Dodd-Frank Investor Advisory Committee, 29705 [2012-12031]

Download as PDF Federal Register / Vol. 77, No. 97 / Friday, May 18, 2012 / Notices regarding the above information should be directed to the following persons: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503; and an email to Shagufta_Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Director/CIO, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 6432 General Green Way, Alexandria, VA 22312; or send an email to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: May 14, 2012. Kevin M. O’Neill, Deputy Secretary. SECURITIES AND EXCHANGE COMMISSION [Release Nos. 33–9322; 34–66986, File No. 265–28] Dodd-Frank Investor Advisory Committee Securities and Exchange Commission. ACTION: Notice of First Meeting of Securities and Exchange Commission Dodd-Frank Investor Advisory Committee. AGENCY: The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting on Tuesday, June 12, 2012, in Multi-Purpose Room LL–006 at the Commission’s headquarters, 100 F Street NE., Washington, DC 20549. The meeting will begin at 10:00 a.m. (EDT) and end at 4:00 p.m. and will be open to the public, except for a one-hour administrative session between noon and 1:00 p.m. The meeting will be Web cast on the Commission’s Web site at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The agenda for the meeting includes initial remarks by Commissioners, introduction of the Committee members, consideration of the Committee’s charter and bylaws, discussion of administrative issues, selection of SUMMARY: mstockstill on DSK4VPTVN1PROD with NOTICES Written statements may be submitted by any of the following methods: ADDRESSES: Electronic Statements • Use the Commission’s Internet submission form (https://www.sec.gov/ rules/other.shtml); or • Send an email message to rulescomments@sec.gov. Please include ‘‘File No. 265–28’’ on the subject line; or • Send paper statements in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549. BILLING CODE 8011–01–P 18:21 May 17, 2012 Written statements should be received on or before June 1, 2012. DATES: Paper Statements [FR Doc. 2012–12037 Filed 5–17–12; 8:45 am] VerDate Mar<15>2010 Committee officers, and discussion of issues for potential consideration by the Committee and division of responsibilities. Jkt 226001 All submissions should refer to File No. 265–28. This file number should be included on the subject line if email is used. To help us process and review your statement more efficiently, please use only one method. Statements also will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Room 1580, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. All statements received will be posted without change; we do not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. M. Owen Donley, Chief Counsel, at (202) 551–6322, Office of Investor Education and Advocacy, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549. FOR FURTHER INFORMATION CONTACT: Dated: May 14, 2012. Elizabeth M. Murphy, Secretary. [FR Doc. 2012–12031 Filed 5–17–12; 8:45 am] BILLING CODE 8011–01–P PO 00000 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–66974; File No. S7–966] Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d– 2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the BATS Exchange, Inc., BOX Options Exchange, LLC, the Chicago Board Options Exchange, Incorporated, C2 Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., the New York Stock Exchange LLC, NYSE Amex LLC, NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., and NASDAQ OMX PHLX, Inc. Concerning Options-Related Sales Practice Matters May 11, 2012. Notice is hereby given that the Securities and Exchange Commission (‘‘Commission’’) has issued an Order, pursuant to Section 17(d) of the Securities Exchange Act of 1934 (‘‘Act’’),1 approving and declaring effective an amendment to the plan for allocating regulatory responsibility filed on May 2, 2012, pursuant to Rule 17d– 2 of the Act,2 by the BATS Exchange, Inc. (‘‘BATS’’), BOX Options Exchange, LLC (‘‘BOX’’) the Chicago Board Options Exchange, Incorporated (‘‘CBOE’’), C2 Options Exchange, Incorporated (‘‘C2’’), the International Securities Exchange, LLC (‘‘ISE’’), Financial Industry Regulatory Authority, Inc. (‘‘FINRA’’), the New York Stock Exchange LLC (‘‘NYSE’’), NYSE Amex LLC (‘‘Amex’’), NYSE Arca, Inc. (‘‘Arca’’), The NASDAQ Stock Market LLC (‘‘NASDAQ’’), NASDAQ OMX BX, Inc. (‘‘BX’’), and NASDAQ OMX PHLX, Inc. (‘‘Phlx’’) (collectively, ‘‘SRO participants’’). I. Introduction Section 19(g)(1) of the Act,3 among other things, requires every selfregulatory organization (‘‘SRO’’) registered as either a national securities exchange or national securities association to examine for, and enforce compliance by, its members and persons associated with its members with the Act, the rules and regulations thereunder, and the SRO’s own rules, unless the SRO is relieved of this responsibility pursuant to Section 1 15 U.S.C. 78q(d). CFR 240.17d–2. 3 15 U.S.C. 78s(g)(1). 2 17 Frm 00118 Fmt 4703 Sfmt 4703 29705 E:\FR\FM\18MYN1.SGM 18MYN1

Agencies

[Federal Register Volume 77, Number 97 (Friday, May 18, 2012)]
[Notices]
[Page 29705]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-12031]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-9322; 34-66986, File No. 265-28]


Dodd-Frank Investor Advisory Committee

AGENCY: Securities and Exchange Commission.

ACTION: Notice of First Meeting of Securities and Exchange Commission 
Dodd-Frank Investor Advisory Committee.

-----------------------------------------------------------------------

SUMMARY: The Securities and Exchange Commission Investor Advisory 
Committee, established pursuant to Section 911 of the Dodd-Frank Wall 
Street Reform and Consumer Protection Act of 2010, is providing notice 
that it will hold a public meeting on Tuesday, June 12, 2012, in Multi-
Purpose Room LL-006 at the Commission's headquarters, 100 F Street NE., 
Washington, DC 20549. The meeting will begin at 10:00 a.m. (EDT) and 
end at 4:00 p.m. and will be open to the public, except for a one-hour 
administrative session between noon and 1:00 p.m. The meeting will be 
Web cast on the Commission's Web site at www.sec.gov. Persons needing 
special accommodations to take part because of a disability should 
notify the contact person listed below. The public is invited to submit 
written statements to the Committee.
    The agenda for the meeting includes initial remarks by 
Commissioners, introduction of the Committee members, consideration of 
the Committee's charter and bylaws, discussion of administrative 
issues, selection of Committee officers, and discussion of issues for 
potential consideration by the Committee and division of 
responsibilities.

DATES: Written statements should be received on or before June 1, 2012.

ADDRESSES: Written statements may be submitted by any of the following 
methods:

Electronic Statements

     Use the Commission's Internet submission form (https://www.sec.gov/rules/other.shtml); or
     Send an email message to rules-comments@sec.gov. Please 
include ``File No. 265-28'' on the subject line; or

Paper Statements

     Send paper statements in triplicate to Elizabeth M. 
Murphy, Secretary, Securities and Exchange Commission, 100 F Street 
NE., Washington, DC 20549.

All submissions should refer to File No. 265-28. This file number 
should be included on the subject line if email is used. To help us 
process and review your statement more efficiently, please use only one 
method.
    Statements also will be available for Web site viewing and printing 
in the Commission's Public Reference Room, 100 F Street NE., Room 1580, 
Washington, DC 20549, on official business days between the hours of 
10:00 a.m. and 3:00 p.m. All statements received will be posted without 
change; we do not edit personal identifying information from 
submissions. You should submit only information that you wish to make 
available publicly.

FOR FURTHER INFORMATION CONTACT: M. Owen Donley, Chief Counsel, at 
(202) 551-6322, Office of Investor Education and Advocacy, Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549.

    Dated: May 14, 2012.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2012-12031 Filed 5-17-12; 8:45 am]
BILLING CODE 8011-01-P
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.