Sunshine Act Meeting; Notice, 24546 [2012-9933]
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24546
Federal Register / Vol. 77, No. 79 / Tuesday, April 24, 2012 / Notices
company, except as permitted by the
order requested hereby.
4. Notwithstanding sections 17(a) and
17(d) of the Act, an affiliated person (as
defined in section 2(a)(3) of the Act) of
BHBC may engage in a transaction that
otherwise would be prohibited by these
sections with BHBC:
(a) If such proposed transaction is first
approved by a bankruptcy court on the
basis that (i) the terms thereof, including
the consideration to be paid or received,
are reasonable and fair to BHBC, and (ii)
the participation of BHBC in the
proposed transaction will not be on a
basis less advantageous to BHBC than
that of other participants; and
(b) In connection with each such
transaction, BHBC shall inform the
bankruptcy court of: (i) The identity of
all of its affiliated persons who are
parties to, or have a direct or indirect
financial interest in, the transaction; (ii)
the nature of the affiliation; and (iii) the
financial interests of such persons in the
transaction.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2012–9772 Filed 4–23–12; 8:45 am]
BILLING CODE 8011–01–P
mstockstill on DSK4VPTVN1PROD with NOTICES
Sunshine Act Meeting; Notice
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Thursday, April 26, 2012 at 2 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
and (10), permit consideration of the
scheduled matters at the Closed
Meeting.
Commissioner Walter, as duty officer,
voted to consider the items listed for the
Closed Meeting in a closed session.
The subject matter of the Closed
Meeting scheduled for Thursday, April
26, 2012 will be:
Institution and settlement of
injunctive actions;
17:40 Apr 23, 2012
Jkt 226001
Dated: April 19, 2012.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2012–9933 Filed 4–20–12; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–66825; File No. SR–ICC–
2012–01]
Self-Regulatory Organizations; ICE
Clear Credit LLC; Order Approving
Proposed Rule To Provide That One
Hundred Percent (100%) of the Initial
Margin Requirement for Client-Related
Positions Cleared in a Clearing
Participant’s Customer Account Origin
May Be Satisfied by a Clearing
Participant Utilizing US Treasuries
April 18, 2012.
SECURITIES AND EXCHANGE
COMMISSION
VerDate Mar<15>2010
Institution and settlement of
administrative proceedings;
Other matters relating to enforcement
proceedings; and
An opinion.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact: The Office of the Secretary at
(202) 551–5400.
I. Introduction
On February 17, 2012, ICE Clear
Credit LLC (‘‘ICC’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change SR–ICC–2012–01 pursuant to
Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’).1 The
proposed rule change was published for
comment in the Federal Register on
March 7, 2012.2 The Commission
received no comment letters. For the
reasons discussed below, the
Commission is granting approval of the
proposed rule change.
II. Description
This rule change will allow clearing
participants to satisfy the initial marginrelated liquidity requirements for clientrelated positions cleared in a clearing
participant’s customer account origin by
posting US Treasuries.
The proposed rule changes provide
that one hundred percent (100%) of the
initial margin requirement for clientrelated positions cleared in a clearing
participant’s customer account origin
1 15
U.S.C. 78s(b)(1).
Exchange Act Release No. 34–66500
(March 1, 2012), 77 FR 13678 (March 7, 2012).
2 Securities
PO 00000
Frm 00092
Fmt 4703
Sfmt 4703
may be satisfied by the clearing
participant utilizing US Treasuries.3
The ICC rules currently provide that
for all accounts at least forty-five
percent (45%) of initial margin must be
posted in US dollar cash. The next
twenty percent (20%) must be posted in
US dollar cash or US Treasuries. The
remaining thirty-five percent (35%)
must be posted in US dollar cash or US
Treasuries or G7 cash.
The proposed rules provide that at
least sixty-five percent (65%) of the
initial margin requirement for clientrelated positions cleared in a clearing
participant’s customer account origin
must be posted in US dollar
denominated assets (US dollar cash
and/or US Treasuries) and the
remaining thirty-five percent (35%)
must be posted in US dollar cash, US
Treasuries, or G7 cash. The proposed
changes will apply only to the initial
margin liquidity requirements
associated with the initial margin
requirement for client-related positions
cleared in a clearing participant’s
customer account origin. The proposed
changes will not apply to the ICC
liquidity requirements for house initial
margin and the guaranty fund.
The proposed rule changes are
intended to facilitate client-related
clearing. Customers of ICC’s clearing
participants have indicated that the
current US dollar cash liquidity
requirement is too restrictive and serves
as a barrier to clearing. The proposed
rule changes are consistent with the
recently promulgated CFTC regulation
39.11(e)(1) that provides that the CFTC’s
‘‘cash’’ liquidity requirement includes
US Treasury obligations. ICC routinely
monitors its potential liquidity needs
and reevaluates its liquidity
requirements to ensure that it has
sufficient intraday liquidity to manage
cash payments in the event of a member
default.4
3 ICC applies haircuts to US Treasuries to mitigate
liquidity risk. The haircuts as of April 1, 2012 are:
1.25% for US Treasuries maturing in less than one
year, 2.5% for US Treasuries maturing in one to five
years, 5.0% for US Treasuries maturing in five to
ten years, and 10.0% for US Treasuries maturing in
more than ten years (available at: https://
www.theice.com/publicdocs/clear_credit/
ICE_Clear_Credit_Collateral_Management.pdf).
4 Currently at least 45% of house initial margin
and the guaranty fund requirements must be posted
in US dollar cash and the ICC contribution to the
guaranty fund is in US dollar cash. Additionally,
ICC requires all members to meet and maintain
their minimum guaranty fund requirement deposit
of $20 million in US dollar cash regardless of the
amount of each member’s total guaranty fund
requirement. In addition, in the event of immediate
liquidity needs in the event of a member’s default,
ICC may borrow (through IntercontinentalExchange,
Inc.) up to an aggregate principal amount of $100
million against IntercontinentalExchange, Inc.’s
senior unsecured revolving credit facility.
E:\FR\FM\24APN1.SGM
24APN1
Agencies
[Federal Register Volume 77, Number 79 (Tuesday, April 24, 2012)]
[Notices]
[Page 24546]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-9933]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting; Notice
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday, April
26, 2012 at 2 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters also may be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the
scheduled matters at the Closed Meeting.
Commissioner Walter, as duty officer, voted to consider the items
listed for the Closed Meeting in a closed session.
The subject matter of the Closed Meeting scheduled for Thursday,
April 26, 2012 will be:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings;
Other matters relating to enforcement proceedings; and
An opinion.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact: The Office of the
Secretary at (202) 551-5400.
Dated: April 19, 2012.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2012-9933 Filed 4-20-12; 4:15 pm]
BILLING CODE 8011-01-P