Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending an Existing Rebate Relating to Qualified Contingent Cross Orders That Are Entered and Executed Through the Exchange Systems, 9293-9294 [2012-3608]
Download as PDF
Federal Register / Vol. 77, No. 32 / Thursday, February 16, 2012 / Notices
a.m. and 3 p.m. Copies of the filing also
will be available for inspection and
copying at the principal office of the
Exchange. All comments received will
be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
NASDAQ–2012–021 and should be
submitted on or before March 8, 2012.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.17
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2012–3612 Filed 2–15–12; 8:45 am]
BILLING CODE 8011–01–P
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–66376; File No. SR–
NYSEAmex–2012–05]
Self-Regulatory Organizations; NYSE
Amex LLC; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change Amending an Existing
Rebate Relating to Qualified
Contingent Cross Orders That Are
Entered and Executed Through the
Exchange Systems
February 10, 2012.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on January
30, 2012, NYSE Amex LLC (the
‘‘Exchange’’ or ‘‘NYSE Amex’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the selfregulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
srobinson on DSK4SPTVN1PROD with NOTICES
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend an
existing rebate relating to Qualified
Contingent Cross (‘‘QCC’’) orders that
are entered and executed through the
Exchange systems. The text of the
proposed rule change is available at the
Exchange, the Commission’s Public
Reference Room, and www.nyse.com.
17 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
VerDate Mar<15>2010
16:31 Feb 15, 2012
Jkt 226001
The purpose of the proposal is to
increase a rebate for Floor Brokers who
enter QCC orders that subsequently
execute.3 The Exchange intends to
increase the existing rebate of $.03 per
executed contract to $.07 per executed
contract.4
The rebate is credited to the executing
Floor Broker. The Exchange notes that
the terms of a QCC order are negotiated
and agreed to prior to being brought to
an exchange for possible execution. In
bringing a QCC order to the Exchange
for execution, permit holders have two
primary means of doing so. They can
configure their systems to deliver the
QCC order to the Exchange matching
engines for validation and execution.
Alternatively they can utilize the
services of another ATP Holder acting as
a Floor Broker. In turn, the Floor Broker
who is in receipt of such an order can
enter the order through an Exchangeprovided system 5 to be delivered to the
3 See Securities Exchange Act Release No. 65472
(October 3, 2011), 76 FR 62887 (October 11, 2011)
(SR–NYSEAmex–2011–72). See also Securities
Exchange Act Release No. 65047 (August 5, 2011),
76 FR 49812 (August 11, 2011) (SR–NYSEAmex–
2011–56). The QCC permits an NYSE Amex ATP
Holder to effect a qualified contingent trade
(‘‘QCT’’) in a Regulation NMS stock and cross the
options leg of the trade on the Exchange
immediately upon entry and without order
exposure if the order is for at least 1,000 contracts,
is part of a QCT, is executed at a price at least equal
to the national best bid or offer, as long as there are
no Customer orders in the Exchange’s Consolidated
Book at the same price.
4 The exclusion of Customer-to-Customer QCC
trades from the Floor Broker rebate will remain. See
Securities Act Release No. 65943 (December 13,
2011), 76 FR 78704 (December 19, 2011) (SR–
NYSEAmex–2011–95).
5 Floor Brokers are required by NYSE Amex Rule
955NY to have systematized orders prior to
representing them in open outcry. Using the same
Electronic Order Capture System, Floor Brokers will
be able to enter QCC orders for validation by the
PO 00000
Frm 00096
Fmt 4703
Sfmt 4703
9293
Exchange matching engine for
validation and potential execution. The
Exchange does not offer a front-end for
order entry, unlike some of the
competing exchanges.6 The Exchange
expects that the increased rebate offered
to executing Floor Brokers will allow
them to price their services at a level
that will enable them to attract QCC
order flow from participants who would
otherwise utilize an existing front-end
order entry mechanism offered by the
Exchange’s competitors or floor brokers
on other exchanges, instead of incurring
the cost in time and money to develop
their own internal systems to be able to
deliver QCC orders directly to the
Exchange systems. To the extent that
Floor Brokers are able to attract these
QCC orders, they will gain important
information that will allow them to
solicit the parties to the QCC orders for
participation in other trades, which will
in turn benefit all other Exchange
participants through the additional
liquidity and price discovery that may
occur as a result. The proposed change
is also a competitive response to recent
pricing changes at competing
exchanges.7 The proposed change will
be operative on February 1, 2012.
2. Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
the provisions of Section 6(b) 8 of the
Securities Exchange Act of 1934 (the
‘‘Act’’), in general, and Section 6(b)(4) 9
of the Act, in particular, in that it is
designed to provide for the equitable
allocation of reasonable dues, fees, and
other charges among its members and
other persons using its facilities.
The Exchange believes the proposed
increase from $.03 per contract to $.07
per contract rebate for Floor Brokers
who enter QCC orders that execute is
reasonable because it will allow Floor
Brokers the opportunity to compete for
QCC orders that would otherwise be
Exchange matching engines and potential
execution.
6 The International Securities Exchange (‘‘ISE’’)
offers PRECISE TRADE as a means for users to enter
orders and Chicago Board Options Exchange has a
similar front-end order entry system called PULSE.
Such systems do not require users to develop their
own internal front-end order entry systems and may
provide savings to users in terms of development
time and costs.
7 See Securities Act Release No. 66169 (January
17, 2011) (SR–ISE–2012–01) (notice of filing and
immediate effectiveness of a proposed rule change,
including an increase in ISE rebate of up to $.10 per
contract for qualifying executed QCC orders), and
NASDAQ OMX PHLX fee schedule dated January
18, 2012, page 5 (describing a rebate of up to $.10
per contract for qualifying executed QCC Orders),
available at https://www.nasdaqtrader.com/content/
marketregulation/membership/phlx/feesched.pdf.
8 15 U.S.C. 78f(b).
9 15 U.S.C. 78f(b)(4).
E:\FR\FM\16FEN1.SGM
16FEN1
9294
Federal Register / Vol. 77, No. 32 / Thursday, February 16, 2012 / Notices
entered into front-end order entry
systems of competing exchanges or sent
to floor brokers on exchanges that offer
higher rebates.10 The proposed rebate is
comparable to or less than rebates
offered on both the ISE and NASDAQ
OMX PHLX in that it is being offered to
Floor Brokers as an inducement that
may allow them to competitively price
their services offered to all
participants.11 To the extent that the
rebate is successful in attracting
additional order flow to the Exchange,
all participants should benefit. As such
the Exchange believes that the rebate is
appropriate and reasonable.
The Exchange believes the proposal to
increase the rebate from $.03 per
contract to a $.07 per contract is
equitable and not unfairly
discriminatory because it would
uniformly apply to all QCC orders
entered by a Floor Broker for validation
by the system and potential execution,
excepting Customer-to-Customer QCC
trades. The exclusion of Customer-toCustomer QCC trades from the Floor
Broker rebate will remain.12 Any
participant will be able to engage a
rebate-receiving Floor Broker in a
discussion surrounding the appropriate
level of fees that they may be charged
for entrusting the entry of the QCC order
to the Floor Broker into the Exchange
systems for validation and execution.
The additional order flow attracted by
this increase in the rebate should benefit
all participants. For this reason the
Exchange feels the adoption of the
proposed rebate increase is both
equitable and not unfairly
discriminatory.
For the reasons noted above, the
Exchange believes that the proposed
fees are fair, equitable and not unfairly
discriminatory.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
srobinson on DSK4SPTVN1PROD with NOTICES
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
supra note 6.
supra note 7.
12 See supra note 4.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change is effective
upon filing pursuant to Section
19(b)(3)(A) 13 of the Act and
subparagraph (f)(2) of Rule 19b–4 14
thereunder, because it establishes a due,
fee, or other charge imposed by the
NYSE Amex.
At any time within 60 days of the
filing of such proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
VerDate Mar<15>2010
16:31 Feb 15, 2012
[FR Doc. 2012–3608 Filed 2–15–12; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF STATE
[Public Notice 7801]
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–NYSEAmex–2012–05. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
SUMMARY:
13 15
14 17
Jkt 226001
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.15
Kevin M. O’Neill,
Deputy Secretary.
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rulecomments@sec.gov. Please include File
Number SR–NYSEAmex–2012–05 on
the subject line.
10 See
11 See
printing in the Commission’s Public
Reference Room, 100 F Street NW.,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of such filing
also will be available for inspection and
copying at the principal office of the
Exchange. All comments received will
be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
NYSEAmex–2012–05 and should be
submitted on or before March 8, 2012.
PO 00000
U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(2).
Frm 00097
Fmt 4703
Sfmt 4703
30-Day Notice of Proposed Information
Collection: DS–86, Statement of NonReceipt of a Passport
Notice of request for public
comment and submission to OMB of
proposed collection of information.
ACTION:
The Department of State has
submitted the following information
collection request to the Office of
Management and Budget (OMB) for
approval in accordance with the
Paperwork Reduction Act of 1995.
• Title of Information Collection:
Statement of Non-Receipt of a Passport.
• OMB Control Number: 1405–0146.
• Type of Request: Revision of a
Currently Approved Collection.
• Originating Office: Bureau of
Consular Affairs, CA/PPT/PMO/PC.
• Form Number: DS–86.
• Respondents: Individuals who have
not received the passport for which they
originally applied.
• Estimated Number of Respondents:
12,755 per year.
• Estimated Number of Responses:
12,755 per year.
• Average Hours per Response: 5 min.
• Total Estimated Burden: 1,063
hours.
• Frequency: On Occasion.
• Obligation to Respond: Required to
Obtain a Benefit.
DATES: Submit comments to the Office
of Management and Budget (OMB) for
up to 30 days from February 16, 2012.
15 17
E:\FR\FM\16FEN1.SGM
CFR 200.30–3(a)(12).
16FEN1
Agencies
[Federal Register Volume 77, Number 32 (Thursday, February 16, 2012)]
[Notices]
[Pages 9293-9294]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-3608]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-66376; File No. SR-NYSEAmex-2012-05]
Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing
and Immediate Effectiveness of Proposed Rule Change Amending an
Existing Rebate Relating to Qualified Contingent Cross Orders That Are
Entered and Executed Through the Exchange Systems
February 10, 2012.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on January 30, 2012, NYSE Amex LLC (the ``Exchange'' or ``NYSE Amex'')
filed with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I, II, and III below, which
Items have been prepared by the self-regulatory organization. The
Commission is publishing this notice to solicit comments on the
proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange proposes to amend an existing rebate relating to
Qualified Contingent Cross (``QCC'') orders that are entered and
executed through the Exchange systems. The text of the proposed rule
change is available at the Exchange, the Commission's Public Reference
Room, and www.nyse.com.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the self-regulatory organization
included statements concerning the purpose of, and basis for, the
proposed rule change and discussed any comments it received on the
proposed rule change. The text of those statements may be examined at
the places specified in Item IV below. The Exchange has prepared
summaries, set forth in sections A, B, and C below, of the most
significant parts of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
The purpose of the proposal is to increase a rebate for Floor
Brokers who enter QCC orders that subsequently execute.\3\ The Exchange
intends to increase the existing rebate of $.03 per executed contract
to $.07 per executed contract.\4\
---------------------------------------------------------------------------
\3\ See Securities Exchange Act Release No. 65472 (October 3,
2011), 76 FR 62887 (October 11, 2011) (SR-NYSEAmex-2011-72). See
also Securities Exchange Act Release No. 65047 (August 5, 2011), 76
FR 49812 (August 11, 2011) (SR-NYSEAmex-2011-56). The QCC permits an
NYSE Amex ATP Holder to effect a qualified contingent trade
(``QCT'') in a Regulation NMS stock and cross the options leg of the
trade on the Exchange immediately upon entry and without order
exposure if the order is for at least 1,000 contracts, is part of a
QCT, is executed at a price at least equal to the national best bid
or offer, as long as there are no Customer orders in the Exchange's
Consolidated Book at the same price.
\4\ The exclusion of Customer-to-Customer QCC trades from the
Floor Broker rebate will remain. See Securities Act Release No.
65943 (December 13, 2011), 76 FR 78704 (December 19, 2011) (SR-
NYSEAmex-2011-95).
---------------------------------------------------------------------------
The rebate is credited to the executing Floor Broker. The Exchange
notes that the terms of a QCC order are negotiated and agreed to prior
to being brought to an exchange for possible execution. In bringing a
QCC order to the Exchange for execution, permit holders have two
primary means of doing so. They can configure their systems to deliver
the QCC order to the Exchange matching engines for validation and
execution. Alternatively they can utilize the services of another ATP
Holder acting as a Floor Broker. In turn, the Floor Broker who is in
receipt of such an order can enter the order through an Exchange-
provided system \5\ to be delivered to the Exchange matching engine for
validation and potential execution. The Exchange does not offer a
front-end for order entry, unlike some of the competing exchanges.\6\
The Exchange expects that the increased rebate offered to executing
Floor Brokers will allow them to price their services at a level that
will enable them to attract QCC order flow from participants who would
otherwise utilize an existing front-end order entry mechanism offered
by the Exchange's competitors or floor brokers on other exchanges,
instead of incurring the cost in time and money to develop their own
internal systems to be able to deliver QCC orders directly to the
Exchange systems. To the extent that Floor Brokers are able to attract
these QCC orders, they will gain important information that will allow
them to solicit the parties to the QCC orders for participation in
other trades, which will in turn benefit all other Exchange
participants through the additional liquidity and price discovery that
may occur as a result. The proposed change is also a competitive
response to recent pricing changes at competing exchanges.\7\ The
proposed change will be operative on February 1, 2012.
---------------------------------------------------------------------------
\5\ Floor Brokers are required by NYSE Amex Rule 955NY to have
systematized orders prior to representing them in open outcry. Using
the same Electronic Order Capture System, Floor Brokers will be able
to enter QCC orders for validation by the Exchange matching engines
and potential execution.
\6\ The International Securities Exchange (``ISE'') offers
PRECISE TRADE as a means for users to enter orders and Chicago Board
Options Exchange has a similar front-end order entry system called
PULSE. Such systems do not require users to develop their own
internal front-end order entry systems and may provide savings to
users in terms of development time and costs.
\7\ See Securities Act Release No. 66169 (January 17, 2011) (SR-
ISE-2012-01) (notice of filing and immediate effectiveness of a
proposed rule change, including an increase in ISE rebate of up to
$.10 per contract for qualifying executed QCC orders), and NASDAQ
OMX PHLX fee schedule dated January 18, 2012, page 5 (describing a
rebate of up to $.10 per contract for qualifying executed QCC
Orders), available at https://www.nasdaqtrader.com/content/marketregulation/membership/phlx/feesched.pdf.
---------------------------------------------------------------------------
2. Statutory Basis
The Exchange believes that the proposed rule change is consistent
with the provisions of Section 6(b) \8\ of the Securities Exchange Act
of 1934 (the ``Act''), in general, and Section 6(b)(4) \9\ of the Act,
in particular, in that it is designed to provide for the equitable
allocation of reasonable dues, fees, and other charges among its
members and other persons using its facilities.
---------------------------------------------------------------------------
\8\ 15 U.S.C. 78f(b).
\9\ 15 U.S.C. 78f(b)(4).
---------------------------------------------------------------------------
The Exchange believes the proposed increase from $.03 per contract
to $.07 per contract rebate for Floor Brokers who enter QCC orders that
execute is reasonable because it will allow Floor Brokers the
opportunity to compete for QCC orders that would otherwise be
[[Page 9294]]
entered into front-end order entry systems of competing exchanges or
sent to floor brokers on exchanges that offer higher rebates.\10\ The
proposed rebate is comparable to or less than rebates offered on both
the ISE and NASDAQ OMX PHLX in that it is being offered to Floor
Brokers as an inducement that may allow them to competitively price
their services offered to all participants.\11\ To the extent that the
rebate is successful in attracting additional order flow to the
Exchange, all participants should benefit. As such the Exchange
believes that the rebate is appropriate and reasonable.
---------------------------------------------------------------------------
\10\ See supra note 6.
\11\ See supra note 7.
---------------------------------------------------------------------------
The Exchange believes the proposal to increase the rebate from $.03
per contract to a $.07 per contract is equitable and not unfairly
discriminatory because it would uniformly apply to all QCC orders
entered by a Floor Broker for validation by the system and potential
execution, excepting Customer-to-Customer QCC trades. The exclusion of
Customer-to-Customer QCC trades from the Floor Broker rebate will
remain.\12\ Any participant will be able to engage a rebate-receiving
Floor Broker in a discussion surrounding the appropriate level of fees
that they may be charged for entrusting the entry of the QCC order to
the Floor Broker into the Exchange systems for validation and
execution. The additional order flow attracted by this increase in the
rebate should benefit all participants. For this reason the Exchange
feels the adoption of the proposed rebate increase is both equitable
and not unfairly discriminatory.
---------------------------------------------------------------------------
\12\ See supra note 4.
---------------------------------------------------------------------------
For the reasons noted above, the Exchange believes that the
proposed fees are fair, equitable and not unfairly discriminatory.
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
impose any burden on competition that is not necessary or appropriate
in furtherance of the purposes of the Act.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
No written comments were solicited or received with respect to the
proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The foregoing rule change is effective upon filing pursuant to
Section 19(b)(3)(A) \13\ of the Act and subparagraph (f)(2) of Rule
19b-4 \14\ thereunder, because it establishes a due, fee, or other
charge imposed by the NYSE Amex.
---------------------------------------------------------------------------
\13\ 15 U.S.C. 78s(b)(3)(A).
\14\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------
At any time within 60 days of the filing of such proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File Number SR-NYSEAmex-2012-05 on the subject line.
Paper Comments
Send paper comments in triplicate to Elizabeth M. Murphy,
Secretary, Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-NYSEAmex-2012-05. This
file number should be included on the subject line if email is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NW.,
Washington, DC 20549, on official business days between the hours of 10
a.m. and 3 p.m. Copies of such filing also will be available for
inspection and copying at the principal office of the Exchange. All
comments received will be posted without change; the Commission does
not edit personal identifying information from submissions. You should
submit only information that you wish to make available publicly. All
submissions should refer to File Number SR-NYSEAmex-2012-05 and should
be submitted on or before March 8, 2012.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\15\
---------------------------------------------------------------------------
\15\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2012-3608 Filed 2-15-12; 8:45 am]
BILLING CODE 8011-01-P