Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, etc., 71612 [C1-2011-28716]

Download as PDF 71612 Federal Register / Vol. 76, No. 223 / Friday, November 18, 2011 / Notices with regard to the Committee’s collective representation of public, forprofit, non-profit, and academic perspectives. Committee members will be selected in accordance with the candidate identification process detailed in the Committee’s Membership Balance Plan (accessible at https://fido.gov/ facadatabase/). Members will serve for a term of two years without compensation, but may receive transportation expenses, including per diem in lieu of subsistence, to the extent permissible by law and subject to the availability of resources. Meetings will occur at an estimated frequency of once every three months. Nominations: The Presidio Trust will consider nominations of all qualified individuals to ensure that the Committee includes the areas of subject matter expertise noted above (see ‘‘Structure’’). Potential candidates may be asked to provide detailed information as necessary regarding financial interests, employment, and professional affiliations to evaluate possible sources of conflicts of interest. Each nomination should include: (1) The nominee’s name, affiliation, and contact information; (2) a cover letter describing the nominee’s qualifications or interest in serving on the Committee; and (3) a copy of the nominee’s biography and/or curriculum vitae. The Presidio Trust encourages applications from diverse nominees with respect to backgrounds, professions, ethnicities, gender, and geography. Selfnominations are acceptable. Dated: November 14, 2011. Karen A. Cook, General Counsel. [FR Doc. 2011–29878 Filed 11–17–11; 8:45 am] BILLING CODE 4310–4R–P certified that, in his opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (7), (9)(B) and (10) and 17 CFR 200.402(a)(3), (5), (7), (9)(ii) and (10) permit consideration of the scheduled matter at the Closed Meeting. Commissioner Aguilar, as duty officer, voted to consider the item listed for the Closed Meeting in a closed session, and determined that no earlier notice thereof was possible. The subject matter of the Closed Meeting scheduled for Tuesday, November 15, 2011 will be: Other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting item. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551–5400. SECURITIES AND EXCHANGE COMMISSION Dated: November 15, 2011. Elizabeth M. Murphy, Secretary. BILLING CODE 1505–01–D [FR Doc. 2011–29969 Filed 11–16–11; 11:15 am] SECURITIES AND EXCHANGE COMMISSION [Release No. 34–65663; File No. SR–FINRA– 2011–035] Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, etc. Sunshine Act Meeting mstockstill on DSK4VPTVN1PROD with NOTICES November 1, 2011. In notice document 2011–28716 appearing on pages 68800–68803 in the issue of November 7, 2011, make the following correction: On page 68802, in the third column, in the second full paragraph, in the eleventh line, ‘‘[insert date 45 days from publication in the Federal Register]’’, should read ‘‘December 22, 2011’’. VerDate Mar<15>2010 17:44 Nov 17, 2011 Jkt 226001 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order on CBOE Stock Exchange November 1, 2011. Correction In notice document 2011–28694 appearing on pages 68798–68800 in the issue of November 7, 2011, make the following correction: On page 68798, in the first column, the Release No. and the File No., which were inadvertently omitted from the document heading, are added to read as set forth above. [FR Doc. C1–2011–28694 Filed 11–17–11; 8:45 am] SECURITIES AND EXCHANGE COMMISSION BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION Correction Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold a Closed Meeting on Tuesday, November 15, 2011 at 2:30 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed Meeting. Certain staff members who have an interest in the matters also may be present. The General Counsel of the Commission, or his designee, has [Release No. 34–65662; File No. SR–CBOE– 2011–102] [FR Doc. C1–2011–28716 Filed 11–17–11; 8:45 am] BILLING CODE 1505–01–D PO 00000 [Release No. 34–65722; File No. SR–FINRA– 2011–065] Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule CrossReferences Within Certain FINRA Rules November 10, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 notice is hereby given that on November 2, 2011, Financial Industry Regulatory Authority, Inc. (‘‘FINRA’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by FINRA. FINRA has designated the proposed rule change as constituting a non-controversial rule change under Rule 19b–4(f)(6) under the Act,3 which renders the proposal effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 17 CFR 240.19b–4(f)(6). 2 17 Frm 00103 Fmt 4703 Sfmt 4703 E:\FR\FM\18NON1.SGM 18NON1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 76, Number 223 (Friday, November 18, 2011)]
[Notices]
[Page 71612]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: C1-2011-28716]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-65663; File No. SR-FINRA-2011-035]


Self-Regulatory Organizations; Financial Industry Regulatory 
Authority, Inc.; Notice of Filing of Partial Amendment No. 1 and Order 
Instituting Proceedings To Determine Whether To Approve or Disapprove a 
Proposed Rule Change, etc.

November 1, 2011.

Correction

    In notice document 2011-28716 appearing on pages 68800-68803 in the 
issue of November 7, 2011, make the following correction:
    On page 68802, in the third column, in the second full paragraph, 
in the eleventh line, ``[insert date 45 days from publication in the 
Federal Register]'', should read ``December 22, 2011''.

[FR Doc. C1-2011-28716 Filed 11-17-11; 8:45 am]
BILLING CODE 1505-01-D

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