inc., and Convergence Ethanol, Inc.; Order
of Suspension of Trading
May 18, 2012.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Alderox, Inc. because it has not filed any periodic reports since the
period ended March 31, 2008.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Applied Solar, Inc. because it has not filed any periodic reports since
the period ended February 28, 2009.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Artes Medical, Inc. because it has not filed any periodic reports since
the period ended September 30, 2008.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
AskMeNow, Inc. because it has not filed any periodic reports since the
period ended March 31, 2008.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Blink Logic Inc. because it has not filed any periodic reports since
the period ended June 30, 2009.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Convergence Ethanol, Inc. because it has not filed any periodic reports
since the period ended June 30, 2007.
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed companies. Therefore, it is ordered,
pursuant to Section 12(k) of the Securities Exchange Act of 1934, that
trading in the securities of the above-listed companies is suspended
for the period from 9:30 a.m. EDT on May 18, 2012, through 11:59 p.m.
EDT on June 1, 2012.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2012-12482 Filed 5-18-12; 4:15 pm]
BILLING CODE 8011-01-P