Advanced Growing Systems, Inc., Advantage Capital Development Corp., Amazon Biotech, Inc., Andover Holdings, Inc. a/k/a Andover Energy Holdings, Inc., Bravo! Brands, Inc., and BSML, Inc., Order of Suspension of Trading, 14852-14853 [2012-6157]
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14852
Federal Register / Vol. 77, No. 49 / Tuesday, March 13, 2012 / Notices
proposed rule change will help to
stabilize the financial markets.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
FINRA does not believe that the
proposed rule change will result in any
burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
Written comments were neither
solicited nor received.
IV. Commission’s Findings and Order
Granting Accelerated Approval of a
Proposed Rule Change
III. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
mstockstill on DSK4VPTVN1PROD with NOTICES
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rulecomments@sec.gov. Please include File
Number SR–FINRA–2012–015 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–FINRA–2012–015. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10 a.m. and 3 p.m. Copies of such filing
VerDate Mar<15>2010
18:29 Mar 12, 2012
Jkt 226001
also will be available for inspection and
copying at the principal office of
FINRA. All comments received will be
posted without change; the Commission
does not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–FINRA–2012–015 and
should be submitted on or before April
3, 2012.
FINRA has requested that the
Commission find good cause pursuant
to Section 19(b)(2) of the Act for
approving the proposed rule change
prior to the 30th day after publication in
the Federal Register.15 After careful
consideration, the Commission finds
that the proposed rule change is
consistent with the requirements of the
Act and the rules and regulations
thereunder applicable to a national
securities association.16
In particular, the Commission finds
that the proposed rule change is
consistent with Section 15A(b)(6) of the
Act, which requires, among other
things, that FINRA rules be designed to
prevent fraudulent and manipulative
acts and practices, to promote just and
equitable principles of trade, and, in
general, to protect investors and the
public interest.17 Specifically, as noted
above, FINRA is limiting the application
of FINRA Rule 4240 at this time to CDS
that are security-based swaps under
Section 3(a)(68) of the Act,18 pending
further development of federal
regulations governing margin for swaps
and security-based swaps and further
consideration of potential portfolio
margin methodologies for cleared CDS
that include both swaps and securitybased swaps. This is consistent with the
goals of Title VII of the Dodd-Frank
Act.19 In addition, the Commission
believes that the proposed alternative
tables that may be used by market
participants to compute the required
margin will provide market participants
with some flexibility in computing
margin, while still permitting the
continued use of the existing margin
tables in FINRA Rule 4240
Supplementary Material .01.
15 15
U.S.C. 78s(b)(2).
approving this rule change, the Commission
notes that it has considered the proposed rule’s
impact on efficiency, competition, and capital
formation. See 15 U.S.C. 78c(f).
17 15 U.S.C. 78o–3(b)(6).
18 15 U.S.C. 78c(a)(68).
19 Public Law 111–203, 124 Stat. 1376 (2010).
16 In
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The accelerated approval will,
consistent with the goals set forth by the
Commission when it adopted the
interim final temporary rules with
respect to the operation of central
counterparties to clear and settle CDS,
and pending the final implementation of
new CFTC and SEC rules pursuant to
Title VII of the Dodd-Frank Act, help to
stabilize the financial markets by setting
forth margin requirements for certain
transactions in CDS. Therefore, the
Commission finds good cause, pursuant
to Section 19(b)(2) of the Act, for
approving the proposed rule change
prior to the 30th day after the date of
publication of note in the Federal
Register.20
V. Conclusion
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act,21 that the
proposed rule change (SR–FINRA–
2012–015) be, and hereby is, approved
on an accelerated basis.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.22
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2012–5985 Filed 3–12–12; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
Advanced Growing Systems, Inc.,
Advantage Capital Development Corp.,
Amazon Biotech, Inc., Andover
Holdings, Inc. a/k/a Andover Energy
Holdings, Inc., Bravo! Brands, Inc., and
BSML, Inc., Order of Suspension of
Trading
March 9, 2012.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Advanced
Growing Systems, Inc. because it has
not filed any periodic reports since the
period ended June 30, 2009.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Advantage
Capital Development Corp. because it
has not filed any periodic reports since
the period ended December 31, 2006.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Amazon
20 15
U.S.C. 78(b)(2).
U.S.C. 78(b)(2).
22 17 CFR 200.30–3(a)(12).
21 15
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Federal Register / Vol. 77, No. 49 / Tuesday, March 13, 2012 / Notices
14853
Biotech, Inc. because it has not filed any
periodic reports since the period ended
October 31, 2007.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Andover
Holdings, Inc. a/k/a Andover Energy
Holdings, Inc. because it has not filed
any periodic reports since the period
ended December 31, 2008.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Bravo!
Brands, Inc. because it has not filed any
periodic reports since the period ended
March 31, 2007.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of BSML, Inc.
because it has not filed any periodic
reports since the period ended March
28, 2009.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
companies. Therefore, it is ordered,
pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that
trading in the securities of the abovelisted companies is suspended for the
period from 9:30 a.m. EST on March 9,
2012, through 11:59 p.m. EDT on March
22, 2012.
Request for clearance (OMB 83–
1), supporting statement, and other
documents submitted to OMB for
review may be obtained from the
Agency Clearance Officer.
ADDRESSES: Address all comments
concerning this notice to: Agency
Clearance Officer, Curtis Rich, Small
Business Administration, 409 3rd Street
SW., 5th Floor, Washington, DC 20416;
and OMB Reviewer, Office of
Information and Regulatory Affairs,
Office of Management and Budget, New
Executive Office Building, Washington,
DC 20503.
FOR FURTHER INFORMATION CONTACT:
Curtis Rich, Agency Clearance Officer,
(202) 205–7030.
SUPPLEMENTARY INFORMATION:
Title: ‘‘SBA Lender Microloan
Intermediary and NTAP Reporting
Requirements’’.
Frequency: On Occasion.
SBA Form Number: N/A.
Description of Respondents: SBA
Microloan Lenders.
Responses: 170.
Annual Burden: 1,700.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[Disaster Declaration #13025 and #13026]
James E. Rivera,
Associate Administrator for Disaster
Assistance.
Oregon Disaster #OR–00041
[FR Doc. 2012–5962 Filed 3–12–12; 8:45 am]
[FR Doc. 2012–6157 Filed 3–9–12; 4:15 pm]
AGENCY:
U.S. Small Business
Administration.
ACTION: Notice.
BILLING CODE 8025–01–P
This is a Notice of the
Presidential declaration of a major
disaster for Public Assistance Only for
the State of Oregon (FEMA–4055–DR),
dated 03/02/2012.
Incident: Severe Winter Storm,
Flooding, Landslides, and Mudslides.
Incident Period: 01/17/2012 through
01/21/2012.
Effective Date: 03/02/2012.
Physical Loan Application Deadline
Date: 05/01/2012.
Economic Injury (EIDL) Loan
Application Deadline Date: 12/03/2012.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street SW., Suite 6050,
Washington, DC 20416.
[License No. 09/79–0454]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
Reporting and Recordkeeping
Requirements Under OMB Review
Small Business Administration.
Notice of Reporting
Requirements Submitted for OMB
Review.
AGENCY:
ACTION:
Under the provisions of the
Paperwork Reduction Act (44 U.S.C.
Chapter 35), agencies are required to
submit proposed reporting and
recordkeeping requirements to OMB for
review and approval, and to publish a
notice in the Federal Register notifying
the public that the agency has made
such a submission.
DATES: Submit comments on or before
April 12, 2012. If you intend to
comment but cannot prepare comments
promptly, please advise the OMB
Reviewer and the Agency Clearance
Officer before the deadline.
mstockstill on DSK4VPTVN1PROD with NOTICES
SUMMARY:
VerDate Mar<15>2010
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COPIES:
Curtis Rich,
Management Analyst.
[FR Doc. 2012–5958 Filed 3–12–12; 8:45 am]
BILLING CODE P
SUMMARY:
Frm 00130
Percent
For Physical Damage:
Non-Profit Organizations With
Credit Available Elsewhere ...
Non-Profit Organizations Without Credit Available Elsewhere .....................................
For Economic Injury:
Non-Profit Organizations Without Credit Available Elsewhere .....................................
3.125
3.000
3.000
The number assigned to this disaster
for physical damage is 13025B and for
economic injury is 13026B.
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
SMALL BUSINESS ADMINISTRATION
PO 00000
Notice is
hereby given that as a result of the
President’s major disaster declaration on
03/02/2012, Private Non-Profit
organizations that provide essential
services of governmental nature may file
disaster loan applications at the address
listed above or other locally announced
locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties:
Benton, Columbia, Coos, Curry,
Douglas, Hood River, Lane, Lincoln,
Linn, Marion, Polk, Tillamook.
The Interest Rates are:
SUPPLEMENTARY INFORMATION:
Fmt 4703
Sfmt 4703
SMALL BUSINESS ADMINISTRATION
Emergence Capital Partners SBIC,
L.P.; Notice Seeking Exemption Under
Section 312 of the Small Business
Investment Act, Conflicts of Interest
Notice is hereby given that Emergence
Capital Partners SBIC, L.P., 160 Bovet
Road, Suite 300, San Mateo, CA 94402,
a Federal Licensee under the Small
Business Investment Act of 1958, as
amended (‘‘the Act’’), in connection
with the financing of a small concern,
has sought an exemption under Section
312 of the Act and Section 107.730,
Financings which Constitute Conflicts of
Interest, of the Small Business
Administration (‘‘SBA’’) Rules and
Regulations (13 CFR 107.730).
Emergence Capital Partners SBIC, L.P.
proposes to provide equity financing to
InsideView Technologies, Inc., 444
DeHaro Street, Suite 210, San Francisco,
CA 94107 (‘‘InsideView’’).
E:\FR\FM\13MRN1.SGM
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]]>Agencies
[Federal Register Volume 77, Number 49 (Tuesday, March 13, 2012)]
[Notices]
[Pages 14852-14853]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-6157]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
Advanced Growing Systems, Inc., Advantage Capital Development
Corp., Amazon Biotech, Inc., Andover Holdings, Inc. a/k/a Andover
Energy Holdings, Inc., Bravo! Brands, Inc., and BSML, Inc., Order of
Suspension of Trading
March 9, 2012.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Advanced Growing Systems, Inc. because it has not filed any periodic
reports since the period ended June 30, 2009.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Advantage Capital Development Corp. because it has not filed any
periodic reports since the period ended December 31, 2006.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Amazon
[[Page 14853]]
Biotech, Inc. because it has not filed any periodic reports since the
period ended October 31, 2007.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Andover Holdings, Inc. a/k/a Andover Energy Holdings, Inc. because it
has not filed any periodic reports since the period ended December 31,
2008.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Bravo! Brands, Inc. because it has not filed any periodic reports since
the period ended March 31, 2007.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
BSML, Inc. because it has not filed any periodic reports since the
period ended March 28, 2009.
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed companies. Therefore, it is ordered,
pursuant to Section 12(k) of the Securities Exchange Act of 1934, that
trading in the securities of the above-listed companies is suspended
for the period from 9:30 a.m. EST on March 9, 2012, through 11:59 p.m.
EDT on March 22, 2012.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2012-6157 Filed 3-9-12; 4:15 pm]
BILLING CODE 8011-01-P
